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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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STATE OF NORTH CAROLINA v. CHRISTOPHER PEOPLES, Defendant
NO. COA03-931
Filed: 16 November 2004
1. Drugs_possession with intent to sell_drugs found on companion
A motion to dismiss a prosecution for possession of crack cocaine with intent to sell was
correctly denied where the cocaine was not found on defendant's person when he was arrested.
Testimony established an unbroken chain of possession from defendant to his girlfriend, from
whom the cocaine was recovered.
2. Evidence_officer's testimony_defendant as drug dealer
The trial court acted within its discretion to deny defendant's motion to strike an officer's
testimony explaining that defendant was arrested rather than those buying cocaine from him
because the operation was targeting drug dealers. The statement was general and did not seem
purposefully calculated to prejudice the jury against defendant.
3. Appeal and Error_mistrial_defendant in handcuffs--no plain error analysis
The question of whether the trial judge should have declared a mistrial after a report that
some jurors may have seen defendant in handcuffs in a hallway was not preserved for appeal
because defendant did not object or seek a mistrial. Plain error does not apply to mistrial rulings;
moreover, none of the jurors raised their hand when the court asked whether they had seen
defendant in the hallway.
4. Criminal Law_interested witness instruction_no error
The trial court did not err by giving an interested witness instruction about defendant's
main witness, his girlfriend and the mother of his child, who was a nonjoined codefendant. She
probably was an interested witness; moreover, the interested witness instruction was not so much
a part of the entire instructions as to have prejudiced the jury against defendant or his witnesses.
5. Sentencing_habitual felon_arraignment
The failure of the trial court to arraign defendant as an habitual felon before the close of
the State's evidence was not prejudicial where defendant pled guilty to the habitual felon charge,
the court conducted a full inquiry into the plea, defendant was fully aware of the consequences,
and defendant was notified that he was being tried as a recidivist before the trial.
6. Sentencing_habitual felon_indictment
Defendant was validly indicted for being an habitual felon where he was charged in one
bill with felonious possession of cocaine and in another with being an habitual felon. All the
information required to charge defendant was included; the statute does not require that the
indictment charging the underlying felony also charge habitual felon status.
Appeal by defendant from judgment entered 14 January 2003 by
Judge Jerry Cash Martin in Forsyth County Superior Court. Heard in
the Court of Appeals 21 April 2004.
Attorney General Roy Cooper, by Special Deputy Attorney
General Lars F. Nance for the State.
Hall & Hall Attorneys at Law, P.C., by Susan P. Hall for the
defendant-appellant.
ELMORE, Judge.
Christopher Peoples (defendant) was watched by Officer B. D.
Moyer (Officer Moyer) who was conducting a surveillance operation
of a known open-air drug market. Defendant was approached by a man
and three women individually. When the first woman approached,
defendant produced a plastic bag containing an off-white substance.
Officer Moyer testified that defendant handed something out of the
bag to each of the women and they handed him something in return.
A woman who would later be identified as Monica Speas (Speas), the
defendant's girlfriend, was seen observing the activity. Another
man approached defendant and received something from the plastic
bag, and handed defendant something in return. Speas then
approached defendant, who tied a knot in the top of the plastic bag
and handed it to Speas along with some money. Speas placed the bag
down her shirt.
At that point, officers moved in to arrest defendant and
Speas. Officer Candace Peck was called to the scene to search
Speas. Officer Peck asked Speas if she had anything on her, at
which point Speas began to cry and produced the plastic bag
containing a white rock-like substance from her bra area. The
substance weighed 2.5 grams. The officer also found a total of $17
in cash on Speas' person. A single $100.00 bill was found on
defendant's person. Speas and defendant were transported to the
jail where both were advised of their Miranda rights and Speas
waived her right to remain silent. Her signed waiver was admitted
into evidence at trial. She then made a statement to police.
Speas, as a witness at trial, denied ever being advised of her
rights or waiving them, although she remembers signing the form. She contradicted her prior statements to police while on the
witness stand.
Defendant was found guilty in a jury trial of possession of
cocaine with intent to sell and deliver, and pled guilty to
habitual felon status. Defendant now brings this appeal.
I.
[1] Defendant first assigns error to the trial court's denial
of defendant's motion to dismiss at the close of the evidence,
arguing that the evidence was not sufficient to send the case to
the jury.
The statute which governs motions for dismissal, which the
trial court referenced in deciding the motion, is N.C. Gen. Stat.
§ 15A-1227(a)(3), which provides in pertinent part as follows:
(a) A motion for dismissal for insufficiency
of the evidence to sustain a conviction may be
made at the following times:
(1) Upon close of the State's evidence.
(2) Upon close of all the evidence.
(3) After return of a verdict of guilty and
before entry of judgment.
(4) After discharge of the jury without a
verdict and before the end of the session.
(b) Failure to make the motion at the close of
the State's evidence or after all the evidence
is not a bar to making the motion at a later
time as provided in subsection (a).
(c) The judge must rule on a motion to dismiss
for insufficiency of the evidence before the
trial may proceed.
. . .
N.C. Gen. Stat. § 15A-1227 (2003).
Upon defendant's motion for dismissal, the question for the
Court is whether there is substantial evidence (1) of each
essential element of the offense charged, or of a lesser offenseincluded therein, and (2) of defendant's being the perpetrator of
such offense. If so, the motion is properly denied. State v.
Powell, 299 N.C. 95, 98, 261 S.E.2d 114, 117 (1980). If the
evidence is sufficient only to raise a suspicion or conjecture as
to either the commission of the offense or the identity of the
defendant as the perpetrator of it, the motion should be allowed.
State v. Scott, 356 N.C. 591, 595, 573 S.E.2d 866, 868 (2002)
(quoting Powell, 299 N.C. at 98, 261 S.E.2d at 117).
In reviewing challenges to the sufficiency of evidence, we
must view the evidence in the light most favorable to the State,
giving the State the benefit of all reasonable inferences. State
v. Benson, 331 N.C. 537, 544, 417 S.E.2d 756, 761 (1992).
Contradictions and discrepancies do not warrant dismissal of the
case but are for the jury to resolve. Id. The defendant's evidence
should be disregarded unless it is favorable to the State or does
not conflict with the State's evidence. See State v. Earnhardt,
307 N.C. 62, 67, 296 S.E.2d 649, 653 (1982). Substantial evidence
is that amount of relevant evidence necessary to persuade a
rational juror to accept a conclusion. State v. Mann, 355 N.C.
294, 301, 560 S.E.2d 776, 781, cert. denied, 537 U.S. 1005, 154 L.
Ed. 2d 403 (2002). With these holdings as our guide, we now review
the sufficiency of the evidence in this case. See generally Scott,
356 N.C. 591 at 594-97, 573 S.E.2d 866 at 868-69.
The elements of possession with intent to sell and deliver
are: 1) possession, 2) of a controlled substance, and 3) with
intent to sell or deliver, which may be inferred from the amount or
packaging. See State v. Baxter, 285 N.C. 735, 737, 208 S.E.2d 696,
697-98 (1974). The crime of possession requires that the
contraband be in the custody and control of the defendant andsubject to his disposition. State v. Keeter, 42 N.C. App. 642,
645, 257 S.E.2d 480, 482 (1979).
The State's evidence, taken in a light most favorable to the
State, showed that defendant was making exchanges from a small
plastic bag. The testimony showed that he then tied a knot in the
bag and handed it to Speas, who in turn put it in her bra area.
The bag which was recovered from Speas contained a large rock of
2.5 grams of crack cocaine. The only direct evidence of defendant
possessing and selling cocaine is from Officer Moyer, who observed
defendant. The physical evidence of the recovered cocaine supports
Officer Moyer's testimony. Although the cocaine was not on
defendant's person when he was arrested, the testimony established
an unbroken chain of possession from defendant to Speas. Officer
Moyer observed what later was confirmed as cocaine in defendant's
possession.
Although this evidence is not overwhelming, it is sufficient
to persuade a rational juror to accept the conclusion that
defendant possessed the cocaine recovered from Speas. We discern
no error in the trial court's denial of the motion to dismiss.
II.
[2] Defendant next assigns error to the trial court's denial
of defendant's motion to strike Officer Moyer's testimony, which he
argues characterized the defendant as a drug dealer.
The testimony which defendant argues should have been stricken
was as follows:
Q. [by Ms. Behan, for the State] Officer
Moyer, can you tell the jury based on your
training how the decision you made came to be
to arrest these two individuals as opposed to
individuals who appeared to be buying cocaine
on this particular night?
A. [Officer Moyer] Yes. The whole reason for
our operation was to target drug dealers. MR. BOYCE: [counsel for defendant]
Objection . . .
Defendant cites the case of State v. Brooks, 113 N.C. App.
451, 439 S.E.2d 234 (1994) as controlling. Brooks notes that [i]n
general, arguments of counsel are within the domain of the trial
judge's discretion, but that in a case in which the State's
characterization of defendant appears to have been calculated to
prejudice and to inflame the jury, a new trial is appropriate.
Brooks, 113 N.C. App. at 458, 439 S.E.2d at 238-39.
Brooks did involve the issue of counsel arguments painting the
defendant in a negative light, and resulted in a new trial, but the
facts of that case are distinguishable from those of the instant
case. In Brooks the prosecutor repeatedly asked questions about
specific instances of violence in the defendant's past, and during
arguments characterized defendant as a liquor-drinking,
dope-smoking, defendant. Id. In the present case, defense
counsel had asked Officer Moyer on cross examination about all the
people who had engaged in transactions with defendant and yet had
not been arrested. On redirect examination, Officer Moyer was
merely explaining why defendant was targeted when several people
had been involved in the transactions he had witnessed. See State
v. Taylor, 344 N.C. 31, 44, 473 S.E.2d 596, 603 (1996) (The State,
during redirect examination, is entitled to clarify and rebut
issues raised during cross-examination.). Officer Moyer made a
general statement which could be indirectly inferred to defendant.
He was not calling defendant a name, nor was the prosecutor
slandering defendant in argument. The statement did not seem
purposefully calculated to prejudice the jury against the
defendant. We hold that the trial court acted within its discretion to
deny the motion to strike the testimony in question.
III.
[3] Defendant next assigns plain error to the trial court's
failure to declare a mistrial on the grounds that there were
reports from another judge and a bailiff that some of the jurors
were in a position to see defendant in the hallway in handcuffs.
Defendant's counsel did not seek a mistrial, and did not
object at trial to the trial court's ruling. Plain error review
does not apply to a ruling on a motion for mistrial, but only to
issues relating to jury instructions and to the admissibility of
evidence. State v. Golphin, 352 N.C. 364, 460, 533 S.E.2d 168,
230-31 (2000), cert. denied, 532 U.S. 931, 149 L. Ed. 2d 305, 121
(2001). This issue is not preserved for appellate review. N.C.R.
App. P. 10(c) (2004).
In this case, none of the jurors raised their hand in response
to the trial court's question as to whether they saw defendant in
the hallway. This is not a situation where there are such serious
improprieties as would make it impossible to attain a fair and
impartial verdict under the law and as such does not require a
mistrial. State v. Hardison, 326 N.C. 646, 657-58, 392 S.E.2d 364
(1990) (quoting State v. Calloway, 305 N.C. 747, 754, 291 S.E.2d
622, 627 (1982)).
IV.
[4] Next, the defendant argues that the trial court erred in
including in the jury charge the instructions regarding interested
witness. Defendant argues that this instruction prejudiced the
jury against his main witness, Monica Speas.
In reviewing a trial court's ruling on
requests for jury instructions, [since the
defendant properly objected at trial,] we are'required to consider and review [the] jury
instructions in their entirety.' Estate of
Hendrickson ex rel. Hendrickson v. Genesis,
151 N.C. App. 139, 150, 565 S.E.2d 254, 262
(2002) (citation omitted). The burden is on
the party assigning error to show 'that the
jury was misled or that the verdict was
affected by an omitted instruction.' Bass v.
Johnson, 149 N.C. App. 152, 160, 560 S.E.2d
841, 847 (2002) (citation omitted). 'The
charge will be held to be sufficient if it
presents the law of the case in such manner as
to leave no reasonable cause to believe the
jury was misled or misinformed[.]' Id.
(citation omitted). After reviewing the jury
instructions in their entirety, we find that
the instructions were sufficient and not
likely to mislead the jury.
Davis v. Balser, 155 N.C. App. 431, 433, 574 S.E.2d 177, 179
(2002).
In this case, the trial court instructed the jury in relevant
part:
You may find that a witness is interested in
the outcome of this trial. In deciding
whether to believe such a witness, you may
take the interest of the witness into account.
If after doing so you believe the testimony of
the witness in whole or in part, you will
treat what you believe the same as any other
believable evidence.
Monica Speas was defendant's main witness. Evidence showed
that she had lived with him and had a child with him. She was also
charged with possession with intent to sell and deliver for the
same incident for which the defendant was on trial. As a non-
joined co-defendant, she was most likely an interested witness.
Even if she was not an interested witness, an interested
witness instruction relates only to a subordinate feature of the
case. See State v. Vick, 287 N.C. 37, 43, 213 S.E.2d 335, 339
(1975). The instruction was not so influential a part of the whole
jury instructions as to have potentially prejudiced the jury
against the defendant or his witnesses.
V.
[5] Defendant also assigns error to the trial court's failure
to arraign the defendant as to the habitual felon indictment prior
to the close of the State's evidence.
In a habitual felon situation, [w]here there is no doubt that
a defendant is fully aware of the charge against him, or is in no
way prejudiced by the omission of a formal arraignment, it is not
reversible error for the trial court to fail to conduct a formal
arraignment proceeding. State v. Smith, 300 N.C. 71, 73, 265
S.E.2d 164, 166 (1980) (quoted with approval in State v. Griffin,
136 N.C. App. 531, 552, 525 S.E.2d 793, 807 (2000)).
In this case, the defendant pled guilty to the habitual felon
charge. The trial court conducted a full inquiry into the
defendant's plea, including informing him of the maximum possible
sentence and the other consequences of a habitual felon conviction.
The defendant was fully aware of the charges against him and the
consequences of a conviction. We also note that he was notified
that he was being tried as a recidivist before the trial on the
possession charge. We hold that the omission of an arraignment in
this case did not prejudice the defendant.
VI.
[6] Lastly, defendant assigns error to the indictment for the
principal felony, arguing that it cannot support sentencing as a
habitual felon, as the indictment does not meet statutory
requirements.
Section 14-7.3 of our General Statutes provides:
An indictment which charges a person who is an
habitual felon within the meaning of G.S.
14-7.1 with the commission of any felony under
the laws of the State of North Carolina must,
in order to sustain a conviction of habitual
felon, also charge that said person is an
habitual felon. The indictment charging thedefendant as an habitual felon shall be
separate from the indictment charging him with
the principal felony. An indictment which
charges a person with being an habitual felon
must set forth the date that prior felony
offenses were committed, the name of the state
or other sovereign against whom said felony
offenses were committed, the dates that pleas
of guilty were entered to or convictions
returned in said felony offenses, and the
identity of the court wherein said pleas or
convictions took place....
N.C. Gen. Stat. § 14-7.3 (2003).
In this case, one valid indictment charged defendant with
possession of cocaine with intent to sell and deliver, and a
separate indictment, including all the information required by the
statute, charged defendant with habitual felon status. Both true
bills of indictment were returned on the same day.
This Court has previously held, as defendant recognizes on
appeal, that this section does not require the indictment charging
defendant with the underlying felony must also charge that
defendant as an habitual felon.
State v. Hodge, 112 N.C. App. 462,
466-67, 436 S.E.2d 251, 254 (1993) (relying on
State v. Todd, 313
N.C. 110, 326 S.E.2d 249 (1985) and
State v. Allen, 292 N.C. 431,
233 S.E.2d 585 (1977)). Where defendant was charged in one bill of
indictment with felonious possession of cocaine, and in a separate
bill of indictment with being an habitual felon, the indictments
were not invalid.
Id. We likewise conclude that the indictments
in the case at bar were sufficient.
We hold that defendant received a fair trial free from
prejudice.
No error.
Judges BRYANT and GEER concur.
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