2. Sentencing--nonstatutory aggravating factor--could have been charged with
shooting into occupied property
The trial court did not err in a second-degree murder case by finding as a nonstatutory
aggravating factor that defendant could have been but was not charged with shooting into
occupied property, because the additional risk defendant created by firing into a moving vehicle
makes her more culpable than if she had shot the victim outside his vehicle.
3. Sentencing--aggravating factor-_shooting into occupied property-_second-degree
murder--use of firearm
The trial court did not abuse its discretion in a second-degree murder case by finding as
an aggravating factor that defendant fired into occupied property even though defendant contends
the evidence violated N.C.G.S. § 15A-1340.16(d) since it was necessary to prove an element of
the offense based on the fact that the murder was accomplished by the use of a firearm, because:
(1) evidence of the use of a firearm may be used to prove an aggravating factor for an underlying
conviction involving the use of that firearm so long as the gravamen of the aggravating factor is
not merely the use of a weapon, but that the weapon was used in some way, proved by additional
evidence, increasing defendant's culpability beyond that already attached to the underlying
conviction; and (2) the evidence necessary to prove the aggravating factor of firing into the
vehicle was different than that necessary to prove the element of malice for second-degree
murder, the gravamen of the factor is different than the mere use of the firearm, and defendant's
action of firing into the vehicle increased her culpability.
4. Sentencing--nonstatutory aggravating factor_-defendant committed felony murder
The trial court erred in a second-degree murder case by finding as a nonstatutory
aggravating factor that defendant committed felony murder but was not charged with it, because:
(1) defendant was allowed to plead to second-degree murder in order to avoid going to trial on
charges of first-degree murder; and (2) defendant could not have been charged with or convicted
of felony murder, but could only have been charged with first-degree murder and subsequently
convicted under one or both theories of first-degree murder.
5. Sentencing--aggravating factor_-shooting into occupied property--beyond a
reasonable doubt standard
The trial court did not violate defendant's rights to due process and to a jury trial in a
second-degree murder case by finding as an aggravating factor that defendant shot into occupied
property because defendant's sentence was not in excess of the applicable statutory maximum
sentence, and therefore, this aggravating factor did not need to be proved to a jury beyond a
reasonable doubt.
6. Sentencing--nonstatutory aggravating factor_-premeditation and deliberation
The trial court did not abuse its discretion in a second-degree murder case by finding as a
nonstatutory aggravating factor that defendant acted with premeditation and deliberation,
because: (1) when a defendant pleads to second-degree murder, a finding that defendant acted
with premeditation and deliberation may be used to aggravate the sentence if proved by a
preponderance of the evidence; (2) threats against the victim by defendant and previous ill will
between the victim and defendant are two factors relevant to a finding of premeditation and
deliberation, and the evidence showed that defendant had previously threatened to kill the victim
and that they had a history of ill will and confrontation; and (3) the evidence further showed that
defendant had checked to make sure a round was chambered in her gun, defendant threatened the
victim with the gun once shortly before killing him, and the victim was backing his vehicle away
from defendant at the time he was shot.
7. Sentencing--nonstatutory aggravating factor_-voluntarily entered affray
The trial court erred in a second-degree murder case by finding as a nonstatutory
aggravating factor that defendant voluntarily entered the affray, because: (1) there was no
evidence that defendant did anything to enter the affray other than actually shooting the victim;
and (2) shooting the victim was evidence necessary to prove an element of the offense charged,
and thus, may not support an aggravating factor.
8. Sentencing--mitigating factor_-strong provocation when killed victim
The trial court did not err in a second-degree murder case by failing to find as a mitigating
factor that defendant acted under strong provocation when she killed the victim, because: (1)
even though defendant's evidence tended to show a history of confrontation between the victim
and defendant, a finding of strong provocation is not mandatory even if defendant's evidence is
uncontroverted; and (2) defendant did not meet her burden of proving the trial court's decision
denying the mitigating factor was not the result of a reasoned decision.
Roy Cooper, Attorney General, by Amar Majmundar, Special
Deputy Attorney General, for the State.
Marjorie S. Canaday for defendant - Appellant.
STEELMAN, Judge.
Defendant, Elizabeth Byrd, pled guilty to second-degree murder
pursuant to an agreement with the State on 9 December 2002. Under
the terms of the plea agreement, the State reduced the charge from
first-degree murder, with no provisions relating to sentencing. The sentencing hearing was conducted on that same day, and both the
State and defendant offered evidence. The trial judge found four
non-statutory aggravating factors and three statutory mitigating
factors. The trial court determined that the aggravating factors
outweighed the mitigating factors, and sentenced the defendant to
an aggravated range sentence of 180-225 months imprisonment.
The evidence tends to show that the defendant killed Travis
Parks by shooting him while he was in a motor vehicle. Defendant
and Parks had a history of bad blood between them, and one witness
interviewed by police indicated that defendant had threatened to
kill Parks in the past. On 14 May 2002, Parks had been in an
argument with several people outside of defendant's house. This
escalated into a fight with Charlie Billings. Parks hit Billings
with a pair of pliers, and upon feeling blood on his face, Billings
shouted He stabbed me. At that point others called for defendant
(who was in her house at the time) to call the police. Defendant
emerged from her house carrying a phone and a rifle and told Parks
to stay put because the police were on the way. Parks got in his
vehicle and left. A few minutes later, Parks returned in his
vehicle. Billings and defendant contended that Parks was driving
the vehicle towards them at a high rate of speed when defendant
shot him. The State's evidence tended to show that Parks was
backing away from defendant at the time of the shooting.
[1] The State argues that defendant has waived her right to
appeal her assignments of error because she failed to bring them to
the attention of the trial judge by timely objection. While it is
true that defendant must normally make specific objections topreserve issues on appeal, our Supreme Court has stated We shall
not require that after a trial is completed and a judge is
preparing a judgment or making findings of aggravating factors in
a criminal case, that a party object as each fact or factor is
found in order to preserve the question for appeal.
State v.
Canady, 330 N.C. 398, 402, 410 S.E.2d 875, 878 (1991).
The Canady
Court further held that when a defendant argues for sentencing in
the mitigated range, no further objection is required to preserve
the issue on appeal when the trial judge sentences her in the
aggravated range.
Id.
In the case at bar, defendant argued for a
sentence in the mitigated range, but was sentenced from the
aggravated range. She properly preserved her right to appeal the
trial court's determination of aggravating and mitigating factors.
All of defendant's assignments of error relate to the trial
court's decisions concerning aggravating and mitigating factors.
The mere fact that a guilty plea has been accepted pursuant to a
plea bargain does not preclude the sentencing court from reviewing
all of the circumstances surrounding the admitted offense in
determining the presence of aggravating or mitigating factors.
State v. Melton, 307 N.C. 370, 377, 298 S.E.2d 673, 678
(1983)(citations omitted). As long as they are not elements
essential to the establishment of the offense to which the
defendant pled guilty, all circumstances which are transactionally
related to the admitted offense and which are reasonably related to
the purposes of sentencing must be considered during sentencing.
Id. at 378,
298 S.E.2d
at 679
(citations omitted)
. The defendant
bears the burden of proving the existence of a mitigating factor,while the State bears the burden for aggravating factors. N.C. Gen.
Stat. § 15A-1340.16(a) (2003). The proponent must prove by a
preponderance of the evidence that the facts are as asserted, and
the trial court is compelled to find the factor only if the
evidence so clearly establishes the fact in issue that no
reasonable inferences to the contrary can be drawn. State v.
Clark, 314 N.C. 638, 642, 336 S.E.2d 83, 86 (1985)(quoting State v.
Jones,
309 N.C. 214, 220, 306 S.E.2d 451, 455 (1983)).
The trial
court is given great latitude in its decision to allow or disallow
aggravating or mitigating factors since it is the one that
observes the demeanor of the witnesses and hears the testimony.
State v. Canty, 321 N.C. 520, 524, 364 S.E.2d 410, 413
(1988)(quoting
State v. Ahearn, 307 N.C. 584, 596, 300 S.E. 2d 689,
697
(1983))
. The trial court's discretionary ruling on sentencing
factors will be upset only upon a showing that it could not have
been the result of a reasoned decision. Canty, 321 N.C. at 524,
377 S.E.2d at 413 (quoting
State v. Cameron, 314 N.C. 516, 519, 335
S.E.2d 9, 11
(1985). We note that many of the cases analyzing
trial courts' decisions concerning aggravating and mitigating
factors were decided under the Fair Sentencing Act. Even though
this case was heard under Structured Sentencing (N.C. Gen. Stat.
Article 81B), the logic of the cases under the earlier act as to
aggravating and mitigating factors remains valid.
[2] In her first and fifth assignments of error, defendant
argues that the trial court erred in finding as a non-statutory
aggravating factor that the defendant could have been; but was not
charged with shooting into occupied property. We disagree. Defendant contends that the aggravating factor of shooting
into occupied property is not reasonably related to sentencing in
this case. In order for a non-statutory aggravating factor to be
considered in sentencing, it must be reasonably related to the
purposes of sentencing. N.C. Gen. Stat. § 15A-
1340.16(d)(20)(2003). In order to be reasonably related to
sentencing, an aggravating factor must be based upon conduct which
goes beyond that normally encompassed by the particular crime for
which the defendant is convicted. State v. Jones, 104 N.C. App.
251, 257, 409 S.E.2d 322, 325 (1991). The conduct must make the
defendant more culpable or blameworthy. N.C. Gen. Stat. § 15A-
1340.12 (2003), State v. Hines, 314 N.C. 522, 335 S.E.2d 6 (1985).
In Jones, this court found that in a conviction for firing into
occupied property, the fact that the defendant fired more than once
was an appropriate aggravating factor because the crime only
required proof of one shot, and the additional shots increased the
danger to those in the building, thus increasing the culpability of
the defendant. Jones, 104 N.C. App. at 259, 409 S.E.2d at 326-27.
When defendant fired into the vehicle in the instant case, she
created a risk to others who were present. First, she could not
have been certain if anyone else other than Parks was in the
vehicle when she fired. Second, she knew that at least four people
other than herself and Parks were in the vicinity of the vehicle
when she fired. When she shot Parks as he was driving, she created
an additional risk to the bystanders, who may have been injured or
killed, by Parks either losing control of the vehicle, or
attempting to flee in a panic. The additional risk defendantcreated by firing into a moving vehicle makes her more culpable
than if she had shot Parks outside his vehicle. This assignment of
error is without merit.
[3] Defendant also argues that finding as an aggravating
factor that she fired into occupied property (in this case a motor
vehicle) violated the rule of N.C. Gen. Stat. § 15A-1340.16(d) that
evidence necessary to prove an element of the offense shall not be
used to prove any factor in aggravation. When a defendant pleads
guilty to second-degree murder, and the murder was accomplished by
use of a firearm, use of the firearm is by law evidence necessary
to prove the element of malice. State v. Blackwelder, 309 N.C.
410, 417-18, 306 S.E.2d 783, 788 (1983); State v. Taylor, 309 N.C.
570, 308 S.E.2d 302 (1983). For this reason, when a defendant
pleads to second-degree murder, and the murder was accomplished
through the use of a firearm, N.C. Gen. Stat. § 15A-1340.16(d)
prohibits the trial court from finding the statutory aggravating
factor (N.C. Gen. Stat. § 15A-1340.16(d)(10)) that the defendant
was armed with or used a deadly weapon at the time of the crime.
Id. Defendant contends that this prohibition also prevents the
trial court from ever considering the same evidence of the use of
the firearm for the purpose of aggravating sentencing. Defendant
is mistaken. In
State v. Sellers,
155 N.C. App. 51, 57, 574 S.E.2d
101, 106
(2002),
the defendant argued
that:
since it was necessary for the State to prove
defendant used a firearm to be convicted of
assault with a firearm, shooting into an
occupied vehicle, and assault with intent to
inflict serious bodily injury, therefore the
trial court could not consider the use of the
firearm as evidence to support an aggravating
factor.
This court disagreed with the defendant's argument in Sellers,
finding that since the State needed to prove evidence additional to
the mere use of the firearm in order to prove the aggravating
factor, finding the factor did not violate
N.C. Gen. Stat. §
15A-
1340.16(d). Id. The appellate courts of this state have
consistently allowed evidence of the use of a firearm to support an
aggravating factor even though the underlying offense required
evidence of the use of the firearm to prove an element of that
offense. See
State v. Rose, 327 N.C. 599, 605, 398 S.E.2d 314, 317
(1990
)(trial court properly found as an aggravating factor to
second-degree murder that defendant knowingly created risk to more
than one person by firing a shotgun in direction of more than one
person);
State v. Demos, 148 N.C. App. 343, 355, 559 S.E.2d 17, 25
(2002), cert. denied, State v. Demos, 355 N.C. 495, 564 S.E.2d 47
(2002)
(trial court properly found as an aggravating factor to
second-degree murder that defendant knowingly created risk to more
than one person by firing a semi-automatic handgun in direction of
more than one person); but see
State v. Swann, 115 N.C. App. 92,
97, 443 S.E.2d 740, 743 (1994)
(evidence that defendant took a
deadly weapon with him was so closely connected to the evidence
possibly used by the jury to find that the killing was done with
malice that under Blackwelder, it was error for the trial court to
consider the use of the pistol again in sentencing). Evidence of
the use of a firearm may be used to prove an aggravating factor for
an underlying conviction involving the use of that firearm, so long
as the gravamen of the aggravating factor is not merely the use of
a weapon, but that the weapon was used in some way, proved byadditional evidence, increasing defendant's culpability beyond that
already attached to the underlying conviction.
See Taylor, 309
N.C. at 574, 308 S.E.2d at 306 (in this instance the Supreme Court
was considering evidence used to support two different aggravating
factors).
In the instant case defendant killed Parks by firing one shot
into the vehicle Parks was driving. Defendant could have been
charged and convicted of both second-degree murder and firing into
occupied property because additional evidence is required to prove
the crime of firing into occupied property. Sellers, 155 N.C. App.
at 57, 574 S.E.2d at 106; See also State v. Carson, 337 N.C. 407,
445 S.E.2d 585 (1994); State v. James, 342 N.C. 589, 466 S.E.2d 710
(1996). She was not charged with firing into occupied property.
Therefore, the circumstances surrounding the crime, including the
fact that she fired into the vehicle, were properly considered at
the sentencing hearing. The evidence necessary to prove the
aggravating factor of firing into the vehicle was different than
that necessary to prove the element of malice for second-degree
murder, the gravamen of the factor is different than the mere use
of the firearm, and defendant's action of firing into the vehicle
increased her culpability (as discussed in defendant's fifth
assignment of error above). The trial judge did not abuse his
discretion by finding this aggravating factor. This assignment of
error is without merit.
[4] In her fourth assignment of error defendant contends that
the trial court erred by finding as a non-statutory aggravatingfactor that defendant committed felony murder but was not charged
with it. We agree.
Defendant was indicted for the crime of first-degree murder.
Under N.C. Gen. Stat. § 15-144 (2003) the indictment used to charge
defendant with first-degree murder was sufficient to support that
charge under either the premeditation
and deliberation
theory, or
the felony murder theory.
State v. Norwood, 303 N.C. 473, 479, 279
S.E.2d 550, 554 (1981)
.
The State is not required at any time to
elect a theory [premeditation or felony murder] upon which it will
proceed against the defendant on the charge of first degree murder
. . . .
State v. Clark, 325 N.C. 677, 684, 386 S.E.2d 191, 195
(1989). As our Supreme Court has reasoned:
Defendant was charged
with only one crime, first degree murder; she was convicted of that
crime. Premeditation and deliberation is a theory by which one may
be convicted of first degree murder; felony murder is another such
theory. Criminal defendants are not convicted or acquitted of
theories; they are convicted or acquitted of crimes.
State v.
Thomas, 325 N.C. 583, 593, 386 S.E.2d 555, 560-561 (1989), cert.
denied, Brewer v. North Carolina, 495 U.S. 951, 109 L. Ed. 2d 541
(1990)(emphasis added).
The defendant in the instant case was allowed to plead to
second-degree murder in order to avoid going to trial on charges of
first-degree murder. She could not have been charged with or
convicted of felony murder; she could only have been charged with
first-degree murder and subsequently convicted under one or both
theories of first-degree murder. As noted above, the State need
not select a theory upon which to proceed in a first-degree murdertrial, and thus it could have proceeded against defendant on a
theory of felony murder. It was error to find this as an
aggravating factor and a new sentencing hearing is required. State
v. Chatman, 308 N.C. 169, 180-81, 301 S.E.2d 71, 78 (1983).
[5] In her sixth assignment of error defendant argues that the
trial court violated both her right to due process and her right to
a jury trial by finding as aggravating factors that defendant could
have been charged with both felony murder and shooting into
occupied property but was not. We disagree.
In light of our finding in defendant's fourth assignment of
error above, we restrict our discussion to finding as an
aggravating factor that defendant shot into occupied property.
Defendant relies on the United States Supreme Court decisions in
Apprendi v. New Jersey, 530 U.S. 466, 147 L. Ed. 2d 435 (2000) and
Ring v. Arizona, 536 U.
S. 584, 153 L. Ed. 2d 556 (2002) in support
of her proposition. These cases hold that when it is necessary to
find aggravating factors in order to sentence a defendant above the
statutory maximum sentence, these factors must be found beyond a
reasonable doubt by a jury in order to comport with constitutional
due process and the right to a jury trial.
Our Supreme Court has held that unless the statute describing
the offense explicitly sets out a maximum sentence, the statutory
maximum sentence for a criminal offense in North Carolina is that
which results from: (1) findings that the defendant falls into the
highest criminal history category for the applicable class offense
and that the offense was aggravated, followed by (2) a decision by
the sentencing court to impose the highest possible correspondingminimum sentence from the ranges presented in the chart found in
N.C.G.S. § 15A-1340.17(c). The statutory maximum sentence is then
found by reference to the chart set out in N.C.G.S. §
15A-1340.17(e). State v. Lucas, 353 N.C. 568, 596, 548 S.E.2d 712,
731 (2001). In the instant case, defendant was convicted of a
class B2 felony. Using the sentencing charts of N.C. Gen. Stat. §
15A-1340.17(c) and (e1) to find the maximum time allowed for the
highest prior record level in the aggravated range, regardless of
the defendant's actual prior record level, we find the statutory
maximum sentence allowed for a B2 felony is 480 months. Defendant
was sentenced to 180-225 months. Since defendant's sentence was
not in excess of the applicable statutory maximum sentence for a B2
felony, Apprendi
and Ring
do not require that this aggravating
factor be proved to a jury beyond a reasonable doubt.
See also
State v. McDonald, 2004 N.C. App. LEXIS 510, 593 S.E.2d 793 (2004).
This assignment of error is without merit.
[6] In her seventh assignment of error, defendant argues that
the trial court erred in finding as a non-statutory aggravating
factor that defendant acted with premeditation and deliberation
because this finding was not supported by a preponderance of the
evidence. We disagree.
When a defendant pleads to second-degree murder, a finding
that the defendant acted with premeditation and deliberation may be
used to aggravate the sentence if proved by a preponderance of the
evidence. State v. Melton, 307 N.C. 370, 376, 298 S.E.2d 673, 678
(1983). Threats against the victim by the defendant, [and]
previous ill will between the victim and the defendant are twofactors relevant to a finding of premeditation and deliberation.
State v. Carter, 318 N.C. 487, 491, 349 S.E.2d 580, 582 (1986). In
the instant case the State's evidence tended to show that defendant
had previously threatened to kill Parks, and that they had a
history of ill will and confrontation. State's evidence further
tended to show that defendant had checked to make sure a round was
chambered in her gun, that she had threatened Parks with the gun
once shortly before killing him, and that Parks was backing his
vehicle away from defendant at the time he was shot. We find upon
reviewing the evidence that the trial judge did not abuse his
discretion in finding this aggravating factor. This assignment of
error is without merit.
[7] In her eighth assignment of error, defendant argues that
the trial court erred in finding as a non-statutory aggravating
factor that she voluntarily entered the affray. We agree.
The evidence of the State tended to show that defendant was
inside her house when the affray began. Parks and his girlfriend
had been in an argument, Charlie Billings stepped in between the
two, then Parks hit Billings with a pair of pliers. Believing he
was cut with a knife, Billings cried he stabbed me. At this
time, witnesses outside began shouting to defendant inside her
house to call the police. Defendant exited her house holding a
phone and a rifle. She dialed 911 and gave the phone to Judy
Billings to speak with the police. Parks left the scene in his
vehicle, but returned a few minutes later, and it was at this time
that defendant shot him. This evidence, supplied by the State,
shows that defendant only left her house after Charlie Billings hadcalled out he stabbed me, and others yelled for defendant to call
the police. Not knowing the extent of the affray, or the danger
involved, defendant's actions at this point do not support a claim
that she voluntarily entered the affray. Furthermore, the affray
had ended when Parks left the scene. When Parks returned a few
minutes later, and was shot, defendant was still in her yard with
the rifle. There is no evidence that defendant did anything at
this point to enter the affray other than actually shooting Parks.
Shooting Parks is evidence necessary to prove an element of the
offense charged, and thus may not support an aggravating factor.
It was error under the facts of this case for the trial judge to
consider as an aggravating factor that defendant voluntarily
entered the affray, and thus a new sentencing hearing is required.
[8] In her ninth assignment of error defendant argues the
trial court erred when it failed to find as a mitigating factor
that the defendant acted under strong provocation when she killed
Parks. We disagree.
In the instant case, defendant's evidence tended to show a
history of confrontation between Parks and defendant, including an
incident several months prior to the shooting where defendant's
husband was hit with a baseball bat by Parks' girlfriend as the two
men were fighting, and other incidents involving physical
altercations (though not between defendant and Parks) resulting in
strong feelings of animosity between the two. The State did not
dispute the bad blood between defendant and Parks. Defendant
also contended Parks was driving toward her at some speed when she
shot him, and that she felt threatened by this action. Even ifdefendant's evidence is uncontroverted, a finding of strong
provocation is not mandatory. State v. Cameron, 71 N.C. App. 776,
777, 323 S.E.2d 396, 397 (1984), aff'd, State v. Cameron, 314 N.C.
516, 335 S.E.2d 9 (1985). The State's evidence (which the trial
judge found to be more credible) tended to show Parks was backing
away from defendant when he was shot. In
Canty,
the Supreme Court
of this state held that the trial court did not err when it failed
to find strong provocation even though the victim had stabbed the
defendant 48 hours before the murder, had threatened defendant's
life, had refused to discuss the stabbing with defendant, and
defendant believed the victim was armed at the time he shot him.
Canty,
321 N.C. at 526, 364 S.E.2d at 415
. On the facts of this
case we cannot say defendant has met her burden of proving the
trial judge's decision denying the mitigating factor could not
have been the result of a reasoned decision. This assignment of
error is without merit.
We need not consider defendant's other assignments of error in
light of our findings above. We note, as we have on many previous
occasions, that the trial judge may wish to exercise restraint
when considering non-statutory aggravating factors . . . . This
prudent course of conduct would lessen the chance of having the
case remanded for re-sentencing. State v. Baucom, 66 N.C. App.
298, 302, 311 S.E.2d 73, 75 (1984). This case is remanded to the
trial court for a new sentencing hearing consistent with this
opinion.
REMANDED FOR RE-SENTENCING.
Judges WYNN and CALABRIA concur.
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