1. Evidence_rape shield law_exception_prior sexual contact relevant to injuries
Evidence of a second-degree rape victim's prior sexual encounter on the day of the rape
should have been admitted because it may have accounted for some of her injuries and was
relevant to whether she consented to sex with defendant. A new trial was also granted on a
common-law robbery charge because the victim's credibility was essential to all of the charges.
N.C.G.S. § 8C-1, Rule 412(b)(2).
2. Sentencing_aggravating factors_underlying facts_requirements for finding
A fact used to aggravate a sentence beyond the presumptive term must be found beyond a
reasonable doubt by a jury, stipulated to by the defendant, or be found by a judge after the
defendant has waived his right to a jury.
3. Sentencing_sexual predator classification_not an aggravating factor
Defendant should not have been found to be a predator as a nonstatutory aggravating
factor for second-degree rape. There are procedures for classifying a defendant as a sexually
violent predator, but that finding is purely for classification (and includes requirements such as
registration) but does not have sentencing implications.
Judge LEVINSON dissenting in part and concurring in part.
Attorney General Roy Cooper, by Assistant Attorney General
David L. Elliott, for the State.
Thomas R. Sallenger for defendant appellant.
McCULLOUGH, Judge.
Defendant was found guilty on the charges of common law
robbery and second degree rape. The State's evidence tended to
show the following: On 13 April 2002, Shannon Parrott, a sixteen-
year-old high school student and the alleged victim in this case,was meeting her friend Kevin at Southern States to walk together to
Johnny's house, their mutual friend. When Kevin did not arrive,
the victim walked on to Johnny's house alone. She alleges she left
for Johnny's sometime after midnight, and walked in total six or
seven miles. En route to Johnny's house, she approached a Texaco
gas station and saw a group of men hanging around a trash dump. As
she walked past these men, defendant approached her and put his arm
around her. Defendant asked the victim if she smoked marijuana,
and she replied that she no longer did. Defendant asked where the
victim was going a number of times, and she replied that she was
going home. Defendant then grabbed her by the back of the neck and
dragged her in an alleyway between a house and a church. At the
time, the victim was wearing a jacket, T-shirt, sweat pants, and
carrying her book bag. In the alleyway, he threw her on the
ground, yanking down both her underwear and her pants. He then put
his penis in the victim's vagina without her consent. When the
victim tried to scream, defendant put his hand over her mouth and
told her to be quiet. He then turned her over and put his penis in
her rectum. He then made defendant pull her clothes back on and
look for his cell phone. The phone was never seen by the victim.
He then threw her down, and forced his penis in the victim's vagina
a second time without her consent. Next, he went through her bag
and asked if she had any money. Defendant told the victim to pee
and he told her he would kill her if she told anyone about the
incident. Next, he took six rings from the victim's fingers.
Defendant left the victim, and she went to her friend Johnny'shouse and told him what had happened. The following day the victim
told her mother who took her to the police department. While
there, the victim identified defendant in a photo lineup. The
police department requested that she go to Maria Parham Hospital
for a rape kit. At the hospital, a culdoscope was used to take
pictures of lacerations, bruising, and tears on the victim's
vaginal and rectal areas.
Defendant's evidence tended to show the following: Eugene
Latta, a witness on the night in question, observed defendant and
victim together just walking and talking. He then saw them and
they were all hugged up. Latta did not hear a scream and he did not
see a rape. During his cross-examination, Latta admitted to making
a statement to police that he saw a male subject pull a girl to the
side of the church against her will. He wrote the name of
defendant. He claimed this statement was false and that he wrote
it so the charge would not be pinned on him.
Defendant was 29 years old, married, and had three children.
On the night in question, defendant first saw the victim walking
near the Texaco gas station at around 11 o'clock. Defendant asked
her what she was doing, and she said she was going to a friend's,
and that someone had told her that her boyfriend was mad at her for
getting caught having sex in the woods. They talked about hooking
up and in fact did so an hour later. Then he and the victim smoked
marijuana together before engaging in consensual sexual intercourse
lasting twenty minutes. The intercourse was tacitly agreed to in
exchange for the marijuana. The victim then offered defendant herrings in exchange for more marijuana. He gave one of the rings to
his brother that night for money.
The issues raised by defendant's appeal are as follows: that
the trial court erred when it did not allow defendant to question
the victim concerning other alleged sexual activity she had on the
day of the incident; that the trial court erred when it denied
defendant's motion to dismiss the charge of second degree rape and
common law robbery; and that the trial court erred in composing
defendant's sentence in finding the aggravating factors that
defendant's offenses were especially heinous, atrocious, or cruel;
and that defendant was a predator. We now address these issues.
Q. [The State]: [Victim], when you attempted
to have sex with [your boyfriend], did he hurt
you in anyway.
A. No, ma'am.
Q. Did you attempt any anal intercourse? Did
you have anal intercourse with [him]?
A. No ma'am.
The trial court then asked:
THE COURT: [Victim], when you had the
sexual encounter with this other person, prior
to the events that you testified to with
respect to the defendant, was there sexual
penetration? Do you remember? Do you know
what I am talking about?
A. [The victim]: No sir.
THE COURT: You don't. Let me be more
explicit with you, if I can.
The boy with whom you had the _ the boy
with whom you tried to have sex earlier that
day, did he put his penis into your vagina.
A. No, not quite.
THE COURT: Not quite. Did he attempt to?
A. Yes, sir.
The court did not allow any of this testimony to be heard based
upon its application of North Carolina's rape shield law.
Defendant contends one of the exceptions to the law applies.
N.C. Gen. Stat. § 8C-1, Rule 412 (2003), provides that the
sexual behavior of the complainant is irrelevant to any issue in
the prosecution except in four narrow situations. The exceptiondefendant attempted to apply at trial, and that is the basis of
this issue on appeal, states as follows:
(2) Is evidence of specific instances of
sexual behavior offered for the purpose
of showing that the act or acts charged
were not committed by the defendant[.]
N.C. Gen. Stat. § 8C-1, Rule 412(b)(2). Defendant's defense at
trial was consent. He believed that the evidence of the prior
sexual encounter the victim had with her boyfriend may account for
some of the physical evidence of the alleged force by defendant
which was used for the rape conviction.
The State argues that this issue is governed by State v.
Fortney, 301 N.C. 31, 269 S.E.2d 110 (1980). Fortney analyzed and
found as constitutional the nearly identical rape shield law, N.C.
Gen. Stat. § 8-58.6 (1980), before it was moved into N.C. Gen.
Stat. § 8C-1 and the rules of evidence. Fortney, 301 N.C. at 36,
269 S.E.2d at 112. In Fortney, three different blood types of
semen were found on the victim's panties, stockings, and robes.
Upon cross-examination, the victim testified that she had
intercourse with her boyfriend a day and a half before the rape,
and that she was wearing the same underwear she wore the morning of
the rape. She further testified she had not washed her bathrobe for
at least a year and that her prior roommate, a sister, had worn it
at times. At the conclusion of the in camera voir dire in that
case, the trial court did not allow any questioning as to the
various sources of the semen finding them to be irrelevant and
inadmissible. Id. at 33, 269 S.E.2d at 110. The court did allowthe defense counsel to question the victim at trial as to her
sexual activity with third persons on the night of the crime. Id.
Our Supreme Court found there to be no error made by the trial
court in the in camera review. The court went on to state in
dicta:
The statute's exceptions provide ample
safeguards to insure that relevant evidence is
not excluded. G.S. 8-58.6(b)(2) specifically
provides: (b) The sexual behavior of the
complainant is irrelevant to any issue in the
prosecution unless such behavior: . . . (2) Is
evidence of specific instances of sexual
behavior offered for the purpose of showing
that the act or acts charged were not
committed by the defendant. . . . This
exception is clearly intended, inter alia, to
allow evidence showing the source of sperm,
injuries or pregnancy to be someone or
something other than the defendant. See
generally, Tanford & Bocchino, supra at 553.
Id. at 41, 269 S.E.2d at 114 (emphasis added) (footnote omitted).
In the instant case, we find the facts of Fortney
distinguishable, and the dicta interpreting Rule 412(b)(2), then
N.C. Gen. Stat. § 8-58.6(b)(2), applicable. Unlike Fortney, the
sexual activity sought to be admitted before the jury relates to a
sexual encounter by the victim on the day of the alleged rape.
However, even in Fortney, the trial judge allowed questioning as to
sexual encounters with third parties on the night of the crime.
However, evidence of intercourse on the same day is clearly not
always admissible. See State v. Rhinehart, 68 N.C. App. 615, 316
S.E.2d 118 (1984) (The victim had consensual sex with her former
boyfriend of four years on the night of the incident.). In this
case the evidence is relevant and probative as to whether or notthe victim consented to having sex with defendant. Had she
consented, then it is within reason that no physical evidence of
vaginal injury on the victim was caused by defendant. Thus, if the
jury found the lacerations on the vagina (which evidence was used
by the State to prove the rape) to have been caused by the
attempted sexual encounter earlier that day, they could still
harbor reasonable doubt as to whether or not the victim consented
to having sex with defendant. The fact that there was evidence of
lacerations and bruising to the victim's rectal area does not
negate the relevancy of the victim's sexual encounter on the day of
the incident and that injuries to her vaginal area may have been
caused by someone other than defendant. One element of second
degree rape is that the intercourse be vaginal. N.C. Gen. Stat. §
14-27.3 (2003).
Therefore, we reverse on this issue, and grant a new trial in
which the evidence of the prior sexual encounter on the day of the
alleged rape should be admitted. See State v. Guthrie, 110 N.C.
App. 91, 428 S.E.2d 853, disc. review denied, 333 N.C. 793, 431
S.E.2d 28 (1993). Furthermore, we reverse and grant a new trial
on the charge of common law robbery as we believe the victim's
credibility after cross-examination as to her prior sexual
encounter is essential to support all charges stemming from the
entire criminal transaction.
LEVINSON, Judge, dissenting in part and concurring in part.
I respectfully disagree with the majority opinion's reasoning
and conclusion concerning the application of Rule 412 to the second
degree rape conviction. I would find no error in this conviction.
I also dissent from the majority's conclusion that defendant's
conviction for common law robbery should be reversed. I would voteto find no error in the trial of either felony. I concur with the
majority's decision to remand for resentencing in light of Blakely
v. Washington, __ U.S. __, 159 L. Ed. 2d 403 (2004).
The trial court did not err by excluding evidence of the
victim's sexual activity with her boyfriend. The admissibility of
evidence of a victim's sexual activity with individuals other than
the defendant is generally prohibited by the rape shield law,
N.C.G.S. § 8C-1, Rule 412 (2003). Under Rule 412(b)(2) such
evidence is admissible if it is evidence of specific instances of
sexual behavior offered for the purpose of showing that the act or
acts charged were not committed by the defendant. This exception
is clearly intended, inter alia, to allow evidence showing the
source of sperm, injuries or pregnancy to be someone or something
other than the defendant. State v. Fortney, 301 N.C. 31, 41, 269
S.E.2d 110, 115 (1980). Thus, evidence showing the source of . .
. injuries . . . to be someone or something other than the
defendant is admissible. However, [n]aked inferences of prior
sexual activity by a rape victim with third persons, without more,
are irrelevant to the defense of consent in a rape trial. Id. at
44, 269 S.E.2d at 117. In the instant case, there was no evidence
that the victim's prior sexual activities were the source of her
injuries; accordingly, the trial court properly excluded evidence
of these.
Appellate cases finding error in a trial court's exclusion of
evidence of sexual activity with third parties are those in whichthere was some evidence tending to support the defense theory that
the victim's injuries or condition were not caused by the
defendant. See, e.g., State v. Ollis, 318 N.C. 370, 348 S.E.2d 777
(1986) (where victim testified on voir dire that she was raped by
a second man on the same night that the defendant raped her,
defendant should be allowed to cross-examine victim about the other
rape); State v. Wright, 98 N.C. App. 658, 392 S.E.2d 125 (1990)
(where doctor testified that victim's vaginal irritation might be
caused by masturbation, testimony of her grandmother that she
frequently saw victim engaged in masturbation was relevant).
In the instant case, the victim testified that defendant
forcibly raped her vaginally and also forced her to engage in anal
sex. The State presented uncontradicted testimony, from the
supervising forensic nurse in the Sexual Assault Program of the
hospital where the victim was treated, that the victim suffered
multiple areas of lacerations, skin tears, [and] bruising of her
genital area, including labial lacerations, perineal bruising, and
multiple areas of [rectal] lacerations. In addition, her cervix
was very bruised and swollen, and she exhibited active oozing
[and] bleeding of her anus. The nurse testified further that,
although it might be physically possible for an individual to
receive these injuries by consensual participation in rough sex,
she found the injuries consistent with sexual assault.
It was in this evidentiary context that the defendant tried to
introduce the evidence that the victim had engaged in consensualsexual activity with her boyfriend earlier that day, which activity
did not include vaginal or anal intercourse, and which did not hurt
or injure the victim. Neither the victim's testimony on voir dire,
nor any other evidence or testimony, suggested any possibility that
the earlier sexual activity was the source of the victim's
injuries. Accordingly, the victim's earlier episode of fooling
around with her high school boyfriend did not constitute evidence
of specific instances of sexual behavior . . . showing that the act
or acts charged were not committed by the defendant and thus was
not admissible under Rule 412(b)(2).
The majority opinion indicates that the evidence of the
victim's other sexual activities with others would be useful to the
defense, as a theoretical alternative source of the victim's
vaginal and anal injuries. However, the test for admissibility is
not whether or not the proffered evidence would be helpful to the
defense, but whether it is legally relevant to an issue in the
case. See N.C.G.S. § 8C-1, Rule 402 (2003) (relevant evidence is
admissible, . . . Evidence which is not relevant is not
admissible); N.C.G.S. § 8C-1, Rule 401 (2003) ('Relevant
evidence' means evidence having any tendency to make the existence
of any fact that is of consequence to the determination of the
action more probable or less probable than it would be without the
evidence.). Absent any evidence that the earlier sexual activity
caused vaginal or anal injury, it does not tend to show that
someone other than the defendant committed the offenses, and thushas no legal relevance. In his brief, defendant baldly asserts
that any tears and fissures as described by [the victim] could
just as likely have been created by [the victim's] encounter with
her friend. However, without some affirmative evidence or
testimony supporting this position, it is simply speculation, and
does not render otherwise inadmissible testimony admissible.
The defendant argues further that evidence that the victim had
sex with someone else was competent to corroborate the testimony
of the defendant that there had been no violence nor any force
utilized during the course of the encounter and that the defendant
was not the cause of the tears and fissures. Defendant misstates
the law in this regard. Such evidence is admissible only if there
is some basis other than the defendant's denial that he committed
rape, tending to show that the other activity led to vaginal
tearing.
Moreover, to receive a new trial, defendant has the burden of
showing that there was a reasonable possibility the jury would have
reached a different verdict had the error in question not been
committed. N.C.G.S. § 15A-1443(a). State v. Ligon, 332 N.C. 224,
239, 420 S.E.2d 136, 145 (1992). In the instant case, I conclude
that even assuming, arguendo, that the trial court erred by
excluding the evidence, the defendant was not prejudiced thereby.
The voir dire testimony was that the victim had engaged in
consensual sexual activity that did not hurt her, and that did notinclude vaginal or anal intercourse. This evidence would not have
affected the outcome of the trial for several reasons.
First, defendant was able to present evidence that the
injuries could have existed before the alleged rape. For example,
the forensic nurse acknowledged that the injuries could have
occurred 6-12 hours preceding the encounter with the defendant.
Secondly, there was uncontradicted expert testimony that the
victim's multiple, severe vaginal and rectal injuries were
consistent with a sexual assault. Because the voir dire testimony
actually negates the prospect that she was hurt as a result of the
earlier encounter _ and suggests there was neither vaginal nor anal
intercourse _ this testimony would have done nothing to rebut or
contradict the State's evidence as to the origin of the injuries.
Third, a comparison of the uncontradicted evidence concerning the
victim's injuries with the voir dire testimony leaves little doubt
that the jury would have reached the same result.
I would further note that the trial court gave thoughtful
consideration to this issue before rendering its ruling. After
conducting an extensive voir dire, the trial court weighed the
relevancy and Rule 412 issues very carefully, and stated:
I think the Rape Shield law is designed to
protect women from the shotgun defense that if
she would do it with Jack, she'd do it with
Jim[.] . . . And I think the only time it
really becomes pertinent, this prior sexualbehavior if defendant testifies that she was
raped and up until that time _ well, there is
some _ something very significant about the
physical activity of some prior event that
could have caused the same thing. I think
here, even if there's prior sex, the tearing
really is a red _ in some way a red herring.
It's not really _ whether it is tearing during
consensual or nonconsensual sex, it's not
really dispositive of whether there is a
consent between her and Mr. Harris, one way or
the other. (emphasis added).
The trial court was correct. The fact that the injuries were
so significant, together with the absence of any suggestion on voir
dire that the victim was injured by her boyfriend, supports the
trial court's determination that there was no evidence that the
injuries originated during earlier sexual activity. Further, as
the judge observed, earlier sexual activity of the victim, whether
gentle or rough, does not bear on the question of the victim's
consent to have sex with defendant. Although '[the] trial court's
rulings on relevancy technically are not discretionary and
therefore are not reviewed under the abuse of discretion standard
. . . such rulings are given great deference on appeal.' Dunn v.
Custer, 162 N.C. App. 259, 266, 591 S.E.2d 11, 17 (2004) (quotingState v. Wallace, 104 N.C. App. 498, 502, 410 S.E.2d 226, 228
(1991)). I cannot conclude, applying deferential review, that the
trial court erred by excluding this evidence.
Finally, I believe that this is precisely the type of evidence
that the rape shield law is intended to exclude. Where there is no
evidence that places the prior sexual activity within an exception
to the statute, its admission serves no valid purpose and is not
relevant. In his brief, the defendant states that the
determination of the fact of whether there was forcible penetration
is made more probable by evidence of [the victim's] sexual
encounter with another male within 24 hours of the date of the
alleged offense in this cause. This is, of course, exactly what
Rule 412 excludes.
I also dissent from the majority opinion that the common law
robbery conviction should be reversed because questions related to
the victim's prior sexual encounter may bear on defendant's common
law robbery charge. For the reasons stated above, I disagree.
Moreover, defendant does not even make an argument related to
whether the trial court's failure to admit certain evidence should
result in a new trial. Defendant's only argument on appeal is
nonsuit. 'Common law robbery is defined as the felonious,
non-consensual taking of money or personal property from the person
or presence of another by means of violence or fear.' State v.
Shaw, 164 N.C. App. 723, 728, 596 S.E.2d 884, 888 (2004) (quoting
State v. Herring, 322 N.C. 733, 739, 370 S.E.2d 363, 368 (1988)). There is clearly substantial evidence of every element of the
common law robbery offense. I would find no error as to common law
robbery.
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