IN THE MATTER OF: J.N.S., A Minor Child.
NO. COA03-1097
Filed: 20 July 2004
1. Termination of Parental Rights_prior dependency adjudication_allegations of
neglect_not binding
In a termination of parental rights proceeding, a prior adjudication that the child was
dependent was an adjudication only of dependency, despite allegations of neglect, and was
binding only for the time frame of that order.
2. Termination of Parental Rights_summary judgment_not allowed
The General Statutes contain no provision allowing use of summary judgment in a
juvenile proceeding. Moreover, the requirement in N.C.G.S. § 7B_1109(e) that the court take
evidence and make findings in a termination of parental rights proceeding is incompatible with
summary judgment.
Appeal by respondent from order filed 4 June 2003
(See footnote 1)
by Judge
Robert M. Brady in Catawba County District Court. Heard in the
Court of Appeals 28 April 2004.
J. David Abernethy for petitioner-appellee Catawba County
Department of Social Services.
Wesley E. Starnes for respondent-appellant.
BRYANT, Judge.
C.T.J.B. (respondent) appeals an order filed 4 June 2003
denying her motion for partial summary judgment. On 26 November
2002, the Catawba County Department of Social Services (petitioner)
filed a petition to terminate respondent's parental rights over her
minor son (the child). The petition alleged respondent had: (1)
neglected the child and (2) willfully left him in foster care formore than twelve months without showing to the satisfaction of the
trial court that reasonable progress under the circumstances had
been made in correcting the conditions that led to the child's
removal. The petition further stated that a [c]ourt [o]rder [had
previously been] entered on or about the 5th day of April 2000,
upon which the minor child was found to be [a] dependent child.
The 5 April 2000 order, which indicated that respondent had
consented to an adjudication of the child as dependent, was
attached to the petition.
On 12 March 2003, respondent filed a motion for partial
summary judgment, contending:
1. That a consent order for Consolidated
Order of Adjudication and Disposition was
entered on April 5, 2000.
2. That the order was a settlement and
consent which was based upon the verified
[p]etition filed in the action.
3. That the [p]etition contained certain
allegations of neglect that also serve as a
portion of the petition filed to terminate
parental rights which is pending.
4. That the prior adjudication resolved the
issues raised in the prior petition and
[p]etitioner is bound by res judicata or
collateral estoppel on these issues which were
necessarily resolved in the April 5, 2000[]
Consolidation Order of Adjudication and
Disposition.
In its 4 June 2003 order, the trial court denied respondent's
motion for partial summary judgment on the basis that the cases
are sufficiently different so that collateral estoppel and res
judicata do not apply.
_______________________
The dispositive issue is whether summary judgment is proper ina termination of parental rights proceeding.
We first note that respondent's appeal from the denial of a
motion for partial summary judgment is interlocutory.
See N.C.
Dept. of Transp. v. Page, 119 N.C. App. 730, 733, 460 S.E.2d 332,
334 (1995) (an appeal is interlocutory if it is made during the
pendency of an action and does not dispose of the case but requires
further action by the trial court in order to finally determine the
entire controversy). Assuming no substantial right was
implicated, we nevertheless grant certiorari in order to address
the merits of respondent's appeal. N.C.R. App. P. 21(a)(1).
[1] In her brief to this Court, respondent contends the trial
court erred in denying her motion because the doctrines of
collateral estoppel and res judicata operate to bar relitigation of
the issue of neglect. We disagree. Apart from the fact that the
5 April 2000 consent order served only as an adjudication on the
issue of dependency, not neglect, and with respect to dependency
was only binding as to the time frame of that order,
(See footnote 2)
respondent's
motion for summary judgment incorporates a greater fundamental
error that demands this Court's attention. [2] Chapter 7B of the North Carolina General Statutes contains
absolutely no provision allowing for the use of a summary judgment
motion in a juvenile proceeding. In fact, the provisions of
Chapter 7B implicitly prohibit such use by imposing on the trial
court the duty to hear the evidence and make findings of fact on
the allegations contained in the juvenile petition. N.C.G.S. §
7B-1109(e) (2003) ([t]he court shall take evidence, find the
facts, and shall adjudicate the existence or nonexistence of any of
the circumstances set forth in G.S. 7B-1111 which authorize the
termination of parental rights of the respondent). This duty is
incompatible with the law on summary judgment, which rests on the
non-existence of genuine issues of fact
prior to a hearing on the
merits.
See N.C.G.S. § 1A-1, Rule 56(c) (2003) (a motion for
summary judgment will be granted if the pleadings, depositions,
answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to
any material fact and that any party is entitled to a judgment as
a matter of law);
McArdle Corp. v. Patterson, 115 N.C. App. 528,
531, 445 S.E.2d 604, 606 (1994) (it is not the function of the
trial court to make findings of fact and conclusions of law on a
motion for summary judgment),
aff'd, 340 N.C. 356, 457 S.E.2d 596
(1995). Summary judgment on the existence of grounds for
termination of parental rights listed in N.C. Gen. Stat. § 7B-1111
is therefore contrary to the procedural mandate set forth in our
juvenile code. As the trial court lacked authority to grant
summary judgment in this case, respondent's motion was properly
denied. Affirmed.
Judges ELMORE and GEER concur.
Footnote: 1
A prior adjudication of neglect, abuse, or dependency is only
binding in [a] later proceeding on the facts regarding abuse[,
dependency, or] neglect which were found to exist
at the time it
was entered.
In re Wheeler, 87 N.C. App. 189, 194-95, 360 S.E.2d
458, 461 (1987)
(emphasis added);
In re Wilkerson, 57 N.C. App. 63,
69, 291 S.E.2d 182, 186 (1982) (affirming trial court's ruling,
that all previous orders in the case were binding . . . as to what
those orders found to exist when they were entered). In
determining whether grounds exist to terminate parental rights,
this Court has held: Although prior adjudications of neglect may
be admitted and considered by the trial court, they will rarely be
sufficient, standing alone, to support a termination of parental
rights, since the petition must establish that neglect exists at
the time of hearing.
In re Shermer, 156 N.C. App. 281, 286, 576
S.E.2d 403, 407 (2003).
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