1. Criminal Law_-motion for joinder of offenses--first-degree murder--common law
robbery
The trial court did not abuse its discretion in a first-degree murder and common law
robbery case by granting the State's motion for joinder even though the two offenses were
separated in time by several days and involved different victims, because: (1) the offenses both
involved defendant striking another person during an argument, the offenses involved the same
dispute between defendant and the victim's female friends, and the time lapse between the
offenses was only 5 days; (2) the fact that the victim was not present at the scene of the 3 April
2001 event is not a crucial factor in the analysis since the nature of the consolidated offenses is
only one factor to be considered; (3) the events of 3 April constituted a critical point in the
ongoing dispute between the victim and defendant, which resulted in the argument and struggle
on 8 April 2001; and (4) defendant did not show that the joinder deprived him of a fair hearing
on the murder charge since the evidence of the 3 April incident would have been admissible at
the trial of first-degree murder pursuant to N.C.G.S. § 8C-1, Rule 404(b) for the purpose of
showing intent and the chain of events explaining the context, motive and set-up of the crime.
2. Evidence--testimony_-threats--incidents sufficiently similar
Evidence of a defendant's actions and statements leading up to a common law robbery
with which a first-degree murder charge was consolidated for trial was properly admitted
because: (1) defendant's statements and actions were admissible under N.C.G.S. § 8C-1, Rules
401 and 402 since evidence of defendant's threatening motions and statements directed at the
robbery victim tended to show that defendant put her in fear and the testimony was probative of
an essential element of common law robbery; (2) the evidence would have been admissible at a
separate trial on the first-degree murder charge pursuant to N.C.G.S. § 8C-1, Rule 404(b); and
(3) only 5 days separated the two incidents, and on both occasions defendant threatened the
victim's guests with violence.
3. Criminal Law--self-defense-_denial of instruction
The trial court did not err in a first-degree murder case by denying defendant's request
for a jury instruction on self-defense, because: (1) the trial court determined that defendant was
the aggressor and thus was not entitled to a jury instruction on perfect self-defense; (2) all the
evidence showed that defendant declined the victim's invitation to fight one-on-one, went inside
a mobile home, and then returned to the scene with a loaded weapon; (3) the trial court
determined that defendant did not intentionally discharge the weapon under the belief that it was
necessary in order to save himself from death or great bodily harm; and (4) even if the evidence
supported an instruction on imperfect self-defense, the trial court's failure to give one was
harmless when the jury returned a verdict of guilty on the charge of first-degree murder.
4. Robbery--common law--motion to dismiss--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss the charge of
common law robbery even though defendant contends there was insufficient evidence that he
took the victim's phone with the intent to permanently deprive her of it, because: (1) viewed in
the light most favorable to the State, the evidence showed that defendant slapped the phone outof the victim's hand, declared that it was his new phone, and began dialing on it immediately
after he stepped outside the house; (2) although evidence that defendant returned the phone
within a few days tends to contradict the circumstantial evidence of defendant's intent at the time
of the taking, evidence supporting a contradictory inference is not determinative on a motion to
dismiss since defendant's intent at the time of the taking is an issue for the jury to resolve; and
(3) a jury could reasonably find that defendant had the intent to permanently deprive the victim
of the phone at the time of the taking, and the trial court explained that an intent to temporarily
deprive the victim of the property was not sufficient under the law.
Attorney General Roy Cooper, by Assistant Attorney General
Daniel P. O'Brien, for the State.
Massengale & Ozer, by Marilyn G. Ozer for the defendant-
appellant.
ELMORE, Judge.
Laquez Simmons (defendant) was indicted on 15 October 2001 for
first degree murder, common law robbery, and possession with intent
to manufacture, sell, or deliver cocaine. The State moved to join
the offenses for trial, and defendant moved to sever. The trial
court granted the State's motion for joinder.
The State's evidence tended to show that defendant and
Reginald Lee Edwards (the victim) had an ongoing dispute about
defendant's treatment of the victim's female companions. The State
offered eyewitness testimony of two incidents involving defendant,
the 8 April 2001 shooting of the victim and the 3 April 2001
argument giving rise to the robbery charge. Izetta Young, a guest
in the victim's home on 3 April while the victim was away at work,
testified that defendant entered the home and threatened to punch
her in the face. Lynette Smith, the victim's girlfriend, requestedthat defendant leave. Clifford Moore, another guest present at the
time, brought defendant outside to speak with him. Defendant came
back inside and attempted to slap Izetta Young across the face.
When Ms. Young raised her hands to protect her face, defendant's
contact knocked her cellular phone out of her hand. Defendant
picked the phone up off the floor and stated that he had a new
phone. Lynette Smith again requested that defendant leave the
home, and defendant stated in response that he was going to slap
her too. Defendant walked out of the home carrying Ms. Young's
phone and began dialing on the phone after he stepped outside.
When Clifford Moore demanded that defendant return the phone to Ms.
Young, defendant exclaimed, No . . . I'm going to shoot everybody
out here. The next day, defendant spoke briefly with John Cooley,
a cousin of the victim and the person who had purchased Ms. Young's
cell phone. Mr. Cooley asked defendant why he took the phone, and
defendant stated that he would return the phone. Defendant did in
fact bring the phone back to Mr. Cooley, although not the same day
as this conversation. Mr. Cooley testified that defendant returned
the phone to him a [c]ouple days before the date of the shooting.
Regarding the events of 8 April, the State's evidence tended
to show that the victim and several acquaintances approached
defendant while he was standing outside of a friend's home located
in the same mobile home park as the victim's home. The victim
asked defendant to apologize to Lynette Smith for the 3 April
incident. Defendant refused, whereupon the victim suggested that
he and defendant fight right there on the grass. Defendant
declined to fight but stated that he was going inside to get a gun. Defendant threatened, I'm going to shoot everybody. When he
arrived back outside, defendant announced that he was strapped
and lifted his shirt to reveal a gun in his waistband. The victim
stated that he did not have a gun and asked defendant to put his
gun down. Defendant pulled his gun out and struck the victim in
the forehead with the gun's muzzle. The victim struggled to remove
the gun from defendant's hands. John Cooley testified that
defendant held the gun on the victim's head and shot him. After
firing the shot, defendant pushed the gun against the victim's
head, causing the victim to fall on his back. Defendant waved the
gun around at the onlookers and then fled the scene in a car.
Police detectives arriving on the scene interviewed the witnesses,
including Clifford Moore. Mr. Moore told the detectives that there
had been an argument between the victim and defendant going back
several days, and that this was the dispute over which the victim
offered to fight defendant.
Defendant's girlfriend, Denise Hart, gave a statement about
the 8 April incident to Detective Jeff Houston on 30 August 2001.
On direct examination by defense counsel, Detective Houston
testified to this statement given by Ms. Hart. This testimony
tended to show that during the events leading up to the shooting,
defendant came inside his friend's home and found a gun. In the
presence of Ms. Hart, defendant checked that the gun was loaded.
Shortly after defendant went back outside, Ms. Hart heard a shot
and then looked outside and saw a body lying on the ground.
According to Ms. Hart, defendant later told her that the gun had
gone off by accident. On cross-examination by the State, DetectiveHouston testified that on the two previous occasions when he
interviewed Ms. Hart, she made no mention of the shooting being an
accident.
Defendant's 10 May 2001 statement given to Detective Jeff
Houston was admitted at trial without any objection from defendant.
This statement contained defendant's account of the two incidents,
including his slapping Ms. Young during the phone incident on 3
April. The jury found defendant guilty of first degree murder and
common law robbery and not guilty of possession with intent to
manufacture, sell, or distribute cocaine. Defendant appeals from
judgments entered on the verdicts.
I.
[1] Defendant's first assignment of error relates to the trial
court's joinder of the common law robbery charge with the first
degree murder charge. Defendant contends that joining these two
offenses, separated in time by several days and involving different
victims, was prejudicial error. We disagree.
Two or more offenses may properly be joined for trial if the
offenses are based on the same act or transaction or on a series
of acts or transactions connected together or constituting parts of
a single scheme or plan. N.C. Gen. Stat. § 15A-926(a) (2003)
(emphasis added). This Court has held that in ruling upon a motion
for joinder, a trial judge must utilize a two-step analysis: (1) a
determination of whether the offenses have a transactional
connection and (2) if there is a connection, a consideration of
whether the accused can receive a fair hearing on the consolidated
offenses at trial. State v. Montford, 137 N.C. App. 495, 498, 529S.E.2d 247, 250, cert. denied, 353 N.C. 275, 546 S.E.2d 386 (2000).
The motion to join is within the sound discretion of the trial
judge, and the trial judge's ruling will not be disturbed absent an
abuse of discretion. State v. Perry, 142 N.C. App. 177, 181, 541
S.E.2d 746, 749 (2001). However, if there is no transactional
connection, then the consolidation is improper as a matter of law.
Id. (quoting State v. Owens, 135 N.C. App. 456, 458, 520 S.E.2d
590, 592 (1999)).
We cannot say that joinder of the two offenses was improper as
a matter of law. In determining whether offenses are part of the
same series of transactions, the following factors must guide the
court: (1) the nature of the offenses charged; (2) any commonality
of facts between the offenses; (3) the lapse of time between the
offenses; and (4) the unique circumstances of each case.
Montford, 137 N.C. App. at 498-99, 529 S.E.2d at 250. No single
factor is dispositive. Id. Here, the offenses both involved
defendant striking another person during an argument; the offenses
involved the same dispute between defendant and the victim's female
friends; and the time lapse between the offenses was only 5 days.
The fact that the victim was not present at the scene of the 3
April events is not a crucial factor in the analysis because the
nature of the consolidated offenses is only one factor to be
considered.
At the pre-trial hearing on the State's motion for joinder,
the trial judge considered several factors, including the factual
connection between the two offenses and the time lapse of 5 days.
The trial judge found that the confrontation between defendant andthe victim on 8 April arose out of defendant's treatment of Ms.
Young and Ms. Smith over the past few weeks. The trial judge
stated his observations that the two incidents shared the same
underlying dispute between the parties and that this dispute
culminated in the acts of [April] 8th. The record indicates that
the events of 3 April constituted a critical point in the ongoing
dispute between the victim and defendant, which resulted in the
argument and struggle on 8 April. As such, we hold that the trial
judge did not err in finding a transactional connection between the
two offenses.
We must next address whether defendant has shown that the
joinder deprived him of a fair hearing on the murder charge. In
making this determination, we are mindful that the question posed
is whether the offenses are so separate in time and place and so
distinct in circumstances as to render a consolidation unjust and
prejudicial to an accused. State v. Bowen, 139 N.C. App. 18, 28,
533 S.E.2d 248, 254 (2000). In the context of joinder of charges,
this Court has explained that [w]hile the admissibility of [the]
evidence pursuant to Rule 404(b) is not conclusive evidence of the
absence of prejudice, it is a factor that we may consider. Bowen,
139 N.C. App. at 29, 533 S.E.2d at 255. If the offenses had not
been joined, then evidence of the 3 April incident would have been
admissible at the trial of the first degree murder charge pursuant
to N.C.R. Evid. 404(b) for the purpose of showing intent. Rule
404(b) provides that while evidence of a person's prior bad acts is
not admissible to show propensity, this evidence may be admissible
for other purposes, such as proof of motive, opportunity, intent,preparation, plan, knowledge, identity, or absence of mistake,
entrapment or accident. N.C. Gen. Stat. § 8-C1, Rule 404(b)
(2003). Our Supreme Court has held that Rule 404(b) is a general
rule of inclusion of other bad acts of the defendant, subject to
the single exception that such evidence must be excluded if its
only probative value is to show that defendant has the propensity
or disposition to commit an offense of the nature of the crime
charged. State v. Berry, 356 N.C. 490, 505, 573 S.E.2d 132, 143
(2002). Here, testimony concerning Ms. Smith's requests that
defendant leave the victim's home while defendant was engaged in an
argument with Ms. Young was probative of defendant's mental state
when the victim requested an apology from defendant. In addition,
the 3 April incident was part of the chain of events explaining
defendant's motive and the immediate context of the shooting.
Although not expressly stated in Rule 404(b) itself, evidence of
prior acts may be admitted if such evidence pertain[s] to the
chain of events explaining the context, motive and set-up of the
crime and forms an integral and natural part of an account of the
crime . . . necessary to complete the story of the crime for the
jury. State v. Smith, 152 N.C. App. 29, 35, 566 S.E.2d 793, 798
(quoting State v. Agee, 326 N.C. 542, 548, 391 S.E.2d 171, 174
(1990)), cert. denied, 356 N.C. 311, 571 S.E.2d 208 (2002).
Defendant's slapping of Ms. Young and his statement that he would
slap Ms. Smith after she requested that he leave the victim's home
are an essential part of the chain of events explaining defendant's
motive. As there is no indication that joinder unfairly deprived
defendant of a fair hearing, we hold that the trial judge'sdecision to consolidate the offenses in one trial was not an abuse
of discretion.
II.
[2] By a number of assignments of error, defendant next
challenges the admission of testimony describing the events of 3
April. Defendant argues that this testimony was irrelevant and
unfairly prejudicial. We disagree.
First, defendant's statements and actions on 3 April were
admissible under N.C.R. Evid. 401 and 402. Evidence of defendant's
threatening motions and statements directed at Ms. Young tended to
show that defendant put Ms. Young in fear. Because this testimony
was probative of an essential element of common law robbery, it was
admissible at trial where the robbery offense was properly joined.
Second, as discussed supra, the 3 April evidence would have been
admissible at a separate trial on the first degree murder charge
pursuant to Rule 404(b).
Defendant argues, however, that the 3 April testimony was
unfairly prejudicial and should have been excluded under N.C.R.
Evid. 403. When prior incidents are offered for a proper purpose,
the ultimate test for admissibility is whether they are
sufficiently similar and not so remote as to run afoul of the
balancing test between probative value and prejudicial effect set
out in Rule 403. State v. West, 103 N.C. App. 1, 9, 404 S.E.2d
191, 197 (1991). Only 5 days separated the two incidents, and on
both occasions defendant threatened the victim's company with
violence. We ho ld that the trial court did not abuse its
discretion in admitting the 3 April testimony.
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