1. Workers' Compensation_-posttraumatic stress disorder--aggravation of diabetes--
credibility of witnesses
The Industrial Commission did not err in a workers' compensation case by concluding
that competent medical evidence established that plaintiff's posttraumatic stress disorder (PTSD)
arising from his employment as a probation officer aggravated his diabetes, because: (1) each
testifying physician agreed that stress could aggravate or exacerbate diabetes; (2) all of
plaintiff's treating physicians agreed that plaintiff's PTSD aggravated his diabetes; and (3)
although defendants' witnesses ultimately came to the conclusion that the aggravation of
plaintiff's diabetes was not caused by his PTSD, the Commission found the testimony of
plaintiff's treating physicians more persuasive and the credibility of witnesses is for the
Commission.
2. Workers' Compensation_-causation testimony--psychiatrists versus
endocrinologists--posttraumatic stress disorder--aggravation of diabetes
The Industrial Commission did not err in a workers' compensation case by relying on the
causation testimony of psychiatrists rather than on the causation testimony of endocrinologists
regarding the aggravation of plaintiff's diabetes, because: (1) the doctor defendants contend was
in the best position to determine whether plaintiff's posttraumatic stress disorder (PTSD)
exacerbated his diabetes testified that he knew nothing about PTSD; (2) even if the Commission
had relied solely on the testimony of endocrinologists, competent evidence existed to support the
Commission's findings when all of the testifying endocrinologists, including defendant's
witnesses, averred that PTSD could have an effect on diabetes; and (3) each of plaintiff's three
treating endocrinologists stated that plaintiff's PTSD did in fact cause the aggravation of
plaintiff's diabetes.
Law Offices of George W. Lennon, by George W. Lennon and S.
Neal Camak, for plaintiff-appellee.
Brooks, Stevens & Pope, P.A., by Kathlyn C. Hobbs and Bambee
N. Booher, for defendants-appellants.
McGEE, Judge.
The North Carolina Industrial Commission (Commission) entered
an opinion and award on 13 November 1995 awarding compensation to
James J. Lewis (plaintiff) arising from plaintiff's posttraumatic
stress disorder acquired during plaintiff's employment with the
North Carolina Department of Correction (defendant Department of
Correction). The Commission found as fact and concluded as a
matter of law that plaintiff's posttraumatic stress disorder was a
compensable injury in that it was "due to causes and conditions
which are characteristic of and peculiar to plaintiff's employment
with [defendant Department of Correction] and is not an ordinary
disease of life to which the general public is equally exposed
outside of employment." Pursuant to an amended opinion and award
of 26 March 1996, plaintiff was awarded salary continuation during
the first two years of his disability, from 10 September 1992 to 10
September 1994; thereafter plaintiff was awarded temporary total
disability compensation at the rate of $293.14 per week from 11
September 1994 until he returned to work or until further order of
the Commission. Plaintiff was also awarded payment for all past
and future medical expenses he incurred as a result of his
compensable occupational disease.
Plaintiff filed a motion to compel payment and for other
relief on 30 September 1996, stating in part that:
11. Plaintiff has submitted to Defendant
medical bills for treatment for
exacerbation of his diabetes related to
the stress full [sic] conditions of his
employment. . . . Plaintiff has obtained
a medical opinion letter from Dr.
Gianturco . . . indicating that these
bills are related to the post-traumatic
stress disorder. The Commission's order
unequivocally states that Defendant shallpay medical costs incurred as a result of
the covered occupational disease.
Therefore these bills must be paid by
Defendant.
The medical bills included treatment for exacerbation of
plaintiff's diabetes, periodontal treatment, and bills for
prescription medications.
Subsequently, a deputy commissioner found as fact and
concluded as a matter of law on 24 November 1997 that the issue
regarding plaintiff's diabetes was res judicata and would not be
addressed. Both plaintiff and defendants appealed to the
Commission. The Commission affirmed the deputy commissioner's
finding of res judicata on 12 October 1998.
Defendants appealed to this Court, assigning as error the
Commission's conclusion that plaintiff's diabetes claim was res
judicata. Lewis v. N.C. Dep't of Corr., 138 N.C. App. 526, 528,
531 S.E.2d 468, 470 (2000). Plaintiff filed a cross-assignment of
error arguing that the Commission failed to find and conclude that
the record established that the compensable posttraumatic stress
disorder caused an aggravation of his diabetes. Id. at 528, 531
S.E.2d at 470. This Court held that the Commission incorrectly
applied the doctrine of res judicata, in that the deputy
commissioner's conclusion of law regarding plaintiff's diabetes was
not a final decision due to the subsequent application for review
to the Commission. Id. at 528-29, 531 S.E.2d at 470. This Court
also found that defendant Department of Correction was "'entitled
to have the full Commission respond to the questions directly
raised by [its] appeal.'" Id. at 529, 531 S.E.2d at 470
(alteration in original) (quoting Vieregge v. N.C. State Univ., 105N.C. App. 633, 639, 414 S.E.2d 771, 774 (1992)). As a result,
this Court remanded the case to the Commission to "'conduct a
hearing, make its own findings of fact and conclusions of law and
enter an order resolving' the issue of whether plaintiff's post-
traumatic stress disorder aggravated his diabetes." Id. at 529,
531 S.E.2d at 470 (quoting Vieregge, 105 N.C. App. at 641, 414
S.E.2d at 776).
On remand, the Commission entered an opinion and award on 10
July 2003, finding as fact and concluding as a matter of law that
plaintiff's posttraumatic stress disorder exacerbated his diabetic
condition, "which in turn caused or aggravated plaintiff's
periodontal condition." The Commission also made the following
pertinent findings of fact:
13. . . .[T]he Full Commission finds that the
evidence of record shows a causal link
between plaintiff's post-traumatic stress
[disorder] and the exacerbation of his
diabetic condition.
. . . .
15. The Full Commission finds that the record
is replete with competent expert medical
testimony as to the effect of anxiety and
stress upon diabetes. . . .
16. Defendants have contended that both Dr.
Warner Burch and Dr. Dennis [sic] Becker
opined that plaintiff's work related
post-traumatic stress disorder had no
effect on plaintiff's diabetic condition
or symptoms. However, Dr. Burch and Dr.
Becker each saw plaintiff merely for an
evaluation and were not plaintiff's
treating physicians. Therefore, Drs.
Burch and Becker were not in a position
to witness firsthand and note the effects
of plaintiff's psychiatric disorder on
his diabetes throughout plaintiff's
experience with both illnesses. Thus,
the Full Commission affords greaterweight to the testimony of plaintiff's
treating physicians, Drs. Gainturco
[sic], Johnson, Handelsman, and Spratt,
who were in a better position to witness
the effects of plaintiff's work related
post-traumatic stress disorder on his
diabetes.
17. . . .Based on Dr. Schroer's [plaintiff's
periodontist] opinion, the Full
Commission finds that plaintiff's
original compensable injury exacerbated
or aggravated plaintiff's diabetic
condition, which in turn caused or
aggravated plaintiff's periodontal
condition. Therefore, defendants are
responsible for plaintiff's periodontal
and diabetic treatment.
Based upon its findings of fact, the Commission made the
following conclusions of law:
1. Plaintiff's original compensable injury,
post-traumatic stress disorder,
exacerbated and aggravated plaintiff's
pre-existing diabetes and, thus,
plaintiff is entitled to compensation.
. . . .
4. Since plaintiff's periodontal condition
was caused or aggravated by his diabetic
condition, which has been found to have
been caused or aggravated by plaintiff's
original compensable injury, defendants
shall provide medical treatment as may be
reasonably required to effect a cure,
give relief, or lessen plaintiff's
disability for both plaintiff's diabetic
condition and his periodontal condition.
Defendant is responsible for payment for
all of plaintiff's treatment at Duke.
Defendant is also responsible for payment
for plaintiff's treatment by plaintiff's
treating physicians, including Dr.
Charles Johnson, Dr. Leonard Handelsman,
and Dr. Susan E. Spratt.
(citations omitted). Defendants appeal.
This Court's standard of review in workers' compensation cases
is "quite narrow." Calloway v. Mem'l Mission Hosp., 137 N.C. App.480, 484, 528 S.E.2d 397, 400 (2000). We are limited to the
consideration of only two issues: (1) whether the Commission's
findings of fact are supported by competent evidence; and (2)
whether the conclusions of law are supported by the findings of
fact. Barham v. Food World, Inc., 300 N.C. 329, 331, 266 S.E.2d
676, 678 (1980). Findings of fact are supported by competent
evidence, and therefore conclusive on appeal, "'[if] the record
contains any evidence tending to support the finding.'" Adams v.
AVX Corp., 349 N.C. 676, 681, 509 S.E.2d 411, 414 (1998) (quoting
Anderson v. Lincoln Constr. Co., 265 N.C. 431, 434, 144 S.E.2d 272,
274 (1965)).
It is the role of the Commission, not this Court, to weigh the
evidence in a workers' compensation case. Click v. Pilot Freight
Carriers, Inc., 300 N.C. 164, 166, 265 S.E.2d 389, 390 (1980). "In
weighing the evidence, the Commission is the sole judge of the
credibility of witnesses and the weight to be given their
testimony, and may reject entirely the testimony of a witness if
warranted by disbelief of the witness." Russell v. Lowes Prod.
Distribution, 108 N.C. App. 762, 765, 425 S.E.2d 454, 457 (1993).
Moreover, "'[t]he evidence tending to support plaintiff's claim is
to be viewed in the light most favorable to plaintiff, and
plaintiff is entitled to the benefit of every reasonable inference
to be drawn from the evidence.'" Lewis v. Orkand Corp., 147 N.C.
App. 742, 744, 556 S.E.2d 685, 687-88 (2001) (quoting Adams, 349
N.C. at 681, 509 S.E.2d at 414).
[1] Defendants assign as error the Commission's determination
that competent medical evidence established that plaintiff'sposttraumatic stress disorder aggravated his diabetes.
Specifically, defendants argue that the evidence showed plaintiff's
diabetes was never under control, even prior to the onset of
plaintiff's posttraumatic stress disorder, and such was the real
cause of the aggravation of plaintiff's diabetes.
The record in this case is replete with competent evidence and
therefore the Commission's findings of fact are conclusive on
appeal. Each testifying physician agreed that stress could
aggravate or exacerbate diabetes. Dr. Leslie Domalik, expert in
endocrinology, explained
[A]ny time that there are stressors[,] whether
they be psychological or physical stressors,
that tends to increase hormones such as
catacholyamines [sic] and corticols which
directly counter the effect of insulin. As a
result of that[,] insulin resistance is
increased making it more difficult to control
blood sugars; so in fact, yes, it's harder to
control blood sugars in very stressful
situations particularly if they are long-
term. . . . [I]t's very clear at [times of
high stress] that those blood sugars increase
despite anything that we do with regard to
diet or exercise. . . . [I]t's not speculation
that blood sugars go up with stress.
(emphasis added).
Defendants' own witnesses similarly agreed that posttraumatic
stress disorder could exacerbate a diabetic condition. Dr. Robert
Rollins conceded that "[s]tress can impair control of blood sugar
and the behaviors needed to control blood sugar." Dr. Denis Becker
stated "[s]tress invokes hormones that raise blood sugar and make
one resistant to the activity of insulin. And in losing one's
sensitivity to insulin, blood sugars rise. . . . If blood sugars
rise, one has a risk or worsening of complications of diabetes." Finally, Dr. Warner Burch (Dr. Burch) testified that "stress can
accentuate diabetes and make control worse."
All of plaintiff's treating physicians agreed that plaintiff's
posttraumatic stress disorder exacerbated his diabetes. Dr.
Leonard Handelsman, plaintiff's treating psychiatrist, stated:
"[Plaintiff] has posttraumatic stress disorder arising from his
employment as a probation officer for North Carolina and . . . this
posttraumatic stress disorder and the anxiety arising from it
exacerbate his diabetes and reduce his ability to manage this
diabetic condition optimally." Dr. Charles Johnson, plaintiff's
original treating endocrinologist, stated: "In my professional
judgment, [plaintiff's] diabetes was out of control as a
consequence [of his posttraumatic stress disorder]."
Although defendants' witnesses ultimately came to the
conclusion that the aggravation of plaintiff's diabetes was not
caused by his posttraumatic stress disorder, the Commission found
the testimony of plaintiff's treating physicians more persuasive:
"[T]he Full Commission affords greater weight to the testimony of
plaintiff's treating physicians . . . who were in a better position
[than defendants' experts] to witness the effects of plaintiff's
work related post-traumatic stress disorder on his diabetes." The
credibility of the witnesses is "for the Commission, not the
courts, to determine." Click,
300 N.C. at 167, 265 S.E.2d at 391.
Despite the varying testimony as to the cause of the aggravation of
plaintiff's diabetes, we find that there is competent evidence to
support the Commission's findings of fact and conclusions of law.
[2] Defendants next assign as error the Commission's relianceon the causation testimony of psychiatrists rather than on the
causation testimony of endocrinologists. Defendants argue that
endocrinologists were in a better position to render a medical
opinion as to the causation of the aggravation of plaintiff's
diabetes. Defendants further argue that the Commission erred in
not giving greater weight to Dr. Burch's testimony, since Dr. Burch
was an endocrinologist who had reviewed all of plaintiff's medical
records.
We find that defendants' argument is without merit. Dr.
Burch, the doctor defendants contend was in the best position to
determine whether plaintiff's posttraumatic stress disorder
exacerbated his diabetes, testified, "I know nothing about post-
traumatic stress [disorder]."
The evidence also shows that defendants' emphasis on the
opinions of endocrinologists is misplaced. Dr. Burch, defendants'
witness, testified that both endocrinologists and psychiatrists had
a role in determining whether plaintiff's diabetes was aggravated
by posttraumatic stress disorder. Dr. Susan Spratt,
endocrinologist, testified that, in her opinion, a psychiatrist
would be better qualified than an endocrinologist to render a
medical opinion on whether plaintiff's diabetes was aggravated by
posttraumatic stress disorder.
Even if the Commission had relied solely on the testimony of
endocrinologists, competent evidence exists to support the
Commission's findings. As previously discussed, all of the
testifying endocrinologists, including defendants' witnesses,
averred that posttraumatic stress disorder could have an effect ondiabetes. Furthermore, each of plaintiff's three treating
endocrinologists stated that plaintiff's posttraumatic stress
disorder did in fact cause the aggravation of plaintiff's diabetes.
Again, it is not this Court's role to weigh the credibility of
the various witnesses. Russell, 108 N.C. App. at 765, 425 S.E.2d
at 457. The Commission engaged in a thorough analysis and
carefully determined the witnesses to whom it would give the most
credence. This Court is bound by this determination due to the
overwhelming amount of competent evidence in the record. Adams,
349 N.C. at 681, 509 S.E.2d at 414.
Defendants also assign as error the Commission's finding that
defendants were responsible for the treatment of plaintiff's
periodontal disease because there was no evidence that plaintiff's
posttraumatic stress disorder aggravated his diabetes. As we have
determined that competent evidence established that plaintiff's
posttraumatic stress disorder did in fact aggravate his diabetes,
we need not address this assignment of error.
Defendants have failed to present an argument regarding their
remaining assignments of error. Therefore, pursuant to N.C.R. App.
P. 28(b)(6), these assignments of error are deemed abandoned.
Since the Commission's findings of fact were supported by
evidence from the record, and its conclusions of law were supported
by the findings, we affirm the order of the Commission.
Affirmed.
Judges WYNN and THORNBURG concur.
*** Converted from WordPerfect ***