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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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In the Matter of: N.B.
NO. COA03-1653
Filed: 7 December 2004
1. Juveniles--misdemeanor assault with a deadly weapon--felonious assault with a
deadly weapon inflicting serious injury--issuance of subsequent felony petition
The trial court did not violate a juvenile's due process rights by allowing the State to
prosecute her for felonious assault with a deadly weapon inflicting serious injury even though she
had been previously charged with misdemeanor assault with a deadly weapon and the
misdemeanor petition had not been dismissed at the time of the felonious assault hearing,
because: (1) regardless of whether the juvenile formally denied the allegations contained in the
initial misdemeanor petition, the issuance of the subsequent felony petition did not violate the
juvenile's constitutional rights; (2) the second petition alleging felony assault was served on the
juvenile two months before the adjudicatory hearing; (3) the juvenile was in no way prejudiced
since there was no hearing on the merits of the first petition; and (4) the record is void of any
evidence that would suggest the filing of the second petition was for retaliatory purposes.
2. Sentencing-_juveniles--assault with a deadly weapon inflicting serious injury--Level
3 disposition--abuse of discretion standard
The trial court did not err by imposing a Level 3 disposition on a juvenile for committing
the offense of assault with a deadly weapon inflicting serious injury even though the juvenile had
no prior delinquency history, had a low risk of re-offending, and an assessment of her needs was
low as well, because: (1) the court had the authority under N.C.G.S. § 7B-2508(f) to impose
either a Level 2 or Level 3 disposition, and it was within the court's discretion to determine
which dispositional alternative to impose; and (2) there was no evidence that the court abused its
discretion by imposing Level 3 when the court considered evidence that the juvenile failed to
return to school at the end of her five-day suspension and had been absent from school for more
than one hundred days.
Appeal by respondent juvenile from order dated 9 September
2003 by Judge Robert A. Evans in Nash County District Court. Heard
in the Court of Appeals 15 September 2004.
Attorney General Roy Cooper, by Assistant Attorney General
Bertha L. Fields, for the State.
McCotter, Ashton & Smith, P.A., by Rudolph A. Ashton, III and
Kirby H. Smith, III, for respondent-appellant.
BRYANT, Judge.
N.B. (juvenile) appeals an order adjudicating her as adelinquent juvenile for having committed the offense of assault
with a deadly weapon inflicting serious injury and a disposition
order committing the juvenile to the Youth Development Center of
the North Carolina Department of Juvenile Justice and Delinquency
Prevention for a minimum period of six months and for a maximum
period not to exceed her eighteenth birthday.
On 17 April 2003, N.B. (born 1 August 1987) was charged in a
juvenile petition with misdemeanor assault with a deadly weapon in
violation of N.C. Gen. Stat. § 14-33(c)(1). A subsequent petition
was filed on 23 June 2003, charging N.B. with felonious assault
with a deadly weapon inflicting serious injury in violation of N.C.
Gen. Stat. § 14-32(b). The second petition came on for hearing on
9 September 2003.
The State's evidence tended to show the following: On 10 March
2003, a fight ensued between 15-year-old N.B., another juvenile
(N.B.'s associate), and the victim in Economic, Legal and Political
Systems class at Rocky Mount Senior High School. The victim was
seated at the back of the classroom when N.B.'s associate
approached the victim and stated she heard the victim wanted to
fight her. After a verbal exchange between the victim and N.B.'s
associate, N.B. approached the victim from behind and hit her in
the face with a white ballpoint pen. The three parties began to
fight and the fight continued until the classroom teacher subdued
the parties. After the fight, the victim discovered she was
bleeding and there were scratch marks on and a hole in her face, inaddition to ink marks all over her face and arm. The victim was
hospitalized for three days as a result of the injuries.
The victim's mother testified for the State that when she
picked her daughter up from school, she noticed puncture wounds on
her daughter's face. She accompanied her daughter to the hospital
where her daughter was treated for injury to the outer layer of her
eyeball. She also testified that as of the date of the hearing,
her daughter was still receiving medical care for her injuries.
Both N.B. and her associate, testifying on N.B.'s behalf,
admitted that they participated in a fight with the victim, but
denied starting the fight. Both also denied stabbing the victim in
the face with a white ballpoint pen, denied having a white
ballpoint pen in their possession during the fight, and further
denied seeing a white ballpoint pen in the classroom during the
fight.
On rebuttal, the State called a fourth student to testify.
This student stated that while in the hallway before class, he
overhead N.B. and her associate saying they were going to jump on
the victim. This student, however, did not witness the fight.
The juvenile court adjudicated N.B. delinquent for having
committed the offense of assault with a deadly weapon inflicting
serious injury and immediately moved to disposition. The juvenile
court accepted the pre-disposition report prepared by the court
counselor into evidence, which contained an assessment of the
juvenile's risk of future offending. The report total scores
indicated N.B. had a low risk of future offending and had a low
need. Because N.B. had been adjudicated delinquent for havingcommitted a violent felony, the juvenile court had a choice of
imposing a Level 2 or Level 3 disposition.
(See footnote 1)
The juvenile court, expressing concern about the number of
days the juvenile had been absent from school since the fight,
questioned why N.B. could not account for why she had not attended
school since the fight. The juvenile court went on to impose a
Level 3 disposition and ordered N.B. to be committed to the Youth
Development Center of the North Carolina Department of Juvenile
Justice and Delinquency Prevention for a minimum period of six
months and for a maximum period not to exceed her eighteenth
birthday.
N.B. gave timely notice of appeal.
_________________________
The issues on appeal are whether: (I) the juvenile's due
process rights were violated when she was prosecuted for felonious
assault with a deadly weapon inflicting serious injury after she
had already been charged with misdemeanor assault with a deadly
weapon; and (II) the juvenile court erred in imposing a Level 3
disposition.
I
[1] The juvenile first argues that her due process rights were
violated when the juvenile court allowed the State to prosecute her
for felonious assault with a deadly weapon inflicting serious
injury, when she had been previously charged with misdemeanorassault with a deadly weapon and the misdemeanor petition had not
been dismissed at the time of the felonious assault hearing.
While juvenile proceedings in this State are not criminal
prosecutions, a juvenile cited under a petition to appear for an
inquiry into her alleged delinquency is entitled to the
constitutional safeguards of due process and fairness. These
safeguards include notice of the charge or charges upon which the
petition is based. See In re Burrus, 275 N.C. 517, 529-30, 169
S.E.2d 879, 887 (1969); In re Jones, 11 N.C. App. 437, 438, 181
S.E.2d 162, 162 (1971); In re Alexander, 8 N.C. App. 517, 520, 174
S.E.2d 664, 666 (1970).
On 13 May 2003, a summons was issued requiring the juvenile to
appear in Nash County Juvenile Court on 10 June 2002, to answer a
petition alleging she had committed the offense of assault with a
deadly weapon on 10 March 2003. The juvenile appeared in court on
10 June 2003, and denied the misdemeanor assault charge against
her. This matter was continued until 1 July 2003.
Three days later, on 13 June 2003, a juvenile petition was
sworn out against the juvenile alleging she had committed the
offense of assault with a deadly weapon inflicting serious injury
on 10 March 2003. This petition was filed on 16 June 2003, and the
clerk of superior court issued a summons on 23 June 2003, requiring
the juvenile to appear in juvenile court on 1 July 2003.
At the time of the 9 September 2003 hearing, the juvenile had
both the misdemeanor and felonious assault charges pending. The
juvenile court found the juvenile delinquent for having committed
felonious assault but did not address the misdemeanor assaultcharge. The misdemeanor charge was subsequently dismissed sometime
after the 9 September 2003 hearing.
In this assignment of error, the juvenile contends she was
actually tried on duplicate misdemeanor and felony charges arising
from the same course of conduct, and further that the State brought
the felony charge in retaliation for her denying the allegation in
the misdemeanor petition. These arguments are without merit.
Regardless of whether the juvenile formally denied the
allegations contained in the initial misdemeanor petition, the
issuance of the subsequent felony petition did not violate the
juvenile's constitutional rights. The second petition, alleging
felony assault, was served on the juvenile two months before the
adjudicatory hearing. At the 9 September 2003 hearing, the State
read the charges contained in the second petition and requested a
responsive plea to that charge. The record and transcript reveal
that the juvenile denied the allegations of the second petition and
the juvenile court proceeded solely on the matters contained in the
second petition.
The juvenile argues that this Court's holding in State v.
Bissette, 142 N.C. App. 669, 544 S.E.2d 266 (2001), precluded the
State from indicting the juvenile and proceeding with prosecution
on the felony charge while the misdemeanor charge remained pending.
The juvenile's reliance on Bissette, however, is misguided. In
Bissette, the defendant was arrested and charged with violating
N.C. Gen. Stat. § 14-74 (felonious larceny by servants and other
employees). The charge was subsequently reduced to misdemeanor
larceny, and the defendant pled not guilty to the misdemeanorlarceny charge. The defendant was tried and convicted in district
court on the misdemeanor larceny charge and thereafter appealed for
a trial de novo in superior court. After giving notice of appeal
to superior court, the State then indicted defendant for felonious
larceny by an employee. The State acknowledged both the felony and
misdemeanor charges were still on the docket, and announced its
intention to try the felony charge and informed the superior court
it would dismiss the misdemeanor charge at the conclusion of trial
de novo. The defendant was convicted of felony larceny in superior
court and gave notice of appeal to this Court.
This Court held that a defendant who is convicted of a
misdemeanor is entitled to pursue [her] right to trial de novo in
superior court without apprehension that the State will retaliate
by substituting a felony charge for the original misdemeanor and
thus subject her to a potentially greater period of incarceration.
Bissette, 142 N.C. App. at 672, 544 S.E.2d at 267 (citing
Blackledge v. Perry, 417 U.S. 21, 28, 40 L. Ed. 2d 628, 634-35).
Relying on Blackledge, this Court concluded that the State's
actions amounted to a violation of the defendant's due process
rights. Bissette, 142 N.C. App. at 673, 544 S.E.2d at 268. This
Court also emphasized that this result did not depend upon a
showing of actual retaliatory motive on the part of the prosecutor,
since it was the mere potential for vindictiveness entering into
the two-tiered appellate process which constituted a violation of
the defendant's rights. Bissette, 142 N.C. App. at 672, 674-75,
544 S.E.2d at 267, 269 (A prosecutor's pre-trial . . . election to
seek conviction only for some of the offenses charged in theindictment 'becomes binding on the State and tantamount to
acquittal of charges contained in the indictment . . . when
jeopardy has attached as the result of a jury being impaneled and
sworn to try the defendant.' (citation omitted)).
In the instant case, the juvenile was in no way prejudiced
since there was no hearing on the merits of the first petition.
Therefore, the hearing on the second petition did not violate the
juvenile's constitutional rights. Further, the record is void of
any evidence that would suggest the filing of the second petition
was in anyway retaliatory. This assignment of error is overruled.
II
[2] The juvenile next argues that the juvenile court erred by
imposing a Level 3 disposition when she had no prior delinquency
history, had a low risk of re-offending and an assessment of her
needs was low as well.
Pursuant to the juvenile code, the juvenile court is required
to select the most appropriate disposition calculated to both
protect the public and to meet the needs and best interests of the
juvenile. N.C.G.S. § 7B-2501(c) (2003)
(See footnote 2)
;
In re Robinson, 151 N.C.App. 733, 736-37, 567 S.E.2d 227, 229 (2002) (The [district] court
is now required to 'select the most appropriate disposition,' one
that is designed to 'protect the public and to meet the needs and
best interests of the juvenile' . . . rather than what had been
interpreted as a mandate for the least restrictive alternative
under the circumstances.)(citations omitted). In the instant
case, the juvenile was adjudicated delinquent for having committed
assault with a deadly weapon inflicting serious injury. The
juvenile's delinquency history level was determined to be low.
See
N.C.G.S. § 7B-2507 (2003). Thus, in accordance with N.C. Gen.
Stat. § 7B-2508(f), the juvenile court had the authority to impose
either a Level 2 or Level 3 disposition. In addition, it was
within the juvenile court's discretion to determine which
dispostional alternative to impose.
See N.C.G.S. § 7B-2506;
In re
Hartsock, 158 N.C. App. 287, 292, 580 S.E.2d 395, 399 (2003).
It is well settled that a decision vested in the discretion of
the juvenile court will not be disturbed absent clear evidence that
the decision was manifestly unsupported by reason.
Robinson, 151
N.C. App. at 737, 567 S.E.2d at 229. Here, there is no evidence
that the juvenile court abused its discretion in imposing a Level
3 disposition. The record reveals that the juvenile court
considered evidence that the juvenile failed to return to school at
the end of her five-day suspension, and that she had been absentfrom school for more than one hundred days. Further, the record
reveals that the juvenile court had before it undisputed evidence
that both the juvenile and her mother knew the juvenile was
eligible to return to school after the five-day suspension, but
were unable to offer an explanation for the juvenile's failure to
return to school. The juvenile has not shown the juvenile court's
decision to impose a Level 3 disposition amounted to an abuse of
discretion. This assignment of error is overruled.
Affirmed.
Judges HUDSON and TYSON concur.
Footnote: 1
In accordance with N.C. Gen. Stat. § 7B-2508(f), the juvenile
court has the authority to impose either a Level 2 or Level 3
disposition when the juvenile has a low risk factor but has been
adjudicated for having committed a violent offense. N.C.G.S. § 7B-
2508(f) (2003).
Footnote: 2
(c) In choosing among statutorily permissible
dispositions, the court shall select the most appropriate
disposition both in terms of kind and duration for the
delinquent juvenile. Within the guidelines set forth in
G.S. 7B-2508, the court shall select a disposition that
is designed to protect the public and to meet the needs
and best interests of the juvenile, based upon:
(1) The seriousness of the offense;
(2) The need to hold the juvenile accountable;
(3) The importance of protecting the public safety;
(4) The degree of culpability indicated by thecircumstances of the particular case; and
(5) The rehabilitative and treatment needs of the
juvenile indicated by a risk and needs assessment.
N.C.G.S. § 7B-2501(c) (2003).
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