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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
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DAVID A. BONDURANT, Employee, Plaintiff, v. ESTES EXPRESS LINES,
INC., Employer, SELF-INSURED, Defendant
NO. COA04-244
Filed: 7 December 2004
1. Workers' Compensation_hernias_not a continuation of earlier, repaired injury
In a workers' compensation case involving multiple hernias, some suffered after plaintiff
left defendant's employ, competent evidence supported findings by the Industrial Commission
that plaintiff had healed and did not have a hernia after an earlier repair (so that the subsequent
hernias were new injuries rather than a continuation of the earlier injuries, which were admittedly
compensable).
2. Workers' Compensation_subsequent hernias_compensability_standard
The Industrial Commission used the correct standard in determining that plaintiff's
subsequent hernias, suffered after leaving defendant's employ, were not compensable as natural
and direct results of his earlier compensable hernias. There was medical testimony that a person
will not necessarily have another hernia following a repair and plaintiff cannot therefore show
that the subsequent hernias were the natural and direct result of the earlier hernias.
Appeal by plaintiff from opinion and award filed 1 October
2003 by the North Carolina Industrial Commission. Heard in the
Court of Appeals 14 October 2004.
Joseph V. Dipierro for plaintiff-appellant.
Cranfill, Sumner & Hartzog, L.L.P., by James B. Black, IV, for
defendant-appellee.
BRYANT, Judge.
David Bondurant (plaintiff) appeals a decision of the
Industrial Commission filed 1 October 2003, denying compensability
for three hernias.
Procedural History
Plaintiff sustained a compensable hernia in the course and
scope of his employment with defendant on 15 May 1995. This claim
was accepted as compensable by Form 21. This hernia was repairedand plaintiff returned to work with defendant.
Plaintiff sustained another hernia on 30 August 1996.
Defendant denied this claim by Form 61. A hearing was held before
a deputy commissioner on 28 April 1999. By opinion and award filed
on 30 June 2000, the deputy commissioner concluded the hernia was
compensable as plaintiff sustained an umbilical hernia as a result
of a specific traumatic incident of his assigned work. Neither
party appealed the award.
On 3 August 2001, plaintiff filed a Form 18M seeking
compensation for a third hernia. The executive secretary of the
Industrial Commission denied plaintiff's Form 18M by administrative
order dated 11 October 2001. Plaintiff subsequently filed a Form
33 request for hearing, and defendant responded with a Form 33R
denying liability.
This matter came for hearing before a deputy commissioner on
22 March 2002. By opinion and award filed 6 December 2002, the
deputy commissioner found that plaintiff suffered at least three
subsequent hernias in 1999, 2000, and 2001, all of which were a
direct and natural result of plaintiff's earlier compensable
hernias. Defendant appealed to the Full Commission.
This matter came for hearing before the Full Commission on 10
July 2003. By opinion and award filed 1 October 2003, the Full
Commission reversed the opinion and award of the deputy
commissioner, concluding that plaintiff's three subsequent hernias
were not compensable. Plaintiff filed timely notice of appeal with
this Court on 30 October 2003.
Facts
Plaintiff was 53 years of age, having completed his GED and a
trucking course, at the time of the 22 March 2002 hearing before
the deputy commissioner. Plaintiff became employed with defendant
in 1992 and remained in its employ through February 1998. Prior to
his employment with defendant, plaintiff had not sustained any
hernias. On the date of the deputy commissioner hearing, he was
employed as a truck driver for a company in Virginia. It is
undisputed that plaintiff voluntarily ceased employment with
defendant.
Plaintiff's first compensable hernia occurred on or about 15
May 1995, and was surgically repaired by Dr. Stuart Harris on 9
June 1995 in Lynchburg, Virginia. This injury was accepted as
compensable on a Form 21 on 11 January 1996. The second hernia
occurred on 30 August 1996, and was repaired by Dr. David Hill on
17 February 1998, in Lynchburg, Virginia. This injury was found
compensable pursuant to N.C. Gen. Stat. § 97-2(18), as a new
hernia by opinion and award filed 30 June 2000.
Both of the two compensable hernias were umbilical, meaning
that these hernias were located at the navel. Drs. Harris and Hill
characterized the second hernia as a recurrence of the first
compensable hernia.
In May 1999, plaintiff went to work with DMR Builders, a
homebuilding business. Sometime in the summer of 1999, plaintiff
suffered a third hernia. There was no known incident giving rise
to the third hernia. Plaintiff continued working with DMR Builders
after sustaining the hernia.
Plaintiff sought treatment from Dr. T. Scott Garrett - locatedin Lynchburg, Virginia - who performed a ventral herniorrhaphy on
20 December 1999. Dr. Garrett opined that this was a recurrent
ventral incisional hernia in the same area as the previous two
hernias. Plaintiff returned for a followup appointment on 17
January 2000, and Dr. Garrett determined that plaintiff no longer
had a hernia.
Plaintiff was released to work without restrictions on 12
February 2000. He next worked for three months in Virginia,
building and packing telephones on an assembly line, and five-and-
a-half months loading and driving trucks for a temporary agency in
Virginia.
In the summer of 2000, plaintiff - who was on holiday break -
was standing in the ocean when he was struck by a wave and
immediately felt a burning in his stomach. Thereafter, plaintiff
continued working until such time as he was laid off and began
collecting unemployment benefits. Plaintiff returned to Dr.
Garrett on 30 January 2001 complaining of another hernia. Dr.
Garrett performed another ventral herniorrhaphy on 28 February
2001, this time with a non-absorbable mesh. Dr. Garrett again
noted that the hernia was in the same area as plaintiff's two
compensable hernias. Upon plaintiff's follow-up examination on 19
March 2001, Dr. Garrett determined that plaintiff was doing well
and no longer had a hernia. Plaintiff's healing process was
slightly complicated by an infection at the incision site, but
nevertheless, he was released to return to work without
restrictions as of 12 April 2001.
In the summer of 2001, plaintiff was lifting and carrying adoor at his home when he again felt the symptoms of a hernia. He
was seen again by Dr. Garrett on 7 March 2002, who noted plaintiff
had two hernias, both in the same area as his three earlier
hernias, with one hernia on the left side of his midline and the
other on the right side of his midline. At the time of the most
recent hearing of this case, Dr. Garrett had recommended that
plaintiff undergo either a laproscopic operation or a procedure
that he called an Israeli repair. This surgical repair, which
would be plaintiff's fifth repair, was pending at the time of the
hearing.
Depositions were taken from the three surgeons who repaired
the various hernias. Drs. Harris, Hill and Garrett all agreed that
a single occurrence of an umbilical hernia predisposes a person to
an increased risk of other hernias occurring at the same site.
Drs. Hill and Garrett in particular described the mechanisms by
which a hernia might recur, both generally and in plaintiff's case.
The doctors described a hernia as essentially a tear in connective
tissue and possibly muscle tissue as well, and when the hernia is
repaired, the torn tissue is rejoined by scar tissue. Scar tissue
has less resiliency, elasticity, and tensile strength than normal
connective tissue. Therefore, the scar tissue is prone to rupture
more easily than ordinary tissue.
Dr. Garrett testified that plaintiff did not have a hernia
after the 20 December 1999 hernia repair, nor after the 28 February
2001 hernia repair. Further, Dr. Garrett conceded that just
because a person had undergone a hernia repair, it did not mean
that person would have another hernia. According to Dr. Garrett,some precipitating event would be necessary to cause another
hernia.
Dr. Garrett also testified that he knew Dr. Hill and after
having reviewed Dr. Hill's note which stated plaintiff could return
to work without restrictions following Dr. Hill's hernia repair of
February 1998, Dr. Garrett could make the inference that plaintiff
did not have a hernia following that surgical repair.
The Full Commission found that in Dr. Garrett's opinion there
is a greater than fifty percent chance that all of plaintiff's
subsequent hernias in the same area have been due, in part, to the
earlier hernias and resulting surgical repairs that weakened the
tissue. The Full Commission, however, also found relying on Dr.
Garrett's testimony, [a] hernia is not going to simply recur just
by nature of the fact that he had a previous hernia repair.
_________________________
The issues on appeal are whether: (I) the Commission's finding
of fact numbers 4 and 10 are supported by competent evidence; and
(II) the Commission employed the correct standard to determine the
cause of plaintiff's three subsequent hernias.
Standard of Review
Opinions and awards of the Commission are reviewed to
determine whether competent evidence exists to support the
Commission's findings of fact, and whether the findings of fact
support the Commission's conclusions of law. See Deese v. Champion
Int'l Corp., 352 N.C. 109, 114, 530 S.E.2d 549, 552 (2000). If
supported by competent evidence, the Commission's findings are
binding on appeal even when there exists evidence to supportfindings to the contrary. Allen v. Roberts Elec. Contr'rs, 143
N.C. App. 55, 60, 546 S.E.2d 133, 137 (2001). The Commission's
conclusions of law are reviewed de novo. Allen, 143 N.C. App. at
63, 546 S.E.2d at 139.
I
[1] First, plaintiff argues that the Commission's finding of
fact numbers 4 and 10 are not supported by competent evidence in
the record.
Specifically, plaintiff challenges the portion of finding of
fact number 4 which reads: While plaintiff's recovery from his
second surgery in February 1998 was slow, he ultimately did heal
from that surgery[;]
and, the portion of finding of fact number 10
which reads: Absent some new strain, the hernias were repaired
subsequent to the surgery and did not continue after that surgery.
The subsequent hernias are new injuries and are not a continuation
of the same hernia. Therefore, the Commission finds that the 1996
hernia ended with the recovery from the successful surgery and
plaintiff's subsequent hernias are not the direct and natural
result of the prior injury or injuries.
The record reveals the following evidence: Dr. Hill repaired
plaintiff's 20 August 1996 hernia on 17 February 1998. Dr. Hill
noted on 6 May 1998 that plaintiff [h]as finally healed and is
ready to go. Dr. Hill released plaintiff to return to work on 11
May 1998 without restrictions after the hernia repair. Dr. Garrett
testified that he knew Dr. Hill and had reviewed Dr. Hill's note,
and if Dr. Hill released plaintiff to return to work without
restrictions, Dr. Garrett could make the inference that plaintiffdid not have a hernia following the February 1998 surgical repair.
Plaintiff admitted that his doctors released him to return to full
duty work without restrictions after each hernia repair.
Therefore, competent evidence supports the Commission's
finding of fact numbers 4 and 10. Moreover, plaintiff failed to
assign as error finding of fact number 11 which reads:
The greater weight of the competent evidence
establishes that plaintiff sustained a
compensable hernia in 1995 that was
successfully repaired and he was permitted to
return to work without restriction. Also,
plaintiff sustained a subsequent, recurrent
hernia in 1996 that was successfully repaired
in 1998, which did not exist after the repair,
and plaintiff was permitted to return to work
without restriction. As previously found by
the Commission in this case, the 1996 hernia
was a new injury, and not a continuation of
his 1996 injury.
Finding of fact number 11 reads essentially the same as finding of
fact numbers 4 and 10, which plaintiff assigned as error. As
plaintiff failed to assign as error finding of fact number 11, this
finding of fact is binding on appeal.
Robertson v. Hagood Homes,
Inc., 160 N.C. App. 137, 140, 584 S.E.2d 871, 873 (2003).
Accordingly, this assignment of error is overruled.
II
[2] Second, plaintiff argues that the Commission failed to
utilize the proper standard for determining causation when the
Commission concluded that plaintiff's three hernias, sustained
after leaving defendant's employ, were not compensable as natural
and direct results of earlier compensable hernias sustained by
plaintiff while employed by defendant.
The threefold conditions precedent to the right tocompensation pursuant to the Workers' Compensation Act are that:
(1) the claimant suffered a personal injury by accident; (2) such
injury arose in the course of the employment; and (3) such injury
arose out of the employment.
Barham v. Food World, Inc., 300 N.C.
329, 332, 266 S.E.2d 676, 678 (1980).
The social policy behind the
Workers' Compensation Act seeks to provide employees swift and
certain compensation for the loss of earning capacity from accident
or occupational disease arising in the course of employment; and to
insure limited liability for employers. Although the Act should
be liberally construed to effectuate its intent, the courts cannot
judicially expand the employer's liability beyond the statutory
parameters.
Hendrix v. Linn-Corriher Corp., 317 N.C. 179, 190,
345 S.E.2d 374, 381 (1986).
N.C. Gen. Stat. § 97-2(18), provides in pertinent part:
In all claims for compensation for hernia or
rupture, resulting from injury by accident
arising out of and in the course of the
employee's employment, it must be definitely
proven to the satisfaction of the Industrial
Commission:
a. That there was an injury resulting
in hernia or rupture.
b. That the hernia or rupture appeared
suddenly.
c. Repealed by Session Laws 1987, c.
729, s. 2.
d. That the hernia or rupture
immediately followed an accident.
Provided, however, a hernia shall be
compensable under this Article if it
arises out of and in the course of
the employment and is the direct
result of a specific traumatic
incident of the work assigned.
e. That the hernia or rupture did notexist prior to the accident for
which compensation is claimed.
All hernia or rupture, inguinal, femoral
or otherwise, so proven to be the result of an
injury by accident arising out of and in the
course of employment, shall be treated in a
surgical manner by a radical operation. If
death results from such operation, the death
shall be considered as a result of the injury,
and compensation paid in accordance with the
provisions of G.S. 97-38. In nonfatal cases,
if it is shown by special examination, as
provided in G.S. 97-27, that the injured
employee has a disability resulting after the
operation, compensation for such disability
shall be paid in accordance with the
provisions of this Article.
N.C.G.S. § 97-2(18) (2003). To establish a prima facie case for
compensation for a hernia pursuant to the Act, a claimant must
prove: (1) an injury resulting in a hernia or rupture, (2) which
appeared suddenly, (3) immediately following a work-related
accident, and (4) did not exist prior to the accident. Pernell v.
Piedmont Circuits, 104 N.C. App. 289, 292, 409 S.E.2d 618, 619
(1991).
The evidence reveals that plaintiff did not work for defendant
after February 1998; therefore, plaintiff's subsequent hernia could
not have arisen immediately following a work-related accident or
specific traumatic incident of the work assigned by defendant.
Moreover, following the 20 December 1999 hernia repair, Dr. Garrett
testified that plaintiff did not have a hernia. Additionally, Dr.
Garrett testified that plaintiff did not have a hernia after the 28
February 2001 repair.
Plaintiff concedes in his brief that his subsequent hernias do
not meet the standards as delineated pursuant to N.C. Gen. Stat. §
97-2(18). Plaintiff instead advances the argument thatcompensability of the subsequent hernias are governed by Heatherly
v. Montgomery Components, Inc., 71 N.C. App. 377, 323 S.E.2d 29
(1984).
In Heatherly, this Court stated:
The law in this state is that the aggravation
of an injury or a distinct new injury is
compensable [w]hen the primary injury is
shown to have arisen out of and in the course
of employment, every natural consequence that
flows from the injury arises out of the
employment, unless it is the result of an
independent intervening cause attributable to
claimant's own intentional conduct.
Heatherly, 71 N.C. App. at 379, 323 S.E.2d at 30 (citation
omitted). Even if this Court were to conclude that Heatherly
controls, plaintiff's argument nevertheless fails as both Drs. Hill
and Garrett testified that just because a person has undergone a
hernia repair, it does not necessarily follow that the person will
have another hernia. Therefore, plaintiff cannot show that the
subsequent hernias were the natural and direct result of the
earlier hernias.
Moreover, Heatherly involved a leg fracture that had not
completely healed when the claimant was involved in a motor vehicle
accident. The compensability of a leg fracture is not governed by
the statutory test as enumerated in N.C. Gen. Stat. § 97-2(18).
Plaintiff testified that the third hernia occurred due to
being hit by a wave at the beach, and the last two hernias occurred
while carrying a door down a set of steps at his home. In addition,
subsequent to his employment with defendant, plaintiff was employed
in several positions with various employers that involved heavy
manual labor. &n
bsp; No competent evidence supports plaintiff's contention that the
three subsequent hernias were caused by incidents related to his
employment with defendant. Moreover, plaintiff failed to assign as
error conclusion of law number 2 which reads in pertinent part:
Plaintiff's 1995 and 1996 hernias had resolved and plaintiff did
not have a hernia prior to his injuries in 1999, 2000, and 2001.
Accordingly, this assignment of error is overruled.
The opinion and award of the Full Commission is affirmed.
Affirmed.
Judges TYSON and LEVINSON concur.
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