An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA02-1698
NORTH CAROLINA COURT OF APPEALS
Filed: 3 February 2004
MICHAEL H. SUTTON,
Employee-Plaintiff-Appellant,
v. From the North Carolina
Industrial Commission
MISSION ST. JOSEPH'S I.C. File No. 057576
HOSPITAL,
Employer/self insured
(Cambridge Integrated
Services Group, Inc.,
servicing agent)-Appellees.
Appeal by plaintiff from opinion and award filed 21 August
2002 by the North Carolina Industrial Commission. Heard in the
Court of Appeals 9 October 2003.
Root & Root, P.L.L.C., by Louise Critz Root, for plaintiff-
appellant.
Van Winkle, Buck, Wall, Starnes & Davis, P.A., by Allan R.
Tarleton, for defendants-appellees.
McGEE, Judge.
Plaintiff worked for defendant-employer Mission St. Joseph's
Hospital (St. Joseph's) as a cardiovascular technologist. On the
morning of 18 July 2000, plaintiff assisted hospital personnel in
moving a patient using a mechanism known as a surgi-lift.
Plaintiff experienced a sharp pain in his lower back radiating into
his left leg. Plaintiff worked for the remainder of that day and
the following day.
Plaintiff experienced difficulty getting up on 20 July 2000
and went to St. Joseph's emergency room complaining of increasingpain and spasms in his lower back. Plaintiff requested that the
emergency room physician contact Dr. Cleveland Thompson (Dr.
Thompson), an anesthesiologist and pain specialist who had been
treating plaintiff since October 1999, following cervical disc
surgery in June 1999. Dr. Thompson was unable to see plaintiff,
but a referral was made for plaintiff to see Dr. Paul Saenger (Dr.
Saenger), an orthopedic surgeon. Dr. Saenger noted, during
plaintiff's examination on 20 July 2000, plaintiff's extensive
history of back trouble and in particular that plaintiff had been
experiencing three months of significant pain in his lower back
extending into his left lower extremity. Dr. Saenger referred
plaintiff to Dr. Stephen David (Dr. David).
Dr. David, an orthopaedic spine surgeon, saw plaintiff on 21
July 2000 and reviewed plaintiff's myelogram and CAT scan of 29 May
2000. Dr. David suggested plaintiff return to Dr. Thompson for
management of his chronic pain. Dr. David released plaintiff to
return to work with restrictions on the scope of his duties;
however, plaintiff did not return to work.
Plaintiff saw Dr. David again on 1 August 2000 and reported
that he was experiencing pain in his back and leg, which prevented
him from working. Dr. David exempted plaintiff from work pending
the results of a scheduled MRI examination. After reviewing the
results of the MRI examination and plaintiff's medical history, Dr.
David wrote to St. Joseph's workers' compensation administrator on
21 September 2000 stating that he believed plaintiff was capable of
driving to work. Plaintiff had previously explained he was unableto get to work due to the pain in his back. Dr. David wrote that,
in his opinion, plaintiff's subjective complaints "appeared to be
mostly similar to that documented before his occurrence on July
1[8]th. There is obvious understandable fluctuation in his level
of symptoms, which is typical of his diagnosis."
In June 2000, Dr. Thompson had stopped providing medical
management to chronic pain patients and on 27 July 2000 plaintiff
began to see Dr. Lesco Rogers (Dr. Rogers). Dr. Rogers continued
plaintiff's medications throughout the summer and fall of 2000. In
addition, plaintiff saw Dr. Keith Maxwell (Dr. Maxwell), the spine
surgeon who had performed plaintiff's cervical disk surgery in June
1999. Dr. Maxwell ordered a discogram procedure on 19 December
2000. Based on plaintiff's history and the findings of the
discogram, Dr. Maxwell performed an anterior diskectomy and a
fusion utilizing BAK cages on 29 January 2001. Plaintiff developed
increased back and leg pain following surgery.
Plaintiff filed a claim with the North Carolina Industrial
Commission in August 2000 alleging he had experienced a lower back
injury while working for St. Joseph's. Plaintiff's claim was
denied by a deputy commissioner in an opinion and award filed 21
November 2001, which concluded that plaintiff had failed to show by
the greater weight of the evidence that he had sustained an
aggravation of his pre-existing back problems on or about 18 July
2000. Plaintiff appealed to the Industrial Commission
(Commission). The Commission filed an opinion and award on 21
August 2002 affirming the holding of the deputy commissioner. Plaintiff appeals.
I.
In his first assignment of error plaintiff contends that the
Commission erred in finding that plaintiff had not accurately and
fully reported his past medical history regarding his lower back to
Dr. David. Based on this finding, the Commission gave little
weight to the opinion of Dr. David.
"The findings of fact by the Industrial Commission are
conclusive on appeal if supported by any competent evidence."
Gallimore v. Marilyn's Shoes, 292 N.C. 399, 402, 233 S.E.2d 529,
531 (1977). Upon review of a workers' compensation claim, the
appellate court "'does not have the right to weigh the evidence and
decide the issue on the basis of its weight. The court's duty goes
no further than to determine whether the record contains any
evidence tending to support the finding.'" Adams v. AVX Corp., 349
N.C. 676, 681, 509 S.E.2d 411, 414 (1998) (quoting Anderson v.
Construction Co., 265 N.C. 431, 434, 144 S.E.2d 272, 274 (1965)).
The Commission is the sole judge of the weight and credibility of
the evidence. Deese v. Champion Int'l Corp., 352 N.C. 109, 116,
530 S.E.2d 549, 553 (2000). However, "[t]he evidence tending to
support plaintiff's claim is to be viewed in the light most
favorable to plaintiff, and plaintiff is entitled to the benefit of
every reasonable inference to be drawn from the evidence." Id. at
115, 530 S.E.2d at 553 (citations omitted).
In the case before us, plaintiff argues that the Commission's
findings of fact sixteen and seventeen are actually contradicted byevidence in the record itself. Finding of fact sixteen reads as
follows:
16. Despite the May 15, 2000 medical record
from Dr. Thompson to the contrary, on July 21,
2000, plaintiff reported to Dr. David that it
was unusual for him to have pain below his
knees.
Even though plaintiff provides conflicting evidence, there is
competent evidence in the record to support the Commission's
finding of fact. According to Dr. David's records of 21 July 2000,
plaintiff reported back pain radiating down his legs bilaterally.
Plaintiff also indicated that this pain was not unusual for him.
Dr. David further noted in his records that plaintiff was
experiencing a new onset of pain below his knees and into the heel.
This statement is in marked contrast to the medical records of Dr.
Thompson. Plaintiff had complained on 15 May 2000 to Dr. Thompson
of an aching and burning pain in his left lower back, radiating
down his left leg into his toes. It is evident that plaintiff had
experienced pain below his knees prior to his examination by Dr.
David and Dr. David mistakenly concluded the pain was novel.
Therefore, because there exists competent evidence to support
the Commission's finding of fact sixteen, the finding is conclusive
on appeal and plaintiff's assignment of error is without merit.
Plaintiff also argues that the Commission's finding of fact
seventeen is not supported by the record. Finding of fact
seventeen reads as follows:
17. On July 21, 2000, plaintiff sought medical
treatment from Dr. David for his lower back
pain. In the history recorded by Dr. David,
there is no mention of plaintiff's ongoingtreatment for lower back pain by Dr. Thompson.
Plaintiff's lower back history as recorded by
Dr. [David] only includes mention of his 1983
and 1984 surgeries. Dr. David opined in his
medical record and in his testimony that
plaintiff sustained an exacerbation of his
pre-existing lower back problems based upon a
lack of knowledge of plaintiff's ongoing
treatment for his lower back pain by Dr.
Thompson. Because Dr. David did not consider
plaintiff's history as recorded in Dr.
Thompson's records, the Full Commission gives
little weight to his opinion.
According to Dr. David's medical records relating to
plaintiff, there is no indication that Dr. David knew the extent of
plaintiff's recent history of lower back pain as it is detailed in
the records of Dr. Thompson. As early as 19 January 2000,
plaintiff had complained to Dr. Thompson of lower back pain
radiating to his toes on his left side. Again, plaintiff described
that same pain to Dr. Thompson in May 2000. Dr. David's records
fail to detail plaintiff's medical history relating to the
condition of his lower back in the months precedent to the incident
of 18 July 2000, indicating he lacked adequate knowledge of whether
plaintiff had exacerbated a pre-existing condition. Furthermore,
we note the Commission "does not have to explain its findings of
fact by attempting to distinguish which evidence or witnesses it
finds credible." Deese, 352 N.C. at 116, 530 S.E.2d at 553.
Accordingly, there is competent evidence to support the
Commission's finding of fact seventeen and plaintiff's assignment
of error twelve is overruled.
II.
Plaintiff next assigns error to the Commission's decision togive little weight to Dr. Maxwell's opinion that plaintiff had
suffered an exacerbation of a pre-existing condition due to the
incident of 18 July 2000. The Commission found that Dr. Maxwell's
conclusion that plaintiff had experienced an exacerbation of a pre-
existing condition was dependent on the credibility of plaintiff's
description of the development of the pain. The Commission's
finding was predicated on several other findings of fact regarding
plaintiff's failure to fully disclose his past medical history and
on the results of diagnostic testing which indicated that there had
been no permanent worsening of plaintiff's condition.
Specifically, the Commission found that Dr. Maxwell had failed
to state that plaintiff's exacerbation was permanent and not merely
temporary. While plaintiff concedes the Commission is correct, he
argues that Dr. Maxwell remarked that plaintiff's exacerbation was
not improving. Despite plaintiff's argument, it is evident that
Dr. Maxwell did not denote plaintiff's exacerbation to be
permanent.
Plaintiff's assignment of error thirteen, in general, seeks
this Court's review of the Commission's determination as to the
credibility of Dr. Maxwell. We reiterate our Supreme Court's
concern that "requiring the Commission to explain its credibility
determinations and allowing the Court of Appeals to review the
Commission's explanation of those credibility determinations would
be inconsistent with our legal system's tradition of not requiring
the fact finder to explain why he or she believes one witness over
another or believes one piece of evidence is more credible thananother." Deese, 352 N.C. at 116-117, 530 S.E.2d at 553. Inasmuch
as it is not for this Court to substitute its judgment on the
credibility and weight to be provided a witness's testimony, we do
not disturb the Commission's finding regarding the weight it chose
to give Dr. Maxwell's testimony. Plaintiff's assignment of error
is without merit.
III.
The sum of plaintiff's remaining assignments of error are that
the Commission erred as a matter of law in concluding plaintiff had
failed to prove that he experienced a material aggravation of his
pre-existing lumbar disc disease. Although this Court is bound by
the Commission's findings of fact when supported by competent
evidence, the Commission's conclusions of law are fully reviewable.
Lanning v. Fieldcrest-Cannon, Inc., 352 N.C. 98, 106, 530 S.E.2d
54, 60 (2000).
As a general rule, "aggravation of a pre-existing condition
which results in loss of wage earning capacity is compensable under
the workers' compensation laws in our state."
Smith v. Champion,
Int'l., 134 N.C. App. 180, 182, 517 S.E.2d 164, 166 (1999). In a
workers' compensation action, the plaintiff bears the burden of
proving the claim is compensable.
Pitillo v. N.C. Dep't of Envtl.
Health & Natural Res., 151 N.C. App. 641, 645, 566 S.E.2d 807, 811
(2002).
"Although the employment-related accident 'need not be the
sole causative force to render an injury compensable,'
Hansel v.
Sherman Textiles, 304 N.C. 44, 52, 283 S.E.2d 101, 106 (1981), theplaintiff must prove that the accident was a causal factor by a
'preponderance of the evidence.'"
Holley v. ACTS, Inc., 357 N.C.
228, 231-32, 581 S.E.2d 750, 752 (2003)(quoting
Ballenger v. ITT
Grinnell Industrial Piping, 320 N.C. 155, 158-59, 357 S.E.2d 683,
685 (1987));
See also 1 Kenneth S. Broun, Brandis and Broun on
North Carolina Evidence § 41, at 137 (5th ed. 1998). In order to
support a conclusion that the disability claim is compensable, the
plaintiff must show:
(1) that plaintiff was incapable after his
injury of earning the same wages he had earned
before his injury in the same employment, (2)
that plaintiff was incapable after his injury
of earning the same wages he had earned before
his injury in any other employment, and (3)
that this individual's incapacity to earn was
caused by plaintiff's injury.
Hilliard v. Apex Cabinet Co., 305 N.C. 593, 595, 290 S.E.2d 682,
683 (1982).
Plaintiff in this case fails to meet his burden of proof.
Plaintiff asserts that Dr. Maxwell and Dr. David testified that
plaintiff had experienced an aggravation of his pre-existing lower
back problems as a result of the incident of 18 July 2000. We have
already determined that there existed competent evidence supporting
the Commission's findings of fact regarding the testimony of Dr.
David and Dr. Maxwell. We reiterate that the Commission's
determinations as to weight and credibility to be afforded a
witness are conclusive. As to both orthopaedists, the Commission
gave little weight to their opinions because the Commission found
that plaintiff had not fully disclosed the status of his pre-
existing condition to either treating physician. The record isreplete with evidence that plaintiff suffered from degenerative
disk disease, cervical and lumbar, prior to 18 July 2000. Also,
Dr. Lawrence Blinn, a diagnostic radiologist, and Dr. David, after
reviewing the diagnostic tests performed on plaintiff before and
after 18 July 2000, agreed that there was no change in the
condition of plaintiff's lumbar spine after 18 July 2000.
While plaintiff may have presented conflicting evidence as to
the aggravation of his pre-existing condition, we conclude that
there was competent evidence in the record to support the
Commission's findings of fact. Those findings support the
Commission's conclusion of law that plaintiff had failed to prove
by a preponderance of the evidence that he sustained an aggravation
of his pre-existing condition as a result of the incident of 18
July 2000. Plaintiff's assignments of error are thus overruled.
Plaintiff has failed to present any argument in support of his
remaining assignments of error and they are thus deemed abandoned.
N.C.R. App. P. 28(b)(6).
Affirmed.
Judges HUNTER and CALABRIA concur.
Report per Rule 30(e).
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