An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA03-92
NORTH CAROLINA COURT OF APPEALS
Filed: 6 January 2004
STATE OF NORTH CAROLINA
v
.
Lincoln County
Nos. 99 CRS 3905, 6058
JEFFREY LEONARD SHUFORD
Appeal by defendant from judgments entered 9 December 1999 by
Judge Robert P. Johnston in Lincoln County Superior Court. Heard
in the Court of Appeals 29 October 2003.
Attorney General Roy Cooper, by Assistant Attorney General
David L. Elliott, for the State.
Appellant Defender Staples Hughes, by Assistant Appellate
Defender Charlesena Elliott Walker for defendant appellant.
McCULLOUGH, Judge.
Defendant Jeffrey Leonard Shuford was found guilty of
felonious larceny in a jury trial at the 8 December 1999 Criminal
Session of Lincoln County. The State's evidence tended to show the
following: Deana Clippard (Clippard) was working as a cashier at
the One Stop Food Store (One Stop) on Maiden Highway in
Lincolnton, North Carolina, in the early morning of 15 July 1999.
She testified that at approximately 3:50 a.m. of that morning a
black male entered the store to purchase a Black and Mild cigar.
When Clippard opened the cash register, the man said, give me some
money, and threw his change on the floor. As Clippard bent to
pick up the change, the man reached into the register, taking whatwas later determined to be approximately $63.00. Before defendant
could flee the scene, Clippard began to hit him. Clippard then
pursued the assailant out of the store and observed him get into a
burgundy, two-door car with the license tag # MNV-5214. A
surveillance camera taped the incident and was turned over to the
police. Responding officers ran the tags and learned that the car,
a 1988 two-door Chevrolet, was registered in the name of Larry
Scott Prather (Scott).
Kelly Prather (Prather) testified that she was with
defendant from the evening of 14 July 1999 into the morning of 15
July 1999. Defendant and Prather spent the afternoon of 14 July
1999 driving around together in her brother Scott's car. She and
defendant then went to Robert Base's (Base) house at around 8:00
or 9:00 p.m. Along with Base, Misty Loveless (Loveless) was
there and together the four smoked crack cocaine and drank beer.
Defendant, Prather, and Loveless then went to various stores to
hustle, exchanging stolen goods for cash. They then went to the
Hell Hole, a location on a dead-end road of alleged crack
houses called Railroad Street, where they went a number of
different times that night to buy crack. The first and second
times, they returned to Base's house to smoke it. On a third visit
to the Hell Hole, the police, conducting a license check, attempted
to stop the car. Loveless was driving and sped away with police
chasing them until she crossed the border into South Carolina.
Later they briefly returned to Base's house, and then went to the
One Stop on Maiden Highway (there was another One Stop they went toearlier in the night where they purchased items legally.).
Defendant left the car saying he was going in to buy a Black and
Mild cigar. Prather estimated defendant was in the One Stop for
approximately three minutes before he returned.
Defendant was indicted by the grand jury on a charge of common
law robbery on 23 August 2003. On 8 November 1999, defendant was
indicted additionally for his status as an habitual felon. On 6
December 1999, the State then arraigned defendant on the
substantive charge of felonious larceny instead of common law
robbery and he pled not guilty. Defendant was then denied a motion
for continuance on the felonious larceny charge, and on that same
day a jury trial began. On 8 December 1999, a guilty verdict was
returned. Defendant changed his not guilty plea for status as an
habitual felon to guilty, and he was sentenced on 9 December 1999
to a term of 120-153 months, the Class C range of an habitual
felon.
Defendant filed a motion for appropriate relief before the
Lincoln County Superior Court on 20 March 2000. The motion was
heard on 9 April 2001, and summarily denied by Judge Gentry
Caudill. On 26 September 2001, defendant filed a pro se petition
for writ of certiorari before this court, seeking inter alia,
direct appeal out of time of the trial court's 9 December 1999
judgment and sentence against him.
Defendant frames his 50 assignments of error in five issues
for our review. Defendant contends: (1) his statutory rights were
violated when he was forced to proceed with his trial immediatelyafter the arraignment of the felonious larceny charge; (2) he is
entitled to a new sentencing hearing because it was reversible
error for the trial court to find him an habitual felon; (3) he was
provided with ineffective assistance of counsel when his own
counsel revealed to the jury he has been in custody since he was
charged, and that he was being charged as an habitual felon; (4) he
was denied his right to be heard through his own counsel when the
court would not allow him a continuance to retain private counsel;
and (5) the trial court committed reversible error when it failed
to make written findings of fact and conclusions of law to support
its denial of defendant's motion to suppress identification
testimony. Based on the following analysis, we conclude these
arguments are not supported by a reversible error.
Arraignment in Superior Court
Defendant contends that, pursuant to N.C. Gen. Stat. § 15A-943
(2001), he was entitled to one week between his arraignment and his
trial. N.C. Gen. Stat. § 15A-943 states:
(a) In counties in which there are
regularly scheduled 20 or more weeks of trial
sessions of superior court at which criminal
cases are heard, and in other counties the
Chief Justice designates, the prosecutor must
calender arraignments in the superior court on
at least the first day of every other week in
which criminal cases are heard. No cases in
which the presence of a jury is required may
be calendered for the day or portion of a day
during which arraignments are calendared.
(b) When a defendant pleads not guilty at
an arraignment required by subsection (a), he
may not be tried without his consent in the
week in which he is arraigned.
This Court and our Supreme Court have held that violation of this
statute is grounds for a new trial. See State v. Shook, 293 N.C.
315, 317, 237 S.E.2d 843, 847 (1977); State v. McCabe, 80 N.C. App.
556, 557-58, 342 S.E.2d 580, 581 (1986); and State v. Cates, 140
N.C. App. 548, 552, 537 S.E.2d 508, 511 (2000). However, this Court
has held that if the superior court does not hold 20 or more
criminal sessions per year, failure to provide a week between
arraignment and trial is not grounds for a new trial. See State v.
Sellars, 52 N.C. App. 380, 388, 278 S.E.2d 907, 914, disc. review
denied, appeal dismissed, 304 N.C. 200, 285 S.E.2d 108 (1981)
(where we took judicial notice of the fact that in 1979 Chatham
County was not a county which held at least 20 criminal sessions).
In this case we take judicial notice of the fact that in 1999,
Lincoln County Superior Court held only 18 criminal sessions.
Furthermore, we find no evidence of record, nor has defendant
alleged, that in 1999 the Chief Justice designated Lincoln County
Superior Court subject to N.C. Gen. Stat. § 15A-943. Therefore, we
hold that defendant's assignment of error on this point is without
merit.
Habitual Felon Status
Defendant next contends he was improperly sentenced as an
habitual felon. The record is clear that defendant was found
guilty of felonious larceny in case number 99 CRS 3905 on 8
December 1999. Felonious larceny is a lesser included offense of
common law robbery, the charge for which defendant was initially
indicted. State v. Henry, 57 N.C. App. 168, 169-70, 290 S.E.2d 775,776, disc. review denied, 306 N.C. 561, 294 S.E.2d 226 (1982). The
transcript is also clear that on 9 December 1999, during the second
phase of the bifurcated trial and after defendant had been found
guilty in the underlying larceny, defendant agreed to plead guilty
to his status as an habitual felon pursuant to N.C. Gen. Stat.
§ 14-7.5 (2001). The agreement provided that the State would
dismiss pending cases charging defendant with forgery and uttering,
and the habitual felon charge in file 99 CRS 6056, and abandoned
prosecution of any criminal activity that arose from his testimony
in the 99 CRS 3905 trial. However, the commitment form reflects
that defendant was sentenced only as an habitual felon, with no
underlying charge. The judgment form, also dated 9 December 1999,
stated that defendant had been found guilty of common law robbery
and pled guilty to being an habitual felon.
The law is clear that 'being an habitual felon is not a crime
but is a status. The status itself, standing alone, will not
support a criminal sentence. A court may not treat the violation of
the Habitual Felon Act as a substantive offense.' State v.
Wilson, 139 N.C. App. 544, 552, 533 S.E.2d 865, 871, disc. review
denied, appeal dismissed, 353 N.C. 279, 546 S.E.2d 394 (2000)
(quoting State v. Penland, 89 N.C. App. 350, 351, 365 S.E.2d 721,
721-22 (1988)). Defendant, in this assignment of error contends he
was sentenced only as an habitual felon. We disagree.
In this case, the jury returned a verdict of guilty for
felonious larceny in the 99 CRS 3905 trial. In the second phase of
a bifurcated trial, defendant pled guilty to his habitual felonstatus which carried a different file number as is required. See
State v. Cheek, 339 N.C. 725, 729, 453 S.E.2d 862, 864 (1995)
("trial for the substantive felony is held first, and only after
defendant is convicted of the substantive felony is the habitual
felon indictment revealed to and considered by the jury."). See
generally State v. Patton, 342 N.C. 633, 635, 466 S.E.2d 708, 709
(1996) ("[R]equirement in § 14-7.3 that the habitual felon
indictment be a separate document from the predicate felony
indictment is consistent with the bifurcated nature of the
trial."). This habitual felon indictment was file 99 CRS 6058. The
commitment form incorrectly concludes, pursuant to his plea
agreement as an habitual felon, that defendant was to be sentenced
only on the 99 CRS 6058 charge. The judgment form incorrectly shows
defendant was sentenced only as an habitual felon after being found
guilty of common law robbery.
In State v. Gell, this Court allowed the State to correct
clerical errors where the transcript fully support[ed] the State's
position. 351 N.C. 192, 218, 524 S.E.2d 332, 349, cert. denied,
531 U.S. 867, 148 L. Ed. 2d 110 (2000)(determining there was an
obvious clerical error where the felony judgment findings of
aggravating and mitigating factors form was inconsistent with the
trial court's actual findings). In looking at the entire record
and transcripts, it is clear that both the commitment form and the
judgment form contain clerical errors. The transcript shows that a
bifurcated trial took place, the first phase of which determined
the defendant's guilt as to the underlying felonious larceny, 99CRS 3905. Pursuant to this guilty verdict, defendant pled guilty
to his habitual felon status in the second phase. The court then
sentenced defendant for the underlying felony, with the range of a
Class C felony, as he had been adjudged (pled) an habitual felon.
This is exactly in accord with how the habitual felon statute has
been legally determined to operate. See State v. Todd, 313 N.C.
110, 118, 326 S.E.2d 249, 254 (1985).
It is within our authority and inherent power to remand this
case to make the records reflect the actual verdict and basis for
the subsequent sentencing by the trial court. State v. Jarman, 140
N.C. App. 198, 202, 535 S.E.2d 875, 878 (2000). Therefore we
remand, ordering the clerical errors be corrected to show the
following: (1) the commitment form file number be changed to 99 CRS
3905, and show the defendant was found guilty by jury of felonious
larceny, and box number five on the form be given an x to
indicate that defendant was adjudged an habitual felon pursuant to
N.C. Gen. Stat. § 14-7.1, et seq.; and (2) the judgment form show
defendant was found guilty of the offense of felonious larceny,
and was given a 120-153 months after a guilty plea as an habitual
felon.
Ineffective Assistance of Counsel
Defendant next contends that he received ineffective
assistance of counsel. Specifically, he alleges three incidents of
conduct by his counsel were deficient. During the trial,
defendant's counsel informed the jury, via defendant's direct
testimony, that defendant had been in custody since his arrest, andthat he was being charged as an habitual felon. Additionally,
defendant claims his counsel failed to oppose the State's
introduction of prior bad acts evidence. This last claim was not
briefed by defendant, and we therefore deem that error abandoned
pursuant to Rule 28 of the North Carolina Rules of Appellate
Procedure.
To obtain relief for ineffective assistance of counsel, a
defendant must demonstrate that his counsel's conduct during trial
fell below an objective standard of reasonableness as reflected
clearly by the record. State v. Braswell, 312 N.C. 553, 561-62,
324 S.E.2d 241, 248 (1985). In making this determination, our
Supreme Court has adopted the two-prong test set out by the United
States Supreme Court. This test requires the record show (1) that
counsel's performance was deficient, and (2) that there is a
reasonable probability that but for this deficiency, the result of
the trial would have been different. Id. (citing Strickland v.
Washington, 466 U.S. 668, 687-88, 80 L. Ed. 2d 674, 693 (1984)).
A. Deficient Performance of the Defense Counsel
In looking at the two issues argued in defendant's brief as to
his counsel's ineffectiveness, we start from the baseline that
judicial scrutiny of counsel's performance is highly deferential.
Strickland, 466 U.S. at 689, 80 L. Ed. 2d at 694. Counsel is
given wide latitude in matters of strategy, and the burden to show
that counsel's performance fell short of the required standard is
a heavy one for the defendant to bear. State v. Fletcher, 354 N.C.455, 482, 555 S.E.2d 534, 551 (2001), cert. denied, 537 U.S. 846,
154 L. Ed. 2d 73 (2002).
Defendant alleges he was prejudiced by his counsel when his
counsel revealed to the jury that he had been in custody since his
arrest, arguing that this suggested violent tendencies requiring
detainment. However, the transcript is clear that this testimony
was not specifically sought by defendant's counsel, but was
actually volunteered by defendant:
Q. Do you recall being in there and talking
to her and telling her who you were, sometime
earlier this year?
A. Yes.
Q. About when was that?
A. I'd been confined for about 6 months, so
this is probably 8 months ago.
Q. You've been in custody since the day you
where arrested?
A. Right.
A reasonable and deferential interpretation of this exchange is
that counsel is reacting to his client's revealing testimony as to
his confinement, ensuring the jury does not infer that he was
confined pursuant to some other charge and safeguarding any
prejudice from such an inference. We see nothing deficient in
counsel's reaction to his client's testimony.
Defendant also alleges prejudice by his counsel when his
counsel revealed he was being charged as an habitual felon. The
language of the habitual felon statute is clear, and states in
relevant part: The indictment that the person is an habitual felon
shall not be revealed to the jury unless the jury shall find that
the defendant is guilty of the principal felony or other felonywith which he is charged. N.C. Gen. Stat. § 14-7.5 (2001). The
reason for this rule is to safeguard the potential prejudicial
effect it may have on the defendant. In this case, the defense
counsel, for no strategic reason that may be liberally construed
from the trial transcript, elicited defendant's testimony that he
was indicted as an habitual felon. While we find no case law, nor
do we here suggest, that this is per se grounds to reverse, we hold
that its potential to prejudice is sufficient to deem the defense
counsel's conduct deficient, and move us to the second prong of the
Strickland test on this issue.
B. But for the Deficiency, the Result would be Different
In reaching the second prong of Strickland, a defendant must
show that 'there is a reasonable probability that, but for
counsel's ineffective performance, the result of the proceedings
would have been different. A reasonable probability is a
probability sufficient to undermine confidence of the outcome.'
State v. Moorman, 320 N.C. 387, 399, 358 S.E.2d 502, 510 (1987)
(quoting Strickland, 466 U.S. at 694, 80 L. Ed. 2d at 698; accord,
Braswell, 312 N.C. at 563, 324 S.E.2d at 248.
As stated above, defense counsel's conduct was deficient and
cannot be reasonably understood as being aligned with his client's
interest. He baldly asked if defendant was indicted as an habitual
felon, and in doing so violated N.C. Gen. Stat. § 14-7.5. However,
due to the strength of evidence put on by the prosecution
implicating defendant in the underlying charge, we conclude that
defense counsel's conduct was not so prejudicial that it raised areasonable probability that but for such conduct, defendant would
have been found not guilty. The State had two eyewitnesses who
identified defendant as the perpetrator, a surveillance tape used
by one of the eyewitnesses to substantiate her testimony, and
evidence placing defendant at the scene of the crime at the time
the larceny was committed.
Defendant cites State v. Baker, 109 N.C. App. 643, 428 S.E.2d
476, disc. review denied, 334 N.C. 435, 433 S.E.2d 180 (1993),
where the defense counsel made false statements of the defendant's
prior convictions which then allowed the State to offer evidence of
otherwise inadmissible prior convictions. The jury was later
instructed, without objection by the defense counsel, that it could
use the otherwise inadmissible evidence of prior convictions to
impeach defendant's credibility despite the fact the evidence had
been admitted for the sole purpose of dispelling the false
impression created by the defense counsel. Id. at 648-49, 428
S.E.2d 479-80. In that case, the defense counsel's deficiency
tainted the very credibility of the defendant, and became a focal
point of the trial, calling the issue more than once to the
attention of the jury. The record does not indicate such prejudice
in this case.
The quantity and weight of the State's evidence was more than
sufficient for a reliable guilty verdict. Therefore, we overrule
this assignment of error.
Denial of Motion for Continuance to Retain Private Counsel
Defendant next contends that he was denied his constitutional
right to be heard through his own counsel. On the day of
arraignment and trial, the court denied defendant's motion for
continuance to discharge his court-appointed attorney so he could
retain private counsel. Defendant claims that up until that point,
he did not know the State was charging him as an habitual felon,
nor that the State would seek an underlying charge of felonious
larceny, a crime with a lesser burden of proof than common law
robbery.
For his contention, defendant cites the United States Supreme
Court case, arising from the Tennessee State court, Chandler v.
Fretag, 348 U.S. 3, 99 L. Ed. 4 (1954). In Chandler, the defendant
was tried for the underlying charge of house breaking and larceny,
a charge carrying a sentence ranging from three to ten years. On
the day of his arraignment and trial, he appeared without counsel
planning to plead guilty to the indictment. At that time, the
court notified him that he was also being charged as an habitual
felon, carrying a mandatory life sentence with no eligibility for
parole. The defendant sought a continuance to seek counsel for the
habitual felon charge, but was denied. Within ten minutes, a jury
found him guilty of the underlying felony and as an habitual felon.
He was sentenced to life in prison without parole. Chief Justice
Warren, writing for a unanimous Court, reversed the conviction of
the defendant as an habitual felon. He did so on due process
grounds stating, [b]y denying petitioner any opportunity whateverto obtain counsel on the habitual criminal accusation, the trial
court deprived him of due process of law as guaranteed by the
Fourteenth Amendment. Id. at 10, 99 L. Ed. at 10.
The record and transcript show that the facts of this case are
distinguishable from Chandler. Defendant had an attorney
representing him at both phases of the bifurcated trial, the
underlying felony charge and the habitual felon charge.
Furthermore, while it is unclear whether defendant was on notice
that the State was pursuing the defendant as an habitual felon, the
record shows his attorney was on notice before the day of
arraignment and trial. The transcript reveals that defendant's
mother was serving her jury duty on the day of defendant's
arraignment. Before that day they had not been speaking with each
other for sometime, but as the mother realized the seriousness of
the pending charges, she told defendant she would pay for a private
attorney. However, no attorney had been retained.
Our Supreme court has established clear and reasonable limits
on a defendant's right to counsel of their choice, stating that
this Court has upheld the denial of a defendant's request to
substitute retained counsel where he or she offered no justifiable
basis for the replacement and where doing so would obstruct the
orderly procedure of trial. State v. Hyatt, 355 N.C. 642, 667-68,
566 S.E.2d 61, 78 (2002), cert. denied, 537 U.S. 1133, 154 L. Ed.
2d 823 (2003). Defendant's assertion that he wished to employ his
own counsel, made as it was, on the day trial was to begin . . .
was no ground for the dismissal of his court-appointed counsel.State v. Gray, 292 N.C. 270, 281, 233 S.E.2d 905, 913 (1977). The
transcript reflects that the appointed attorney in this case was
one of the more experienced in Lincoln County, and neighboring
counties, and that he zealously advocated the rights of his client.
The basis on which defendant sought a new attorney was the
seriousness of his charges, and that his mother, who had
coincidently been empaneled on his jury, promised to pay for an
attorney the day of trial. The transcript shows that, though the
habitual felon indictment came three months after the original
indictment and only a month before trial, the defendant's attorney
had made him aware of the possibility of a severe sentence pursuant
to habitual felon status in the early stages of representation.
We agree with the trial court that defendant had from 16 July
1999 to the day of trial, 6 December 1999, to retain private
counsel, and failure to do so was at his own peril. The court was
proper in their discretion to deny a continuance on this point, and
we overrule this assignment of error.
Denial of Motion to Suppress Identification Testimony
Defendant's final contention is that the trial court committed
reversible error by making only oral findings of fact as to the
denial of his motion to suppress identification testimony of one of
the witness at the One Stop. We conclude the trial court, after
reviewing standards under
State v. Knight, 282 N.C. 220, 192 S.E.2d
283 (1972) for admission of identification testimony, adequately
denied the motion to suppress the testimony in his oral findings. Generally, when the competency of evidence is challenged and
the trial judge conducts a
voir dire to determine admissibility,
the trial court should make findings of fact to show the basis of
the ruling.
State v. Silver, 286 N.C. 709, 213 S.E.2d 247 (1975).
When there is no material conflict in the facts presented at a
motion to suppress hearing, it is not error to admit the challenged
evidence without making specific findings of fact on the bases of
the ruling, though it is better practice to do so. These findings
are implied by the admission of the challenged evidence.
State v.
Phillips, 300 N.C. 678, 685, 268 S.E.2d 452, 457 (1980).
During
voir dire on this issue, defendant offered no material
conflicting facts against the State's identification testimony.
Defendant made no clear argument as to the suggestiveness of the
identification procedure, and argued only that the witness's in-
court identification was suspect based on her out-of-court
inconclusive identification (the day after the incident she could
not decide between two persons, one being defendant, in a
photographic lineup of no less than five). Defendant's argument
did not raise conflict of material fact as to the identification,
but went to the weight to be credited to the identification. This
is an issue which the jury was properly left to decide. Thus the
admission on the undisputed facts of the
voir dire hearing was not
error.
On the issue of error in the record, we remand so that the
record is in accord with this opinion. On all other issues we hold
defendant was given a fair trial in which there was no error. No prejudicial error in trial. Remanded for correction of
clerical errors.
Judges TYSON and BRYANT concur.
Report per Rule 30(e).
*** Converted from WordPerfect ***