An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA03-194
NORTH CAROLINA COURT OF APPEALS
Filed: 3 February 2004
ELIZABETH MILLER REID,
Plaintiff,
v
.
Ashe County
No. 02 CVS 225
LINDA SUE PHILLIPS,
Defendant.
Appeal by plaintiff from order entered 22 October 2002 by
Judge Michael E. Helms in Ashe County Superior Court. Heard in the
Court of Appeals 18 November 2003.
E.K. MORLEY, PLLC, by E.K. Morley, for plaintiff appellant.
J. Gary Vannoy; VANNOY, COLVARD, TRIPLETT & VANNOY, P.L.L.C.,
by Chad F. Brown; and KILBY & HURLEY, by John T. Kilby, for
defendant appellee.
TIMMONS-GOODSON, Judge.
Elizabeth Miller Reid (plaintiff) appeals from an order of
the trial court granting summary judgment to Linda Sue Phillips
(defendant).
The evidence presented at the summary judgment hearing tended
to show the following. Fielding V. Miller (Miller) died on 2
September 2001. Defendant was married to Miller's nephew and
maintained a close familial relationship with Miller, much of the
time living just a few miles from him and visiting with him almost
daily. When defendant's husband died, defendant continued to
maintain a close relationship with Miller until Miller's death.
Miller had no children. In 1998, Miller appointed defendant as his power of attorney.
The document granting defendant power of attorney was kept in
Miller's safe deposit box until his death. Although defendant knew
that she was the executor of Miller's will, she was unaware she had
been appointed as his power of attorney and thus never acted in
that capacity.
Prior to Miller's death, he had approximately $90,000 invested
in Southern Community Bank (Community Bank). Unhappy with the
services at Community Bank, Miller withdrew the money and placed it
in a checking account. Decedent then called several banks,
including First Charter Bank (Charter Bank), to inquire about
their Certificate of Deposit (CD) accounts. Because Miller was
confined to a nursing home, defendant met with a Charter Bank
representative on Miller's behalf to open a joint CD account with
rights of survivorship. Vickie Yearick (Yearick), the bank
representative, telephoned Miller at his nursing home to question
him specifically about the account and the terms provided therein.
The following day, Yearick met with Miller and defendant at the
nursing home and again questioned Miller regarding the account.
Yearick, Miller and defendant signed the necessary papers to open
a joint CD account with the right of survivorship. Miller died 44
days later.
Plaintiff, Miller's niece, filed a complaint alleging that the
account at Charter Bank was created under undue influence by
defendant, and as such, defendant was not entitled to the money
therein. Defendant presented an affidavit prepared by Yearick andmoved the trial court for summary judgment in her favor. Plaintiff
submitted her own affidavit in opposition to summary judgment. The
trial court granted summary judgment to defendant and dismissed
plaintiff's complaint. Plaintiff appeals.
__________________________________
Plaintiff argues that the trial court erred by granting
defendant's summary judgment motion because there are genuine
issues of material facts regarding (1) whether Miller created the
joint account under undue influence, and (2) whether Miller
created the joint account because of constructive fraud. We
affirm the order of the trial court.
Before we assess the merits of plaintiff's claim, we note
that plaintiff would like us to review the order of the trial
court under the legal doctrine of constructive fraud, which was
not argued in either plaintiff's complaint or at the summary
judgment hearing. Plaintiff's complaint is entitled Complaint
For Rescission Of Written Instrument Based Upon Undue Influence.
At the summary judgment hearing, plaintiff failed to argue
constructive fraud. Although this Court may consider the
pleadings amended to conform with the evidence raised at the
summary judgment hearing, constructive fraud was never raised at
the summary judgment hearing and thus will not be so raised here.
See Stephenson v. Warren, 136 N.C. App. 768, 771, 525 S.E.2d 809,
811 (2000). The law on changing legal theories on appeal is
clear that parties [may not] swap horses between courts in order
to get a better mount in the Supreme Court, nor is [the Court ofAppeals] a remount station. Horton v. New South Ins. Co., 122
N.C. App. 265, 270, 468 S.E.2d 856, 859 (1996) (citations
omitted).
The dispositive issue on appeal is whether there are genuine
issues of material fact regarding plaintiff's undue influence
claim.
Summary judgment is appropriate where there are no genuine
issues of material fact and where the movant is entitled to
judgment as a matter of law. Hummer v. Pulley, Watson, King &
Lischer, P.A., 140 N.C. App. 270, 278, 536 S.E.2d 349, 354
(2000), disc. review denied, 357 N.C. 459, 585 S.E.2d 758 (2003);
In re Estate of Whitaker, 144 N.C. App. 295, 297-98, 547 S.E.2d
853, 856 (2001). Rule 56(c) of the North Carolina Rules of Civil
Procedure provides that summary judgment will be granted if the
pleadings, depositions, answers to interrogatories, and
admissions on file, together with the affidavits, if any, show
that there is no genuine issue as to any material fact and that
any party is entitled to a judgment as a matter of law.
N.C.G.S. § 1A-1, Rule 56(c) (2001). Mere allegations and denials
in a party's pleadings will not survive a summary judgment
motion. In re Will of McCauley, 356 N.C. 91, 101, 565 S.E.2d 88,
95 (2002). The nonmoving party must by affidavit, or other
means provided in the Rules, set forth specific facts showing a
genuine issue of fact for the jury; otherwise, 'summary judgment,
if appropriate, shall be entered against [the nonmoving party].'
McCauley, 356 N.C. at 101, 565 S.E.2d at 95 (quoting N.C.G.S. §1A-1, Rule 56(e)).
In the instant appeal, plaintiff argues that the trial court
erred by granting defendant's summary judgment motion as to
plaintiff's undue influence claim. We disagree.
Undue influence is more than mere persuasion, because a
person may be influenced to do an act which is nevertheless his
voluntary action. Whitaker, 144 N.C. App. at 300, 547 S.E.2d at
857 (quoting In re Sechrest, 140 N.C. App 464, 468, 537 S.E.2d
511, 515 (2000)). The influence necessary to nullify a
testamentary instrument is the 'fraudulent influence over the
mind and will of another to the extent that the professed action
is not freely done but is in truth the act of the one who
procures the result.' Whitaker, 144 N.C. App. at 300, 547
S.E.2d at 857-58 (quoting Sechrest, 140 N.C. App. at 468-69, 537
S.E.2d at 515).
This case is analogous to In re Whitaker, 144 N.C. App. 295,
547 S.E.2d 853. In Whitaker, the decedent left her estate to one
daughter (Oma), to the exclusion of her two remaining daughters
(Lucy and Verlie). 144 N.C. App. at 296, 547 S.E.2d at 855.
Lucy and Verlie challenged the decedent's will, arguing that Oma
exerted undue influence over the decedent and thus the decedent's
will was created as a result of that influence. Id. Oma moved
for summary judgment. Id. Lucy and Verlie submitted a joint
affidavit in opposition of summary judgment, alleging that
decedent was easily swayed by Oma, Oma saw decedent daily, and
that Oma controlled all of decedent's activities. 144 N.C. App.at 301, 547 S.E.2d at 858. In support of her summary judgment
motion, Oma submitted the affidavit of an employee of the law
office which drafted the decedent's will. 144 N.C. App. at 296,
547 S.E.2d at 855. The employee testified that she spoke with
the decedent several times to verify that decedent intended her
will to exclude Lucy and Verlie. Id. The employee further
testified that decedent's intent was clear. 144 N.C. App. at
297, 547 S.E.2d at 855. Oma also submitted her own affidavit
stating that the decedent had made all of her own financial
decisions until her death. 144 N.C. App. at 297, 547 S.E.2d at
856.
In concluding that summary judgment was proper in Whitaker,
this Court noted that Lucy and Verlie failed to present specific
evidence that the decedent's will was the result of the
overpowering and fraudulent influence exerted by Oma. 144 N.C.
App. at 302, 547 S.E.2d at 859. In particular, this Court noted
that the decedent's will was not executed in Oma's home and
subject to Oma's constant supervision. 144 N.C. App. at 302, 547
S.E.2d at 858. Lucy and Verlie failed to present evidence to
rebut the law office employee's testimony that she and the
decedent were alone when she explained the will provisions to the
decedent. Id. Lucy and Verlie further failed to present
evidence that they had little, if any, opportunity to speak with
the decedent. Id. In fact, Lucy and Verlie stated that they
visited with the decedent on a weekly basis up until her death.
144 N.C. App. at 302, 547 S.E.2d at 859. Similar to the facts presented in Whitaker, defendant herein
submitted an affidavit of Yearick, a bank representative, stating
that Miller agreed with the terms of the account and was
completely lucid and clear of mind. Yearick verified that
Miller had made personal calls to Charter Bank to inquire about
opening a CD account. Yearick's affidavit further stated that
she explained the terms of the account in detail to Miller on two
occasions. Yearick telephoned Miller at his nursing home while
defendant was in her office to confirm Miller's intentions.
Yearick subsequently met with Miller and defendant to further
discuss the provisions of the account. Yearick stated in her
affidavit I [did] not recall [defendant] saying anything to
[Miller] while I was there. From what I directly observed in
talking to [Miller] on the phone and in person; I did not see any
behavior of [defendant] that I would consider coercive or undue
influence exercised on [Miller]. Plaintiff did not present any
evidence to rebut Yearick's affidavit.
Furthermore, although Miller was 78 years old when he
created the account, all the evidence shows that he controlled
his finances until the day he died, including the creation of the
CD account in question. Miller did not live with defendant, nor
was he under her constant supervision. Plaintiff does not allege
that defendant prevented her from seeing Miller and in fact
concedes that she saw him a few days before his death.
We conclude that plaintiff has failed to meet her burden to
present specific facts showing that the CD account was executedsolely as a result of defendant's fraudulent and overpowering
influence over Miller. See Whitaker, 144 N.C. App. at 302, 547
S.E.2d at 859. As such, we affirm the trial court's entry of
summary judgment in favor of defendant.
Affirm.
Judges WYNN and ELMORE concur.
Report per Rule 30(e).
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