STATE OF NORTH CAROLINA
v. Durham County
Nos. 02 CRS 010308
02 CRS 045869
TROY LEE HOWARD
Appeal by defendant from judgment dated 15 January 2003 by
Judge Stafford G. Bullock in Superior Court, Durham County. Heard
in the Court of Appeals 18 March 2004.
Attorney General Roy Cooper, by Assistant Attorney General
John P. Barkley, for the State.
Appellate Defender Staples Hughes, by Assistant Appellate
Defender Katherine Jane Allen, for defendant-appellant.
McGEE, Judge.
Troy Lee Howard (defendant) pled guilty on 15 January 2003 to
possession with intent to distribute a counterfeit controlled
substance in violation of N.C. Gen. Stat. § 90-95(a)(2) and of
attaining the status of habitual felon. Pursuant to a plea
agreement, defendant was sentenced to a minimum term of 101 months
and a maximum term of 131 months in prison. Defendant appeals.
The State's evidence at trial tended to show that on 10 April
2002, Officer Eric Hoagland (Officer Hoagland) of the Durham Police
Department responded to a report of a disturbance at the Town &
Country convenience store on East Lawson Street. Officer Hoaglandarrived at the store and talked to Janice Simmons (Simmons).
Officer Hoagland noticed that Simmons was very upset and that there
was minor swelling on her face around her left eye. Simmons stated
that defendant hit her. Simmons gave Officer Hoagland defendant's
name and description, and told Officer Hoagland the direction in
which defendant had walked.
Shortly thereafter, Officer M.D. Gottlieb (Officer Gottlieb)
located defendant. Officer Gottlieb testified that he asked
defendant if he objected to being patted down for weapons.
Defendant consented and Officer Gottlieb proceeded with the pat-
down and discovered what felt like "a hard item in [defendant's]
pocket." When Officer Gottlieb asked defendant about the item,
defendant replied that it was "just a bottle." With defendant's
consent, Officer Gottlieb examined the bottle and discovered two
substances. One of the substances was an off-white rock-like
substance and had the appearance of crack cocaine. The other
substance had the appearance of heroin. Both substances were
field-tested for illegal controlled substances. The test results
were negative, and subsequent testing confirmed these results.
Defendant was arrested for assault on a female and for possession
with intent to sell and deliver a counterfeit controlled substance.
Prior to the date of the offenses charged in this case,
defendant had been convicted of three felonies. Defendant was
convicted of felony larceny from a person on 26 May 1992, felony
possession of a schedule II substance on 7 November 1994, and
felony sale of a counterfeit controlled substance on 7 February2001. The State used evidence of these prior convictions in
determining that defendant was an habitual felon. However, these
three convictions were not included in calculating defendant's
prior record level.
Defendant first argues in assignment of error number two that
the trial court erred in its findings regarding defendant's prior
record level and prior record points. Essentially, defendant
argues that the State's evidence supporting these convictions was
insufficient. Defendant contends that the State bears the burden
of proving prior convictions by a preponderance of the evidence.
Defendant asserts that such burden was not met in this case because
the State did not offer sufficient evidence of defendant's prior
convictions, such as testimonial evidence or official records, to
find defendant to have a prior record level VI. Defendant further
argues that the State's sole evidence of defendant's prior
convictions was the record level worksheet, which the State
prepared. Defendant contends that this worksheet alone was
insufficient evidence of his prior convictions.
We note that the State indeed presented a record level
worksheet. However, we need not decide whether the worksheet alone
constituted sufficient evidence of prior convictions because it was
not the only evidence presented. In fact, defendant agreed to his
status as an habitual felon and to his potential prison term.
Pursuant to N.C. Gen. Stat. § 15A-1340.14(f)(2003), the following
methods can be used to determine a defendant's prior record level
for sentencing purposes: (1) Stipulation of the parties.
(2) An original or copy of the court record
of the prior conviction.
(3) A copy of records maintained by the
Division of Criminal Information, the
Division of Motor Vehicles, or of the
Administrative Office of the Courts.
(4) Any other method found by the court to be
reliable.
In the case before us, defendant entered a plea agreement in
which he agreed to "[p]lead guilty to Poss[ession] With Intent to
Sell and Deliver a Counterfeit Controlled Substance. Admit status
of Habitual Felon [and] serve minimum of 101 months, maximum of 131
months active[.]"
This Court has held that when a defendant agrees to a prior
record level as part of a plea agreement, there is no need to
inquire into other evidence of a defendant's convictions or record
level. In State v. Hamby, our Court stated the following:
In her plea agreement, defendant admitted that
her prior record level was II, that punishment
for the offense could be either intermediate
or active in the trial court's discretion and
that the trial court was authorized to
sentence her to a maximum of forty-four months
in prison. By these admissions, defendant
mooted the issues of whether her prior record
level was correctly determined, whether the
type of sentence disposition was authorized
and whether the duration of her prison
sentence was authorized.
129 N.C. App. 366, 369-70, 499 S.E.2d 195, 197 (1998).
Accordingly, our Court dismissed the defendant's appeal. Id. at
370, 499 S.E.2d at 197. Unlike Hamby, in the case before us,
defendant did not admit his prior record level. However, he did
agree to a specific sentence, which is the very thing a prior
record level is meant to determine. Thus, as in Hamby, by agreeingto his sentence, defendant mooted the issue of whether his prior
record level was determined correctly. Accordingly, we overrule
this assignment of error.
In assignment of error number one, defendant argues that the
trial court erred by imposing defendant's sentence in the habitual
felon case file, rather than imposing the sentence in the
underlying felony file. Although the trial court properly
determined defendant's prior conviction level and properly imposed
a sentence in open court, the written judgment and commitment does
not accurately reflect the sentence imposed. For the substantive
criminal offense in this case, the trial court entered judgment in
the habitual felon file, file number 02 CRS 10308. However, being
an habitual felon is not a criminal offense, but rather is an
enhancement applied to the sentence on the predicate offense. See
State v. Penland, 89 N.C. App. 350, 351, 365 S.E.2d 721, 722
(1988). The predicate felony, not its enhancement, should be the
lead file number. In fact, the State concedes that the trial court
should have listed the predicate felony offense as the lead file
number. Accordingly, we remand for correction of this clerical
error. See State v. Coleman, 161 N.C. App. 224, 237, 587 S.E.2d
889, 897 (2003) (remanding to the trial court for correction of a
clerical error where the trial court marked the improper verdict on
a form); State v. Murray, 154 N.C. App. 631, 639, 572 S.E.2d 845,
850 (2002) (remanding to the trial court for correction of improper
dates on judgments), cert. denied, 357 N.C. 467, 586 S.E.2d 778
(2003). The State brings another error to the attention of this Court.
Although the trial court found defendant guilty of a Class I felony
that was enhanced to Class C by defendant's habitual felon status,
the trial court failed to mark the appropriate block on the
judgment and commitment form. Block five should have been marked
indicating that the trial court "adjudges the defendant to be an
Habitual Felon to be sentenced as a Class C pursuant to Article 2a
of N.C.G.S. Chapter 14." We also remand for correction of this
clerical error.
We remand this case to the trial court for correction of
clerical errors in accordance with this decision.
Affirmed; remanded for correction of clerical errors.
Judges CALABRIA and STEELMAN concur.
Report per Rule 30(e).
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