An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA03-859
NORTH CAROLINA COURT OF APPEALS
Filed: 3 August 2004
STATE OF NORTH CAROLINA
v
.
Wake County
Nos. 01 CRS 027435
JERRY LEE BUCKMAN 01 CRS 027437
01 CRS 027438
01 CRS 027439
01 CRS 033262
01 CRS 033263
Appeal by defendant from judgment entered 10 April 2002 by
Judge A. Leon Stanback in Wake County Superior Court. Heard in the
Court of Appeals 21 April 2004.
Attorney General Roy Cooper, by Special Deputy Attorney
General Buren R. Shields, III, for the State.
Duncan B. McCormick, attorney for defendant.
TIMMONS-GOODSON, Judge.
Jerry Lee Buckman (defendant) appeals his convictions of
first-degree burglary, first-degree kidnapping, first-degree sexual
offense, and four counts of first-degree rape. For the reasons
stated herein, we hold that the trial court did not err.
The State's evidence presented at trial tends to show that the
accusing witness (hereinafter referred to by the pseudonym Paige)
first encountered defendant one evening in February 2001, when
defendant rang the doorbell to Paige's second-floor apartment and
asked to use her telephone. Paige allowed defendant to use her
portable telephone, and defendant conducted his telephoneconversation while standing on Paige's front porch. Upon completing
his conversation, defendant returned the telephone to her and left
her apartment.
Approximately two weeks later, Paige was returning home from
work in the evening and as she walked up the stairs to her
apartment she noticed defendant standing on her front porch. Paige
asked defendant if she could help him, and defendant asked to use
her telephone. Paige declined defendant's request to use the
telephone. Defendant walked down the stairs and Paige entered her
apartment.
After 1:00 a.m. on 9 March 2001, Paige was asleep when she
heard the sound of the sliding doors in her apartment rattling.
She awoke to see a person standing in the door of her bedroom.
Paige became frightened and asked the person to please leave. The
person left the room and returned holding a knife. The person took
a few steps into the room and, in a male voice, demanded that Paige
give him all of her money. Paige observed that the man was wearing
a ski mask with openings at the eyes and mouth. Paige reached for
her wallet, and at the same time yelled to her upstairs neighbor
for help. The man grabbed her, threatened her with the knife, and
forced her to engage in sexual intercourse four times in various
positions. The man then forced Paige to lay face down on the
kitchen floor as he left the apartment. After the man left, Paige
locked the open door and window in the apartment and began knocking
on the common wall between her apartment and her neighbor's
apartment. Paige's neighbor, Sean Barker (Barker), came to herapartment and found Paige dressed only in her pajama top. Paige
explained to Barker about the rape, and together they went to
Barker's apartment to call the police.
In the course of the subsequent police investigation,
defendant was arrested and charged with first-degree burglary,
first-degree kidnapping, first-degree sex offense, and four counts
of first-degree rape.
The evidence that defendant presented at trial tends to show
the following: On the first evening that defendant went to Paige's
apartment to use the telephone, defendant and Paige engaged in a
conversation and exchanged telephone numbers. Paige showed
defendant her car and told defendant that whenever he saw her car
in front of the apartment, he would know that she was at home. The
following Friday, defendant was walking to a nightclub when he saw
Paige's car parked in front of the apartment. He knocked on
Paige's front door, and she invited him into the apartment. Paige
offered defendant a beer, which he accepted. Paige and defendant
talked for approximately an hour and a half before defendant left
the apartment.
On the following Monday or Tuesday, defendant stopped by
Paige's apartment again. Paige invited defendant in, and offered
him a beer. Paige asked defendant if she could touch his hair
because she had never touched dreadlocked hair. Defendant
permitted Paige to touch his hair. They began kissing and fondling
each other and then they engaged in sexual intercourse on the
couch. Later that evening, defendant and Paige engaged in aconversation about witchcraft, and then defendant left the
apartment.
On Thursday of the same week, defendant was walking by Paige's
apartment when he saw her coming out of her apartment. Defendant
approached Paige and asked her to take him to the store where she
had previously purchased witchcraft materials. With Paige driving,
defendant and Paige went to the store and shopped there for fifteen
or twenty minutes. Paige then drove defendant back to her
apartment, dropped him off on the corner, and drove away.
On Friday, defendant returned to Paige's apartment. They
drove to the witchcraft store where they made some purchases. They
then drove back to Paige's apartment and defendant went home.
Defendant returned to Paige's apartment that evening, and they
engaged in sexual intercourse on the couch.
Several months later, defendant visited Paige in February 2001
to discuss witchcraft. The two conversed for thirty or forty-five
minutes before defendant left. On 9 March 2001, defendant went to
Paige's apartment at 11:30 p.m. They engaged in sexual intercoruse
on Paige's bed. Later that evening, defendant told Paige that he
was engaged and that his fiancée was pregnant. Paige became upset
and began using racial slurs against defendant. Defendant left the
apartment. On Monday, defendant's neighbor showed him a flyer
warning residents that a rape had occurred in the neighborhood.
The flyer provided a description of the alleged assailant that
matched defendant's description. Defendant was questioned by the
police several times in connection with the rape investigation. Hewas subsequently arrested and charged with first-degree burglary,
first-degree kidnapping, first-degree sex offense, and four counts
of first-degree rape. Defendant was tried before a jury, which
found him guilty of all charges. It is from these convictions that
defendant now appeals.
As an initial matter, we note that defendant's brief contains
arguments supporting only seven of the original fourteen
assignments of error on appeal. The seven omitted assignments of
error are deemed abandoned pursuant to N.C.R. App. P. 28(b)(5)
(2004). We therefore limit our review to those assignments of
error properly preserved by defendant for appeal.
The issues presented on appeal are whether the trial court
erred by (I) denying defendant's pre-trial motion to continue; (II)
admitting testimony referring to a murder scene in a horror movie;
(III) admitting testimony that a person does not just have a
sexual assault kit for no reason; (IV) allowing the State to
question defendant about his communications with his attorney in
preparation for trial; and (V) failing to dismiss three of the four
counts of first-degree rape.
I.
Defendant's first assignment of error asserts that the trial
court erred by denying defendant's pre-trial motion to continue.
We disagree.
[W]hen a motion to continue raises a constitutional issue,
the trial court's action upon it involves a question of law whichis fully reviewable on appeal by examination of the particular
circumstances revealed in the record. State v. Beck, 346 N.C.
750, 756, 487 S.E.2d 751, 755 (1997) citing State v. Branch, 306
N.C. 101, 104, 291 S.E.2d 653, 656 (1982). [W]hen a motion for a
continuance raises a constitutional issue and is denied, the denial
is grounds for a new trial only when a defendant shows that the
denial was erroneous and also that his case was prejudiced as a
result of the error. State v. Hill, 116 N.C. App. 573, 578, 449
S.E.2d 573, 576 (1994).
Continuances should not be granted unless the
reasons for the delay are fully established.
A motion for a continuance should be supported
by an affidavit showing sufficient grounds for
the continuance. A postponement is proper if
there is a belief that material evidence will
come to light and such belief is reasonably
grounded on known facts.
State v. Beck, 346 N.C. 750, 756, 487 S.E.2d 751, 755-56 (1997)
(citations omitted). A motion for a continuance is ordinarily
within the sound discretion of the trial court, and its ruling
thereon is not subject to review absent an abuse of discretion.
State v. Weimer, 300 N.C. 642, 647, 268 S.E.2d 216, 219 (1980).
In the case sub judice, defendant's trial counsel, Keith O.
Gregory (Attorney Gregory), was the third attorney assigned to
represent defendant. Attorney Gregory was appointed on or about 30
January 2002. He received discovery materials from the assistant
district attorney on 18 February 2002. Attorney Gregory filed a
pre-trial Motion to Continue on 25 March 2002, which was heard by
Judge Osmond Smith. The Motion to Continue was denied. AttorneyGregory renewed his Motion to Continue before Judge Stanback at the
beginning of trial on 1 April 2002.
Attorney Gregory made the following statement to the trial
court in support of his motion to continue:
[I] ask for a motion to continue based on the
fact that I don't believe that the defense has
had an adequate amount of time to prepare in
this matter, particularly since there are five
B-1 felonies that are involved in which if my
client is convicted he can essentially spend
the rest of his life in prison.
The trial court then engaged in the following colloquy with
Attorney Gregory:
THE COURT: All right, do you - - do you
need additional time? What do
you need additional time for?
MR. GREGORY: Your Honor, just to go over the
case with Mr. Buckman further
as far as any investigation
that need [sic] to be done, any
further leads that we can track
down in this particular matter.
THE COURT: But you've discussed the case
with him [. . .]
MR. GREGORY: Oh yes, yes, I have.
THE COURT: [. . .] [n]umerous times and
all right that motion will be
denied.
On appeal, defendant argues that the trial court's ruling
deprived defendant of his right to the assistance of counsel and
his right to confront any additional witnesses that might have been
found as a result of additional investigation. Specifically,
defendant argues that [i]f trial counsel had been able to locateone witness who had seen Mr. Buckman and [Paige] together prior to
the date of the offense, the verdict may well have been different.
We hold that defendant failed to demonstrate sufficient
grounds for a continuance. Defendant presented no affidavit in
support of his motion to continue. The reason for the delay was
not fully established; there were no known facts to support the
argument that material evidence would result from additional
investigation. The basis for defendant's argument was that he
might have been able to locate a witness who could place defendant
and Paige together prior to the alleged offense. However, the
defendant presented no evidence that such a witness even exists.
Accordingly, we conclude that the trial court did not abuse its
discretion by denying defendant's motion to continue.
II.
Defendant next argues that the trial court erred by allowing
witness testimony about a murder scene in a horror movie.
Specifically, defendant objected on grounds of relevance to Paige's
testimony that after she was raped, defendant took her into a
bathroom and asked her if she had ever seen the movie Psycho. The
trial court overruled defendant's objection. We find no error in
the trial court's ruling.
'Relevant evidence' means evidence having any tendency to
make the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it
would be without the evidence. N.C. Gen. Stat. § 8C-1, Rule 401
(2003). [E]vidence is relevant if it has any logical tendency,however slight, to prove a fact in issue in the case. State v.
Hannah, 312 N.C. 286, 294, 322 S.E.2d 148, 154 (1984), citing 1
Brandis on North Carolina Evidence § 77 (1982). Although
relevant, evidence may be excluded if its probative value is
substantially outweighed by the danger of unfair prejudice . . .
N.C. Gen. Stat. § 8C-1, Rule 403 (2003). [E]ven though a trial
court's rulings on relevancy technically are not discretionary and
therefore are not reviewed under the abuse of discretion standard
applicable to Rule 403, such rulings are given great deference on
appeal. State v. Wallace, 104 N.C. App. 498, 502, 410 S.E.2d 226,
228 (1991) citing C. Wright & K. Graham, 22 Federal Practice and
Procedure § 5166 (1978).
In the case sub judice, Paige testified that defendant held
her at knifepoint the entire time he was in her home. Paige's
testimony was relevant because it tends to prove that defendant
acted with force, which is an element of first-degree rape and
first-degree sexual offense. See N.C. Gen. Stat. §§ 14-27.2 and
14-27.4 (2003). The term force as used in the statutes is not
limited to physical force. It may be actual or constructive.
Fear, fright, or duress, may take the place of force. State v.
Johnson, 226 N.C. 671, 674, 40 S.E.2d 113, 114 (1946) (citations
omitted). In the present case, Paige's testimony about the movie,
Psycho, tends to prove that, based on her knowledge of the movie,
she was afraid defendant might try to kill her with a knife in the
bathroom. Accordingly, we conclude that the trial court did not
err in allowing the testimony.
III.
Defendant next argues that the trial court erred by allowing
witness testimony that a person does not just have a sexual
assault kit for no reason. We conclude that defendant did not
properly preserve this objection for appeal.
In order to preserve a question for appellate review, a party
must have presented to the trial court a timely request, objection
or motion, stating the specific grounds for the ruling the party
desired the court to make if the specific grounds were not apparent
from the context. N.C. R. App. P. 10(b)(1) (2004). [A] general
objection, if overruled, is ordinarily not effective on appeal.
State v. Hamilton, 77 N.C. App. 506, 509, 335 S.E.2d 506, 508
(1985) citing N.C. Gen. Stat. § 8C, Rule 103. Error may not be
argued on appeal where the underlying objection fails to present
the nature of the alleged error to the trial court. State v.
Catoe, 78 N.C. App. 167, 168, 336 S.E.2d 691, 692 (1985) citing
N.C. Gen. Stat. § 8C-1, Rule 103.
The trial transcript provides the testimony of Valerie Tart
(Tart), the nurse who performed a sexual assault kit on Paige
after the alleged rape, and defendant's objection thereto as
follows:
Q: Was [Paige] volunteering any information
about what had happened to her?
A: A little bit.
Q: What sorts of things did she volunteer to
you?
A: Whenever I talked with her we talked
about - - of course I knew she was in theroom for a sexual assault kit and of
course you know, you don't just have a
sexual assault kit for no reason so - -
MR. GREGORY: Objection, your Honor.
THE COURT: Well, overruled.
A: And I knew - - I'm sorry - -
THE COURT: That's all right.
A: So she just talked about why she was
there. She, you know, had a bad
experience that morning and she was ready
to go ahead and have the doctor, because
this was the last leg of the sexual
assault kit for the doctor to come in and
take the evidence only the doctor could
perform at that time. And she was ready
to be, you know, done with it because she
was ready to go, just have this over with
it and ready to get some rest. She
looked like she was very tired.
Although defendant's appellate counsel argues that the objection
was to the relevance of Tart's statement, defendant's trial counsel
did not apprise the trial court of the basis of his objection.
Therefore, there are no grounds upon which this Court can review
the trial court's decision to allow the testimony into evidence.
Accordingly, we decline to address this issue because it is not
properly preserved for appeal.
IV.
Defendant also argues that the trial court committed plain
error by allowing the State to question defendant about his
interactions with his attorney in preparation for trial. We
disagree.
In criminal cases, a question which was not preserved by
objection noted at trial and which is not deemed preserved by ruleor law without any such action, nevertheless may be made the basis
of an assignment of error where the judicial action questioned is
specifically and distinctly contended to amount to plain error.
N.C. App. R. 10(c)(4) (2004). Where a defendant fails to object to
an error, the defendant bears the burden of proving that the error
complained of constitutes plain error. See State v. Bishop, 346
N.C. 365, 385, 488 S.E.2d 769, 779 (1997).
The plain error rule is always to be applied
cautiously and only in the exceptional case
where, after reviewing the entire record, it
can be said the claimed error is a
fundamental error, something so basic, so
prejudicial, so lacking in its elements that
justice cannot have been done, or where [the
error] is grave error which amounts to a
denial of a fundamental right of the accused,
or the error has 'resulted in a miscarriage
of justice or in the denial to appellant of a
fair trial' or where the error is such as to
seriously affect the fairness, integrity or
public reputation of judicial proceedings.
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983)
quoting United States v. McCaskill, 676 F.2d 995, 1002 (4th Cir.
1982).
[W]hen the relationship of attorney and client exists, all
confidential communications made by the client to his attorney on
the faith of such relationship are privileged and may not be
disclosed. State v. McIntosh, 336 N.C. 517, 523, 444 S.E.2d 438,
441 (1994), citing State v. Ballard, 333 N.C. 515, 428 S.E.2d 178
(1993), cert. denied, 510 U.S. 984 (1993).
A privilege exists if (1) the relation of
attorney and client existed at the time the
communication was made, (2) the communication
was made in confidence, (3) the communication
relates to a matter about which the attorneyis being professionally consulted, (4) the
communication was made in the course of giving
or seeking legal advice for a proper purpose
although litigation need not be contemplated
and (5) the client has not waived the
privilege.
McIntosh, 336 N.C. at 523-24, 444 S.E.2d at 442, quoting State v.
Murvin, 304 N.C. 523, 531, 284 S.E.2d 289, 294 (1981).
In the case sub judice, the district attorney cross-examined
defendant as follows:
Q: Mr. Buckman, would it be - - also be fair
to say that you have been actively
involved in the defense of this case?
A: I don't understand what you're asking me.
Q: Would it be fair to say that at each
stage of these proceedings you have known
what was going on?
A: At each stage?
Q: Uh-huh.
A: Since?
Q: Since you were arrested.
A: The only thing that I knew as far as this
trial was when the trial date and that -
- just that she was going to testify
against me.
Q: Okay. How about any tests that were
performed in this case, did your lawyers
keep you apprised of the results of any
scientific tests that were performed in
this case?
A: Scientific?
Q: Uh-huh.
A: I don't understand that.
Q: Okay. Did your lawyers at any point talk
to you or let you know the results of the
DNA test when it was done?
A: Yes. In fact Karl Knudsen, my first
lawyer did.
. . .
Q: Mr. Buckman, would it be fair to say that
before I show you Defendant's Exhibit
Number 4, you've seen that exhibit
before, haven't you?
A: Yes, ma'am.
. . .
A: This Defendant's Exhibit I didn't get
until December - - December I think.
Q: So you remember exactly when you got that
piece of paper in front of you; is that
fair to say?
A: Not exactly. It came with a motion to
discover which I had about three and I
told my lawyer that I wanted every single
thing so I didn't get this - - he had
this before I did and I didn't get this
until I think around December.
Q: So you told your lawyer that you wanted
every single thing; is that your
testimony?
A: Yes.
Q: That you wanted to be involved in your
case; is that right?
A: Yes.
Q: And any time that the State gave your
lawyer a piece of paper, you wanted to
see it; is that true?
A: At first I - - I didn't because I didn't
know anything about this - - about coming
to trial and about being arrested or
anything like that because [this] really
was my first time actually.
. . .
Q: . . . did there come a time where you
said I want to see every piece of paper
that you receive?
A: Yeah, yes, yes, ma'am.
Q: And you spent a lot of time looking at
all those pieces of paper; is that true?
A: Well, not really.
Q: Not really?
A: Not really.
The assistant district attorney then asked defendant about his
familiarity with specific documents entered into evidence.
While we agree with defendant that the assistant district
attorney's line of questioning exploited the pre-trial
communication between defendant and his attorney, defendant has
failed to demonstrate how this evidence resulted in plain error.
Defendant argues that the testimony tended to shed light on
defense strategy and to reveal to the jury what Mr. Buckman and his
attorney deemed important. However, the defense strategy and the
value that the defense placed on certain evidence would be made
apparent to the jury as the defense presented its case.
Accordingly, we find no plain error.
V.
Defendant last argues that the trial court erred by failing to
dismiss three of the four counts of first-degree rape. We
disagree.
This Court has repeatedly held that '[g]enerally rape is not
a continuous offense, but each act of intercourse constitutes adistinct and separate offense.'
State v. Lancaster, 137 N.C. App.
37, 43, 527 S.E.2d 61, 66 (2000)
quoting State v. Dudley, 319 N.C.
656, 659, 356 S.E.2d 361, 363 (1987);
State v. Small, 31 N.C. App.
556, 559, 230 S.E.2d 425, 427 (1976),
disc. review denied, 291 N.C.
715, 232 S.E.2d 207 (1977). Each act of forcible vaginal
penetration constitutes a separate rape.
Lancaster, 137 N.C. App
at 43, 527 S.E.2d at 66,
citing State v. Midyette, 87 N.C. App.
199, 202, 360 S.E.2d 507, 509 (1987).
See also State v. Grimes, 96
N.C. App. 489, 386 S.E.2d 214 (1989).
For our analysis of this issue, we find the cases of
State v.
Lancaster,
State v. Grimes, and
State v. Midyette, to be
instructive.
In
Lancaster, the defendant was convicted of,
inter alia,
first-degree rape and attempted first-degree rape. This Court
described the facts presented at trial as follows:
Defendant pulled down the victim's pants and
underpants and ordered her to spread her legs.
Defendant then penetrated the victim from
behind. The victim testified she felt
defendant's penis inside her vagina and that
he then became frustrated and agitated.
Defendant then picked up the victim and threw
her onto a shelf so that she was facing him.
He then ripped the victim's shirt and bra off.
Defendant ordered the victim to spread her
legs and he forcibly penetrated her vagina
with his penis a second time.
137 N.C. App. at 40, 527 S.E.2d at 64. This Court concluded as
follows:
The victim testified that she was penetrated
from behind by the defendant. Then, he forced
her onto a shelf in the closet so that she was
facing him, and he again forcibly penetrated
her a second time. Thus, there was sufficientevidence of two separate acts of rape and the
trial court did not err in denying defendant's
motion to dismiss one of the rape charges.
137 N.C. App. at 43, 527 S.E.2d at 66.
In
Grimes, the defendant was convicted of,
inter alia, two
counts of first-degree rape. This Court described the facts
presented at trial as follows:
[The defendant] forced [the victim] to have
sexual intercourse with him. A short time
later, the [defendant] suggested they go into
the bedroom. When [the victim] refused, the
[defendant] beat her again and proceeded to
drag her into the bedroom where he again
forced her to have sexual intercourse.
96 N.C. App. at 491, 386 S.E.2d at 215. This Court provided the
following conclusion: The evidence in this case showed two
distinct acts of intercourse, both accomplished by force and over
the repeated resistance of the victim. This was sufficient to
support separate charges and convictions. 96 N.C. App. at 493,
386 S.E.2d at 217.
In
Midyette, the defendant was convicted of second-degree
sexual offense and three counts of second-degree rape. This Court
described the facts presented at trial as follows:
[The defendant] forced [the victim] to lie
down on the sofa and had sexual intercourse
with her, penetrating her vagina with his
penis. Defendant said that he was
uncomfortable and pulled [the victim] up from
the sofa and pushed her down the hall into her
bedroom. He pushed her face down onto the bed
and inserted his penis into her vagina from
the rear. [The victim] complained that
defendant was hurting her; he pushed her onto
her back, got on top of her and forcibly
penetrated her vagina with his penis a third
time.
87 N.C. App. at 200, 360 S.E.2d at 507. This Court provided the
following conclusion:
. . . the evidence showed that defendant
penetrated the victim's vagina with his penis
on three distinct occasions and that on each
occasion he accomplished the vaginal
intercourse by the use of actual and
constructive force against the will of the
victim. The evidence as to each separate act
of forcible intercourse was complete and
sufficient to sustain a conviction of second
degree rape without resort to the evidence
necessary to prove either of the other rape
charges. Therefore, under [
State v. Dudley,
319 N.C. 656, 356 S.E.2d 361] each of the
three acts of forcible vaginal intercourse
with the victim was a separate rape and
defendant was properly convicted and sentenced
for all three offenses.
87 N.C. App. at 202, 360 S.E.2d at 508.
In the case
sub judice, the evidence tends to show that when
defendant entered Paige's bedroom, he forced her to lay on her
stomach at the foot of her bed and penetrated her vagina from the
rear. A few minutes later, he demanded that Paige turn onto her
back at the head of the bed, and he penetrated her again.
Defendant then demanded that Paige lay on her stomach on the floor
and he penetrated her again from the rear. Defendant forced Paige
to perform fellatio on him, and attempted to penetrate her anally
before demanding again that she lay on her stomach on the floor and
he penetrated her from the rear. We conclude that, in accordance
with
Lancaster,
Grimes, and
Midyette, there was sufficient evidence
of four separate acts of forcible intercourse to sustain a
conviction of four counts of first-degree rape. Thus, we hold thatthe trial court did not err by denying defendant's motion to
dismiss.
NO ERROR.
Judges McGEE and TYSON concur.
Report per Rule 30(e).
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