IN THE MATTER OF THE
CALDWELL COUNTY ELECTION
PROTESTS OF ROGER LEE Wake County
HUTCHINGS AND WILLIAM F. Nos. 03 CVS 841 & 984
WALL, JR.
Appeals by Protestor Roger Lee Hutchings and Protestor William
F. Wall, Jr. from judgment filed 21 February 2003 by Judge Donald
W. Stephens in Wake County Superior Court. Heard in the Court of
Appeals 19 May 2004.
Tharrington Smith, L.L.P., by Michael Crowell and Deborah R.
Stagner; and Sigmon, Clark, Mackie, Hutton, Hanvey & Ferrell,
P.A., by Forrest A. Ferrell and Warren A. Hutton, for
protestor-appellant Roger Lee Hutchings.
Todd, Vanderbloemen & Brady, P.A., by Bruce W. Vanderbloemen;
and Wallace, Creech & Sarda, L.L.P., by John R. Wallace and
Joseph A. Newsome, for protestor-appellant William F. Wall,
Jr.
Attorney General Roy Cooper, by Special Deputy Attorney
General Susan K. Nichols, for respondent-appellee State Board
of Elections.
Respess & Jud, by W. Wallace Respess, Jr.; and Marshall
Hurley, PLLC, by Marshall Hurley, for intervenor
respondent-appellees Gary Clark and Tim Sanders.
BRYANT, Judge.
Roger Lee Hutchings, Democratic candidate for the 2002
Caldwell County Sheriff's election, and William F. Wall, Jr.,
Democratic candidate for one of two seats on the Caldwell County
Board of Commissioners, appeal a judgment filed 21 February 2002
affirming the State Board of Elections order denying a newelection.
Between 17 October and 2 November 2002, Caldwell County
conducted early voting for qualified voters at the Board of
Elections Office in Lenoir, North Carolina. The general election
was not officially held until 5 November 2002. Candidates in the
sheriff's election were Roger Hutchings, a Democrat, and Gary
Clark, a Republican. Upon tabulation of the votes, Clark was
victorious, receiving 11,588 votes (51.58%). Hutchings only
received 10,842 votes (48.34%), losing by a margin of 746 votes.
Petitioner, William F. Wall, Jr., Democratic candidate for one
of the two seats on the Caldwell County Board of Commissioners,
also lost his election to Republican opponents. The Republican
candidates Tim Sanders and Alden Edsel Starnes received 12,196
votes (34.76%) and 11,806 votes (33.65%), respectively, while Wall
received only 11,083 votes (31.59%).
On 12 November 2002, Hutchings and Wall filed separate
election protests with the Caldwell County Board of Elections
(County Board) alleging irregularities or misconduct in the
election process sufficient to cast doubt on the results of the
election. The petitions specifically alleged registered voters had
been paid to cast votes in violation of N.C. Gen. Stat. § 163-
275(2). The County Board consolidated the cases which were heard
beginning 2 December 2002.
After hearing testimony from fifty-nine (59) witnesses, the
County Board made sixty-one findings of fact, including the
following pertinent findings in its 17 December 2002 order: 55. The evidence in its totality, both direct
and circumstantial, constitutes substantial
evidence of widespread buying of votes, either
for straight Republican votes or for Gary
Clark in the Caldwell County Sheriff's race,
in Caldwell County during the 2002 general
election. From the testimony of numerous
witnesses, the Board finds that it was common
knowledge in all of the predominately African-
American communities that anyone could get
paid for voting a straight Republican ballot
or by voting for Clark.
. . . .
61. This Board cannot conclude the actual
number of irregularities which occurred. It
does conclude that the individuals involved
were not all African-Americans, but included
others of different races and ethnic origins.
The evidence does suggest that the number of
voting irregularities of one kind or another
were substantial.
The County Board then concluded:
With regard to the election protest of Roger
Lee Hutchings, candidate for Caldwell County
Sheriff [and William F. Wall, Jr., candidate
for Caldwell County Commissioner] there is
substantial evidence to believe that a
violation of the election law or other
irregularity or misconduct did occur and that
it was sufficiently serious to cast doubt on
the apparent results of the election.
The County Board forwarded its order to the State Board of
Elections (State Board) for further action pursuant to N.C. Gen.
Stat. § 163-182.10(d)(2)(e)(3).
The State Board, adopting the findings of the County Board in
its entirety, voted by a 3-2 margin in favor of a new election.
However, N.C. Gen. Stat. § 163-182.13(a) requires an agreement of
four State Board members before a new election can be ordered. On
8 January 2003, the State Board denied a new election for theoffices of Caldwell County Sheriff and Caldwell County
Commissioner and directed the winners of the 5 November 2002
election to be duly certified.
Hutchings and Wall appealed the decision of the State Board
and a hearing was held at the 13 February 2003 session of Wake
County Superior Court with the Honorable Donald W. Stephens
presiding. By order dated 21 February 2003, the superior court
affirmed the State Board's order denying a new election and
certifying the winners of the 5 November election. Petitioners
filed their notice of appeal to this Court on 24 February 2003.
The superior court subsequently denied a motion to stay
certification of the election pending appeal; no writ of
supersedeas was sought in this Court. On 26 February 2003, Clark
and Sanders were sworn into office respectively as Sheriff of
Caldwell County and Caldwell County Commissioner.
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