An unpublished opinion of the North Carolina Court of Appeals does not constitute controlling legal authority. Citation is disfavored, but may be permitted in accordance with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Proced
ure.
NO. COA03-1288
NORTH CAROLINA COURT OF APPEALS
Filed: 5 October 2004
IN THE MATTER OF
W.G.C. Mecklenburg County
No. 01 J 781
Appeal by juvenile from order entered 5 May 2002 by Judge
Avril Sisk in Mecklenburg County District Court. Heard in the
Court of Appeals 26 May 2004.
Attorney General Roy Cooper, by Assistant Attorney General
Grady L. Balentine, Jr., for the State.
Hosford & Hosford, P.L.L.C., by Sofie W. Hosford, for the
juvenile appellant.
McCULLOUGH, Judge.
This juvenile appeal arises from the following procedural and
factual basis: On 16 July 2001, two juvenile petitions were filed
in Mecklenburg County District Court. One petition alleged that
W.G.C., a juvenile, was delinquent in that he committed simple
assault, indecent liberties with children, and first-degree sexual
offense against one victim. The juvenile admitted to the indecent
liberties charge during his arraignment, and the State dropped the
other two charges. The other petition alleged second-degree sexual
offense, attempted second-degree rape, and simple assault against
another victim. Pursuant to this later petition, on 23 August
2001, the juvenile was adjudicated delinquent on the charges of
second-degree sexual offense and attempted second-degree rape. Atthe disposition hearing on 2 October 2001, the juvenile was
sentenced as a Level 2 offender to serve twelve months' probation
and ordered to remain in detention pending placement. The
juvenile's probation was conditioned upon cooperating with all
professionals and treatment plans prescribed for him, and if out-
of-home placement became necessary, to abide by all rules and
regulations of the placement. By order dated 6 December 2001 he
was released from detention to placement in a residential facility.
This matter came for review on 30 September 2002 pursuant to
a motion to extend his probation based on the fact the juvenile had
not completed his prescribed treatment. Upon the juvenile's
admission to the allegations in the motion and the court's finding
of a factual basis for the admission, his probation was extended to
2 October 2003. His counselor had the discretion to terminate
probation if the juvenile was in compliance.
The extended probation came back for review pursuant to a 1
May 2003 motion from the Juvenile Court Counselor (JCC) alleging
the juvenile had not been following the treatment plan or the rules
of the residential treatment program for the past five months. The
JCC's motion was supported by a report concerning a shift in the
juvenile's behavior: the juvenile had behaved appropriately during
the first year of his residential treatment but had taken a turn
for the worse during 2002, such that at times he had to be
restrained. The report documented the court's extension of the
juvenile's probation on 9 December 2002, directing the delinquent
to behave and take advantage of the services being offered to him. The JCC report went on to show that the juvenile's behavior had
only gotten worse since the last probation extension, stating the
following:
[The juvenile] is very angry and is aware that
triggers his rape fantasies and other non-
compliant behaviors. [He] has been placed in
Anger Management group three times without any
success. [He] refuses to work the program and
has to be restrained on a regular basis. [His
mother] has been very cooperative during this
process and has tried on numerous occasions to
help her son get back on track. He is not
responding to anyone at this point.
Since the last court hearing on 4/10/03, [he]
has had a number of outbursts and has
destroyed property on several occasions. He
has also had an incident where he allegedly
swung at a staff member while upset. [He] has
improved a little with his participation in
groups and completing assignments.
The recommendation of the court was for the juvenile to be
committed to the Office of Juvenile Justice (OJJ), a Level 3
disposition. See N.C. Gen. Stat. § 7B-2508 (2003). These same
concerns were voiced by the juvenile's treatment team in their
reports from the New Hope Carolinas residential facility (New Hope)
in Rock Hill, South Carolina. Pursuant to this declining behavior,
and specific threats of rape to female staff at New Hope, the
juvenile was discharged from the treatment facility on 5 May 2003.
The above reports were brought to light in a probation
violation hearing held on 5 May 2003. The transcriptionist of the
recorded hearing noted that counsels' microphones were not working.
After argument from the juvenile's counsel, the court initially
found the juvenile not to be in violation of his probation. Thecourt then engaged in a lengthy discussion with the Assistant
District Attorney, the juvenile's mother, the court counselor, and
an unidentified male about appropriate placement for the juvenile.
Then, an in-chambers conference was held involving the judge,
attorneys, and court counselors. Upon further consideration, the
court changed its determination and found the juvenile to be in
violation of his probation. The court made oral findings pursuant
to this determination. The court committed him to the OJJ for an
indefinite commitment and ordered sex offender treatment. After
finding that there was no appropriate placement where the juvenile
could be held pending appeal, the court ordered the juvenile to
training school.
The juvenile now raises four issues on appeal as addressed
herein: (I) that the juvenile's due process rights were violated by
not being present during the off-the-record, in-chambers discussion
between the judge, attorneys, and court counselors; (II) the trial
court failed to consider any alternatives to the juvenile's
commitment to OJJ; (III) the trial court failed to make findings of
fact relating to the juvenile's remaining in custody pending this
appeal; and (IV) the juvenile's due process rights in this appeal
were violated by the inadequate transcript which was caused by the
recording problems. For the reasons stated herein, we find the
juvenile received a fair hearing.
I. Due Process Rights in a Probation Violation Hearing
The juvenile argues that his due process rights were violated
during his probation violation hearing as he was not present duringa conference held in chambers and off the record. He argues that
this violated his right to be present at every stage of his hearing
pursuant to Article I, § 23 of the North Carolina Constitution.
See State v. Thomas, 134 N.C. App. 560, 570, 518 S.E.2d 222, 229-
30, appeal dismissed, disc. review denied, 351 N.C. 119, 541 S.E.2d
468 (1999).
The Confrontation Clause in Article I, Section 23 of the North
Carolina Constitution 'guarantees an accused the right to be
present in person at every stage of his trial.' State v. Daniels,
337 N.C. 243, 256, 446 S.E.2d 298, 307 (1994) (quoting State v.
Payne, 320 N.C. 138, 139, 357 S.E.2d 612, 612 (1987)), cert.
denied, 513 U.S. 1135, 130 L. Ed. 2d 895 (1995). This right to be
present extends to all times during the trial when anything is said
or done which materially affects defendant as to the charge against
him. State v. Brogden, 329 N.C. 534, 541, 407 S.E.2d 158, 163
(1991). However, a defendant's right to be present at all stages of
his trial does not arise prior to the commencement of trial. State
v. Rannels, 333 N.C. 644, 653, 430 S.E.2d 254, 259 (1993).
In the case at bar, the probation violation hearing was held
for the juvenile after he had been adjudicated delinquent. The
hearing was held pursuant to N.C. Gen. Stat. § 7B-2510(d) (2003),
which provides:
(d) On motion of the juvenile court
counselor or the juvenile, or on the court's
own motion, the court may review the progress
of any juvenile on probation at any time
during the period of probation or at the end
of probation. The conditions or duration of
probation may be modified only as provided inthis Subchapter and only after notice and a
hearing.
Id. Article 25 of the juvenile code governs dispositions.
Probation violation hearings are dispositional, such that, they may
be informal, and the court may consider written reports or other
evidence concerning the needs of the juvenile. N.C. Gen. Stat.
§ 7B-2501(b). We have held that probation violation hearings under
this statute are not subject to the Double Jeopardy Clause. In Re
O'Neal, 160 N.C. App. 409, 412-13, 585 S.E.2d 478, 480-81, disc.
review denied, 357 N.C. 657, 590 S.E.2d 270 (2003) (where we held
issues of double jeopardy did not apply to a probation violation
hearing because they are dispositional hearings). In a probation
violation hearing, all that is required is that there be competent
evidence reasonably sufficient to satisfy the judge in the exercise
of sound judicial discretion that the defendant has, without lawful
excuse, willfully violated a valid condition of probation. Id. In
a juvenile probation violation hearing, the trial court must only
find by a preponderance of the evidence that a juvenile has
violated the conditions of his probation under N.C. Gen. Stat.
§ 7B-2510(e).
The juvenile relies heavily on In re Lineberry, 154 N.C. App.
246, 250-52, 572 S.E.2d 229, 233-34 (2002), disc. review denied,
motion dismissed, 356 N.C. 672, 577 S.E.2d 624 (2003). In
Lineberry, we held that the trial court violated Article I, § 23 of
the North Carolina Constitution during a hearing, when a conference
call was placed to a doctor who had prepared a court-orderedevaluation of the juvenile. Id. This hearing was held after the
juvenile's completion of a sex offender evaluation and prior to any
order adjudicating the juvenile delinquent. The call was held in
chambers, and counsel for the juvenile, the district attorney, and
the court counselors had an opportunity to question the doctor
about the evaluation and any alternatives to therapy available in
lieu of training school for the juvenile. Id. In that case, we
found the juvenile's due process rights were violated by his
absence, but the trial court's error was held to be harmless beyond
a reasonable doubt. Id.
We believe Lineberry is distinguishable from the case at bar.
In Lineberry, no order by the court had yet been issued that the
juvenile was delinquent. The hearing in that case, held after the
juvenile had completed his sex offender evaluation, was still
adjudicatory in nature. Thus, constitutional safeguards akin to
those concerning a defendant's ability to be present at every stage
concerning the criminal charge still applied. See In re Phillips,
128 N.C. App. 732, 734, 497 S.E.2d 292, 293, disc. review denied,
348 N.C. 283, 501 S.E.2d 919 (1998) (holding that the Double
Jeopardy Clause applies to juvenile proceedings and attaches when
the judge, as trier of fact, begins to hear evidence in the
adjudication).
In the case at bar, the hearing was dispositional and less
formal, as the juvenile had already been adjudicated delinquent.
The hearing did not relate to the charge against the juvenile. See
Payne, 320 N.C. at 139, 357 S.E.2d at 612. Therefore, we hold thejuvenile's right to be present at every stage of his trial was not
implicated in this dispositional hearing.
This assignment of error is overruled.
II. Trial Court's Consideration of Alternative Commitment
Next, the juvenile contends the trial court failed to fulfill
its obligation to consider any alternatives to commitment before
committing the juvenile to OJJ. We do not agree.
As stated above, juvenile dispositions in delinquency
proceedings are controlled by N.C. Gen. Stat. § 7B-2500, et seq.
This includes probation violation hearings. For probation
violations occurring on or after 1 July 1999, courts are no longer
bound by the language of former N.C. Gen. Stat. § 7A-646 (1998).
Under the new Code, the directives found in former § 7A-646 that
the trial court select the least restrictive disposition which is
appropriate and that [a] juvenile should not be committed to
training school or to any other institution if he can be helped
through community-level resources have been deleted. See N.C.
Gen. Stat. § 7B-2501(c) (2001). We have determined:
The trial court is now required to select the
most appropriate disposition, one that is
designed to protect the public and to meet
the needs and best interests of the juvenile,
based on a list of enumerated factors. [N.C.
Gen. Stat. § 2501]. A textual analysis shows a
more balanced statutory design emphasizing
appropriate dispositions, with some
limitations, rather than what had been
interpreted as a mandate for the least
restrictive alternative under the
circumstances. See In re Bullabough, 89 N.C.
App. 171, 185-86, 365 S.E.2d 642, 650 (1988).
In Re Robinson, 151 N.C. App. 733, 736-37, 567 S.E.2d 227, 299
(2002). N.C. Gen. Stat. § 7B-2510(e) (2003) states the following:
(e) If the court, after notice and a
hearing, finds by the greater weight of the
evidence that the juvenile has violated the
conditions of probation set by the court, the
court may continue the original conditions of
probation, modify the conditions of probation,
or, except as provided in subsection (f) of
this section, order a new disposition at the
next higher level on the disposition chart in
G.S. 7B-2508. In the court's discretion, part
of the new disposition may include an order of
confinement in a secure juvenile detention
facility for up to twice the term authorized
by G.S. 7B-2508.
In applying this more balanced statutory scheme, the law affords
the trial court reasonable discretion in weighing the facts and
circumstances during a disposition hearing for a probation
violation.
The juvenile has not alleged, nor can we find, any abuse of
discretion by the trial court in ordering the juvenile from a Level
2 commitment to a Level 3 commitment, and ordering he be placed in
OJJ for an indefinite commitment. The judge was well within his
discretion in ordering a higher level of commitment for the
juvenile based on his probation violation: the underlying
adjudications were for second degree sex offense and attempted
second degree rape, both violent under N.C. Gen. Stat. § 7B-2508;
he was reported to be having violent rape fantasies in response to
his anger, threatening to rape specific female staff at the New
Hope facility; his participation in Anger Management groups wasunsuccessful; and he had been administratively discharged from
residential treatment at New Hope on the day of the hearing.
This assignment of error is overruled.
III. Custody Pending Appeal
Next, the juvenile contends the court erred in failing to
fulfill its statutory obligations under N.C. Gen. Stat. § 7B-2605
(2003) when keeping a juvenile in custody pending appeal from an
adjudicatory or dispositional order. The State conceded the error.
N.C. Gen. Stat. § 7B-2605 requires that:
Pending disposition of an appeal, the
release of the juvenile, with or without
conditions, should issue in every case unless
the court orders otherwise. For compelling
reasons which must be stated in writing, the
court may enter a temporary order affecting
the custody or placement of the juvenile as
the court finds to be in the best interests of
the juvenile or the State.
When the court has failed to state in writing these compelling
reasons, or has made inadequate or unconstitutional reasons, we
have found error. Lineberry, 154 N.C. App. at 251-54, 572 S.E.2d
at 234-35 (Where one of the compelling reasons offered by the court
was in violation of the juvenile's privilege against self-
incrimination, we deemed this as error because the weight placed on
this compelling reason could not be discerned.).
In the case at bar, the transcript contains a finding made
orally and in open court that there was no appropriate placement
where the juvenile may be held pending the appeal process, and the
juvenile was therefore committed to OJJ. Even had this been in
writing, we note that this is clearly insufficient under therequirements of N.C. Gen. Stat. § 7B-2605, as it is a conclusive
determination and offers no compelling reasons for the
determination. However, because this determination in no way
prejudiced the disposition order finding the juvenile in violation
of his probation and ordering him to the same commitment where he
was to be held pending appeal, the error was without prejudice.
Lineberry, 154 N.C. App. at 256, 572 S.E.2d at 236; see In re
Bullabough, 89 N.C. App. at 184, 365 S.E.2d at 649. Furthermore, we
acknowledge that passage of time may have made this issue moot for
this particular juvenile as he may have already been released from
the custody of OJJ.
This assignment of error is overruled.
IV. Hearing Transcript
The juvenile lastly contends that he was denied due process in
this appeal based on the incomplete transcript composed for our
review. The transcript was incomplete due to poor recording
microphones used at the 5 May 2003 juvenile session. After close
review of the transcript, we believe it was sufficient for our
review by fully illuminating the basis for the trial court's
disposition order.
The juvenile has failed to identify any particular claim or
issue which the incomplete transcript denies his ability to raise
on appeal.
See State v. Sanders, 312 N.C. 318, 320, 321 S.E.2d 836,
837 (1984) (awarding new relief where flaws in the transcript
prevented review of jury instructions at death penalty phase of
murder trial). Where 'the transcript, despite its imperfections,is not so inaccurate as to prevent meaningful review by this
Court[,]' the assertion that the recordation of juvenile court
proceedings are inadequate to protect juvenile's rights is properly
overruled.
In re Hartsock, 158 N.C. App. 287, 293, 580 S.E.2d 395,
399 (2003) (quoting
State v. Hammonds, 141 N.C. App. 152, 168, 541
S.E.2d 166, 178 (2000),
aff'd, 354 N.C. 353, 554 S.E.2d 645 (2001),
cert. denied, 536 U.S. 907, 153 L. Ed. 2d 184 (2002)). We hold the
hearing transcript is sufficient to allow for meaningful review of
the district court proceedings.
This assignment of error is overruled.
Therefore, we conclude that the juvenile received a fair
dispositional hearing on the motion to review his probation, and
furthermore that the record, transcripts, and briefs, provided this
Court with a sufficient review of those proceedings. We note that
any assignments of error not raised in the juvenile's brief are
deemed abandoned pursuant to Rule 28(b)(6) of the North Carolina
Rules of Appellate Procedure.
Affirmed.
Judges McGEE and ELMORE concur.
Report per Rule 30(e).
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