NO. COA04-59
Defendant was charged with two counts of possession with
intent to sell and deliver cocaine, two counts of sale of cocaine,
and two counts of delivery of cocaine. The State's evidence tended
to show that in 2002, Detective Kevin Herring (Detective Herring)
of the Apex Police Department worked with the Wake County
Interagency Drug Task Force in its undercover operation in an open-
air drug market within the Apex city limits. The task forceroutinely used confidential informants to make controlled purchases
of crack cocaine. Edward Henry Dunn (Dunn) became a confidential
informant in April 2002 in exchange for a reduction of his pending
charge of possession of cocaine to a misdemeanor charge. After the
plea agreement was fulfilled, Dunn became a paid informant for the
task force.
On 15 May 2002, Detective Herring gave Dunn $40.00 to purchase
cocaine for $20.00 in the Justice Heights community. Dunn walked
down West Street and met defendant. Dunn showed defendant the
$40.00 and purchased crack cocaine from him. Dunn turned over the
$20.00 worth of cocaine and the extra $20.00 cash to Detective
Herring. On 21 August 2002, Detective Herring and Detective J.D.
Barry gave Dunn $20.00 and told Dunn to secure a second buy from
someone from whom he had previously bought cocaine. Dunn walked
down South Salem near Justice Heights, approached defendant, and
asked him for a 20. Defendant sold Dunn crack cocaine in return
for $20.00. Dunn met the detectives and again turned over the
cocaine he purchased from defendant.
A jury found defendant to be guilty as charged. The trial
court arrested judgment on the delivery of cocaine convictions.
The trial court determined defendant to have five prior record
points and sentenced him, as a prior record level III, to two
consecutive terms of fourteen to seventeen months imprisonment.
Defendant appeals.
Defendant assigns error to: (1) several remarks made by thetrial judge in the presence of the jury; and (2) determining
defendant had five prior record level points resulting in a prior
record level of III.
III. Right to an Impartial Judge
Defendant argues the trial judge's comments during the cross-
examination of State witnesses, Detective Herring and Dunn,
violated his constitutional rights to an impartial trial.
A judge's broad discretionary power to supervise and control
the trial will not be disturbed absent a manifest abuse of
discretion.
State v. Goldman, 311 N.C. 338, 350, 317 S.E.2d 361,
368 (1984). The judge's duty of impartiality extends to defense
counsel. He should refrain from remarks which tend to belittle or
humiliate counsel since a jury hearing such remarks may tend to
disbelieve evidence adduced in defendant's behalf.
State v.
Coleman, 65 N.C. App. 23, 29, 308 S.E.2d 742, 746 (1983),
cert.
denied, 311 N.C. 404, 319 S.E.2d 275 (1984). A totality of the
circumstances test is used to determine whether a judge's comments
cross into the realm of impermissible opinion.
State v. Larrimore,
340 N.C. 119, 155, 456 S.E.2d 789, 808 (1995). [U]nless it is
apparent that such infraction of the rules might reasonably have
had a prejudicial effect on the result of the trial, the error will
be considered harmless.
Id. (quoting
State v. Perry, 231 N.C.
467, 471, 57 S.E.2d 774, 777 (1950)).
With this standard of review, we turn our attention to the
trial judge's comments and the context in which they were made.
During the cross-examination of Detective Herring, defense counselquestioned him about his working relationship with Dunn. The
following exchange occurred:
Q. And so you - - you were attempting to
build some trust with [Dunn], but you still
never knew what his background was. I mean, I
guess I ask because I'm curious as to
whether - -
THE COURT: Sir, you ask a question, he
answers the question. Nobody really cares
what the attorneys think.
[DEFENSE COUNSEL]: I'm trying to rephrase the
question so he understands it.
THE COURT: Well make it short and in English
and we'll be fine.
After a lunch break, defense counsel resumed his cross-examination
of Detective Herring and the following exchange took place:
Q. Officer Herring, I'd like to pick up where
we left off if we could and I had asked you
how far Mr. Dunn, informant had walk[ed] in a
30-minute period. And basically what I'd
asked you was is it true that according to a
report he had walked down Salem Street and
then possibly taken a right on West for a
short distance and then turned and ran back
across Salem Street, is that correct? Is it
correct that your report says at the corner of
Salem Street?
THE COURT: Sir, once you ask a question,
don't ask another one until he answers it
unless he can't find where you're talking
about. Do you know what he's talking about?
Defendant next points to comments made while defense counsel
questioned Dunn. On cross-examination, defense counsel attempted
to ask Dunn about offenses with which he had been charged. The
prosecutor had elicited testimony from Dunn on direct examination
that Dunn had become an informant to reduce a possession of cocaine
charge to a misdemeanor. Defense counsel brought Dunn's attentionto this matter by stating:
Q. Now, earlier the Assistant District
Attorney was asking you what you've been
charged with in the past and you relayed that
you've been charged with possession of cocaine
and - -
THE COURT: Excuse me, the question she asked
what?
[DEFENSE ATTORNEY]: - - the drug - -
THE COURT: Excuse me, I'm talking. She asked
what he had been convicted of, not charged.
Asking someone what they've been charged with
is an improper question. So if you're going
that way, don't go there.
[DEFENSE ATTORNEY]: May we approach, your
Honor?
THE COURT: Sure.
(Bench conference.)
THE COURT: Sustained.
In continued cross-examination, defense counsel asked Dunn
whether he had been convicted of possessing drug paraphernalia and
why he had not testified about the conviction on direct
examination. After Dunn answered that he was just answering for
recent cases, the following colloquy occurred:
Q. Have you also been convicted of resisting
--
THE COURT: All of these are within the last
ten years?
[DEFENSE COUNSEL]: Yes, ma'am.
THE COURT: Well, then you should phrase your
question that way, shouldn't you?
[DEFENSE COUNSEL]: Yes, ma'am.
THE COURT: I - - I can't read your mind and Idon't have a copy of what you're looking at.
[DEFENSE COUNSEL]: Yes, ma'am.
THE COURT: So you should say in the past ten
years.
Later, defense counsel asked Dunn, How many people would you say
that you informed on? The trial court then stated:
THE COURT: I'm sorry sir, but I don't believe
that's the proper form of the question. I
believe I think the proper form of the
question is how many people do you say you
made buys from.
[DEFENSE COUNSEL]: Yes, ma'am.
THE COURT: Because inform on would be just
giving information and I think the evidence
here has been more buys.
[DEFENSE COUNSEL]: Yes, ma'am, your Honor.
Towards the close of his cross-examination, defense counsel
attempted to ask Dunn about the details regarding one of the
controlled buys on 21 August 2002. The following exchange ensued:
Q. Now when the police report says that at
8:16 you were - - I'm sorry, I was looking at
the wrong date, withdrawn.
THE COURT: Would that also include
withdrawing the question about the person
being someone that he had previously bought
from?
[DEFENSE COUNSEL]: No, ma'am.
THE COURT: That's on that date?
[DEFENSE COUNSEL]: Yes, ma'am. I was looking
at the wrong report, I apologize.
THE COURT: No, no, as long as I can have a
clue as to where you are.
. . .
Q. Now earlier you did remember who had
dropped you off that day; is that correct?
Earlier you testified off - -
THE COURT: When you say that day, I'm sure he
knows exactly where you are, but you're
jumping back and forth and I don't have a clue
which day you're talking about.
[DEFENSE COUNSEL]: Yes, ma'am. I'm talking
about August 21
st.
THE COURT: Every time you're talking about
that, work that into the question for me.
Defendant argues the above comments were sarcastic, demeaning,
and critical of defense counsel's performance. To support his
contention, defendant relies on
State v. Brinkley, 159 N.C. App.
446, 448-50, 583 S.E.2d 335, 337-38 (2003), in which this Court
held the defendant was entitled to a new trial because the trial
court made extraneous comments during defense counsel's cross-
examination of two witnesses, suggesting that defense counsel was
not trustworthy and was unethical.
Our examination finds the instant record devoid of the
circumstances cited in
Brinkley where particularly disparaging
remarks were made by the trial judge. An examination of these
instances reveals that the trial court's actions did not indicate
any opinion towards defendant's case nor any negative attitude
toward defense counsel as in
Brinkley. The record reveals the
trial judge's attempt to ensure that the court, the jurors, and
opposing counsel were able to follow defense counsel's questions
and the testimony of witnesses. Many of the trial judge's
questions were for the purpose of obtaining a proper understanding
and clarification of somewhat ambiguous questions.
See State v.White, 340 N.C. 264, 299, 457 S.E.2d 841, 861,
cert. denied, 516
U.S. 994, 133 L. Ed. 2d 436 (1995) (trial court has duty to control
the examination of witnesses, for the purposes of conserving the
trial court's time and protecting the witness from prolonged,
needless, or abusive examination). While the trial court should
have chosen its words more carefully and avoided berating defense
counsel in the presence of the jury, we find the trial court's
remarks to be harmless in light of other overwhelming evidence of
defendant's guilt. Defendant has not met his heavy burden of
proving the trial judge's remarks deprived him of a fair trial and
caused a prejudicial effect on the outcome.
State v. Mack, 161
N.C. App. 595, 600, 589 S.E.2d 168, 172 (2003) (citing
State v.
Waters, 87 N.C. App. 502, 504, 361 S.E.2d 416, 417 (1987)),
disc.
rev. denied, 358 N.C. 379, 598 S.E.2d 140 (2004). This assignment
of error is overruled.
IV. Sentencing
Defendant argues the trial court should not have assessed him
one prior record level point pursuant to N.C. Gen. Stat. §
15A-1340.14(b)(6) (2003), which provides, (6) If all the elements
of the present offense are included in any prior offense for which
the offender was convicted, whether or not the prior offense or
offenses were used in determining prior record level, 1 point.
The State does not contend all of the elements of the present
offense, sale of cocaine, were included in the elements of any
prior offense and concedes the trial court erroneously assessed
defendant one point under N.C. Gen. Stat. § 15A-1340.14(b)(6). Weagree. This case is remanded for resentencing.