SYBIL SMITH, Individually and as Guardian Ad Litem for Brittany
Smith, a minor, Plaintiff, v. JACKSON COUNTY BOARD OF EDUCATION,
ELIZABETH BALCEREK, Individually and as an Employee of Jackson
County Board of Education, JOSEPH CARROLL BROOKS, Individually
and as an Employee of Jackson County Board of Education, JAMES L.
CRUZAN, Individually and in his capacity as Sheriff of Jackson
County, CHARLES R. HESS, III, Individually and as an Employee of
the Sheriff of Jackson County, JEREMY STEWART, and WESTERN SURETY
COMPANY, Surety for James L. Cruzan, Sheriff of Jackson County,
Defendants.
2. Schools and Education; Police Officers_-school resource officer--public duty
doctrine--civil conspiracy--intentional infliction of emotional distress_-duty to
report child abuse--breach of fiduciary duty--negligent supervision, hiring, and
retention
The trial court did not err by denying motions by defendants school resource officer and
the sheriff to dismiss plaintiff's amended complaint and the cross-claims of defendants Board of
Education and school principal on the ground that the claims are barred by the public duty
doctrine in an action where plaintiff alleged that defendant teacher manipulated a 14-year-old
female into having a sexual relationship with an 18-year-old student and then attempted to
videotape her having sex with the student, because: (1) the public duty doctrine does not apply to
plaintiff's claims against the school resource officer for civil conspiracy under N.C.G.S. § 99D-1
and intentional infliction of emotional distress since these claims were not based on negligence;
(2) in regard to the claim under N.C.G.S. § 99D-1 for interference with civil rights, the
allegations reflect affirmative conduct by the school resource officer directly injuring the minor
female and do not constitute only the failure to prevent a third person's harmful conduct; (3) in
regard to the intentional infliction of emotional distress claim, plaintiff included the necessary
allegations of calculated conduct on the part of the school resource officer directed at the minor
female to rise above mere aggravated negligence that cause the public duty doctrine to cease to
apply; (4) in regard to the school resource officer's failure to report knowledge of defendant
teacher's actions in promoting a sexual relationship between two students and in failing to notify
administrative staff of the minor female's absence from school, the duty to report child abuse isnot the type of discretionary law enforcement function shielded by the public duty doctrine given
the mandatory language and broad application of N.C.G.S. § 7B-301 to the general public; (5) to
the extent the claims of plaintiff, the Board of Education, and the school principal are based on
negligence other than a failure to report abuse, the amended complaint and cross-claims
sufficiently allege that the facts of this case fall within the special duty exceptions to the public
duty doctrine when the school resource officer undertook to provide protective services not the
public generally, but to an identifiable group of students at the pertinent school, including the 14-
year-old female, during school hours; (6) in regard to the claim for breach of fiduciary duty, the
school resource officer failed to challenge on appeal plaintiff's allegations regarding the
existence of a fiduciary duty; and (7) in regard to claims against the sheriff for negligent
supervision, hiring, and retention of the school resource officer, the question of whether the
parties have adequately alleged those claims is not before the Court of Appeals.
3. Pleadings--motion to amend--adding defendants
The trial court did not abuse its discretion by allowing plaintiff to amend her complaint a
second time to add sheriff Cruzan in his individual capacity and Western Surety, the surety of
Cruzan's official bond, in an action where plaintiff alleged that Cruzan negligently supervised
and retained Hess, a school resource officer who knew of a teacher's improper conduct regarding
students but failed to report it, because: (1) in regard to adding claims against Cruzan
individually, the proposed amended complaint alleged willfulness and a factual basis for that
general allegation; and (2) N.C.G.S. § 58-76-5 allows a plaintiff to maintain suit against a public
officer and the surety on his official bond for acts of negligence in performing his official duties,
and immunity is immaterial with respect to a claim on a bond under N.C.G.S. § 58-76-5.
McGuire, Wood & Bissette, P.A., by Joseph P. McGuire and Mary
E. Euler, for plaintiff-appellee.
Benjamin R. Olinger, Jr.; and Long, Parker, Warren & Jones,
P.A., by Robert B. Long, for defendant-appellant Charles R.
Hess, III.
Lovejoy & Bolster, P.A., by Jeffrey S. Bolster, for
defendant-appellant James L. Cruzan.
Roberts & Stevens, P.A., by Christopher Z. Campbell and K.
Dean Shatley, II, for defendant-appellee Jackson County Boardof Education.
Cranfill, Sumner & Hartzog, L.L.P., by Ann S. Estridge, for
defendant-appellee Elizabeth Balcerek.
No brief filed on behalf of defendant-appellee Joseph Carroll
Brooks .
No brief filed on behalf of defendant-appellee Jeremy Stewart.
No brief filed on behalf of defendant-appellee Western Surety
Company .
GEER, Judge.
In this case, plaintiff Sybil Smith, individually and as
guardian ad litem for her minor daughter Brittany Smith, has
alleged that defendant Joseph Brooks, a teacher at Brittany's
school, manipulated her 14-year-old daughter into having a sexual
relationship with an 18-year-old student, defendant Jeremy Stewart,
and then attempted to videotape her having sex with the student.
According to plaintiff, the
school resource officer _ defendant
Charles R. Hess, III _ knew of Brooks' conduct, but failed to
report it. Plaintiff further alleges that Hess' employer,
defendant
Jackson County Sheriff James L. Cruzan, negligently
supervised and retained Hess. The school defendants _ defendant
Jackson County Board of Education and Brittany's principal
(defendant Elizabeth Balcerek) _
asserted cross-claims against
defendants Hess and Cruzan.
Hess and Cruzan appeal from the trial court's denial of theirmotion to dismiss plaintiff's complaint and the school defendants'
cross-claims based on the public duty doctrine. Because we find
that the claims are either beyond the scope of the public duty
doctrine or fall within one of the doctrine's exceptions, we
affirm.
B. Negligence Claims Alleged against Hess
Plaintiff has asserted two claims against Hess based on
negligence: negligent performance of law enforcement duties and
negligent infliction of emotional distress. Specifically, with
respect to each claim, plaintiff alleges that Hess was negligent
(1) in failing to report knowledge of Brooks' actions in promoting
a sexual relationship between Jeremy and Brittany and (2) in
failing to notify administrative staff of Brittany's absence from
school.
As the Court explained in Moses, application of the public
duty doctrine as a "blanket defense" to all actions of police
officers "would not be consistent with the purpose of the public
duty doctrine, which is to shield[] the state and its political
subdivisions from tort liability arising out of discretionary
governmental actions." Moses, 149 N.C. App. at 618, 561 S.E.2d at335 (alteration in original) (internal quotation marks omitted).
We must, therefore, first determine whether plaintiff's claims
involve "the type of discretionary governmental action shielded by
the public duty doctrine," such as those acts that involve
"actively weighing the safety interests of the public." Id. at
618-19, 561 S.E.2d at 335 (internal quotation marks omitted).
N.C. Gen. Stat. § 7B-301 (2003) provides that "[a]ny person .
. . who has cause to suspect that any juvenile is abused . . .
shall report the case of that juvenile to the director of the
department of social services in the county where the juvenile
resides or is found." N.C. Gen. Stat. § 7B-310 (2003) states that
"[n]o privilege shall be grounds for any person or institution
failing to report that a juvenile may have been abused . . . even
if the knowledge or suspicion is acquired in an official
professional capacity . . . ." See also
N.C. Gen. Stat. §
115C-400
(2003) (with respect to schools, providing: "Any person who has
cause to suspect child abuse or neglect has a duty to report the
case of the child to the Director of Social Services of the county,
as provided in Article 3 of Chapter 7B of the General Statutes.").
Given the mandatory language and broad application of N.C.
Gen. Stat. § 7B-301 to the general public, we conclude that the
duty to report child abuse is not the type of discretionary law
enforcement function shielded by the doctrine. Hess was not
required _ nor was he permitted _ to weigh the safety interests ofthe public when he decided not to report Jeremy's possible
statutory rape of Brittany or Brooks' sexual exploitation of
Brittany and Jeremy. Rather, his duty to report abuse was imposed
by statute and involved no deliberation or discretionary
consideration. Hess' failure to report known child abuse was,
therefore, outside the scope of conduct generally associated with
law enforcement, and the public duty doctrine does not bar this
claim.
In addition, "there are two well-established exceptions to the
doctrine that prevent inequities to certain individuals: (1) when
there is a special relationship between the injured party and the
police; and (2) when a municipality creates a special duty by
promising protection to an individual." Wood, 355 N.C. at 166, 558
S.E.2d at 495. To the extent the claims of plaintiff, the Board of
Education, and Balcerek are based on negligence other than a
failure to report abuse, we hold that the amended complaint and
cross-claims sufficiently allege that the facts of this case fall
within these exceptions to the public duty doctrine.
Our Supreme Court applied the special relationship exception
in Isenhour, holding that the public duty doctrine did not apply to
a city that "by providing school crossing guards, has undertaken an
affirmative, but limited, duty to protect certain children, at
certain times, in certain places." Isenhour, 350 N.C. at 608, 517
S.E.2d at 126. The Court explained: [T]here is a meaningful distinction between
application of the public duty doctrine to the
actions of local law enforcement, as in
Braswell . . . and the application of the
doctrine to the actions of a school crossing
guard . . . . Unlike the provision of police
protection to the general public . . . , a
school crossing guard is employed to provide a
protective service to an identifiable group of
children. Moreover, the relationship between
the crossing guard and the children is direct
and personal, and the dangers are immediate
and foreseeable.
Id. at 607-08, 517 S.E.2d at 126.
Taking the plaintiff's and cross-claimants' allegations as
true in this case, Hess, as a school resource officer, undertook to
provide protective services not to the public generally, but to an
identifiable group of students at Blue Ridge School, including
Brittany, during school hours. The pleadings do not allege that
Hess breached a general law enforcement duty, but rather breached
his duty to the school, the principal, and the children.
Our General Assembly has defined "a school resource officer"
as a "person who is regularly present in a school for the purpose
of promoting and maintaining safe and orderly schools . . . ."
N.C. Gen. Stat. §
14-202.4(d)(3a) (2003). Indeed, the legislature
has acknowledged the special nature of the relationship between a
school resource officer and a student: if a school resource
officer "takes indecent liberties with a victim who is a student,
at any time during or after the time the defendant and victim were
present together in the same school but before the victim ceases tobe a student, the defendant is guilty of a Class I felony, unless
the conduct is covered under some other provision of law providing
for greater punishment."
N.C. Gen. Stat. §
14-202.4(a) (2003).
Further, in order to implement the state policy "that all schools
should be safe, secure, and orderly,"
N.C. Gen. Stat. §
115C-105.45
(2003), every school must be subject to a "safe school plan" that
includes "[a] plan to work effectively with local law enforcement
officials and court officials to ensure that schools are safe and
laws are enforced."
N.C. Gen. Stat. §
115C-105.47 (2003). These
statutory provisions indicate that there is a direct and personal
relationship between the school resource officer and the children
and that danger to those students while attending school is
foreseeable _ just as was the case with the school crossing guards
in Isenhour.
Significantly, this Court has also distinguished the role of
a school resource officer from that of a general law enforcement
officer in the Fourth Amendment search context. In contrast to
searches by police, searches by school officials do not require a
warrant or probable cause under New Jersey v. T.L.O., 469 U.S. 325,
341, 83 L. Ed. 2d 720, 734, 105 S. Ct. 733, 742 (1985). As this
Court has explained, "the T.L.O. standard has also been applied to
cases where a school resource officer conducts a search, based upon
his own investigation or at the direction of another school
official, in the furtherance of well-established educational andsafety goals." In re D.D., 146 N.C. App. 309, 318, 554 S.E.2d 346,
352, appeal dismissed and disc. review denied, 354 N.C. 572, 558
S.E.2d 867 (2001). On the other hand:
Courts draw a clear distinction between
[these] categories of cases and those cases in
which outside law enforcement officers search
students as part of an independent
investigation or in which school official[s]
search students at the request or behest of the
outside law enforcement officers and law
enforcement agencies. . . . The purpose of the
search conducted by so-called outside police
officers is not to maintain discipline, order,
or student safety, but to obtain evidence of a
crime.
Id., 554 S.E.2d at 252-53 (internal quotation marks omitted). We
have, thus, already acknowledged that school resource officers
acting to preserve student safety are not acting in a general law
enforcement capacity.
In light of state policies, related case law authority, and the
allegations of the claims, we cannot say to a certainty that the
claimants will be unable to prove a special relationship sufficient
to except the parties' negligence claims from the public duty
doctrine. The claims presented by this case are more analogous to
those in Isenhour than to those in Braswell. Accordingly, the trial
court properly denied the motion to dismiss based on the special
relationship exception.
With respect to the "special duty" exception, the public duty
doctrine does not apply "'when a municipality, through its policeofficers, creates a special duty by promising protection to an
individual, the protection is not forthcoming, and the individual's
reliance on the promise of protection is causally related to the
injury suffered.'" Braswell, 330 N.C. at 371, 410 S.E.2d at 902
(quoting Coleman v. Cooper, 89 N.C. App. 188, 194, 366 S.E.2d 2, 6,
disc. review denied, 322 N.C. 834, 371 S.E.2d 275 (1988), partially
overruled on other grounds, Meyer v. Walls, 347 N.C. 97, 489 S.E.2d
880 (1997)). In Braswell, the Court acknowledged that a sheriff's
promise to protect a woman as she went to and from work was arguably
specific enough to fall within the special duty exception. Id. at
372, 410 S.E.2d at 902.
(See footnote 3)
Here, as the school defendants have observed, there is no
statutory requirement that a sheriff provide a school resource
officer. Nonetheless, according to the Board of Education's cross-
claim, Hess, acting as a school resource officer, "undertook to
provide protection to children at Blue Ridge School, had a special
duty to these Defendants to perform his duties and obligations in
a professional manner, and had a special duty to protect [Brittany]
from criminal acts." Balcerek's cross-claim similarly alleges that
"Hess, in his capacity as the school resource officer assigned to
Blue Ridge School, had a duty to Balcerek and to minor plaintiff
Brittany Smith to perform his duties and obligations in aprofessional manner and to protect all school children from criminal
acts." These allegations allege a special duty to the school and
principal apart from a general law enforcement obligation.
(See footnote 4)
The
precise nature of Hess' duties and any contractual obligations
between the Board of Education and the Sheriff's Department will be
the subject of discovery and subsequent review, but on the basis of
the pleadings we find that the cross-claims sufficiently allege a
special duty to defeat a motion to dismiss based on the public duty
doctrine.
C. Breach of Fiduciary Duty Claim Alleged against Hess
Plaintiff has also alleged that Hess' actions constituted a
breach of fiduciary duty. Our appellate courts have never addressed
whether the public duty doctrine applies to a claim for breach of
fiduciary duty; nor have we found a decision of any other
jurisdiction addressing this question.
"Breach of fiduciary duty occurs when there is unfair dealing
with one to whom the defendant has an active responsibility; it
requires a special relationship unlike actual fraud." Speck v. N.C.
Dairy Found., Inc., 64 N.C. App. 419, 428, 307 S.E.2d 785, 792
(1983), rev'd on other grounds, 311 N.C. 679, 319 S.E.2d 139 (1984).
As the Supreme Court has explained, a fiduciary relationship existswhen:
there has been a special confidence reposed in
one who in equity and good conscience is bound
to act in good faith and with due regard to the
interests of the one reposing confidence. . .
. [I]t extends to any possible case in which
a fiduciary relation exists in fact, and in
which there is confidence reposed on one side,
and resulting domination and influence on the
other.
Abbitt v. Gregory, 201 N.C. 577, 598, 160 S.E. 896, 906 (1931)
(internal quotation marks omitted).
This fiduciary relationship is analogous to the special
relationship that provides an exception to the public duty doctrine.
Accordingly, we hold that if plaintiff is able to prove the special
relationship necessary to support a claim for breach of fiduciary
duty, then she will also have established an exception to the public
duty doctrine.
(See footnote 5)
Since defendant has not challenged on appeal
plaintiff's allegations regarding the existence of a fiduciary
relationship, we hold that the trial court properly denied the
motion to dismiss.
D. Claims of Negligent Supervision Against Cruzan
Plaintiff, the Board of Education, and Balcerek have asserted
against Cruzan claims for negligent supervision, hiring, and
retention. Defendant Cruzan's argument that these claims are barred
by the public duty doctrine cannot be squared with Braswell or withthis Court's decision in Leftwich v. Gaines, 134 N.C. App. 502, 521
S.E.2d 717, disc. review denied, 351 N.C. 357, 541 S.E.2d 713-14
(1999).
In Braswell, the plaintiff sued for both negligent failure to
protect and negligent supervision and retention. The Supreme Court
applied the public duty doctrine only to the negligent failure to
protect claim; it addressed the merits of the negligent supervision
and retention claim. As this Court observed in Leftwich:
[T]he public duty doctrine is not incompatible
with negligent supervision. The public duty
doctrine was adopted in Braswell . . . . Our
Supreme Court held that the trial court
properly directed a verdict in favor of the
defendant on the issue of negligent failure to
protect because the public duty doctrine
prevented a lawsuit against the sheriff. The
Court also found that the trial court properly
directed a verdict for the defendant as to
negligent supervision and retention; however,
the Braswell Court did not apply the public
duty doctrine to the claim of negligent
retention and supervision, even though the
doctrine had been asserted as a defense and
even though the Court had relied on the
doctrine elsewhere in its opinion.
Leftwich, 134 N.C. App. at 514, 521 S.E.2d at 726. This Court then
pointed out that the Supreme Court instead reviewed whether the
evidence was sufficient to establish that the sheriff had the notice
necessary to impose liability for negligent supervision and
retention. Id. at 514-15, 521 S.E.2d at 726.
Based on Braswell, this Court in Leftwich also declined to
apply the public duty doctrine to bar a negligent supervision claim,but rather reviewed the evidence to determine whether plaintiff
offered sufficient evidence to allow her claim of negligent
supervision to be submitted to the jury. Because it concluded that
plaintiff had offered evidence that the municipality had notice of
prior wrongdoing by the individual defendant of the same nature as
that involved in the lawsuit and yet did not take action adequate
to cause the individual defendant to change his ways, this Court
held that the trial court properly declined to direct a verdict on
plaintiff's claim for negligent supervision. Id. at 515, 521 S.E.2d
at 727.
Braswell and Leftwich both involved review of a trial court's
decision on a motion for a directed verdict during a jury trial.
Although these two decisions compel our holding that the public duty
doctrine does not bar the negligent supervision and retention
claims, the question whether the parties have adequately alleged
those claims is not before us.
Affirmed.
Chief Judge MARTIN and Judge HUDSON concur.
*** Converted from WordPerfect ***