1. Firearms and Other Weapons--firing into occupied property--knowledge that closed
restaurant was occupied
A defendant charged with firing into an occupied building had reasonable grounds to
believe that the building was occupied at the time of the shooting, and the trial court did not err
by denying his motion to dismiss. Defendant was shooting at a police officer in the street, the
building was a restaurant closed for the night but in a busy area with other businesses remaining
open, the owner was still inside, and it is significant that some light was emanating from the
restaurant.
2. Sentencing--aggravating factors_allegation not required
It was not necessary to allege aggravating factors for assault and other crimes in the
indictment.
3. Sentencing--aggravating factors_Blakely error--jury finding required
Defendant's Sixth Amendment right to a jury trial was violated where the court
unilaterally found aggravating factors without submitting them to the jury.
4. Sentencing--aggravating factors_right to jury determination--pending cases
A defendant who did not raise the issue at trial did not waive appellate review of whether
a jury should have determined his aggravating factors where his case was pending on direct
review when the Blakely and Allen cases were decided.
5. Sentencing--stipulation to aggravating factor--unaware of right to jury
determination--not a knowing and intelligent waiver
Defendant's stipulation to an aggravating factor was not knowing and intelligent and did
not result in a waiver of his right to have the jury determine aggravating factors, because the cases
establishing that right had not yet been decided.
6. Sentencing--aggravating factors_right to jury determination--harmless error rule
not applicable
The harmless error rule does not apply to sentencing errors which violate a defendant's
Sixth Amendment right to a jury trial under Blakely.
7. Sentencing--Blakely error--remand for resentencing
Although defendant argued that he could be resentenced after a Blakely error at no greater
than the mitigated range since a mitigating factor was properly found, the proper procedure when
appellate review reveals a Blakely error is simply to remand for resentencing.
8. Sentencing--weight of aggravating and mitigating factors--discretion of court.
The trial court did not abuse its discretion by finding that each aggravating factor alone
outweighed the mitigating factor.
Judge TIMMONS-GOODSON concurring in part and dissenting in part.
Attorney General Roy Cooper, by Assistant Attorney General
Daniel S. Johnson, for the State.
Richard E. Jester, for defendant-appellant.
McGEE, Judge.
Haseen Herman Everette (defendant) was convicted on 20
February 2003 of two counts of assault with a deadly weapon
inflicting serious injury, in violation of N.C. Gen. Stat. § 14-
32(b); assault with a firearm on a law enforcement officer, in
violation of N.C. Gen. Stat. § 14-34.5; and discharging a firearm
into occupied property, in violation of N.C. Gen. Stat. § 14-34.1.
The trial court entered judgment and found that defendant had a
prior record level II. The trial court sentenced defendant to a
minimum term of thirty-six months and a maximum term of fifty-three
months in prison for each of the three charges, the terms to run
consecutively. Defendant appeals.
The State's evidence tended to show that Officer Charles
Savage (Officer Savage) of the Greenville Police Department was off
duty, but was working as a security guard at a downtown Greenville
store from 10:30 p.m. on 3 November 2001 until 2:30 a.m. on 4November 2001. He was wearing his police uniform at the time.
Officer Savage testified that during his shift, he told defendant
to leave the store parking lot on four occasions. On his way home
after his shift ended, Officer Savage saw girls fighting in the
street near a restaurant. Officer Savage recognized three of the
girls as having been with defendant earlier in the evening.
Officer Savage broke up the fight, and as he dispersed the crowd,
Officer Savage saw defendant standing a couple of feet from him.
Officer Savage heard defendant say three times, "F--- the police."
Officer Savage testified that he told defendant that defendant
needed to "'shut [his] mouth and disappear or [defendant would be]
going to jail.'" Defendant started walking across the street and
was escorted by another officer. Shortly thereafter, Officer
Savage heard gunshots and saw smoke in the air that appeared to be
from the gunshots.
Officer William Allen Holland (Officer Holland) of the
Greenville Police Department was on duty around 2:30 a.m. on 4
November 2001. He went to assist Officer Savage in breaking up the
fight in front of the restaurant. When Officer Holland arrived at
the scene, he saw defendant being held back by an off-duty
detention officer. Officer Holland took defendant from the
detention officer and told defendant to leave. Officer Holland
walked with defendant across the street. A black vehicle pulled up
and defendant got into the front seat. The vehicle departed and as
Officer Holland walked across the street, he heard gunfire.
Officer Holland testified that he saw defendant "hanging out of thetop of the sunroof of that vehicle shooting" in the direction of
Officer Holland. Officer Holland chased the vehicle on foot.
Officer Holland testified that "bullets [were] . . . impacting the
wall on the side of Evans Street" and that he could "hear glass or
something[.]" Officer Holland eventually lost sight of the
vehicle.
Sergeant John Curry (Sergeant Curry) of the Greenville Police
Department testified that he also responded to the fight near the
restaurant on 4 November 2001. Sergeant Curry helped disperse the
crowd and he saw Officer Holland walking a man across the street.
Soon after, Sergeant Curry heard gunshots and saw the same man who
had been walking with Officer Holland standing up through the
sunroof of a vehicle firing shots.
Officer Keith Knox (Officer Knox) of the Greenville Police
Department also responded to the fight. He helped disperse the
crowd and saw defendant being escorted across the street by Officer
Holland. Officer Knox heard shots being fired and he saw that the
shots were coming from an individual who was standing through the
sunroof of a dark-colored vehicle. Officer Knox could not identify
the person but could tell that the person was wearing a burgundy
shirt. Officer Knox also testified that defendant was wearing a
burgundy shirt. Officer Knox found seven shell casings at the
scene.
Officer J.P. Valevich (Officer Valevich) of the Greenville
Police Department testified about the differences between revolvers
and semi-automatic weapons. He stated that revolvers generallyfire only five or six rounds and that shell casings do not
discharge automatically. In contrast, a semi-automatic weapon
discharges its spent shell casings each time it is fired.
Officer Michael Ross (Officer Ross) of the Greenville Police
Department testified that he went to the scene of the downtown
Greenville shootings. He documented the seven shell casings that
had been found.
Jonathan Allen Williams (Williams) testified that he was in
downtown Greenville at 2:30 a.m. on 4 November 2001. Williams had
gone to the restaurant for food and went outside because there were
some girls fighting outside the restaurant. Williams testified
that he "heard the shots and ran for the front door." Williams was
struck by a bullet in the lower midsection of his left thigh.
Williams was not able to identify the shooter, but he did testify
that he saw a dark-colored vehicle and puffs of smoke.
Howard Lee Howell (Howell) testified that he was also in
downtown Greenville at a nightclub on 4 November 2001. Howell went
outside and heard what sounded like a firecracker. Howell was
immediately hit in the stomach with a bullet but testified that he
was unable to tell from where the shot came.
Brad F. Herring (Herring) testified that he was at the Flying
Salsa, a health food restaurant he owned, on 4 November 2001 at
2:30 a.m. Herring had just ended his practice of keeping the
Flying Salsa open until 3:00 a.m. He stayed at the Flying Salsa
after closing on 4 November 2001 in order to estimate how much
business he was losing by closing earlier. Herring testified thatthe Flying Salsa "lights were down," but were not turned off
because the lights could not be completely turned off. Herring
testified that he "heard a sound that sounded like a chain hitting
a big metal sheet." On cross-examination, Herring testified that
he immediately left the Flying Salsa after hearing the noise. The
next morning when he opened the Flying Salsa, Herring found "glass
everywhere" and "jackets and slugs from two bullets." Herring
further testified that two windows at the Flying Salsa had holes in
them.
Defendant presented no evidence.
We note that defendant has failed to present an argument in
support of assignments of error numbers one, two, and six, and they
are deemed abandoned pursuant to N.C.R. App. P. 28(b)6).
[COUNSEL FOR DEFENDANT]: I just want [the
trial court] to know that in considering--the
other charges, Your Honor, were pending at the
time. He was on pre-trial release at the
time--
[COUNSEL FOR THE STATE]: So you stipulate
that he was out on bond on those five charges?
[COUNSEL FOR DEFENDANT]: Yes. . . .
Defendant argues that the above dialogue is not sufficient to
amount to a stipulation under Blakely. Defendant argues that in
order to effectively stipulate to the existence of an aggravatingfactor, a trial court must make a specific inquiry of a defendant.
We recognize that Blakely and Allen state that the maximum
sentence a judge may impose is a sentence that is either supported
by "the facts reflected in the jury verdict or admitted by the
defendant." Blakely, 542 U.S. at ___, 159 L. Ed. 2d at 413; see
also Allen, ___ N.C. at ___, ___ S.E.2d at ___. We also note that
in order to effectively waive the constitutional right to a jury
trial, the waiver "not only must be voluntary but must be [a]
knowing, intelligent act[] done with sufficient awareness of the
relevant circumstances and likely consequences." Brady v. United
States, 397 U.S. 742, 748, 25 L. Ed. 2d 747, 756 (1970). At the
time of defendant's trial, neither Blakely nor Allen had been
decided; hence, defendant was not aware of his right to have a jury
determine the existence of the aggravating factors. Defendant's
stipulation to the aggravating factor that he was on pre-trial
release at the time the offense was committed was not a "knowing
[and] intelligent act[] done with sufficient awareness of the
relevant circumstances and likely consequences." Brady, 397 U.S.
at 748, 25 L. Ed. 2d at 756. We hold that defendant did not
knowingly and effectively stipulate to an aggravating factor nor
waive his right to a jury trial on the issue of the aggravating
factors.
[6] The State finally argues that if any error occurred under
Blakely, the error was harmless. Our Supreme Court held in Allen
that "the harmless-error rule does not apply to sentencing errors
which violate a defendant's Sixth Amendment right to jury trialpursuant to Blakely." Allen, ___ N.C. at ___, ___ S.E.2d at ___.
We accordingly do not review the findings of aggravating factors
for harmless error.
[7] Since the trial court's determination of the aggravating
factors violated defendant's constitutional rights, we remand for
resentencing. We note that defendant argues that there is no
provision in the North Carolina General Statutes providing for a
process by which juries can determine whether aggravating factors
exist. Defendant therefore contends that defendant can be
resentenced at no greater than the mitigated range, since the trial
court correctly found a mitigating factor. However, our Supreme
Court stated in Allen that the proper procedure when appellate
review reveals a Blakely error is to simply remand for
resentencing. Allen, ___ N.C. at ___, ___ S.E.2d at ___. Pursuant
to the Supreme Court's directive, we remand for resentencing in
accordance with this opinion.
TIMMONS-GOODSON, Judge, concurring in part and dissenting in
part.
I agree with the holding of parts II and III of the majority
opinion. However, because I disagree with the holding of part I of
the majority opinion, I concur in part and dissent in part.
The evidence presented at trial tends to show that defendant
fired a weapon at several law enforcement officers working in a
pretty crowded area of Greenville at a typically crowded time. Two of defendant's gunshots struck the Flying Salsa, a restaurant
which had previously been open, but which was closed at the time of
the shooting. In part I of its opinion, the majority determines
that the State offered substantial evidence to support a conclusion
that defendant had reasonable grounds to believe the restaurant was
occupied at the time of the shooting. I disagree.
The terms 'more than a scintilla of evidence' and
'substantial evidence' are in reality the same and simply mean that
the evidence must be existing and real, not just seeming or
imaginary. State v. Powell, 299 N.C. 95, 99, 261 S.E.2d 114, 117
(1980). If the evidence is sufficient only to raise a suspicion
or conjecture as to either the commission of the offense or the
identity of the defendant as the perpetrator of it, the motion to
dismiss should be allowed[,] . . . even though the suspicion so
aroused by the evidence is strong. State v. Earnhardt, 307 N.C.
62, 66, 296 S.E.2d 649, 652 (1982) (citations omitted). If the
evidence presented is circumstantial, 'the question for the court
is whether a reasonable inference of [the] defendant's guilt may be
drawn from the circumstances.' State v. Thomas, 296 N.C. 236,
244, 250 S.E.2d 204, 209 (1978) (quoting State v. Rowland, 263 N.C.
353, 358, 139 S.E.2d 661, 665 (1965)).
In the instant case, even when viewed in the light most
favorable to the State, I am unable to conclude that the evidence
supports a reasonable inference of defendant's guilt. The majority
deems it significant that some light was emanating from the Flying
Salsa at the time of the shooting, and that the Flying Salsa waslocated in an area where other establishments were open until the
early morning hours. Although I recognize that there was likely
some light emanating from the restaurant, I note that Herring
testified that the lights were down at the Flying Salsa at the
time of the shooting, and that he was unable to completely shut the
lights off. Herring also testified that his restaurant was a new
business, and that it was not open at the time of the shooting.
Herring stated that no one came in to the restaurant after the
shooting, and on cross-examination, he recalled that he was about
mid-way back, probably six feet when he heard the noise from the
bullets striking the front of the restaurant.
After reviewing the record in the instant case, I am unable to
conclude that a reasonable inference of defendant's guilt may be
drawn from the circumstances. Instead, I conclude that evidence
tending to show that the Flying Salsa was dimly lit at a time and
in an area that is typically crowded creates only a suspicion or
conjecture that defendant had reasonable grounds to believe it was
occupied. Therefore, because I am not convinced that the State
satisfied its burden of demonstrating that defendant had reasonable
grounds to believe that the restaurant was occupied at the time of
the shooting, I dissent from that portion of the majority opinion
holding that the trial court did not err by denying defendant's
motion to dismiss.
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