DAPHNE BOYD, Plaintiff, v. ROBESON COUNTY; HOWARD STRAWCUTTER,
Medical Director of Jail Health Services at the Robeson County
Detention Center, in his official and individual capacities;
FERRISS LOCKLEAR, in his official and individual capacities;
GLENN MAYNOR, Sheriff of Robeson County, in his official and
individual capacities; RAYMOND WILLIAMS, Chief Jailer for the
Robeson County Detention Center, in his individual and official
capacities; TERRY HARRIS, Chief of Operations for the Robeson
County Detention Center, in his individual and official
capacities; SHARON BYRD, WANDA HUNT, JOANN WEST, BRENDA
SANDERSON, SUSAN GREEN, ANNA SMITH, and FONDARIE LOCKLEAR,
Detention Officers for the Robeson County Detention Center, in
their individual and official capacities; and WESTERN SURETY
COMPANY, a surety company for the Sheriff of Robeson County,
Defendants
2. Appeal and Error_appealability--denial of summary judgment--iability of County
for sheriff and jail staff_not an immunity claim or substantial right
A portion of defendants' appeal from the denial of summary judgment was dismissed as
interlocutory where defendants argued that Robeson County could not be held liable for the
negligence of its sheriff and other jail staff and that plaintiff failed to present sufficient evidence
that the sheriff and detention officers were negligent in their official capacities. These
arguments do not involve any claim of immunity and defendants have made no other showing as
to how this aspect of the trial court's ruling affected a substantial right.
3. Civil Rights-- 42 U.S.C. § 1983 _sheriff as person
The trial court properly concluded that a sheriff in North Carolina is a "person" under 42
U.S.C. § 1983 and North Carolina sheriffs can be sued in their official capacities under that
statute.
4. Pleadings_detention officers_sued in individual and official capacities
Detention officers were properly sued in both their individual and official capacities fornegligence in obtaining medical care for an inmate. Whether a plaintiff's allegations relate to
actions outside the scope of defendant's official duties is relevant in determining immunity, but is
not relevant to determining whether the defendant is being sued in his or her official or individual
capacity.
5. Civil Rights-- 42 U.S.C.§ 1983_detention officers_failure to obtain medical aid--
qualified immunity
The trial court properly denied a motion by detention officers for summary judgment on a
42 U.S.C.§ 1983 claim on the issue of qualified immunity. The threshold inquiry for a court in a
qualified immunity analysis is whether plaintiff's allegations, if true, establish a constitutional
violation. A reasonable officer in 1998 would have had fair warning that ignoring an inmate's
requests for medical care to address severe pain, vomiting, and nausea over two full days would
violate clearly established constitutional law. The fact that plaintiff may have received some care
when her requests for assistance were finally acknowledged does not relieve defendants from
their responsibility.
6. Appeal and Error_appealability--interlocutory order_sufficiency of evidence to
support immunity
The denial of a motion for summary judgment is an interlocutory order that generally
cannot be the basis for an immediate appeal. Here, the argument that the trial court erred by
determining that plaintiff had presented sufficient evidence of a constitutional violation by the
individual defendants addresses the merits of plaintiff's claim rather than an immunity defense
and this portion of the appeal is dismissed.
Beaver, Holt, Sternlicht, Glazier, Britton, & Courie, P.A., by
Richard B. Glazier, Rebecca J. Britton, and Joseph W. Osman,
for plaintiff-appellee.
Sumrell, Sugg, Carmichael, Hicks & Hart, P.A., by Scott C.
Hart, for defendants-appellants.
GEER, Judge.
This appeal arises out of a five-day episode at the Robeson
County Detention Center, during which, according to plaintiff Daphne
Boyd, she was denied adequate medical treatment for a ruptured
appendix despite her constant complaints of pain and pleas for
assistance. Defendants Sheriff Glenn Maynor and the individual
detention officers appeal from the trial court's order denying their
motions for partial summary judgment, contending primarily that (1)
they are not "persons" amenable to suit under 42 U.S.C. § 1983
(2000) and (2) the trial court erred in failing to hold that
plaintiff's § 1983 claims are barred by the doctrine of qualified
immunity.
We hold that a North Carolina sheriff is a "person" subject to
suit under 42 U.S.C. § 1983 and that defendants are not entitled to
summary judgment based on their defense of qualified immunity when
the evidence is viewed in the light most favorable to plaintiff, the
non-moving party
. We decline to reach defendants' remaining
arguments because they are not properly the subject of an
interlocutory appeal.
Id. Thus, Hull held _ consistent with Southern Railway _ that North
Carolina sheriffs are part of local government and are not "the
State" for purposes of the State Tort Claims Act.
Defendants, however, point to a trio of subsequent decisions
by this Court. In the first decision, Slade v. Vernon, 110 N.C.
App. 422, 429, 429 S.E.2d 744, 748 (1993), this Court affirmed a
grant of summary judgment in favor of Sheriff's Department
defendants sued in their official capacities, stating only:
"Furthermore, our courts have held that plaintiffs may not maintain
a suit against defendants in their official capacities for violationof section 1983 under these circumstances, because the only remedy
plaintiffs sought is monetary damages." The Slade opinion cites
only Lenzer v. Flaherty, 106 N.C. App. 496, 513, 418 S.E.2d 276,
287, disc. review denied, 332 N.C. 345, 421 S.E.2d 348 (1992) for
this holding _ even though Lenzer involved only employees of the
State's Department of Human Resources and did not address sheriffs
or any other individuals outside of state agencies.
The second opinion, Messick v. Catawba County, 110 N.C. App.
707, 431 S.E.2d 489, disc. review denied, 334 N.C. 621, 435 S.E.2d
336 (1993), was decided a month later. It cited Corum v. Univ. of
N.C., 330 N.C. 761, 771, 413 S.E.2d 276, 282-83 (holding that
"neither a State nor its officials" are "persons" under § 1983 when
sued for monetary damages), cert. denied, 506 U.S. 985, 121 L. Ed.
2d 431, 113 S. Ct. 493 (1992), and Faulkenbury v. Teachers' & State
Employees' Ret. Sys. of N.C., 108 N.C. App. 357, 366, 424 S.E.2d
420, 424 (holding that "neither the State nor its officials" are
"persons" when sued for monetary damages), disc. review denied, 334
N.C. 162, 432 S.E.2d 358, aff'd per curiam on other grounds, 335
N.C. 158, 436 S.E.2d 821 (1993) and held: "Because the plaintiff
in the instant case seeks monetary damages, he is not entitled to
relief pursuant to section 1983 against the County, the
Commissioners, or the sheriff and the officers sued in their
official capacity." Messick, 110 N.C. App. at 713-14, 431 S.E.2dat 493.
In Buchanan v. Hight, 133 N.C. App. 299, 515 S.E.2d 225, appeal
dismissed and disc. review denied, 351 N.C. 351, 539 S.E.2d 280
(1999), defendants' third case, this Court acknowledged Hull, but
concluded that "plaintiffs' arguments [that a Sheriff is a 'person'
under § 1983] are not persuasive because the only two appellate
decisions in this State decided since Hull and dealing with section
1983 as applied to sheriffs hold to the contrary." Id. at 304, 515
S.E.2d at 229. The opinion then reasoned:
In Corum, our Supreme Court held that when an
action under 42 U.S.C. § 1983 seeking monetary
damages is brought against "the State, its
agencies, and/or its officials acting in their
official capacities" in state court neither the
State nor its officials are considered
"persons" within the meaning of the statute.
Thus, a claim under section 1983 cannot be made
against those entities. This rule was applied
to sheriffs by this Court in Messick and Slade.
. . . Here, plaintiffs seek monetary damages
for the alleged violations of section 1983;
however, under Messick and Slade we conclude no
recovery is available.
Id. at 304-05, 515 S.E.2d at 229 (internal citations omitted).
None of these three decisions mentions Southern Railway and
each predates Stephenson. Further, the three decisions, by holding
that a sheriff is "the State," effectively overrule Hull. It is,
however, axiomatic that an appellate panel may not interpret North
Carolina law in a manner that overrules a decision reached by
another panel in an earlier opinion. In re Appeal from CivilPenalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37 (1989). Our Supreme
Court recently reemphasized this point in State v. Jones, 358 N.C.
473, 487, 598 S.E.2d 125, 134 (2004): "While we recognize that a
panel of the Court of Appeals may disagree with, or even find error
in, an opinion by a prior panel and may duly note its disagreement
or point out that error in its opinion, the panel is bound by that
prior decision until it is overturned by a higher court."
We also observe that the limited analysis of Slade and Messick
had effectively been overruled by our Supreme Court. In Moore v.
City of Creedmoor, 120 N.C. App. 27, 49, 460 S.E.2d 899, 912 (1995),
aff'd in part, rev'd in part, 345 N.C. 356, 481 S.E.2d 14 (1997),
this Court held:
Because plaintiffs in the case sub judice seek
monetary damages for alleged violation of their
constitutional rights, they are not entitled to
relief under section 1983 against the City, or
against [the police chief] and [a city
commissioner] in their official capacities,
Corum, 330 N.C. at 771, 413 S.E.2d at 283; see
also Messick, 110 N.C. App. at 713-14, 431
S.E.2d at 493 (citations omitted), and summary
judgment was proper as to those claims.
The Supreme Court granted discretionary review specifically to point
out the inaccuracy of this analysis:
We reverse the Court of Appeals. In
determining this issue, the Court of Appeals
erroneously relied on Corum . . . . In Corum,
this Court correctly relied on Will v. Michigan
Dep't of State Police, 491 U.S. 58, 105 L. Ed.
2d 45 (1989), in holding that the State of
North Carolina and its agencies are not"persons" within the meaning of section 1983
and therefore could not be sued for monetary
damages under that statute. In the present
case, the Court of Appeals erroneously applied
the holding of Corum to dismiss plaintiffs'
claims against a municipality and its
officials. Although a municipal government is
a creation of the State, it does not have the
immunity granted to the State and its agencies.
Moore, 345 N.C. at 365, 481 S.E.2d at 20. Because of the Court of
Appeals' misconception that county and city officials may not be
sued in their official capacity under § 1983, it is impossible to
determine whether the Messick and Slade panels reached their
holdings regarding a sheriff based on a proper analysis of § 1983
or based on their mistaken belief that local officials do not fall
within the scope of § 1983.
Since the Supreme Court effectively
overruled Slade and Messick, the panel in Buchanan further erred in
relying upon them.
Defendants urge that Buchanan did not overrule Hull because the
two cases address different issues. Defendants contend that a North
Carolina sheriff may be treated as a local official under Hull for
purposes of the State Tort Claims Act and waiver of state sovereign
immunity, but still be treated as "the State" for purposes of §
1983. Such an approach is precluded by the Supremacy Clause of the
federal constitution.
In Howlett v. Rose, 496 U.S. 356, 365-66, 110 L. Ed. 2d 332,
346, 110 S. Ct. 2430, 2436 (1990), the United States Supreme Courtaddressed Florida case law that "extended absolute immunity from
suit not only to the State and its arms but also to municipalities,
counties, and school districts who might otherwise be subject to
suit under § 1983 in federal court." The Court initially observed:
"That holding raises the concern that the state court may be evading
federal law and discriminating against federal causes of action."
Id. at 366, 110 L. Ed. 2d at 346, 110 S. Ct. at 2436. After
determining that the Florida state courts would entertain state tort
claims against state entities, such as school boards, and that the
school board had offered no neutral or valid excuse for the trial
court's refusal to hear § 1983 actions against the same entities,
the Supreme Court held:
A state policy that permits actions against
state agencies for the failure of their
officials to adequately police a parking lot
and for the negligence of such officers in
arresting a person on a roadside, but yet
declines jurisdiction over federal actions for
constitutional violations by the same persons
can be based only on the rationale that such
persons should not be held liable for § 1983
violations in the courts of the State. That
reason . . . flatly violates the Supremacy
Clause.
Id. at 380-81, 110 L. Ed.2d at 356, 110 S. Ct. at 2245.
The effect of defendants' approach in this case is similar:
they would have us hold that, although a superior court has
jurisdiction over sheriffs for tort claims because a sheriff is a
local governmental officer, it does not have authority to hear a §1983 claim against the sheriff because, for the federal claim, he
is part of "the State." This constitutes discrimination against §
1983 claims in violation of the Supremacy Clause. See also McKnett
v. St. Louis & San Francisco Ry. Co., 292 U.S. 230, 234, 78 L. Ed.
1227, 1229, 54 S. Ct. 690, 692 (1934) ("A state may not discriminate
against rights arising under federal laws."); Hughes v. Sheriff of
Fall River County Jail, 814 F.2d 532, 535 (8th Cir.) ("South Dakota
has singled out federal claims, subjecting them to more restrictive
tolling provisions than those governing analogous state-law claims.
. . . That it is permissible for there to be no tolling provision
does not mean that a state may provide tolling for state claims but
refuse to do so for analogous federal claims and have this
discrimination against federal claims incorporated as federal
law."), appeal dismissed and cert. denied, 484 U.S. 802, 98 L. Ed.
2d 10, 108 S. Ct. 46 (1987); Williamson v. Dep't of Human Res., 258
Ga. App. 113, 116, 572 S.E.2d 678, 681 (2002) ("[T]he state may not
selectively cloak itself in sovereign immunity as to federal
disability discrimination by its employees. To do so would
discriminate against federally based rights which the Supremacy
Clause of the Constitution of the United States forbids states to
do."), cert. denied, 2003 Ga. LEXIS 153 (2003).
Moreover, defendants' approach cannot be reconciled with
McMillian v. Monroe County, 520 U.S. 781, 138 L. Ed. 2d 1, 117 S.Ct. 1734 (1997) _ an opinion relied upon by Buchanan. In McMillian,
the Supreme Court held that while state law determines whether the
acts of a sheriff can render a county liable under § 1983, "[t]his
is not to say that state law can answer the question for us by, for
example, simply labeling as a state official an official who clearly
makes county policy." Id. at 786, 138 L. Ed. 2d at 8, 117 S. Ct.
at 1737. Yet, that is precisely what Buchanan, Messick, and Slade
purport to do: label a sheriff as a state official without regard
to state law.
B. United States Supreme Court Decisions Defining a "Person"
under § 1983
Buchanan's citation of McMillian suggests the panel believed
that United States Supreme Court authority has rendered Hull
immaterial. We, therefore, review the pertinent Supreme Court
decisions.
(See footnote 3)
In Will, the United States Supreme Court acknowledged that the
question whether an entity is entitled to Eleventh Amendmentimmunity is a separate issue from whether an entity is a "person"
under § 1983. The Court nonetheless held that "the scope of the
Eleventh Amendment is a consideration" in defining who is a "person"
under § 1983. Will, 491 U.S. at 66-67, 105 L. Ed. 2d at 55, 109 S.
Ct. at 2310. In Howlett, the Court construed Will as
"establish[ing] that the State and arms of the State, which have
traditionally enjoyed Eleventh Amendment immunity, are not subject
to suit under § 1983 in either federal court or state court." 496
U.S. at 365, 110 L. Ed. 2d at 346, 110 S. Ct. at 2437. The question
presently before this Court is, therefore, whether a North Carolina
sheriff is an "arm of the State" that has "traditionally enjoyed
Eleventh Amendment immunity." Id. See also Harter, 101 F.3d at 338
n.1 ("If an official or entity is not immune from suit under the
Eleventh Amendment that official or entity is a 'person' subject to
suit under § 1983."); Simon v. State Comp. Ins. Auth., 946 P.2d
1298, 1302 (Colo. 1997) ("[U]nder Will, an Eleventh Amendment
arm-of-the-state analysis must be applied to determine whether a
state-created entity is a 'person' under § 1983."), cert. denied,
523 U.S. 1124, 1133, 140 L. Ed. 2d 947, 963, 118 S. Ct. 1808, 1827
(1998); J.A.W. v. Marion County Dep't of Pub. Welfare, 687 N.E.2d
1202 (Ind. 1997) (applying Eleventh Amendment arm-of-the-State
analysis to determine if an entity is a person as used in § 1983).
In the United States Supreme Court's most recent pertinentEleventh Amendment immunity decision, it held:
Ultimately, of course, the question whether a
particular state agency has the same kind of
independent status as a county or is instead an
arm of the State, and therefore "one of the
United States" within the meaning of the
Eleventh Amendment, is a question of federal
law. But that federal question can be answered
only after considering the provisions of state
law that define the agency's character.
Regents of the Univ. of Cal. v. Doe, 519 U.S. 425, 430 n.5, 137 L.
Ed. 2d 55, 61 n.5, 117 S. Ct. 900, 904 n.5 (1997). The Court in
Regents also reaffirmed its holding in Hess v. Port Auth. Trans-
Hudson Corp., 513 U.S. 30, 130 L. Ed. 2d 245, 115 S. Ct. 394 (1994),
stating that "the question whether a money judgment against a state
instrumentality or official would be enforceable against the State
is of considerable importance to any evaluation of the relationship
between the State and the entity or individual being sued."
Regents, 519 U.S. at 430, 137 L. Ed. 2d at 61, 117 S. Ct. at 904.
The Court clarified, however, that the issue is not ultimate
financial liability, but rather "the entity's potential legal
liability." Id. at 431, 137 L. Ed. 2d at 61, 117 S. Ct. at 904.
In a second case, decided the same day as Regents, the United
States Supreme Court relied upon a third factor. In Auer v.
Robbins, 519 U.S. 452, 456 n.1, 137 L. Ed. 2d 79, 87 n.1, 117 S. Ct.
905, 908 n.1 (1997), the Court dismissed a contention that a Board
of Police Commissioners was entitled to Eleventh Amendment immunity. The Court relied upon the fact that even though the governor of
Missouri appointed four of five board members, the City of St. Louis
was responsible for the Board's financial liabilities and the Board
was not subject to the State's direction or control in any other
respect. Id. See also Hess, 513 U.S. at 44, 130 L. Ed. 2d at 258,
115 S. Ct. at 402-03 (holding that the authority of the State over
the defendant is an indicator of immunity).
In Regents, Hess, and Auer, the Supreme Court has thus most
recently focused on three factors in its Eleventh Amendment
analysis: (1) how provisions of state law characterize the
defendant, (2) whether the State is potentially liable for any money
judgment against the defendant, and (3) whether the defendant is
subject to the State's direction or control. We hold that each of
these factors leads to the conclusion that a North Carolina sheriff
is a "person" for purposes of § 1983.
Although McMillian did not address the question of "personhood"
under § 1983, it does provide guidance in the analysis of state law.
In McMillian, the Court addressed whether an Alabama sheriff was a
final policymaker for a county so as to render the county liable for
the sheriff's acts under § 1983. See
Pembaur v. City of Cincinnati,
475 U.S. 469, 479, 89 L. Ed. 2d 452, 463, 106 S. Ct. 1292, 1298
(1986)
(holding that a municipality may be held liable for decisions
of the final policymaker for the municipality). After noting thatthe Court's "inquiry is dependent on an analysis of state law," the
Court stated "[w]e begin with the Alabama Constitution, the supreme
law of the state." McMillian, 520 U.S. at 787, 138 L. Ed. 2d at 8,
117 S. Ct. at 1737 (internal quotation marks omitted). The Court
relied as "strong evidence" upon the Alabama Supreme Court's
construction of the state constitution as establishing that Alabama
sheriffs "are state officers, and that tort claims brought against
sheriffs based on their official acts therefore constitute suits
against the State." Id. at 789, 138 L. Ed. 2d at 10, 117 S. Ct. at
1738.
Under this analysis, the Buchanan panel should not have
dismissed Hull as immaterial. Under McMillian, Hull's determination
that the North Carolina constitution establishes Sheriff Departments
as local governmental entities is critical to answering the question
of how North Carolina law categorizes a sheriff. As Hull
recognized,
the state constitution creates the office of sheriff,
N.C. Const. art. VII, § 2, but includes that provision within the
article governing "Local Government," along with provisions for
counties, cities, towns, "and other governmental subdivisions."
N.C. Const. art. VII, § 1.
The McMillian Court considered statutory provisions as well,
although it gave them less weight. 520 U.S. at 789-91, 138 L. Ed.
2d at 10-11, 117 S. Ct. at 1739-40. In North Carolina, the relevantstatutory provisions also indicate that a sheriff is a local officer
rather than an arm of the State.
The General Assembly has stated
that "[t]he sheriff is the only officer of local government required
by the Constitution." N.C. Gen. Stat. § 17E-1 (2003). Further, the
General Assembly has defined the Sheriff's Department as a "Local
Law Enforcement Agency" rather than a "State Law-Enforcement
Agency". N.C. Gen. Stat. § 160A-288.2 (2003). Likewise, the
Sheriff's Department participates in the Retirement Income Plan for
Local Governmental Law-Enforcement Officers, N.C. Gen. Stat. §
143-166.50 (2003), and the Workers Compensation Act deems deputy
sheriffs to be employees of the county, N.C. Gen. Stat. § 97-2(2)
(2003). State statutes thus characterize a Sheriff's Department as
a local governmental entity.
The next factor is the State's potential liability for any
monetary damage award against a sheriff. Here, there has been no
contention that the State would be potentially liable for any
monetary judgment entered against defendants. Nor have we uncovered
any statutory or case law suggesting a basis for holding the State
responsible for such a judgment. See Harter, 101 F.3d at 340 ("It
is undisputed that North Carolina does not have to satisfy judgments
against sheriffs."). See also Smith v. Phillips, 117 N.C. App. 378,
384, 451 S.E.2d 309, 314 (1994) ("[W]e conclude that waiver of a
sheriff's official immunity may be shown by the existence of hisofficial bond as well as by his county's purchase of liability
insurance." (emphasis added)).
Finally, we turn to the question of a sheriff's autonomy from
or control by the State. Hess urges care in applying this factor
since "ultimate control of every state-created entity resides with
the State, for the State may destroy or reshape any unit it
creates." Hess, 513 U.S. at 47, 130 L. Ed. 2d at 260, 115 S. Ct.
at 404. Moreover, the "control" factor is not dispositive: t
he
Court found that the fact that States appointed and removed
commissioners of the governmental body, that governors could veto
the entity's actions, and that state legislatures could dictate
which projects the entity undertook was not sufficient for Eleventh
Amendment immunity. Id.
Justice O'Connor's dissent _ representing a broader view of the
scope of the Eleventh Amendment than the majority _ attempted to
define the degree of control necessary. The dissent would require
"lines of oversight [that] are clear and substantial." Id. at 61,
130 L. Ed. 2d at 269, 115 S. Ct. at 411. The entity is considered
an arm of the State "if the State appoints and removes an entity's
governing personnel and retains veto or approval power over an
entity's undertakings." Id. Like the majority, Justice O'Connor
stressed that not all state oversight is sufficient: "The inquiry
should turn on real, immediate control and oversight, rather thanon the potentiality of a State taking action to seize the reins."
Id. at 62, 130 L. Ed. 2d at 269, 115 S. Ct. at 411.
Since North Carolina does not have even the degree of control
over a sheriff to meet the test specified in the Hess dissent, there
cannot be a sufficient degree of State oversight to meet the
requirements of the majority view. In North Carolina, the State has
no control over the selection of sheriffs. Initially, that is the
responsibility of a county's citizens. N.C. Const. art. VII, § 2.
If a sheriff wishes to resign, he tenders his resignation to the
county commissioners and they may then appoint a new sheriff. N.C.
Gen. Stat. § 162-3 (2003). If a vacancy occurs for any other
reason, it remains the responsibility of the county commissioners
to select a new sheriff to serve the remainder of the term. N.C.
Gen. Stat. §§ 162-5, -5.1 (2003). The board of county commissioners
must also approve the sheriff's bond, and if the commissioners deem
it insufficient, the sheriff must forfeit his office, allowing the
board to choose a replacement. N.C. Gen. Stat. §§ 162-9, -10
(2003).
A sheriff's power is limited to acting within his county. N.C.
Gen. Stat. § 162-14 (2003).
The State has no authority to veto or
approve a sheriff's actions within that county. See A. Fleming
Bell, II and Warren J. Wicker, County Government in North Carolina
931 (4th ed. 1998) ("[T]he state generally exercises little controlover local law enforcement operations (except by legislative
enactment of the criminal laws themselves) . . . ."). It is up to
the county electorate to determine whether the sheriff is properly
administering his office. Indeed, in North Carolina, "the control
of the employees hired by the sheriff is vested exclusively in the
sheriff." Peele v. Provident Mut. Life Ins. Co., 90 N.C. App. 447,
450, 368 S.E.2d 892, 894, appeal dismissed and disc. review denied,
323 N.C. 366, 373 S.E.2d 547 (1988).
The General Assembly has enacted statutes specifying the duties
of the sheriff and regulating the training of deputy sheriffs. An
entity is not, however, an arm of the State simply because North
Carolina regulates it or even because the state constitution creates
it. See Hess, 513 U.S. at 47, 130 L. Ed. 2d at 260, 115 S. Ct. at
404. Municipalities and counties are "persons" under § 1983, yet
they too are created by the state constitution and are more
extensively regulated than sheriffs. Compare N.C. Gen. Stat. §§
153A-1 et seq. (2003) (counties) and 160A-1 et seq. (2003) (cities
and towns) with N.C. Gen. Stat. §§ 162-1 et seq. (2003) (sheriffs).
In short, in North Carolina, the State does not have, with respect
to a sheriff, the minimum degree of control required by Hess for
Eleventh Amendment immunity.
Thus, each of the factors identified in the decisions of the
United States Supreme Court since Hull points to the sameconclusion: that a sheriff is a "person" within the meaning of §
1983. Rather than rendering Hull immaterial, as Buchanan suggests,
these federal cases confirm its importance. We are bound by
Southern Railway and Hull and, accordingly, hold that the trial
court properly concluded that the office of North Carolina sheriff
is a "person" under § 1983.
II. THE INDIVIDUAL DETENTION OFFICERS
The individual detention officers also argue that the trial
court erred in denying summary judgment as to the claims asserted
against them in their individual capacities because (1) the claims
were actually brought against them in their official capacities; (2)
they are entitled to qualified immunity; and (3) the evidence was
insufficient to establish any wrongdoing performed by the specific
individual defendants. We disagree with respect to the first two
arguments and decline to address the third argument as not properly
before the Court on an interlocutory appeal.
A. Official Versus Individual Capacity Suits
The detention officers first argue that "the remaining
individual capacity claims are not truly individual capacity claims
at all, but rather are additional official capacity claims" because
"the substantive allegations related solely to actions undertaken
by the deputy as part of his official duties." Our Supreme Courthas, however, rejected this argument.
In
Isenhour v. Hutto, 350 N.C. 601, 609, 517 S.E.2d 121, 127
(1999)
, a school crossing guard was sued in both her official and
individual capacities. Defendants contended, however, like
defendants here, that "the claim against [the crossing guard] arises
solely in her official capacity because '[a]ll of the negligent acts
and omissions which [the crossing guard] is alleged to have
committed concern the manner in which she performed her duties as
a crossing guard.'" The Court held: "As we stated in Meyer,
however, whether plaintiff's allegations relate to acts performed
outside an employee's official duties is not relevant to the
determination of whether a defendant is being sued in an official
or individual capacity." Id. (citing Meyer v. Walls, 347 N.C. 97,
111, 489 S.E.2d 880, 888 (1997)).
Although defendants point to Trantham v. Lane, 127 N.C. App.
304, 307, 488 S.E.2d 625, 628 (1997), that decision was filed prior
to Meyer and Isenhour. This Court has since acknowledged that
"[w]hether a plaintiff's allegations relate to actions outside the
scope of a defendant's official duties is relevant in determining
if the defendant is entitled to [official] immunity, but it is 'not
relevant in determining whether the defendant is being sued in his
or her official or individual capacity.'" Andrews v. Crump, 144
N.C. App. 68, 78, 547 S.E.2d 117, 124 (quoting Meyer, 347 N.C. at111, 489 S.E.2d at 888), disc. review denied, 354 N.C. 215, 553
S.E.2d 907 (2001).
In this case, (1) the amended complaint's caption reveals that
the individual jail defendants are being sued in both their
individual and official capacities, (2) the specific allegations of
the amended complaint confirm the dual bases for suit (including
separate causes of action based on the differing capacities), (3)
the amended complaint expressly seeks monetary damages from the
defendants in their individual capacity, and (4) the actual
litigation proceedings reflected the distinction in capacities. The
defendants have, therefore, been properly sued in both their
individual and official capacities. Mullis v. Sechrest, 347 N.C.
548, 554, 495 S.E.2d 721, 724-25 (1998)
; Meyer, 347 N.C. at 110, 489
S.E.2d at 887
.
B. Qualified Immunity
The detention officers next argue that summary judgment should
have been granted on the § 1983 claims based on qualified immunity.
(See footnote 4)
The United States Supreme Court has held that "[t]he threshold
inquiry a court must undertake in a qualified immunity analysis is
whether plaintiff's allegations, if true, establish a constitutionalviolation." Hope v. Pelzer, 536 U.S. 730, 736, 153 L. Ed. 2d 666,
676, 122 S. Ct. 2508, 2513 (2002) (emphasis added). In making this
determination, even with respect to a motion for summary judgment,
the Supreme Court has directed that we look at what "facts are
alleged by [the plaintiff]." Id. at 738, 153 L. Ed. 2d at 677, 122
S. Ct. at 2514.
Almost 30 years ago, the Supreme Court held that "deliberate
indifference to serious medical needs of prisoners constitutes the
unnecessary and wanton infliction of pain proscribed by the Eighth
Amendment. This is true whether the indifference is manifested by
prison doctors in their response to the prisoner's needs or by
prison guards in intentionally den
ying or delaying access to medical
care or intentionally interfering with the treatment once
prescribed." Estelle v. Gamble, 429 U.S. 97, 104-05, 50 L. Ed. 2d
251, 260, 97 S. Ct. 285, 291 (1976) (emphasis added) (internal
quotation marks and citations omitted).
Here, plaintiff has alleged that even though the doctor had
stated that she should see him again the next day, the detention
officers did not return her to the infirmary for that visit. Then,
according to plaintiff's amended complaint, for more than two days,
the detention officers ignored her sick call slips and her repeated
requests for medical care despite
her constant complaints of
"excruciating abdominal and back pain, nausea, vomiting, fever,inability to sleep or eat properly and inability to have regular
bowel movements," leaving plaintiff to suffer appendicitis
unattended. These allegations are sufficient to state a violation
of the Eighth Amendment.
There can be no question that appendicitis is a serious medical
condition. Sherrod v. Lingle, 223 F.3d 605, 610 (7th Cir. 2000)
("As we found recently in a very similar case, an appendix on the
verge of rupturing easily meets this standard [requiring an
objectively serious medical condition]."); Chavez v. Cady, 207 F.3d
901, 904 (7th Cir. 2000) (holding that appendicitis is a serious
medical condition).
Further, the allegations that the officers did not return
plaintiff to see the doctor as prescribed and then ignored her
requests for medical care despite her complaints of serious pain are
sufficient to allege that the officers acted with deliberate
indifference to plaintiff's medical needs. See Estelle, 429 U.S.
at 104-05, 50 L. Ed. 2d at 260, 97 S. Ct. at 291 (Eighth Amendment
violated when prison guards deny or delay access to medical care or
interfere with prescribed treatment); Sherrod, 223 F.3d at 611-12
(even though the plaintiff was not entirely ignored by the staff,
evidence that they disregarded the plaintiff's worsening condition
due to a ruptured appendix
over the days following his receiving
medical care supported a claim for a violation of the EighthAmendment); Chavez, 207 F.3d at 906 (evidence supported Eighth
Amendment claim when officers disregarded the plaintiff's repeated
request to see the doctor and his complaints about severe pain,
which _ it was later determined _ was caused by a ruptured
appendix). See also Cooper v. Casey, 97 F.3d 914, 917 (7th Cir.
1996)
(officers' knowledge was established by evidence "that the
plaintiffs directed their request to the world at large, as it were,
by screaming from their cells, rather than directing the request to
a specific guard" when "[t]he defendants were all stationed in the
plaintiffs' wing of the prison").
Hope explains that even if officers participated in
constitutionally impermissible conduct, they "may nevertheless be
shielded from liability for civil damages if their actions did not
violate clearly established statutory or constitutional rights
of
which a reasonable person would have known." Hope, 536 U.S. at 739,
153 L. Ed. 2d at 678, 122 S. Ct. at 2515 (internal quotation marks
omitted). For a constitutional right to be clearly established:
its contours must be sufficiently clear that a
reasonable official would understand that what
he is doing violates that right. This is not
to say that an official action is protected by
qualified immunity unless the very action in
question has previously been held unlawful, but
it is to say that in the light of pre-existing
law the unlawfulness must be apparent.
Id. (internal quotation marks and citations omitted).
Defendants state that they "do not dispute that Plaintiff hada constitutional right to be free from cruel and unusual punishment
and that her right was clearly established at all times relevant to
this case." They argue instead that "Plaintiff's evidence fails to
establish that these Defendants should have known that their actions
would violate Plaintiff's specific constitutional rights."
On this
issue, the Supreme Court has held that "the salient question" is
whether the state of the law in the year of the unconstitutional
conduct "gave [defendants] fair warning that their alleged treatment
of [the plaintiff] was unconstitutional." Id. at 741, 153 L. Ed.
2d at 679, 122 S. Ct. at 2516. The question before this Court,
therefore, is whether the state of the law in 1998 gave the
defendant detention officers fair warning that their treatment of
plaintiff violated the Eighth Amendment.
Estelle established in 1976 that the officers were not free to
disregard the doctor's direction that plaintiff should return to see
him the next day and that the infliction of pain through the denial
of medical care _ which occurred here when the officers ignored
plaintiff's pain _ violated the Eighth Amendment. Further, courts
across the country had repeatedly held prior to 1998 that ignoring
a request for medical assistance to alleviate complaints of severe
pain violated the Eighth Amendment. See, e.g., McElligott v. Foley,
182 F.3d 1248, 1257 (11th Cir. 1999) (with respect to conduct
occurring prior to 1998, observing "[o]ur cases, too, haverecognized that prison officials may violate the Eighth Amendment's
commands by failing to treat an inmate's pain"); Cooper, 97 F.3d at
917 (if plaintiffs were in sufficient pain to require pain
medication, a failure to take them to the infirmary over a 48-hour
period would violate the Eighth Amendment); Boretti v. Wiscomb, 930
F.2d 1150, 1154 (6th Cir. 1991) ("Just because it was a holiday
weekend does not relieve the nurse of her duty to respond if
plaintiff . . . was in severe pain as he alleges."); Westlake v.
Lucas, 537 F.2d 857, 860 (6th Cir. 1976) ("We agree with the Ninth
Circuit that a prisoner who is needlessly allowed to suffer pain
when relief is readily available does have a cause of action against
those whose deliberate indifference is the cause of his
suffering."). See also Ralston v. McGovern, 167 F.3d 1160, 1162
(7th Cir. 1999) (holding with respect to a prison officer's
withholding pain medication prior to 1998 that "[n]ot only the
general standard of liability under the Eighth Amendment for refusal
to render medical treatment, but also the application of the
standard to pain medication, are both unchanged since the events
giving rise to this suit and reasonably clear and definite as
applied to a case as extreme as this" (internal citations omitted)).
Defendants do not argue otherwise. Instead, they assert that
plaintiff received "timely and adequate response to her requests for
medical care" and "almost every complaint by Plaintiff to jailpersonnel resulted in timely if not immediate contact with a member
of the medical staff." Defendants' recitation of their version of
the facts ignores a fundamental principle: the evidence must be
viewed in the light most favorable to plaintiff, as this Court
recently stressed. Huber v. N.C. State Univ., 163 N.C. App. 638,
645, 594 S.E.2d 402, 408, disc. review denied, 358 N.C. 731, 601
S.E.2d 529 (2004)
.
Moreover, defendants have skipped over the two days of
unrelieved pain suffered by plaintiff. The fact that plaintiff may
have received some care _ including emergency surgery when, as she
contends, her requests for medical assistance were finally
acknowledged _ does not relieve defendants from their responsibility
to obtain care for plaintiff during those two days. See Sherrod,
223 F.3d at 611-12 ("[A] prisoner is not required to show that he
was literally ignored by the staff. If knowing that a patient faces
a serious risk of appendicitis, the prison official gives the
patient an aspirin and an enema and sends him back to his cell, a
jury could find deliberate indifference although the prisoner was
not 'simply ignored.'");
McElligott, 182 F.3d at 1258 ("The fact
that [plaintiff] was ultimately hospitalized does not change matters
. . . .").
We hold that a reasonable officer in 1998 would have had fair
warning that ignoring an inmate's requests for medical care toaddress severe pain, vomiting, and nausea _ over two full days _
would, under these circumstances, violate clearly established
constitutional law. The trial court, therefore, properly denied
defendants' motion for summary judgment on the issue of qualified
immunity.
C. The Sufficiency of the Evidence
Defendants also argue that the trial court erred in determining
that plaintiff had presented sufficient evidence of a constitutional
violation by the individual defendants to go to trial. This
argument addresses the merits of plaintiff's claim and not any
immunity defense. It is, however, well-established that a denial
of a motion for summary judgment is an interlocutory order that
generally cannot be the basis for an immediate appeal. Anderson v.
Atl. Cas. Ins. Co., 134 N.C. App. 724, 725, 518 S.E.2d 786, 787
(1999). This portion of defendants' appeal is, therefore,
dismissed.
See also Behrens v. Pelletier, 516 U.S. 299, 313, 133
L. Ed. 2d 773, 787, 116 S. Ct. 834, 842 (1996) ("[D]
eterminations
of evidentiary sufficiency at summary judgment are not immediately
appealable merely because they happen to arise in a qualified-
immunity case.").
Affirmed in part and dismissed in part.
Judges BRYANT and ELMORE concur.
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