1. Kidnapping--first-degree--requested instruction--safe place
The trial court did not err in a first-degree kidnapping case by granting the State's request
for a jury instruction relating to whether the victim was released in a safe place, because: (1) the
testimony was sufficient to support a jury's determination that the victim's release was
involuntary and into the focal point of at least one officer's weapon; (2) the instruction did not
conclude that the victim was released in an unsafe place, but at all times ensured that it was still
upon the jury to find the facts surrounding the release beyond a reasonable doubt; and (3) being
in the line of fire of one weapon falls within the legislature's intent of what is not a safe place
under N.C.G.S. § 14-39(b).
2. Evidence--arrest warrant--relevancy
The trial court did not err in a first-degree kidnapping case by
refusing to admit the arrest warrant containing defendant's initial charge of second-degree
kidnapping, because: (1) the allegations of the arrest warrant do not necessarily frame what is
relevant to a particular criminal case tried upon an indictment; (2) the arrest warrant was outside
the scope of matters relevant to whether the victim had been released in a safe place; and (3) if
relevant at all, the warrant was corroborative of the testimony that the victim at some point was
placed in the line of fire and there was a likelihood that she was released in an unsafe place.
Judge TIMMONS-GOODSON dissenting.
Attorney General Roy Cooper, by Assistant Attorney General
Susan R. Lundberg, for the State.
Massengale & Ozer, by Marilyn G. Ozer, for defendant
appellant.
McCULLOUGH, Judge.
Defendant appeals from his judgment and sentence imposed
following a jury's verdict finding him guilty of the charge of
first-degree kidnapping. Additionally, defendant was charged withand pled guilty to common law robbery for which the trial court
entered judgment.
The State's evidence tended to show the following: On the
night of 9 March 2003, Reginald Harris (Mr. Harris) was working
the closing shift of the Blockbuster Video Store (video store) in
Ashton Square off Raleigh's Capital Boulevard. Mr. Harris was a
manager of the store and was working with a fellow employee,
Rebecca Carman (Ms. Carman). Defendant was in the store near
closing time, and was observed by Mr. Harris as suspiciously
walking back and forth, from one side of the store to the other.
Mr. Harris called the police and requested an officer come by the
store.
Mr. Harris then announced that the video store would be
closing shortly and walked to lock the front door of the store so
no more patrons could enter. At that point defendant was the only
patron left in the store. When Mr. Harris entered the alcove area
between the video store's inside and outside doors, he turned and
observed defendant grab Ms. Carman by her waist. Defendant pulled
her off the step stool she was working from, and gripping her by
the neck, shoved a blunt, hard object into her back. Defendant
gestured to Mr. Harris to come back into the video store, which he
did leaving the front door unlocked. Mr. Harris could not discern
at any point if it was a knife or a gun defendant had at Ms.
Carman's back. Defendant forced Ms. Carman to the front of the
store and pushed her down behind the counter area so that she could
not be seen from the front door. Defendant demanded Mr. Harris
give him the money in the store's safe and cash register. The safewas time delayed and Mr. Harris informed defendant it would take
approximately 10 minutes to open. Defendant told Mr. Harris to sit
down, relax, and read something.
Soon thereafter, Raleigh Police Officer David Dufault
(Officer Dufault) entered the video store. Officer Dufault
immediately saw defendant with Ms. Carman in front of him and
behind the counter on the floor. As he entered the store, he
unsnapped the holster of his weapon, and touching it with his hand,
told defendant to put his weapon down and to free Ms. Carman.
Defendant pulled Ms. Carman up by the neck and placed her in
between him and Officer Dufault, and began threatening he would
blow her way. Officer Dufault tried continually to calm
defendant, but defendant kept threatening Ms. Carman's life and
began moving himself, with her as his shield, towards the front of
the video store. He told Mr. Harris to get Officer Dufault's gun
by the count of ten, or he would shoot Ms. Carman.
When defendant reached the front door, he backed himself and
Ms. Carman into the one-way door attempting to open it from the
wrong direction. Defendant demanded someone open the front door
and Mr. Harris came and assisted him. It was at approximately this
point when Raleigh Police Officer Jeremy Garkalins (Officer
Garkalins) drove up to the video store. Officer Garkalins stepped
out of his squad car, and standing behind it, drew his sidearm.
Defendant saw Officer Garkalins arrive and then threatened to kill
everyone at the scene.
Believing defendant had reached his boiling point, Officer
Dufault drew his sidearm, and pointed it such that defendant andMs. Carman were in his line of fire. Defendant immediately
released his grip on Ms. Carman, allowing her to drop to her knees.
Defendant threw his weapon to the ground. Officer Dufault
instructed defendant to get down on the ground. Defendant laid on
his stomach on the floor and Officer Dufault and Officer Garkalins
arrested him.
Defendant put on no evidence. The jury returned a guilty
verdict.
Based on his prior record level of III, the Court gave
defendant consecutive sentences of 10 to 12 months pursuant to his
guilty plea of common law robbery, and 116 to 149 months pursuant
to the jury's verdict of finding him guilty of first-degree
kidnapping.
Defendant now raises two issues on appeal relating to the
charge of kidnapping: first, that the trial court erred in granting
the State's request for a jury instruction relating to whether Ms.
Carman was released in a safe place; and second, that the court
erred in not allowing to be placed into evidence, or to be referred
to in defendant's closing argument, the arrest warrant initially
charging defendant for second-degree kidnapping. For the reasons
stated herein, we overrule defendant's assignments of error.
There shall be two degrees of kidnapping as
defined by subsection (a). If the person
kidnapped either was not released by the
defendant in a safe place or had been
seriously injured or sexually assaulted, the
offense is kidnapping in the first degree and
is punishable as a Class C felony. If the
person kidnapped was released in a safe place
by the defendant and had not been seriously
injured or sexually assaulted, the offense is
kidnapping in the second degree and is
punishable as a Class E felony.
The legislature has not defined by statute what is or is not a
safe place. Nor is there any mention in the Criminal Pattern Jury
Instructions as to the parameters of a safe place. Therefore, the
determination of whether a kidnapping victim was released in a safe
place has been decided on a case-by-case basis. See State v.
Sakobie, 157 N.C. App. 275, 280-81, 579 S.E.2d 125, 129 (2003)
(Releasing the victim in an isolated wooded area with which the
victim was not familiar was not a safe place); State v. Heatwole,
333 N.C. 156, 161, 423 S.E.2d 735, 738 (1992) (releasing the victim
in the focal point of law enforcement weapons was not a safe
place); State v. Pratt, 306 N.C. 673, 682-83, 295 S.E.2d 462, 468
(1982) (releasing a victim bound, undressed, in the wintertime, in
an area unfamiliar to him, and in view of his obvious handicap that
he has no hands, he was not released in a safe place); State v.
Pratt, 152 N.C. App. 694, 700, 568 S.E.2d 276, 280 (2002), cert.
denied, appeal dismissed, 357 N.C. 168, 581 S.E.2d 442 (2003)
(victim left bound and gagged in the woods at nighttime was not a
safe place); State v. Smith, 110 N.C. App. 119, 137, 429 S.E.2d
425, 434, aff'd per curiam, 335 N.C. 162, 435 S.E.2d 770 (1993)(victim left tied to a tree in a wooded area off a dirt road where
snakes were later seen was not a safe place).
In Heatwole, our Supreme Court held the following to be a
sufficient factual basis to support a guilty plea of first-degree
kidnapping:
[R]eleasing a kidnap victim when the kidnapper
is aware he is cornered and outnumbered by law
enforcement officials is not voluntary and
that sending her out into the focal point of
their weapons is not a safe place.
333 N.C. 156, 161, 423 S.E.2d 735, 738 (1992). The victim in
Heatwole was defendant's former girlfriend. She was kidnapped and
taken to the defendant's father's house. Heatwole, 333 N.C. at 159,
423 S.E.2d at 737-38. There the defendant killed the security guard
of the subdivision in which the house was located, and killed his
stepmother. Id. Ten officers surrounded the home with weapons
drawn, and the defendant released the victim sending her out of the
house and into the focal point of the weapons. Id.
In the case at bar, defendant was charged with first-degree
kidnapping based on the evidence that defendant did not release Ms.
Carman, his victim, in a safe place. The basis of the State's
theory was pursuant to Heatwole, that the evidence supported an
instruction that defendant released the victim into the focal point
of the arresting officers' drawn weapons, and thus not a safe
place. The instruction consisted of the following:
And fifth, that the person was not
released by the Defendant in a safe place.
Now, release of a kidnap victim when the
kidnapper is aware he is cornered and
outnumbered by law enforcement officials is
not voluntary, and sending the kidnap victim
out into the focal point of the weapons of the
police officers is not a safe place.Defendant argues that this instruction denied him the presumption
of innocence in that it is conclusive that Ms. Carman's release in
this case was not in a safe place. Defendant additionally argues
the facts of his case do not warrant a Heatwole instruction, as the
facts of Heatwole are of a different and much more heinous
circumstance than those at bar. We do not agree with either
contention.
In this case, defendant made Officer Dufault believe he had a
gun in the victim's back. He threatened he would kill her and
everyone else at the scene before ever going back to jail. Based
upon this interpretation, Officer Dufault's testimony revealed that
he drew his weapon on defendant and Ms. Carman when he believed the
risk of hitting Ms. Carman, should he be required to shoot, was
outweighed by the peril in which she was being held:
A. ...When he got into that space, he then
proceeded to say he's going to count to
three and he's going to kill her. At that
time he says one, like he was counting.
At that time, that's when I drew my
weapon, because I figured, from the whole
time from the very beginning when I first
entered to then, he had gradually gotten
angrier and angrier. And reason I drew my
weapon when he said one, because I
figured he's cornered now, he's
outnumbered, because there's another
officer here. I figured if he's going to
do something, he's going to do something
now, because he's beyond his boiling
point.
On cross-examination, when asking to clarify when exactly defendant
let go of the victim, Officer Dufault stated:
A. She--he let her go once I had the weapon
drawn on him, where she was still being
held. I mean, he didn't let her go when I
was drawing it, he only let her go when I
had it pointed.
Officer Garkalin testified as to the following:
Q. So while you're setting up sight and you
have your weapon drawn, but not pointed at
him, but basically --
A. In the low ready.
Q. _-Officer Dufault comes from this way and
he ultimately pulls his weapon, at that point
the Defendant surrenders; is that right?
A. Exactly.
We conclude that this testimony was sufficient to support a jury's
determination that Ms. Carman's release was involuntary and into
the focal point of at least one officer's weapon. It is thus
sufficient to support an instruction under Heatwole. The court's
instruction did not conclude Ms. Carman was released in an unsafe
place. Rather, it provided that should the jury find the
circumstances of the instruction as to the release of Ms. Carman to
be in such place, such a release was not in a safe place. At all
times it was still upon the jury to find the facts of the
circumstances surrounding the release beyond a reasonable doubt.
Lastly, we note that, while in this instance there was
arguably only one officer's weapon endangering the life of Ms.
Carman, we believe that being in the line of fire of one weapon
falls well within the legislature's intent of what is not a safe
place under N.C. Gen. Stat. § 14-39(b). Defendant's argument that
there needs to be circumstances akin to having two prior homicides
and ten officers' weapons drawn upon the kidnapping victim to
warrant an instruction based on Heatwole, underestimates the threat
of being placed in the potential path of even a single bullet.
This assignment of error is overruled.
TIMMONS-GOODSON, Judge, dissenting.
Because I disagree with the majority's conclusion that the
trial court did not err in instructing the jury, I respectfully
dissent. Our Supreme Court has previously concluded that [e]lements of
criminal offenses present questions of fact which must be resolved
by the jury upon the State's proof of their existence beyond a
reasonable doubt. State v. Torain, 316 N.C. 111, 119, 340 S.E.2d
465, 469 (emphasis in original), cert. denied, 479 U.S. 836, 93 L.
Ed. 2d 77 (1986). This principle prohibits the use of evidentiary
presumptions in a jury charge that have the effect of relieving the
State of its burden of persuasion beyond a reasonable doubt of
every essential element of a crime. State v. Locklear, 331 N.C.
239, 244, 415 S.E.2d 726, 729 (1992). In the instant case, I
conclude that the challenged portion of the trial court's
instruction impermissibly relieved the State of its burden
regarding an essential element of defendant's first-degree
kidnapping charge -- that the victim was not released in a safe
place.
Although I recognize that a jury instruction does not relieve
the State of its burden when it merely state[s] the substantive
law of this state[,] Id. at 245, 415 S.E.2d at 729, I note that
the General Assembly has neither defined nor given guidance as to
the meaning of the term 'safe place' in relation to the offense of
first degree kidnapping[,] and our case law in North Carolina has
not set out any test or rule for determining whether a release was
in a 'safe place.' State v. Sakobie, 157 N.C. App. 275, 282, 579
S.E.2d 125, 130 (2003) (citing N.C. Gen. Stat. § 14-39 (2003)).
Thus, because our courts have not [been] provided any clear
standard to apply, we employ a case-by-case approach that relies
on the particular facts of each case. Id. Despite our Supreme
Court's agree[ment] with the State's position in State v.
Heatwole, 333 N.C. 152, 161, 423 S.E.2d 735, 737 (1992), I concludethat the case-by-case approach has not yet pronounced a strict
rule of law regarding whether a particular place is safe for the
purposes of N.C. Gen. Stat. § 14-39(b).
In Heatwole, the defendant argued that the trial court lacked
a sufficient factual basis to accept his guilty plea because there
was insufficient evidence that the victim had not been released in
a safe place. The Supreme Court disagreed, concluding that
[i]nasumch as there was a factual basis for each element of the
offense, there is no reason to upset [the] defendant's guilty plea
to first-degree kidnapping[.] 333 N.C. at 161, 423 S.E.2d at 738.
I am not convinced that this statement amounts to a strict
pronouncement that, as a matter of law, a defendant has failed to
release a victim in a safe place where the defendant releases the
victim unharmed, in the same place where the alleged kidnapping
occurred, in plain view of police officers, and following the
police officers' commands to do so. Instead, I believe it is for
the jury to resolve the conflicting inferences arising from this
evidence. State v. Jerrett, 309 N.C. 239, 263, 307 S.E.2d 339,
352 (1983) (holding that, although the evidence presented a close
question as to whether the defendant released the victim in a safe
place, because the evidence was sufficient to permit the jury to
reasonably infer that the victim escaped, was rescued by the
presence and intervention of a police officer, or was released by
the defendant in the presence of the police officer, the trial
court did not err in submitting the issue of first-degree
kidnapping to the jury). Therefore, because I conclude that the
challenged portion of the trial court's instruction in the instant
case relieved the State of its burden of proving that the victimwas not released in a safe place, I would reverse defendant's
conviction and order a new trial.
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