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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
IN THE MATTER OF: B.D.
NO. COA03-1599-2
Filed: 1 November 2005
1. Appeal and Error--preservation of issues--failure to argue
All original assignments of error not argued in either respondent's brief are deemed
abandoned pursuant to N.C. R. App. P. 28(b)(6).
2. Termination of Parental Rights--jurisdiction--failure to serve summons on minor
child
The trial court did not lack jurisdiction in a termination of parental rights case based on an
alleged failure to serve a summons on the minor child when the summons required by N.C.G.S. §
7B-1106(a)(5) was served upon the guardian ad litem's attorney advocate rather than the
guardian ad litem, because: (1) assuming arguendo that this procedure was error, the guardian ad
litem did not object at trial to the sufficiency of service, nor does the guardian ad litem argue on
appeal that the trial court lacked jurisdiction over the minor child; and (2) respondent parents are
unable to demonstrate any prejudice arising from the alleged failure to properly serve the minor
child.
3. Termination of Parental Rights--holding special proceeding immediately prior to
termination hearing--notice
The trial court did not err in a termination of parental rights case by holding the special
hearing required by N.C.G.S. § 7B-1108(b) immediately prior to commencement of the
termination hearing without giving respondents notice ten days prior to the hearing, because: (1)
both respondents denied all the material allegations of the petition in their answers thereby
indicating that each of the grounds for termination alleged in the petition were in dispute; (2) as
there were no issues remaining for the trial court to dispose of at the special hearing, neither
respondent suffered prejudice as a result of the failure to notify respondents of the special hearing
ten days prior to its commencement; and (3) the trial court inquired as to the parties' surprise and
ability to prepare an adequate defense considering the absence of notice regarding the special
hearing, and both parties indicated they were ready to proceed.
4. Termination of Parental Rights--jurisdiction--failure to attach copy of custody order
to petition--notice
The trial court did not lack jurisdiction in a termination of parental rights case based on
petitioner's failure to attach to the petition a copy of the custody order regarding the minor child,
because: (1) although the Court of Appeals has recently concluded that a failure to attach a
custody order results in a facially defective petition which fails to confer subject matter
jurisdiction upon the trial court, the Court of Appeals is bound by precedential authority of its
prior decisions and should not have created a conflicting line of cases to resolve; (2) there was no
indication that respondent parents were unaware of the minor child's placement at any point
during the case; and (3) respondents were unable to demonstrate any prejudice arising from
petitioner's failure to attach the pertinent custody order to the petition.
5. Termination of Parental Rights--jurisdiction--pending appeal of a custody order
The trial court did not lack jurisdiction in a termination of parental rights case even thoughissues arising out of a prior adjudication and disposition of abuse and neglect were currently
pending before the Court of Appeals, because our Supreme Court has recently concluded that the
pending appeal of a custody order does not deprive a trial court of jurisdiction of termination
proceedings.
6. Evidence--testimony--pediatric doctor--nurse practitioner--sexual abuse
The trial court did not err in a termination of parental rights case by allowing a pediatric
doctor and nurse practitioner to testify regarding the minor child's alleged sexual abuse, because:
(1) the Confrontation Clause is inapplicable to termination proceedings since such proceedings are
civil actions where the right to be present, to testify, and to confront witnesses is subject to due
limitations; (2) the trial court continually reminded counsel that it would not consider the minor
child's statements to the doctor and nurse for the purpose of establishing the truth of the matter
asserted therein, but rather for the purpose of establishing the basis of their determinations; (3)
despite her absence from the minor child's examination, the trial court did not err by allowing the
doctor to testify regarding her determination; and (4) the record reflects that neither the doctor or
nurse based their determinations solely upon what the minor child stated in his interviews, but
instead both witnesses described the various bases used in reaching their determinations including
reports from other sources which detailed the minor child's sexualized behavior, poor social
boundaries, and medical history.
7. Evidence--trial court instruction to attorney on how to elicit evidence or admissible
testimony--plain error analysis inapplicable--failure to object
The trial court did not err in a termination of parental rights case by repeatedly and very
specifically instructing petitioner's attorney during her case-in-chief on how to elicit evidence or
admissible testimony, because: (1) the plain error rule has not been expanded to civil cases in
general or to child custody cases in particular; and (2) there is no indication that respondent
mother ever objected at trial to the alleged biased or prejudicial actions of the trial court, and a
review of the record revealed no such bias or prejudice.
8. Termination of Parental Rights--findings of fact--refusal to sign release form related
to treatment
The trial court did not err in a termination of parental rights case by finding as fact that
respondent father refused to sign a release form related to his treatment at a local hospital,
because there was sufficient evidence supporting this finding including that the social worker
assigned to this case testified that: (1) respondent father made it very clear that nobody could
subpoena his records from the Veteran's Administration Hospital; (2) there was no indication
respondent was receiving the type of counseling ordered by the trial court; and (3) the social
worker was unable to ascertain the type of counseling respondent allegedly received at the
hospital since her efforts to contact the doctor who was treating respondent were met with a
stone wall.
9. Termination of Parental Rights--grounds--willfully left child in foster care without
demonstrating reasonable progress
The trial court did not err by concluding that sufficient grounds existed to terminate
respondent father's parental rights including that respondent willfully left the minor child in foster
care for more than twelve months without demonstrating any reasonable progress under the
circumstances to correct those conditions which led to the minor child's removal, because: (1) the
findings of fact establish that respondent had the ability as well as several opportunities to complywith trial court orders to demonstrate that he was willing to make an effort to correct those
conditions leading to the minor child's removal, but respondent was instead hostile and
noncooperative for the duration of the underlying juvenile case and he failed to follow through
with individual therapy or other additional treatment for his mental health diagnosis in order for
reunification efforts to move forward or to show the court his ability to exercise good judgment;
and (2) respondent failed to accept any responsibility for the minor child's behavior problems or
for failing to obtain counseling for the minor child.
10. Termination of Parental Rights--best interests of child--no showing of abuse of
discretion
The trial court did not abuse its discretion in a termination of parental rights case by
concluding that it was in the minor child's best interests to terminate parental rights, because
respondents failed to demonstrate that they would provide care that promotes the minor child's
healthy and orderly physical and emotional well-being.
Judge TIMMONS-GOODSON submitted this opinion for filing prior to 31 October 2005.
On remand based upon an order of the Supreme Court filed 18
August 2005 which remanded this case to this Court for
reconsideration of its prior decision in light of
In re R.T.W., 359
N.C. 539, 614 S.E.2d 489 (2005). Appeal by respondents from order
entered 20 January 2003 by Judge Patricia Kaufmann Young in
Buncombe County District Court. Originally heard in the Court of
Appeals 20 September 2004. The following opinion supercedes and
replaces the opinion filed 19 April 2005.
Renea S. Alt for petitioner-appellee Buncombe County
Department of Social Services.
Judy N. Rudolph for guardian ad litem-appellee.
HALL & HALL ATTORNEYS AT LAW, P.C., by Douglas L. Hall, for
respondent-appellant mother.
David A. Perez for respondent-appellant father.
TIMMONS-GOODSON, Judge.
Respondent-mother and respondent-father (collectively,respondents) appeal the trial court order terminating their
parental rights to their adopted son, Brian.
(See footnote 1)
For the reasons
discussed herein, we affirm the order of the trial court.
The facts and procedural history pertinent to the instant
appeal are as follows: On 8 November 2000, Buncombe County
Department of Social Services (petitioner) filed a petition
against respondents, alleging that respondent-father was allowing
Brian to sit on his lap while he drove a motorized and reflector-
less wheelchair on Highway 70 in Asheville, North Carolina, in the
dark hours of early morning. Following an adjudication and
disposition hearing, the trial court entered an order on 19 March
2001 adjudicating Brian neglected and granting custody to
petitioner. On 19 June 2001, petitioner filed a second petition
against respondents, alleging that respondents engaged in sexual
games with Brian and encouraged him to urinate and defecate upon
them, their cats, and their residence. Following an adjudication
and disposition hearing, the trial court entered an order on 20
February 2002 adjudicating Brian neglected and abused.
Respondents appealed the 20 February 2002 order to this Court.
In an unpublished opinion filed 2 September 2003 (B.D. I), this
Court affirmed the trial court order. On 1 November 2002, while
B.D I was pending, petitioner filed a petition to terminate
respondents' parental rights, alleging that Brian was neglected and
that respondents had willfully left Brian in foster care for morethan twelve months without showing any reasonable progress under
the circumstances to correct those conditions which led to his
removal.
The trial court held a hearing on the matter in February 2003.
On 19 May 2003, the trial court entered an order terminating
respondents' parental rights. After recapitulating the evidence
and findings from the prior adjudication hearings as well as the
evidence from the termination hearing, the trial court found as
fact that (i) respondents had failed to comply with court orders
and recommended services, (ii) there had been no change in the
circumstances since the 20 February 2002 adjudication of neglect,
(iii) there is a reasonable probability of continuing neglect if
Brian were returned to respondent's care, and (iv) respondents had
failed to demonstrate any reasonable progress to correct those
conditions which led to Brian's removal from their home. Based
upon its findings of fact, the trial court concluded as a matter of
law that sufficient grounds exist to terminate respondents'
parental rights pursuant to N.C. Gen. Stat. § 7B-1111(a)(1) and
(2). After concluding that it was in Brian's best interests to do
so, the trial court ordered the release of Brian for adoption and
the termination of respondents' parental rights. Respondents
appeal.
__________________________________
[1] We note initially that, although their rights were
terminated concurrently, respondents have filed separate appellate
briefs with this Court. To the extent that their individualassignments of error present the same issue, we have chosen to
address respondents' arguments together. Furthermore, where either
respondent has failed to provide argument in their brief supporting
an original assignment of error, we have deemed the omitted
assignment of error abandoned pursuant to N.C.R. App. P. 28(b)(6)
(2005). Accordingly, we limit our present review to those
assignments of error properly preserved by respondents for appeal.
Respondents' Jurisdictional Arguments
[2] Both respondents argue that because Brian was not served
with a summons, the trial court lacked jurisdiction to proceed with
the termination hearing. We disagree.
Upon the filing of a petition to terminate parental rights,
N.C. Gen. Stat. § 7B-1106(a)(5) (2003) requires that a summons
regarding the proceeding be issued to the juvenile whose rights are
to be terminated. [T]he summons and other pleadings or papers
directed to the juvenile shall be served upon the juvenile's
guardian ad litem if one has been appointed[.] Id. In the
instant case, the record reflects that the summons required by N.C.
Gen. Stat. § 7B-1106(a)(5) was served upon the guardian ad litem's
attorney advocate rather than the guardian ad litem. Assuming
arguendo that this was error, we note that the guardian ad litem
did not object at trial to the sufficiency of service, nor does the
guardian ad litem argue on appeal that the trial court lacked
jurisdiction over Brian. Instead, respondents object to the
sufficiency of the service, arguing that the failure to properly
serve Brian necessitates reversal of the trial court's terminationorder.
Only a 'party aggrieved' may appeal from an order or judgment
of the trial division. Culton v. Culton, 327 N.C. 624, 625, 398
S.E.2d 323, 324 (1990) (quoting N.C. Gen. Stat. § 1-271). An
aggrieved party is one whose rights have been directly and
injuriously affected by the action of the court. Culton, 327 N.C.
at 625, 398 S.E.2d at 324. In the instant case, respondents are
unable to demonstrate any prejudice arising from the alleged
failure to properly serve Brian. Therefore, we are unable to
conclude that respondents were directly and injuriously affected
by the alleged error, and accordingly, we overrule this argument.
[3] Respondents also argue that the trial court erred by
holding the special proceeding required by N.C. Gen. Stat. § 7B-
1108(b) immediately prior to commencement of the termination
hearing. Respondents assert that the failure to notify them of the
special hearing ten days prior to its commencement was reversible
error. We disagree.
When a respondent denies via answer any material allegation
contained within a petition to terminate parental rights, N.C. Gen.
Stat. § 7B-1108(b) (2003) requires that the trial court conduct a
special hearing . . . to determine the issues raised by the
petition and answer . . . . While we recognize that the statute
provides that notice of not less than 10 days nor more than 30
days shall proceed the special hearing, Id., we note that this
Court has held that similar requirements under former N.C. Gen.
Stat. § 7A-289.29(b) were general, and [t]he fact that thehearing [i]s brief and held just prior to the trial does not
conflict with the statutory requirements. In re Peirce, 53 N.C.
App. 373, 383, 281 S.E.2d 198, 204 (1981).
In the instant case, the record reveals that both respondents
denied all the material allegations of the petition in their
answers, thereby indicating that each of the grounds for
termination alleged in the petition were in dispute. As there were
no issues remaining for the trial court to dispose of at the
special hearing, we are not persuaded that either respondent
suffered prejudice as a result of the failure to notify respondents
of the special hearing ten days prior to its commencement.
Furthermore, we note that at the special hearing, respondent-
mother's counsel stated: I did represent this morning that I am
prepared for this hearing. I've read this file. I've been
involved in this case for sometime, Your Honor, and know what the
petition alleges. Likewise, respondent-father's counsel stated:
I can't represent that we are harmed by it in any particular way
by not having a special notice . . . . These comments were
elicited by the trial court, which, citing In re Taylor, 97 N.C.
App. 57, 387 S.E.2d 230 (1990), inquired as to the parties'
surprise and ability to prepare an adequate defense considering
the absence of notice regarding the special hearing. In light of
the foregoing, we conclude that the trial court did not commit
reversible error by holding the special hearing immediately prior
to the termination hearing. Accordingly, this argument is
overruled. [4] Respondents also argue that the trial court was without
jurisdiction to proceed with the termination hearing because
petitioner failed to attach a copy of the custody order regarding
Brian to the petition. We disagree.
Where a trial court places custody of the juvenile in some
agency or person other than the parent, N.C. Gen. Stat. §
7B-1104(5) (2003) requires that a copy of the custody order be
attached to a subsequent petition to terminate parental rights. In
In re Joseph Children, 122 N.C. App. 468, 470 S.E.2d 539 (1996),
the respondent assigned as error the petitioner's failure to attach
a custody order to the petition and failure to satisfy the notice
requirements of the termination statute. On appeal, this Court
reviewed the record before it and determined that, because the
petition satisfied the general notice requirements of N.C. Gen.
Stat. § 1A-1, Rule 4(j1), the discrepancy in the petition was not
so material . . . as to result in any prejudice to the
respondent. Id. at 471, 470 S.E.2d at 541. Similarly, in In re
Humphrey, 156 N.C. App. 533, 577 S.E.2d 421 (2003), the respondent
argued that the trial court lacked subject matter jurisdiction
because the petitioner failed to comply with N.C. Gen. Stat. § 7B-
1104(7), which requires that a petition state that it has not been
filed to circumvent the provisions of Article 2 of Chapter 50A of
the General Statutes, the Uniform Child-Custody Jurisdiction and
Enforcement Act. On appeal, this Court concluded as follows:
[W]e find no authority that compelled
dismissal of the action solely because
petitioner failed to include this statement of
fact in the petition. While it is a betterpractice to include the factual statement as
stated in the statute, under the facts in this
case we find that respondent has failed to
demonstrate that she was prejudiced as a
result of the omission.
156 N.C. App. at 539, 577 S.E.2d at 426. Although we note that
this Court has more recently concluded that failure to attach a
custody order results in a facially defective petition which
fail[s] to confer subject matter jurisdiction upon the trial
court[,] In re Z.T.B., 170 N.C. App. 564, 570, 613 S.E.2d 298, 301
(2005), we are persuaded by the reasoning as well as precedential
authority of our prior decisions regarding the statute. See In re
Matter of Appeal from Civil Penalty, 324 N.C. 373, 384, 379 S.E.2d
30, 37 (1989) (Where a panel of the Court of Appeals has decided
the same issue, albeit in a different case, a subsequent panel of
the same court is bound by that precedent, unless it has been
overturned by a higher court.); see also In re R.T.W., 359 N.C.
539, 542 n.3, 614 S.E.2d 489, 491 n.3 (2005) (citing Civil Penalty
in resolving conflict in this Court regarding jurisdiction over
termination proceedings and noting that a second panel of this
Court should have followed a prior panel's decision, which [wa]s
the older of the two cases. Had it done so, we would not have two
conflicting lines of cases to resolve.).
In the instant case, there is no indication that petitioner
attached a copy of the custody order to the petition to terminate
respondents' parental rights. However, there is also no indication
that respondents were unaware of Brian's placement at any point
during the case. The petition noted that custody of [Brian] wasgiven by prior orders of the trial court, and it referenced the
court file wherein those orders were entered. In his answer,
respondent-father admitted that Brian was in the legal custody of
the Buncombe County Department of Social Services. As detailed
above, counsel for both respondents indicated at the termination
hearing that they had been involved in the case for some time and
had reviewed the trial court's orders prior to the hearing.
Various trial court orders in the record note that respondents were
present at pre-termination hearings in which custody was granted to
and continued with petitioner as well as those hearings in which
visitation options were discussed and determined. In light of the
foregoing, we conclude that respondents are unable to demonstrate
any prejudice arising from petitioner's failure to attach the
pertinent custody order to the petition. Accordingly, we overrule
this argument.
[5] Respondents further argue that the trial court was without
jurisdiction to proceed with the termination hearing because issues
arising out of a prior adjudication and disposition of abuse and
neglect were currently pending before this Court. In a previous
opinion in this case, In re B.D., 169 N.C. App. 803, 611 S.E.2d 187
(2005) (B.D. II), this Court concluded that the trial court was
without jurisdiction to terminate respondents' parental rights
while B.D. I was pending. However, our Supreme Court has recently
concluded that the pending appeal of a custody order does not
deprive a trial court of jurisdiction over termination
proceedings. R.T.W., 359 N.C. at 542, 614 S.E.2d at 491. In soconcluding, the Supreme Court upheld this Court's opinion in In re
Stratton, 159 N.C. App. 461, 583 S.E.2d 323, disc. review denied,
357 N.C. 506, 588 S.E.2d 472 (2003), in which the respondent's
appeal of a neglect adjudication was dismissed as moot where a
subsequent termination order was entered while the appeal was
pending. In light of R.T.W., we overrule respondents' final
jurisdictional argument.
Respondents' Evidentiary Arguments
[6] Both respondents argue that the trial court erred by
allowing a pediatric doctor and nurse practitioner to testify
regarding Brian's alleged sexual abuse. Respondents assert that
the witnesses' testimony and conclusions relied on improper bases
and were thus inadmissible. We disagree.
The record in the instant case reflects that both Dr. Cynthia
Brown (Dr. Brown) and Certified Nurse Practitioner Elizabeth
Osbahr (Nurse Osbahr) testified at the termination hearing. Dr.
Brown was received as an expert in pediatric medicine, and she
testified that Brian's medical history, sexualized behavior, poor
social boundaries, and use of sexualized language fit a child who
has been sexually abused. Nurse Osbahr testified that it was her
impression that Brian had been sexual[ly] abused, that he had
bruising on his lower legs, and that there were behavior concerns.
We note that respondent-mother contends that Brian's
statements to Dr. Brown and Nurse Osbahr were hearsay statements,
and that reference to the statements during their testimony
violated her rights under the Confrontation Clause. Respondent-mother also contends that because Nurse Osbahr's testimony was
received in order to corroborate Brian's later testimony, her
testimony was inadmissible when petitioner failed to thereafter
elicit testimony from Brian. This Court has recently concluded
that the Confrontation Clause is inapplicable to termination
proceedings, in that such proceedings are civil actions where 'the
right to be present, to testify, and to confront witnesses [is]
subject to due limitations.' In re D.R., 172 N.C. App. 300,
303, 616 S.E.2d 300, 303 (2005). Furthermore, in the instant case,
the trial court continually reminded trial counsel that it would
not consider Brian's statements to Dr. Brown and Nurse Osbahr for
the purpose of establishing the truth of the matter asserted
therein, but rather for the purpose of establishing the basis of
their determinations. Although the trial court initially mentioned
the possibility of shifting gears to allow Nurse Osbahr's
testimony to be corroborative as opposed to for the purpose of
diagnosis and treatment, following extensive voir dire from all
parties regarding the foundation for Nurse Osbahr's testimony, the
trial court ruled only upon the admissibility of her testimony for
substantive purposes and made no mention regarding its
admissibility for corroborative purposes. Accordingly, we overrule
these arguments from respondent-mother.
Respondents also contend that because Dr. Brown was not
present when Brian was being interviewed and examined, her opinion
regarding his potential abuse was based on an improper foundation.
This Court has recently rejected a similar argument by therespondent in In re Mashburn, 162 N.C. App. 386, 591 S.E.2d 584,
appeal dismissed, 359 N.C. 68, 603 S.E.2d 884 (2004). In Mashburn,
the respondent-mother argued that an expert pediatrician's
testimony was inadmissible because the child's statements forming
the basis of her medical diagnosis were not made directly to her.
This Court stated that [w]hile [the witness] did not personally
conduct the interviews of the children, and she testified to the
content of both these interviews, [the petitioner] offered and this
Court accepts that these statements are admissible under the
ordinary course of business hearsay exception. 162 N.C. App. at
394-95, 591 S.E.2d at 590 (citing In re Smith, 56 N.C. App. 142,
148, 287 S.E.2d 440, 444 (While it is true that the witnesses had
no firsthand knowledge . . . when they assumed responsibility of
the case, each had familiarized herself with the case history of
the client based on the records kept by the department of social
services . . . admissible under the business records exception to
the hearsay rule.), cert. denied, 306 N.C. 385, 294 S.E.2d 212
(1982)).
In the instant case, the record indicates that rather than
relying upon the business records excpetion, the trial court relied
upon N.C. Gen. Stat. § 8C-1, Rule 703 in allowing Dr. Brown to
testify. Rule 703 provides that an expert may testify regarding
inadmissible facts and data made known to him or her at or before
the hearing if the facts and data are of a type reasonably relied
upon by experts in the particular field in forming opinions or
inferences upon the subject[.] N.C. Gen. Stat. § 8C-1, Rule 703(2003). Here, Dr. Brown testified on voir dire regarding the
normal way she reaches her conclusions regarding potentially
abused children, indicating that she reaches her decision after
receiving information and data reported by several agencies and
individuals, including social workers, guardians ad litem, nurse
practitioners, and in some cases, the children themselves. Dr.
Brown testified that such methods are true of medical evaluations
in general, and that after compiling the pertinent information
from various sources, she routinely fills out a form provided by
the State which requires her to use all the information provided
to reach a conclusion. In light of the foregoing, we conclude
that, despite her absence from Brian's examination, the trial court
did not err by allowing Dr. Brown to testify regarding her
determination.
Respondents maintain that because the conclusions of Dr. Brown
and Nurse Osbahr were based solely upon Brian's statements, they
were inadmissible at the termination hearing. In support of this
assertion, respondents cite State v. Grover, 142 N.C. App. 411, 543
S.E.2d 179, aff'd per curiam, 354 N.C. 354, 553 S.E.2d 679 (2001)
and State v. Bates, 140 N.C. App. 743, 538 S.E.2d 597 (2000), disc.
review denied, 353 N.C. 383, 547 S.E.2d 19 (2001), in which this
Court concluded that where a medical professional's determination
is based solely upon a juvenile's statements that he or she has
been abused, the determination lacks a sufficient foundation and
should not be admissible. Assuming arguendo that Grover and Bates
apply to termination proceedings in addition to child sexual abusetrials, we conclude that their holdings are inapplicable to the
instant case. Here, the record reflects that neither Dr. Brown nor
Nurse Osbahr based their determinations solely upon what Brian
stated in his interviews. Instead, both witnesses described the
various bases used in reaching their determinations, including
reports from other sources which detailed Brian's sexualized
behavior, poor social boundaries, and medical history.
Accordingly, we overrule this argument.
Respondent-mother's Individual Argument
[7] In addition to those arguments she shares with respondent-
father, respondent-mother argues that the trial court erred by
repeatedly and very specifically instruct[ing] the attorney for
[petitioner] during her case in chief on how to elicit evidence or
admissible testimony[.] Respondent-mother asserts that by
essentially hijack[ing] and tr[ying] the adjudication for
[petitioner], the trial court committed plain error. However, we
note that to date, the plain error rule has not been expanded to
civil cases in general or to child custody cases in particular.
See In re Gleisner, 141 N.C. App. 475, 479, 539 S.E.2d 362, 365
(2000); Raynor v. Odom, 124 N.C. App. 724, 732, 478 S.E.2d 655, 660
(1996). Furthermore, in the instant case, there is no indication
that respondent-mother ever objected at trial to the alleged biased
or prejudicial actions of the trial court, and our review of the
record reveals no such bias or prejudice. Accordingly, we overrule
this argument.
Respondent-father's Individual Arguments
In addition to those arguments he shares with respondent-
mother, respondent-father argues that the trial court erred by:
(I) finding as fact that he refused to sign a release form related
to his treatment at a local hospital; (II) concluding that
sufficient grounds exist to terminate his parental rights; and
(III) concluding that it was in Brian's best interests to terminate
his parental rights.
[8] Respondent-father first argues that the trial court erred
by finding that he refused to sign a release form related to his
treatment at a local hospital. Respondent-father asserts that the
trial court's finding is not supported by sufficient evidence in
the record. We disagree.
Where a respondent challenges the sufficiency of the evidence
relied upon by a trial court in terminating his or her parental
rights, we look to see whether there is clear, cogent and
convincing competent evidence to support the findings. If there is
such competent evidence, the findings are binding upon us on
appeal. In re Allen, 58 N.C. App. 322, 325, 293 S.E.2d 607, 609
(1982) (citations omitted). In the instant case, the trial court
made the following pertinent finding of fact:
31. That after [respondents] completed their
psychological evaluations, Ms. Rothard, Social
Worker for the Department of Social Services,
made referrals to Blue Ridge Mental Health
Center for therapy. . . . [Respondent-father]
refused to go to the intake appointment until
after the second adjudication when he was
reordered by the Court. When the second
intake appointment was scheduled [respondent-
father] attended [but] spent the first half
hour refusing to be seen at Blue Ridge Adult
Services. [Respondent-father] did not followup with any therapy sessions thereafter with
Blue Ridge. From 2001 to present, neither
parent had received counseling through Blue
Ridge. [Respondent-father] refused to go to
Blue Ridge Mental Health because the records
would be available to the Court. [Respondent-
father] reported that he was being treated at
the VA Hospital, however when he was asked to
sign a release in order to verify the
information, he refused. Ms. Rothard was
never able to ascertain whether he received
therapy at the VA Hospital. . . .
After reviewing the record in the instant case, we conclude
that competent evidence supports this finding of fact. At the
termination hearing, Janet Rothard (Rothard) testified that she
was a social worker assigned to Brian's case. Rothard testified
that she accompanied respondent-father to Blue Ridge Adult Services
following a prior neglect adjudication. Rothard testified that
while at Blue Ridge Adult Services, respondent-father spent about
a half an hour refusing to be seen, but nevertheless subsequently
did an about-face and agreed that he would be willing to be seen.
Rothard further testified that respondent-father did not attend the
scheduled follow-up appointments, and in response to a question
regarding the nature of the VA support group, Rothard testified
that respondent-father made it very clear that the reason he did
not choose to go to Blue Ridge and be a client there was because
Blue Ridge records are available to the courts. Rothard explained
as follows:
According to [respondent-father], the records
from therapy at the Veteran's Administration
Hospital are not available to the court. I
requested several times that [respondent-
father] would sign a release with the VA
giving me the ability to speak with his
therapist about his treatment. He gave me thename of the therapist. I called the therapist
repeatedly. That therapist would never return
my calls, and I never had the ability to talk
to anyone at the VA. So whether he went or
didn't go is not something I ever had the
ability to know.
Respondent contends that this testimony does not support the
trial court's finding of fact, in that it establishes only that
Rothard requested that he sign a release and not that Rothard was
unable to determine the nature and extent of the treatment.
However, we note that Rothard further testified that respondent-
father made it very clear that we could never subpoena [his]
records from the Veteran's Administration Hospital, that there was
no indication respondent-father was receiving the type of
counseling . . . ordered by the trial court, and that she was
unable to ascertain the type of counseling respondent-father
allegedly received at the Veteran's Administration Hospital because
her efforts to contact . . . the doctor who was treating him met
with a stone wall. In light of the foregoing, we conclude that
sufficient evidence supports the trial court's finding of fact on
this issue. Accordingly, we overrule this argument.
[9] Respondent-father next argues that the trial court erred
by concluding that sufficient grounds exist to terminate his
parental rights to Brian. Although respondent-father asserts that
the trial court was without ample evidence to reach its ultimate
conclusions regarding petitioner's allegations, notwithstanding
that finding of fact discussed above, respondent-father fails to
assign error to any specific findings of fact made by the trial
court. An order terminating parental rights will be upheld ifthere is clear, cogent, and convincing evidence to support the
findings of fact and those findings of fact support the trial
court's conclusions of law. In re Clark, 159 N.C. App. 75, 83,
582 S.E.2d 657, 662 (2003) (citation omitted). [A] broadside
exception that the trial court's conclusion of law is not supported
by the evidence[] does not present for review the sufficiency of
the evidence to support the entire body of the findings of fact.
Instead, the trial court's findings of fact are binding on appeal,
and we are left to determine whether the trial court's findings
support its conclusion of law. In re Beasley, 147 N.C. App. 399,
405, 555 S.E.2d 643, 647 (2001) (citations omitted).
In the instant case, the trial court concluded that sufficient
grounds exist to terminate respondent-father's parental rights
pursuant to N.C. Gen. Stat. § 7B-1111(a)(1) and (2). N.C. Gen.
Stat. § 7B-1111(a)(2) (2003) provides that a trial court may
terminate a respondent's parental rights upon concluding that the
respondent has willfully left the juvenile in foster care or
placement outside the home for more than 12 months without showing
to the satisfaction of the court that reasonable progress under the
circumstances has been made in correcting those conditions which
led to the removal of the juvenile. A determination of
willfulness does not require a showing that the parent was at
fault. In re Oghenekevebe, 123 N.C. App. 434, 439, 473 S.E.2d 393,
398 (1996). Instead, [w]illfulness is established when the
respondent had the ability to show reasonable progress, but was
unwilling to make the effort. In re McMillon, 143 N.C. App. 402,410, 546 S.E.2d 169, 175, disc. review denied, 354 N.C. 218, 554
S.E.2d 341 (2001).
Here, it is undisputed that Brian has been in petitioner's
custody with placement outside respondents' home since April 2001.
Along with finding of fact thirty-one, the trial court made the
following pertinent findings of fact in its termination order:
29. That Dr. Grandis performed a
psychological evaluation on [respondent-
father] on May 4, 2001. . . .
30. Dr. Grandis recommended that [respondent-
father's] mental health be monitored closely.
He further added that reunification should be
contingent upon supports. Dr. Grandis
believes it is important to rule out the
possible disorders for safe parenting. Ruling
out such disorders would require follow up
therapy.
. . . .
43. Ms. Rothard reported that following the
allegations of sexual abuse in June 2001
[petitioner's] plan changed from reunification
to adoption. . . . The Court continued to
order [respondents] to comply with treatment
recommendations.
. . . .
49. Ms. Rothard's last contact with
[respondents] was in November 2002 at an
agency review hearing. No changes by
[respondents] had been made to ameliorate the
risks outlined in the Risk Assessment.
. . . .
55. [Respondents] have a history of failing
to comply with court orders and failing to
cooperate with the services offered by
[petitioner] and the Guardian ad Litem. Not
only have services been recommended by
[petitioner], but on numerous occasions the
Court has ordered, repeatedly, as evidenced by
the above outline of prior Court ordersinvolving [Brian]. Counseling for
[respondents] was deemed necessary for
reunification efforts. The Court has
repeatedly determined that counseling for
[respondents] was in the best interests of
[Brian]. . . . [Respondents] have repeatedly
been defiant and uncooperative with Court
orders and with [petitioner] beginning with
the initial petition alleging child abuse and
neglect, through the first and second
adjudication orders, and later after each
permanency and planning hearing.
56. Both [respondents] were ordered by the
Court to obtain psychological evaluations and
to follow all recommendations of the
evaluations over two years ago on February 19,
2001, following the initial adjudication
hearing. . . . The initial report made to
[petitioner] involved [respondent-father]
transporting [Brian] on his motorized
wheelchair on Highway 70. Although that was
the incident that led to the initial
investigation and ultimate finding of neglect,
the Court heard evidence and made findings
that [respondents] refused to cooperate with
the protection plan. The Court found that
[respondent-father] became irate and
threatened to get his gun in order to make a
citizen[']s arrest. . . . [Respondents]
refused to cooperate with obtaining
psychological evaluations for themselves and
for [Brian]. As well, [respondents] refused
to cooperate with the referral for [Brian's]
[developmental evaluation]. . . . The Court
specifically found that [Brian] was removed
from the home of [respondents] and placed in
foster care because [Brian] was not enrolled
in school, was not involved in counseling, had
not had a psychological evaluation,
[respondents] had failed to cooperate with
[petitioner] in obtaining a psychological
evaluation or enrolling [Brian] in counseling,
and both parents refused to participate in
psychological evaluations for
themselves. . . . The Court ordered
[respondents] to cooperate with the process to
obtain psychological assessments and to comply
with any recommendations of the assessments.
Although [respondents] eventually had the
psychologicals performed, neither has complied
with treatment recommendations to date. Treatment was recommended in order to address
[respondents'] ability to make proper
parenting decisions and to address the anger
and frustration directed toward [petitioner]
and other authority figures. There is no
evidence [respondents] have addressed their
mental health diagnos[e]s. There is no
evidence to support advancement in their
mental health needs supporting their fitness
to care for [Brian], as of the date of the
termination hearing. [Respondents'] defiance
in their own mental health needs strongly
suggests their unwillingness and defiance to
facilitate the necessary special treatment
needs of [Brian].
These findings of fact establish that respondent-father had the
ability as well as several opportunities to comply with trial court
orders and demonstrate that he was willing to make an effort to
correct those conditions leading to Brian's removal. Nevertheless,
as noted by the trial court, respondent-father was instead hostile
and non-cooperative for the duration of the underlying juvenile
case, and he failed to follow through with individual therapy or
other additional treatment for his mental health diagnosis in order
for reunification efforts to move forward or [to show] the Court
his ability to exercise good judgment . . . . Respondent-father
further failed to accept any responsibility for [Brian's] behavior
problems or for failing to obtain counseling for the minor child.
In light of the foregoing, we conclude that the trial court's
findings of fact support its determination that respondent
willfully left Brian in foster care for more than twelve months
without demonstrating any reasonable progress under the
circumstances to correct those conditions which led to Brian's
removal. As such a determination is sufficient in and of itself tojustify termination of parental rights, we need not address
respondent-father's arguments regarding the trial court's
conclusion that he neglected Brian. Clark, 159 N.C. App. at 84,
582 S.E.2d at 663. Accordingly, we overrule this argument.
[10] Respondent-father's final argument is that the trial
court erred by concluding that it was in Brian's best interests to
terminate his parental rights. We disagree.
When the petitioner succeeds in establishing the existence of
any one of the statutory grounds listed in N.C. Gen. Stat. §
7B-1111, the court shall issue an order terminating the parental
rights of such parent with respect to the juvenile unless the court
shall further determine that the best interests of the juvenile
require that the parental rights of the parent not be terminated.
N.C. Gen. Stat. § 7B-1110(a) (2003). Our review of the trial
court's decision regarding the best interests of the child is
limited to determining whether the trial court abused its
discretion. In re Allred, 122 N.C. App. 561, 569, 471 S.E.2d 84,
88 (1996).
In the instant case, as detailed above, the allegations
against petitioners involved particularly disturbing acts of
neglect and abuse. After receiving evidence and hearing argument
from both parties, the trial court determined that Brian has
special treatment needs and requires placement with custodians
who recognize his needs for treatment and are willing to accept and
follow through with recommendations. Recognizing that [i]n order
for [Brian] to succeed personally and academically he needs to bein an environment that encourages mental health treatment and
structure and that respondents have failed to demonstrate that
they will provide care that promotes [Brian's] healthy and orderly
physical and emotional well-being[,] the trial court concluded
that it was in Brian's best interests to terminate respondents'
parental rights and release Brian for adoption. After reviewing
the record, we are not persuaded that the trial court abused its
discretion in reaching its decision. Accordingly, we overrule
respondent-father's final argument.
Conclusion
In light of the foregoing conclusions, we affirm the trial
court order terminating respondents' parental rights to Brian.
Affirmed.
Chief Judge MARTIN and Judge HUDSON concur.
Judge TIMMONS-GOODSON submitted this opinion for filing prior
to 31 October 2005.
Footnote: 1 For the purposes of this opinion, we will refer to the
minor child by the pseudonym Brian.
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