1. Criminal Law--mental capacity--retrospective competency hearing
The trial court did not abuse its discretion in a common law robbery case by proceeding
with trial when defendant had not been evaluated to determine if he was competent to proceed,
because: (1) despite the fact that the first ordered evaluation was not completed, defendant did
not inform the court of the refused admission at Dorothea Dix hospital, request an additional
order, or raise the lack of evaluation prior to the start of the common law robbery trial when the
trial court inquired about unresolved pretrial matters; (2) no questions about defendant's mental
capacity were raised during the trial; (3) despite raising pretrial the issue of competence,
defendant failed to assert this statutory right before or during the trial and there was no evidence
that defendant was not capable of assisting in his own defense other than the statement of
defense counsel in the motion for an evaluation; (4) the court held a retrospective competency
hearing before defendant's habitual felon trial, found defendant competent, and noted that he had
not been hearing voices or had suicidal thoughts as stated in the original motion; and (5) at the
competency hearing, defendant's first attorney testified that defendant was competent in aiding
his defense and understood the proceedings against him.
2. Appeal and Error--preservation of issues--motion for mistrial--failure of juror to
disclose prior felony conviction
Although defendant contends the trial court erred in a common law robbery case by
failing to declare a mistrial when one of the deliberating jurors failed to disclose during voir dire
that she had a prior felony conviction, defendant failed to preserve this issue for appellate review
because: (1) the information was acquired after the jury retired to deliberate, the trial court
questioned the juror out of the presence of the other jurors, and the trial court permitted the juror
to resume deliberations with the other jurors without objection by defendant; and (3) defendant
did not move for a mistrial.
Roy A. Cooper, III, Attorney General, by Fred Lamar, Assistant
Attorney General, for the State.
Eric A. Bach for defendant-appellant.
MARTIN, Chief Judge.
Defendant was indicted for common law robbery and for being an
habitual felon. Prior to trial, an order was entered committing
defendant to Dorothea Dix Hospital for examination with respect to
his capacity to proceed. This evaluation was not completed prior
to trial because Dix would not accept defendant for evaluation, and
he was returned to the Lincoln County Jail.
At trial, the evidence tended to show that on 16 May 2001,
while paramedics were assisting defendant at the scene of an
automobile accident, they discovered a large amount of cash in
small bills when they cut open his pant leg. An additional fifty
dollar bill was found in a prescription pill bottle in defendant's
automobile and transported to the hospital. Earlier in the day, a
convenience store had been robbed and the cashier testified a fifty
dollar bill, twenty-four five dollar bills, five twenty dollar
bills and two packages of one dollar bills had been stolen. The
cashier positively identified defendant as the robber in a photo
line-up. Defendant offered evidence tending to show that he was at
Chad Varner's house at the time of the robbery and that he was
carrying a large amount of cash to pay a traffic fine the next day.
The jury returned a verdict of guilty of common law robbery.
After the verdict was read, defendant accused his trial counsel of
ineffective assistance of counsel. The court permitted counsel to
withdraw and appointed new counsel for the habitual felon charge.
Upon counsel's motion, another order for a forensic evaluation was
entered on 27 March 2002, which appropriately requested that
defendant be evaluated at Central Prison by Dix authorities. On 11September 2002, prior to the commencement of trial on the habitual
felon charge, a competency hearing was held and the court found the
defendant was and had been capable of proceeding. The jury
convicted defendant of being an habitual felon and defendant was
sentenced to a minimum term of 125 months and a maximum term of 159
months. Defendant appeals.
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On appeal defendant argues that the trial court erred by: 1)
proceeding with the common law robbery trial when he had not been
evaluated to determine if he was competent to proceed; and 2)
failing to declare a mistrial when one of the deliberating jurors
failed to disclose that she had a prior felony conviction.
[1] A defendant is considered incapable of proceeding to trial
if he is unable to understand the nature and object of the
proceedings against him, to comprehend his own situation in
reference to the proceedings, or to assist in his defense in a
rational or reasonable manner. State v. King, 353 N.C. 457, 465-
66, 546 S.E.2d 575, 584 (2001), cert. denied, 534 U.S. 1147, 151 L.
Ed. 2d 1002 (2002) (quoting N.C. Gen. Stat. § 15A-1001(a)). The
question of a defendant's capacity may be raised at anytime on
motion by the prosecutor, defense counsel, defendant, or the court,
and, if raised, the trial court is required to hold a hearing to
determine the defendant's capacity to proceed. N.C. Gen. Stat. §
15A-1002 (2003). This benefit, however, may be waived by a
defendant. See State v. Young, 291 N.C. 562, 567, 231 S.E.2d 577,580 (1977) (waiving defendant's statutory right to a hearing to
determine capacity to proceed due to his failure to raise it).
The motion to have defendant evaluated for capacity to proceed
was based on a history of closed head injuries, trouble focusing or
retaining information, and defendant's statement that he heard
voices and had suicidal thoughts. Despite the fact that the first
ordered evaluation was not completed, defendant did not inform the
court of the refused admission at Dorothea Dix, request an
additional order, or raise the lack of evaluation prior to the
start of the common law robbery trial, when the trial court
inquired about unresolved pre-trial matters. Our review of the
record reveals that no questions about defendant's mental capacity
were raised during the trial.
Despite raising, pre-trial, the issue of competence, defendant
failed to assert this statutory right before or during the trial.
While the failure to assert the right to a competency hearing does
not eliminate a trial court's statutory duty to hold a competency
hearing where the court has before it substantial evidence of a
defendant's mental incapacity, Young, 291 N.C. at 568, 231 S.E.2d
at 581, other than the statement of defense counsel in the motion
for an evaluation, there was no evidence before the trial court
that defendant was not capable of assisting in his own defense.
Moreover, the court held a retrospective competency hearing
before defendant's habitual felon trial. Defendant argues that
this did not adequately protect his rights. We disagree. Although
a retrospective competency hearing is disfavored, the ultimateissue of defendant's competency to stand trial, the court's
findings of fact on this issue, if supported by competent evidence,
are then conclusive on appeal. State v. McRae, 163 N.C. App. 359,
368, 594 S.E.2d 71, 78, disc. review denied, 358 N.C. 548, 599
S.E.2d 911 (2004). In McRae, almost three years passed before the
trial court conducted the retrospective competency hearing. 163
N.C. App. at 367, 594 S.E.2d at 77. In contrast, the competency
evaluation here was completed four months after trial, and the
competency hearing was conducted nine months after defendant's
common law robbery conviction and prior to the habitual felony
conviction and sentencing. The evaluation found defendant
competent and noted that he had not been hearing voices nor had
suicidal thoughts as stated in the original motion.
Furthermore it is well established that the court gives
significant weight to defense counsel's representation that a
client is competent, since counsel is usually in the best position
to determine if his client is able to understand the proceedings
and assist in his defense. McRae, 163 N.C. App. at 369, 594 S.E.2d
at 78. At the competency hearing, defendant's first attorney
testified that at the time of the common law robbery trial, his
client was competent in aiding his defense and understood the
proceedings against him. Counsel invoked attorney-client privilege
when questioned about why he did not re-apply for a competency
evaluation. Defendant also testified that his condition was worse
now than it ever was. The trial court did not abuse itsdiscretion by determining that a meaningful competency hearing
could be held and its conclusion that defendant had the capacity to
proceed was supported by competent evidence.
[2] In his second argument, defendant maintains that a
mistrial should have been declared when a seated juror did not
reveal her felony conviction during the voir dire of the jury.
When moving for a new trial based on juror misrepresentation, the
movant must show: (1) the juror concealed material information
during voir dire; (2) the moving party exercised due diligence
during voir dire to uncover the information; and (3) the juror
demonstrated actual bias or bias implied as a matter of law that
prejudiced the moving party. State v. Buckom, 126 N.C. App. 368,
381, 485 S.E.2d 319, 327, cert. denied, 522 U.S. 973, 139 L. Ed. 2d
326 (1997). N.C. Gen. Stat. § 9-3 states that convicted felons are
subject to be challenged for cause but does not automatically
disqualify a convicted felon from serving as a juror. N.C. Gen.
Stat. § 9-3 (2003).
Here, after the jury retired to deliberate, the prosecutor
received information that one of the jurors had been convicted of
felony embezzlement. He requested a recess to examine the State's
options. Defense counsel, after speaking with defendant off the
record, declined to interrupt the deliberations, and did not object
to the recess. The next morning, the State decided it did not wish
to examine the juror; after conferring with his client, defense
counsel requested a bench conference, after which the trial court
questioned the juror out of the presence of the other jurors. During this questioning, the juror admitted she had been convicted
ten years ago, served her sentence, and stated that she honestly
did not understand how to answer to the question when asked at voir
dire. Without objection by defendant, the trial court permitted
the juror to resume deliberations with the other jurors. Defendant
did not move for a mistrial. We do not believe defendant has
preserved the issue for appellate review. State v. Haselden, 357
N.C. 1, 10, 577 S.E.2d 594, 600, cert. denied, ___ U.S. ___, 157 L.
Ed. 2d 382 (2003).
We hold that the defendant received a fair trial free from
prejudicial error.
No error.
Judges HUDSON and JACKSON concur.
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