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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the
print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
STATE OF NORTH CAROLINA v. DAVID CRUZ CARDENAS
NO. COA04-317
Filed: 5 April 2005
1. Evidence--hearsay--opening the door
The trial court did not err in a felonious trafficking of methamphetamine by possessing
more than four hundred grams and possession with intent to sell and deliver methamphetamine
case by admitting a detective's testimony describing the conversation he had with a witness that
led to defendant's arrest, because: (1) defendant opened the door to this line of questioning by
cross-examining the detective concerning the witness's credibility and evidence that led the
detectives to defendant; (2) the testimony was not offered for the truth of the matter asserted, but
was intended to explain the detectives' subsequent conduct; (3) the trial court provided a limiting
instruction both prior to the admission of the evidence and during its charge to the jury; and (4)
evidence pertaining to the witness's interview was discussed during both direct and cross-
examination of another detective without objection by defendant.
2. Drugs--methamphetamine--instructions--knowing possession
The trial court did not err in a felonious trafficking of methamphetamine by possessing
more than four hundred grams and possession with intent to sell and deliver methamphetamine
case by instructing the jury that the State is not required to prove defendant had knowledge of
the weight or amount of methamphetamine which he knowingly possessed, because: (1) to
convict an individual of drug trafficking, the State is not required to prove that defendant had
knowledge of the weight or amount of methamphetamine which he knowingly possessed or
transported; and (2) N.C.G.S. § 90-95(h)(3b) requires only that defendant knowingly possess or
transport the controlled substances.
3. Criminal Law--trial court response to jury question--no prejudice
The trial court did not abuse its discretion in a drug case by responding to a jury question
about the amount of cocaine found in a cooler, because: (1) the transcript indicates that the trial
court carefully considered the issue and solicited and received arguments from both parties; and
(2) defendant was not prejudiced as the jury found him to be not guilty of any of the charges
involving cocaine.
Appeal by defendant from judgment entered 29 October 2003 by
Judge Henry E. Frye, Jr., in Forsyth County Superior Court. Heard
in the Court of Appeals 16 February 2005.
Attorney General Roy Cooper, by Assistant Attorney General
Bertha L. Fields, for the State.
Nils E. Gerber, for defendant-appellant.
TYSON, Judge.
David Cruz Cardenas (defendant) appeals from a judgment
entered after a jury returned guilty verdicts for: (1) felonious
trafficking of methamphetamine by possessing more than four hundred
grams; and (2) possession with intent to sell and deliver
methamphetamine. We find no error.
I. Background
The State's evidence tended to show that on 10 September 2002,
Rafael Torres (Torres) and Andrew Charles were arrested by
Winston-Salem police officers in possession of large quantities of
cocaine and methamphetamine. Detective Chris Spain (Detective
Spain) and Detective Jorge Alamillo (Detective Alamillo)
(collectively, the detectives) interviewed Torres. The
detectives and Torres reached an agreement whereby Torres would
reveal and take the detectives to his drug source. Torres led
Detective Spain and Detective Alamillo, along with other police
officers, to defendant's residence. Once there, the detectives
watched defendant's activities.
Detective Spain and Detective Alamillo contacted Officer
Steven J. Vanderport (Officer Vanderport) and directed him to
instruct Torres to telephone defendant and order up some drugs.
Torres remained in Officer Vanderport's custody, while he called
defendant. Torres and defendant conversed in Spanish, a language
Officer Vanderport does not speak.
The detectives observed defendant answer his phone and walk
from his apartment to another apartment, numbered 36. DetectiveSpain and Detective Alamillo approached apartment 36 and knocked on
the door. Defendant answered the door and the detectives asked if
they could enter. Defendant told the officers that apartment 36
was not his home, but allowed the detectives to enter. Detective
Alamillo noticed defendant was nervous, sweating, and shaking while
they talked. The detectives questioned defendant and he admitted
there were some drugs in the residence and a weapon was present.
The detectives searched apartment 36 and recovered $6,000.00 in
cash, a handgun, two sets of electronic scales, six bricks of
methamphetamine totaling 2,458 grams, a bag of powdered
methamphetamine, and a bag of cocaine containing over 606 grams.
Detective Alamillo placed defendant under arrest. The detectives
searched defendant and found $571.00 in cash and a key to apartment
36. A subsequent search of defendant's residence revealed an
additional twenty-eight grams of methamphetamine.
Defendant was indicted on 20 October 2003 for: (1) felonious
trafficking of methamphetamine by possessing four hundred grams or
more; (2) trafficking in cocaine; (3) conspiracy to traffic
cocaine; and (4) possession with intent to sell and deliver
methamphetamine. Defendant pled not guilty to all the charges.
Defendant testified that he was familiar with apartment 36 and
that he had spent time there drinking and using drugs. He further
testified that he knew there were some drugs around the
apartment, but he did not know how much.
The jury found defendant not guilty of conspiracy to traffic
cocaine and of trafficking in cocaine. The jury found defendantguilty of felonious trafficking of methamphetamine by possessing
more than four hundred grams and possession with intent to sell and
deliver methamphetamine. He was sentenced to a minimum term of 225
months and a maximum term of 279 months. Defendant appeals.
II. Issues
Defendant argues the trial court erred in: (1) admitting
opinion testimony of hearsay statements; (2) instructing the jury
on the crimes charged; and (3) responding to a jury question.
III. Out of Court Statements
[1] Defendant argues the trial court erred in admitting
Detective Spain's testimony describing the conversation with Torres
which led to defendant's arrest. We disagree.
A. Opening the Door
North Carolina law permits parties to offer otherwise
inadmissible evidence 'to explain or rebut evidence elicited by
the defendant himself.' State v. Warren, 347 N.C. 309, 317, 492
S.E.2d 609, 613 (1997) (quoting State v. Albert, 303 N.C. 173, 177,
277 S.E.2d 439, 441 (1981)), cert. denied, 523 U.S. 1109, 140 L.
Ed. 2d 818 (1998). If a party introduces evidence of a particular
fact or scenario, the other party may explain or rebut that proffer
by introducing testimony that would otherwise be incompetent or
irrelevant, if offered initially. Albert, 303 N.C. at 177, 277
S.E.2d at 441.
B. Hearsay
'Hearsay' is a statement, other than one made by the
declarant while testifying at the trial or hearing, offered inevidence to prove the truth of the matter asserted. N.C. Gen.
Stat. § 8C-1, Rule 801(c) (2003); Hall v. Coplon, 85 N.C. App. 505,
510, 355 S.E.2d 195, 198 (1987). Hearsay is not admissible except
as provided by statute or by these rules. N.C. Gen. Stat. § 8C-1,
Rule 802 (2003); see also Livermon v. Bridgett, 77 N.C. App. 533,
540, 335 S.E.2d 753, 757 (1985), cert. denied, 315 N.C. 391, 338
S.E.2d 880 (1986).
Statements of an out of court declarant that are offered for
purposes other than proving the truth of the matter asserted are
not hearsay. State v. Call, 349 N.C. 382, 409, 508 S.E.2d 496, 513
(1998). Evidence admitted to explain the subsequent conduct of
the person to whom the statement was directed is also not hearsay.
State v. Gainey, 355 N.C. 73, 87, 558 S.E.2d 463, 473 (citing State
v. Coffey, 326 N.C. 268, 282, 389 S.E.2d 48, 56 (1990)), cert.
denied, 537 U.S. 896, 154 L. Ed. 2d 165 (2002); see also State v.
White, 298 N.C. 430, 437, 259 S.E.2d 281, 286 (1979).
C. Analysis
During cross-examination, defendant questioned Detective Spain
extensively about the events and evidence which led to the
investigation and arrest of defendant. Detective Spain was asked
about his investigation of and conversation with Torres. The
transcript indicates defendant's trial strategy may have been to
question the thoroughness and validity of Detective Spain's
investigation and to proffer evidence to show Torres's bias and
motive in exchange for providing information about defendant. On redirect, the State asked Detective Spain about the
conversation with Torres which spurred the investigation of
defendant. Defendant objected, arguing the testimony would be both
inadmissible hearsay and a violation of his Sixth Amendment right
to confrontation. Both parties presented arguments to the trial
court outside the presence of the jury. The trial court allowed
admission of the State's question and Detective Spain's answer for
the jury, but prefaced it by stating, Ladies and gentlemen, the
officer's next testimony is going to be given -- is offered as the
basis for the investigation, however it's for you to, however, to
determine whether that fact actually happened.
We hold the trial court did not err in allowing Detective
Spain to testify concerning Torres's interview. First, defendant
opened the door to this line of questioning by cross-examining
Detective Spain concerning Torres's credibility and evidence that
led the detectives to defendant. Second, the testimony was not
offered for the truth of the matter asserted. Rather, it was
intended to explain the detectives' subsequent conduct. Third, the
trial court provided a limiting instruction both prior to the
admission of the evidence and during its charge to the jury.
Fourth, evidence pertaining to Torres's interview was discussed
during both direct and cross-examination of Detective Alamillo
without objection by defendant. This assignment of error is
overruled.
IV. Jury Instructions
[2] Defendant contends the jury instructions should have
included the requirement that the State prove defendant knowingly
possessed four hundred grams or more of cocaine and four hundred
grams or more of methamphetamine beyond a reasonable doubt. We
disagree.
N.C. Gen. Stat. § 90-95(h)(3b) (2003) provides in part:
(3b) Any person who sells, manufactures,
delivers, transports, or possesses 28
grams or more of methamphetamine or
amphetamine shall be guilty of a felony
which felony shall be known as
trafficking in methamphetamine or
amphetamine and if the quantity of such
substance or mixture involved:
. . . .
c. Is 400 grams or more, such person
shall be punished as a Class C felon
and shall be sentenced to a minimum
term of 225 months and a maximum
term of 279 months in the State's
prison and shall be fined at least
two hundred fifty thousand dollars
($ 250,000).
The elements the State must prove beyond a reasonable doubt to
support a conviction of trafficking in cocaine or methamphetamine
by possession is that defendant: (1) knowingly possess[ed]
cocaine [or methamphetamine;] and (2) that the amount possessed was
28 grams or more. State v. White, 104 N.C. App. 165, 168, 408
S.E.2d 871, 873 (1991). [T]o convict an individual of drug
trafficking the State is not required to prove that defendant had
knowledge of the weight or amount of methamphetamine which he
knowingly possessed or transported. Instead, the statute requires
only that the defendant knowingly possess or transport thecontrolled substances. State v. Shelman, 159 N.C. App. 300, 306,
584 S.E.2d 88, 93, disc. rev. denied, 357 N.C. 581, 589 S.E.2d 363
(2003).
The trial court did not err in instructing the jury that the
State is not required to prove that the defendant had knowledge of
the weight or amount of methamphetamine or cocaine which he
knowingly possessed. This assignment of error is overruled.
V. Jury Question
[3] Defendant contends the trial court erred in responding to
a jury question with a factual answer, usurping the jury's role as
the fact-finder. We disagree.
N.C. Gen. Stat. § 15A-1233(a) (2003) provides:
If the jury after retiring for deliberation
requests a review of certain testimony or
other evidence, the jurors must be conducted
to the courtroom. The judge in his
discretion, after notice to the prosecutor and
defendant, may direct that requested parts of
the testimony be read to the jury and may
permit the jury to reexamine in open court the
requested materials admitted into evidence.
In his discretion the judge may also have the
jury review other evidence relating to the
same factual issue so as not to give undue
prominence to the evidence requested.
Our Supreme Court has held that the statute's requirement
that the trial court exercise its discretion is a codification of
the long-standing common law rule that the decision whether to
grant or refuse a request by the jury for a restatement of the
evidence lies within the discretion of the trial court. State v.
Barrow, 350 N.C. 640, 646, 517 S.E.2d 374, 378 (1999). To show
that the trial court abused its discretion, the appealing partymust demonstrate that the trial court's decision was so arbitrary
that it could not have been the result of a reasoned decision.
State v. Weddington, 329 N.C. 202, 209, 404 S.E.2d 671, 676 (1991)
(citing State v. Wilson, 313 N.C. 516, 538, 330 S.E.2d 450, 465
(1985)).
Here, the jury wrote to the trial court during deliberations
and asked, [w]hat was the amount of coke in the cooler . . . ?
The trial court conferred with both the State and defendant to
consider how to best respond to the jury's question. Defendant
requested that the jury be instructed to use their recollection.
The trial court responded by stating, I can't tell them to rely on
their recollection because there's no evidence that there was . .
. I think I need to inform them no cocaine was found in the
cooler. After the jury was conducted to the courtroom, the trial
court stated, [t]he question, What was the amount of coke in the
cooler, ladies and gentlemen, there's no evidence presented that
there was any cocaine in the cooler.
Defendant does not show and we fail to see how the trial court
abused its discretion in answering the jury's question. The
transcript indicates the trial court carefully considered the issue
and solicited and received arguments from both parties. Further,
defendant was not prejudiced as the jury found him to be not guilty
of the charges involving cocaine, conspiracy to traffic cocaine,
and trafficking in cocaine. This assignment of error is overruled.
VI. Conclusion
Detective Spain's testimony describing the officers'
conversation with Torres was properly admitted. The trial court
correctly instructed the jury on the charges of trafficking in
cocaine and trafficking in methamphetamine. The trial court did
not abuse its discretion in responding to the jury's question on
cocaine, particularly where defendant was acquitted of charges
relating to cocaine. The defendant received a fair trial free from
error.
No error.
Judges MCGEE and GEER concur.
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