Appeal by defendant from judgment entered 20 May 2002 by Judge
William C. Griffin, Jr. in Superior Court, Beaufort County. Heard
in the Court of Appeals 16 February 2005.
Attorney General Roy Cooper, by Assistant Attorney General
Emery E. Milliken, for the State.
Daniel F. Read for defendant.
McGEE, Judge.
James Meynardie (defendant) entered an Alford guilty plea on
20 May 2002 to one charge of first degree sexual offense and two
charges of indecent liberties with a minor. Pursuant to the plea
agreement, the trial court consolidated all three charges into one
judgment. Defendant stipulated to the State's factual basis for
entry of the plea, which tended to show the following. Defendant's
stepson, J.F., reported to J.F.'s father that defendant had shown
J.F. a pornographic magazine and had told J.F. that he wanted J.F.
to do what was depicted in the magazine. Defendant then touched
J.F.'s penis underneath J.F.'s clothes and "tr[ied] to get [J.F.]
to do what the girls in the magazine were doing." J.F. refused.
J.F.'s father reported what J.F. had told him to J.F.'s
mother, defendant's wife, who called law enforcement. Child
Protective Services (CPS) interviewed J.F. and J.F.'s brother, M.C.
Both J.F. and M.C. stated that defendant had touched their
genitalia. Defendant subsequently admitted to CPS that he had
sexually molested both J.F. and M.C. While defendant was being held for trial, law enforcement
discovered that defendant had also molested B.H., the daughter of
defendant's former girlfriend. When confronted, defendant also
admitted to sexually molesting B.H.
At sentencing, the State requested that the trial court find
as an aggravating factor that defendant took advantage of a
position of trust and confidence to commit the offenses. Defendant
requested that the trial court find in mitigation that defendant
voluntarily acknowledged his wrongdoing prior to his arrest and at
an early stage in the criminal process. The trial court, without
submitting the issue of the aggravating factor to a jury, found the
aggravating factor that defendant took advantage of a position of
trust and confidence to commit the offenses. In open court, the
trial court also found in mitigation that defendant admitted
wrongdoing at an early stage in the criminal process. Also in open
court, the trial court found that the aggravating factor outweighed
the mitigating factor. However, the written judgment only reflects
the trial court's finding in aggravation and omits the finding in
mitigation. The written judgment also omits the trial court's
weighing of the factors. Defendant was sentenced to 280 to 345
months in prison. Defendant appeals.
I.
[1] After defendant filed his brief with this Court on 16 June
2004, the United States Supreme Court decided
Blakely v.
Washington, 542 U.S. 296, 159 L. Ed. 2d 403 (2004) on 24 June 2004.
Defendant thereafter filed a Motion for Appropriate Relief withthis Court, arguing that the trial court's finding of an
aggravating factor was unconstitutional, since a jury did not find
the aggravating factor by a reasonable doubt and defendant did not
admit to the factor.
The North Carolina Supreme Court recently held that N.C. Gen.
Stat. § 15A-1340.16 was unconstitutional to the extent that it
permitted a trial court to find a factor in aggravation when the
factor was not submitted to a jury or admitted to by the defendant.
State v. Allen, ___ N.C. ___, ___, ___ S.E.2d ___, ___ (1 July
2005). Since the trial court did not submit the issue of the
aggravating factor to a jury, its finding of the aggravating factor
was error unless defendant admitted to the factor.
The State argues that defendant stipulated to the existence of
the aggravating factor when he stipulated to the State's factual
basis for his plea. The State argues that the factual basis, which
showed that defendant sexually abused the children of women with
whom he was romantically involved, necessarily established that
defendant took advantage of a position of trust and confidence.
The State also points to defendant's failure to object to the
State's request that the trial court find the aggravating factor,
and to the following statement made by defense counsel at the
sentencing hearing:
[COUNSEL FOR DEFENDANT]: Your Honor, I
understand the State's position, their
position for an aggravating factor. There
would also be, Your Honor, the -- as a
counterbalance towards any of that -- the --
the fact that he voluntarily acknowledged his
wrongdoing at an early stage . . . .
Blakely and
Allen established that a criminal defendant has a
constitutional right to a jury trial on whether an aggravating
factor exists.
Blakely, 542 U.S. at ___, 159 L. Ed. 2d at 414-15;
Allen, ___ N.C. at ___, ___ S.E.2d at ___.
In order for a
defendant to effectively waive the right to a jury trial, the
waiver "not only must be voluntary but must be [a] knowing,
intelligent act[] done with sufficient awareness of the relevant
circumstances and likely consequences."
Brady v. United States,
397 U.S. 742, 748, 25 L. Ed. 2d 747, 756 (1970).
Since neither
Blakely nor
Allen had been decided at the time
of defendant's sentencing hearing, defendant was not aware of his
right to have a jury determine the existence of the aggravating
factor. Therefore, defendant's stipulation to the factual basis
for his plea was not a "knowing [and] intelligent act[] done with
sufficient awareness of the relevant circumstances and likely
consequences."
Brady, 397 U.S. at 748, 25 L. Ed. 2d at 756. We
hold that defendant did not knowingly and effectively stipulate to
the aggravating factor, nor waive his right to a jury trial on the
issue of the aggravating factor.
The State argues that if any
Blakely error occurred
, the error
was harmless. However, our Supreme Court held in
Allen that "the
harmless-error rule does not apply to sentencing errors which
violate a defendant's Sixth Amendment right to jury trial pursuant
to
Blakely."
Allen, ___ N.C. at ___, ___ S.E.2d at ___. We
accordingly do not review the finding of the aggravating factor for
harmless error. In the alternative, the State requests that we review the
Blakely issue for plain error. Not only have our Courts
consistently held that plain error review is only appropriate when
error has occurred in the trial court's instructions to the jury or
its ruling on the admissibility of evidence,
see, e.g., State v.
Roache, 358 N.C. 243, 275, 595 S.E.2d 381, 403 (2004), our Supreme
Court held in
Allen that "
Blakely errors arising under North
Carolina's Structured Sentencing Act are structural and, therefore,
reversible per se."
Allen, ___ N.C. at ___, ___ S.E.2d at ___. We
grant defendant's Motion for Appropriate Relief and remand this
case for resentencing in accordance with
Blakely and
Allen.
Although we remand for resentencing, we elect to review
defendant's assignments of error in order to provide guidance to
the trial court on remand.
II.
[2] Defendant first assigns error to the trial court's failure
to record its finding that defendant voluntarily acknowledged
wrongdoing at an early stage in the criminal process. The State
concedes that the trial court did in fact find the mitigating
factor. However, the State argues that the failure to record the
finding is merely a clerical error and is not error that merits a
new sentencing hearing.
See State v. Gell, 351 N.C. 192, 218, 524
S.E.2d 332, 349,
cert. denied, 531 U.S. 867, 148 L. Ed. 2d 110
(2000) (finding that when a judgment mistakenly indicated that the
trial court found an aggravating factor, it was "an obvious
clerical error because it [wa]s inconsistent with the trial court'sactual findings[,]" and the defendant was not entitled to a new
sentencing hearing).
The transcript of the plea proceedings indicates that the
trial court clearly found the mitigating factor in open court when
it stated: "Find in mitigation that at an early -- that [defendant]
admitted wrongdoing. Find the aggravating factor outweighs the
mitigating factor." The failure of the judgment to reflect this
finding is a mere clerical error that does not merit a new
sentencing hearing. However, since we remand this case for
resentencing on other grounds, we direct the trial court to amend
its judgment to accurately reflect the finding in mitigation.
III.
[3] Defendant next assigns error to the trial court's failure
to find in mitigation that defendant accepted responsibility for
his criminal conduct, under N.C. Gen. Stat. § 15A-1340.16(e) (15).
In support of his argument, defendant points to the evidence that
defendant confessed that he committed the crimes, was receiving
psychiatric treatment for his condition, and entered an
Alford
guilty plea. After entering his
Alford plea, but prior to
sentencing, defendant made the following statement: "I'm just sorry
for what I did, and I just hope the family will forgive me for what
I did, and I'm really working hard at getting my life straight."
At the sentencing hearing, defendant failed to request that
the trial court find in mitigation that defendant accepted
responsibility for his criminal conduct. When a defendant fails to
request that a trial court find a factor in mitigation, the trialcourt has a duty to find the factor "only when the evidence offered
at the sentencing hearing supports the existence of a mitigating
factor
specifically listed in N.C. Gen. Stat. § 15A-1340.4(a)(2)
[now N.C. Gen. Stat. § 15A-1340.16(e)] and when the defendant meets
the burden of proof established in
State v. Jones, 309 N.C. 214,
306 S.E.2d 451 (1983)."
State v. Gardner, 312 N.C. 70, 73, 320
S.E.2d 688, 690 (1984). Under
Jones,
[a defendant's] position is analogous to that
of a party with the burden of persuasion
seeking a directed verdict. [The defendant]
is asking the court to conclude that "the
evidence so clearly establishes the fact in
issue that no reasonable inferences to the
contrary can be drawn," and that the
credibility of the evidence "is manifest as a
matter of law."
Jones, 309 N.C. at 219-20, 306 S.E.2d at 455 (quoting
Bank v.
Burnette, 297 N.C. 524, 536, 256 S.E.2d 388, 395 (1979)).
A defendant has accepted responsibility for his criminal
conduct "when he accepts that he is 'answerable [for] . . . the
result' of his criminal conduct."
State v. Godley, 140 N.C. App.
15, 28, 535 S.E.2d 566, 576 (2000),
disc. review denied, 353 N.C.
387, 547 S.E.2d 25,
and cert. denied, 532 U.S. 964, 149 L. Ed. 2d
384 (2001) (alterations in original) (quoting Webster's Third New
International Dictionary 1935 (1968)). A defendant's apology at a
sentencing hearing does not lead to the sole inference that the
defendant has accepted responsibility for the defendant's criminal
conduct.
State v. Norman, 151 N.C. App. 100, 106, 564 S.E.2d 630,
634 (2002);
see also Godley, 140 N.C. App. at 29, 535 S.E.2d at
576. In
Norman, the defendant gave the following apology in opencourt:
I just want to apologize for my
wrongdoing and whatever. I understand how you
feel and I know your mom will never be back
with you and I kind of feel the same way, that
I will never be with my one[-]year-old son
again because of the actions that I took part
in[,] and I just wanted_just wanted to let you
know that I am sorry for the part that I took
in it and I hope that you will forgive me.
And for the rest of the things that I have
been included in, I apologize for that, too.
Norman, 151 N.C. App. at 102-03, 564 S.E.2d at 632 (alterations in
original).
The defendant argued that this apology supported a
finding in mitigation that the defendant had taken responsibility
for his criminal conduct.
Id. at 106, 564 S.E.2d at 634. While
recognizing that the defendant was "remorseful," our Court held
that defendant's "statement does not lead to the sole inference
that he accepted he was answerable for the result of his criminal
conduct."
Id.;
see also Godley, 140 N.C. App. at 29, 535 S.E.2d at
576 (finding that the defendant's apology "[wa]s not so persuasive
that [the] [d]efendant's acceptance of responsibility for his
conduct [wa]s the only reasonable inference that c[ould] be drawn
from the statement.").
Like the defendant in
Norman, we find that defendant has
failed to meet the
Jones burden of proving the factor in
mitigation.
Jones, 309 N.C. at 219-20, 306 S.E.2d at 455.
Defendant's apology does not definitively establish that defendant
took responsibility for his criminal conduct such that "'no
reasonable inferences to the contrary can be drawn.'"
Id. at 220,
306 S.E.2d at 455 (quoting
Burnette, 297 N.C. at 536, 256 S.E.2d at395). In addition, we find that defendant's
Alford plea merits
against finding that defendant accepted responsibility for his
conduct. The
Alford plea permitted defendant to "consent to the
imposition of a prison sentence even if he [wa]s unwilling or
unable to admit his participation in the acts constituting the
crime."
North Carolina v. Alford, 400 U.S. 25, 37, 27 L. Ed. 2d
162, 171 (1970). Defendant's
Alford plea indicates a reluctance to
take full responsibility for his criminal conduct. Finally,
defendant's confession and psychiatric treatment do not necessarily
lead to the conclusion that defendant has taken responsibility for
his conduct. Therefore, we cannot find that the trial court erred
in failing to find in mitigation that defendant took responsibility
for his criminal conduct.
IV.
[4] Defendant's final assignment of error contends that the
trial court erred when it found that the aggravating factor
outweighed the mitigating factor. Defendant argues that the trial
court did not accept his
Alford plea as a legitimate and
constitutional guilty plea, and that this predisposition negatively
affected the mitigating evidence.
At trial, after defendant requested that the trial court find
in mitigation that defendant voluntarily acknowledged his
wrongdoing at an early stage in the criminal process, the trial
court made the following statements:
Well, [counsel for defendant], I -- you make a
sound argument for mitigation. The only thing
that troubles me about that is that he's
entered a -- he -- he voluntarily told thepolice about this other offense that has put
him in the position of facing this long
sentence. He ought to get some credit for
that, but yet he's entered an [
Alford] [p]lea
which I don't really follow[,] you know. You
want me to find that he's admitted his
wrongdoing, yet he's entered a plea here where
he's -- he doesn't admit it, and -- you know -
- I don't really understand the rationale
behind what's gone on here.
. . . .
[Defendant has] come into court and entered a
plea where he doesn't admit his guilt. I just
find that sort of inconsistent that -- I just
don't understand it[,] you know.
Defendant contends that, considering the trial court's
statements, it is impossible to know whether the trial court gave
appropriate weight to the mitigating factor. We disagree.
A trial court has sound discretion in weighing aggravating and
mitigating factors.
State v. Parker, 315 N.C. 249, 258, 337 S.E.2d
497, 502-03 (1985). A trial court's balance of the factors will
only be disturbed when manifestly unsupported by reason.
State v.
Butler, 341 N.C. 686, 694, 462 S.E.2d 485, 489 (1995).
Furthermore, a trial court "need not justify the weight [it]
attaches to any factor. . . . [The appellate courts] defer to the
wisdom of the trial [court] the appropriateness of the severity of
punishment imposed on the particular offender."
State v. Ahearn,
307 N.C. 584, 597-98, 300 S.E.2d 689, 697-98 (1983).
In this case, we cannot find that the trial court's finding
that the aggravating factor outweighed the mitigating factor was
manifestly unsupported by reason. There is no evidence that the
trial court failed to give the appropriate weight to either thefactor in aggravation or the factor in mitigation. The trial court
properly exercised its discretion and we defer to its balance of
the factors.
Affirmed, remanded for resentencing.
Judges TYSON and GEER concur.
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