2. Constitutional Law--right to confrontation--nontestimonial evidence--adequate
indicia of reliability
Defendant's Sixth Amendment right to confrontation was not violated in an assault with a
deadly weapon inflicting serious injury case even though defendant contends the statements
made by his former girlfriend to the victim were testimonial in nature according to Crawford v.
Washington, 541 U.S. 36 (2004), because: (1) the statements were nontestimonial and made
while the victim was being transported to a hospital for injuries caused by defendant; (2) the
statements were not made during any police investigation, rather they were made during a private
conversation between the girlfriend and the victim and outside the presence of any police officer;
(3) these statements were made merely to inform the victim of the attacker's identity since the
girlfriend knew and the victim did not; and (4) it was unlikely that when the girlfriend made
these statements she was thinking in terms of anything outside the scope of her private
conversation, and she was not thinking about testifying as to this matter before the court.
3. Constitutional Law--right to confrontation--harmless error--sufficient indicia of
reliability
Although defendant's constitutional right to confrontation was violated in an assault with
a deadly weapon inflicting serious injury case through the admission of his girlfriend's prior
statement to the victim when the State did not provide sufficient written notice in advance stating
its intent to offer the girlfriend's statement as to defendant's identity through the victim's
testimony, there was sufficient undisputable evidence of defendant's guilt
without the victim's
statement identifying defendant as the perpetrator to render the constitutional error harmless
beyond a reasonable doubt.
4. Assault_-deadly weapon inflicting serious injury--motion to dismiss--sufficiency of
evidence
The trial court erred by denying defendant's motion to dismiss the charge of assault with
a deadly weapon inflicting serious injury based on insufficient evidence to support the deadly
weapon element, and the case is remanded for entry of judgment on the lesser-included offense
of assault inflicting serious injury, because: (1) there was insufficient evidence to determine
defendant's size and strength compared to that of the victim; (2) when instruments fall within the
purview of those other weapons that may become deadly such as defendant's hands, there must
be sufficient evidence at trial regarding the size and condition of defendant versus the victim as
well as sufficient evidence pertaining to the manner of the weapon's use; and (3) although the
jury had an opportunity to observe both defendant and the victim at trial, mere observation by the
jury of the victim and defendant's strength and size alone is insufficient to support the deadly
weapon element.
5. Sentencing--aggravating factors--Blakely error
The trial court erred in an assault with a deadly weapon inflicting serious injury case by
sentencing defendant in the aggravated range based upon findings of aggravating factors that
were not submitted to and found by the jury beyond a reasonable doubt, and defendant's case is
remanded for resentencing.
Judge CALABRIA concurring in part and dissenting in part.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Kimberly D. Potter, for the State.
Lynne Rupp, for defendant-appellant.
JACKSON, Judge.
On 5 November 2003, George Wesley Lawson (defendant) was
tried on an indictment charging him with first degree burglary andthe assault of Kevin Taborn (Taborn) with a deadly weapon
inflicting serious bodily injury. At the close of the State's
evidence, the court granted defendant's motion to dismiss the first
degree burglary charge. On 7 November 2003, a jury convicted
defendant of assault with a deadly weapon inflicting serious
injury. The court sentenced defendant as a level three offender to
forty two (42) to sixty (60) months in the North Carolina
Department of Correction. The court found as aggravating factors
that defendant committed the crime while the victim was asleep, and
by breaking and entering into the residence of Sherell Stanley, his
former girlfriend, at 3:00 a.m. with the intent to assault both her
and the victim. The court found no mitigating factors.
On 18 May 2001, Taborn visited Sherell Stanley and her
children at her residence. They watched movies and then went to
bed. At approximately 3:38 a.m., Officer Patricia Smith (Officer
Smith) responded to a domestic disturbance call made by Sherell
Stanley. After Officer Smith arrived at the Stanley residence, she
noticed that Sherell Stanley's forehead was swollen and that she
(Stanley) was upset. After Officer Smith questioned Sherell
Stanley about the incident to learn who had assaulted her (Stanley)
and the victim, Sherell Stanley directed Officer Smith to
defendant's residence. Emergency services personnel responded shortly after police
officers arrived at Sherell Stanley's home. The emergency services
personnel subsequently transported Taborn to the hospital where he
sought medical treatment for a broken jaw. He was directed by the
hospital staff to seek additional treatment at the University of
North Carolina's hospital. Taborn's injuries required
reconstructive surgery of his bone structure, which necessitated
placing a titanium plate with screws and a mesh screen on the top
of it in order to simulate his bone structure. Taborn's injuries
also caused him to miss approximately two months of work.
On 19 May 2001, defendant, an informant who gathered drug
information for the city of Kinston, North Carolina, contacted
Officer Cary Barnes (Officer Barnes) and the two of them met in
person. Defendant informed Officer Barnes that he had got in some
trouble and that he had gone to his girlfriend's house and found
a man there. Defendant then told Officer Barnes he beat the
gentleman down, he was furious, and he lost it. Subsequently,
the police arrested defendant.
At trial, Taborn testified that his face hurt when he woke up.
Taborn further stated that he knew who hit him in the face prior to
arriving at the hospital. After the State asked Taborn how he knew
who hit him, Taborn responded that Sherell Stanley and Tyechia
Stanley, her daughter, told him. The court overruled defendant'sobjection and the motion to strike Taborn's response as
inadmissible hearsay.
Taborn then testified that Sherell Stanley and Tyechia Stanley
told him that George Lawson hit him and that he had never seen
Lawson before. Defendant's attorney failed to renew his objection
or make a motion to strike this testimony as inadmissible hearsay,
as he had done after Taborn's previous testimony. Taborn further
testified that he continues to have pain from the injuries he
sustained, including tingling and numbness in his face and black
dots in his left eye. Tyechia Stanley, who was present during the
incident, testified at trial that she knew defendant, that she
observed defendant fighting with Taborn, and that she and her
mother tried to stop defendant from hitting Taborn.
Sherell Stanley did not appear in court for defendant's trial.
During Officer Smith's testimony, the Court held a voir dire of
Officer Smith on the issue of her failure to appear in court to
testify. Prior to trial, the victim-witness coordinator contacted
Sherell Stanley by phone and Ms. Stanley responded that she did not
want law enforcement to come to her work or home. She further
stated that she would come to the District Attorney's office to
accept service of the subpoena but ultimately failed to do so. The
Kinston Police Department attempted to serve the subpoena on
Sherell Stanley but were unable to find her. Officer Smith visitedSherell Stanley's home and informed her of the court date; however,
Sherell Stanley could not be located on the morning of the trial.
After the voir dire proceedings, the trial court issued an Order
for Sherell Stanley's arrest.
[1] Defendant first contends the trial court erred when it
allowed inadmissible hearsay by Taborn, thus, violating defendant's
state and federal rights under the Confrontation Clause, his right
to a fair trial, and right to due process of the law.
Specifically, Taborn testified as follows:
State: [D]id you have an idea after
talking with Ms. Sherell who
might possibly have done this
to you?
Counsel: I'm going to object, your
honor. He's already said he
didn't see it and doesn't know.
He's just trying to get her
testimony in.
Court: Overruled. Go ahead on.
State: Did you after speaking with Ms.
Sherell Stanley have an idea
who did this to you?
Witness: I knew that about 3:30 or 4:00
before I got to the hospital.
State: And how did you know that?
Witness: Sherell told me and her
daughter.
Counsel: Objection. Motion to Strike. Court: Overruled.
State: And what - who did you believe
did this to you at that point?
Witness: She said a guy named George
Lawson. I had never seen him
before in my life.
(Emphasis added).
The North Carolina Rules of Evidence define hearsay as a
statement, other than one made by the declarant while testifying at
the trial or hearing, offered in evidence to prove the truth of the
matter asserted. N.C. R. Evid. 801(c) (2003). In the instant
case, Taborn testified as to Sherell Stanley's statement and the
statement was offered to prove the truth of the matter asserted -
that defendant injured Taborn.
The North Carolina Rules of Appellate Procedure state,
however, that to preserve a question for appellate review, a party
must have presented to the trial court a timely request, objection
or motion, stating the specific grounds for the ruling the party
desired the court to make if the specific grounds were not apparent
from the context. N.C. R. App. P. 10(b)(1) (2004).
In the instant case, defendant effectively objected to the
State's line of questioning. We believe that defendant's pattern
of objections to the hearsay testimony constituted a continuing
objection to the line of questioning and therefore all of thehearsay testimony may be considered on appeal, although only part
of the testimony was objected to at trial. State v. Brooks, 72
N.C. App. 254, 324 S.E.2d 854 (1985). However, having found that
defendant properly preserved this issue, we also hold that the
State has proven the admission of Taborn's testimony is harmless
beyond a reasonable doubt. State v. Morgan, 359 N.C. 131, 157, 604
S.E.2d 886, 902 (2004); N.C. Gen. Stat. § 15A-1443(b) (2003).
Absent the inadmissible hearsay, the record tends to show: (1)
Tyechia Stanley, who was present during the incident, identified
defendant as the person who injured Taborn and described the events
that took place during the incident; (2) defendant contacted
Officer Barnes, for whom he served as an informant, regarding this
incident and admitted to injuring Taborn on 19 May 2001; and (3)
Officer Smith responded to the emergency 911 phone call made on 19
May 2001, and during voir dire proceedings, explained Sherell
Stanley's unavailable status. Absent the inadmissible hearsay, we
still find ample evidence in the record to support the jury's
guilty verdict against defendant. Therefore, this assignment of
error is overruled.
[2] Defendant next contends his Sixth Amendment right to
confrontation was violated relying upon Crawford v. Washington, 541
U.S. 36, 158 L. Ed. 2d 177 (2004). His reliance is misplaced as he
misinterprets the United States Supreme Court's ruling in Crawford. Defendant asserts the statements made by Sherell Stanley to Taborn
were testimonial in nature and, thus, fall within Crawford's
definition of testimonial. Id. at 68, 158 L. Ed. 2d at 203. In
Crawford, the Court stated:
where nontestimonial [sic] hearsay is at
issue, it is wholly consistent with the
Framers' design to afford the States
flexibility in their development of hearsay
law . . . .[,] [and] [w]e leave for another
day any effort to spell out a comprehensive
definition of testimonial. . . .[;]
[w]hatever else the term covers, it applies at
a minimum to prior testimony at a preliminary
hearing, before a grand jury, or at a former
trial; and to police interrogations.
Id. In the instant case, Taborn testified about statements made by
Stanley; these statements were non-testimonial and made while
Taborn was being transported to a hospital for injuries caused by
defendant. The statements were not made during any police
investigation, rather they were made during a private conversation
between Stanley and Taborn and outside the presence of any police
officer. Further, these statements were made merely to inform
Taborn of the attacker's identity since Stanley already knew the
attacker's identity and he did not. In Crawford, the Court
recognized that testimonial statements include those pretrial
statements that declarants would reasonably expect to be used
prosecutorially at a later trial. Id. at 51, 158 L. Ed. 2d at
193. Here, however, it was unlikely that when Stanley made thesestatements, she was thinking in terms of anything outside the scope
of their private conversation - certainly not about testifying as
to this matter before the court. These statements therefore do not
fall within that category which the confrontation clause was
directed to protect. Id.
[3] While Crawford does not require that Stanley's statement
be excluded, we still must determine whether the non-testimonial
statement had adequate indicia of reliability. Ohio v. Roberts,
448 U.S. 56, 66, 65 L. Ed. 2d 597, 608 (1980), overruled on other
grounds by Crawford, 541 U.S. 36, 158 L. Ed. 2d 177 (2004).
In the instant case, defendant argues:
While Rule of Evidence 804(b)(5) provides for
the admission of hearsay statements when the
declarant is unavailable and the statement is
not covered by any specific exception, but is
determined to have equivalent circumstantial
guarantees of trustworthiness. N.C.G.S.
section 8C-1, Rule 804(b)(5), initially the
trial court must find that the declarant is
unavailable . . . . In the instant case, the
trial court did not make a finding that Ms.
Sherell was unavailable, though the court did,
at a later stage in the proceedings, hear
evidence that Ms. Sherell knew she was
required in court, but she failed to appear.
Additionally, the trial court failed to make
findings of fact to support the admission of
Ms. Stanley's statement based on its
trustworthiness.
Our Supreme Court, in discussing Rule 803(24), which is
substantially similar to Rule 804(b)(5), previously has stated: First, we consider the rule's requirements for
the element of trustworthiness. Rule 803(24)
permits the admission of a statement not
specifically covered by any of the foregoing
exceptions but having equivalent
circumstantial guarantees of trustworthiness.
N.C.G.S. 8C-1, Rule 803(24) (1988). The
confrontation clause also imposes a
requirement of trustworthiness. The statement
of a hearsay declarant is admissible only if
it bears adequate indicia of reliability.
Ohio v. Roberts, 448 U.S. 56, 66, 65 L. Ed. 2d
597, 608 (1980).
State v. Deanes, 323 N.C. 508, 516, 374 S.E.2d 249, 255 (1988),
cert. denied, 490 U.S. 1101, 104 L. Ed. 2d 1009 (1989). The test
of adequate indicia of reliability is virtually the same as the
standard under Rule 804(b)(5). The dissent states that defendant
failed to properly preserve the issue of whether Stanley's
statement violates the standard set forth in Roberts. We conclude,
however, that defendant properly preserved this issue for appellate
review in this case and reserve for another day the issue of
whether we automatically proceed to an Ohio v. Roberts analysis
every time a Crawford issue is raised.
The test in Roberts requires the court to determine whether
Stanley's out-of-court statement was properly admitted under any
hearsay exception to the general rule or whether the out-of-court
statement had particularized guarantees of trustworthiness.
Roberts, 448 U.S. at 66, 65 L. Ed. 2d at 608. Here, the out-of-
court statement did not sufficiently fall within any recognizableexception to the general rule of hearsay. We further find that the
statement did not present any particularized guarantee of
trustworthiness. Under North Carolina General Statutes 8C-1, Rule
804(b)(5), the following is not barred by the hearsay rule when the
declarant is unavailable:
A statement not specifically covered by any of
the foregoing exceptions but having equivalent
circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement
is offered as evidence of a material fact; (B)
the statement is more probative on the point
for which it is offered than any other
evidence which the proponent can procure
through reasonable efforts; and (C) the
general purposes of these rules and the
interests of justice will best be served by
admission of the statement into evidence.
However, a statement may not be admitted under
this exception unless the proponent of it
gives written notice stating his intention to
offer the statement and the particulars of it,
including the name and address of the
declarant, to the adverse party sufficiently
in advance of offering the statement to
provide the adverse party with a fair
opportunity to prepare to meet the statement.
The record before the court tends to show that the State did not
provide written notice in advance to defendant of its intent to
offer Stanley's statement as to defendant's identity through
Taborn's testimony. The State did not provide sufficient written
notice in advance stating its intent to offer Stanley's statement
into evidence, therefore, the statement cannot be admitted under
this hearsay exception. Applying the analysis set forth in Roberts, we hold that
defendant's constitutional right was violated through the admission
of Stanley's prior statement to Taborn. The burden, therefore,
must shift to the State to show that the inadmissible statement was
harmless beyond a reasonable doubt. N.C. Gen. Stat. § 15A-1443(b)
(2003). In order for this Court to find that the error affecting
defendant's constitutional rights was harmless beyond a reasonable
doubt, we must determine that the error had no bearing on the jury
deliberations. State v. Sisk, 123 N.C. App. 361, 370, 473 S.E.2d
348, 354 (1996) (citing State v. Reid, 334 N.C. 551, 558, 434
S.E.2d 193, 198 (1993), disc. rev. denied, 345 N.C. 182, 478 S.E.2d
15 (1996), aff'd in part by State v. Sisk, 345 N.C. 749, 483 S.E.2d
440 (1997)). Overwhelming evidence of a defendant's guilt may
render a constitutional error harmless beyond a reasonable doubt.
State v. Roope, 130 N.C. App. 356, 367, 503 S.E.2d 118, 126, disc.
rev. denied, 349 N.C. 374, 525 S.E.2d 189 (1998) (citing Harrington
v. California, 395 U.S. 250, 23 L. Ed. 2d 284 (1969); State v.
Autry, 321 N.C. 392, 400, 364 S.E.2d 341, 346 (1988)).
In the instant case, Tyechia Stanley, who was present during
the incident, testified at trial that she knew defendant, that she
observed defendant fighting with Taborn, and that she and her
mother tried to stop defendant from hitting Taborn. It is further
apparent from the record that Tyechia Stanley's testimonyidentifying defendant as the perpetrator was not refuted. In
addition, Officer Smith testified that she arrived at the scene
within minutes after the 911 call, that Sherell Stanley directed
her to defendant's address, and that she issued a warrant for
defendant's arrest using the address given to her by Stanley.
Officer Barnes further testified that defendant discussed with him
the assault against the victim, admitted to being involved in a
fight at Stanley's home in which he beat the gentleman down, he
was furious, and he lost it. Accordingly, there was sufficient
undisputable evidence, without Taborn's statement identifying
defendant as the perpetrator, of . . . defendant's guilt to render
the constitutional error harmless beyond a reasonable doubt. Id.
Therefore, this assignment of error is overruled.
[4] Defendant asserts the trial court erred when it denied
defendant's motion to dismiss the charge of assault with a deadly
weapon inflicting serious injury when there was insufficient
evidence to support the deadly weapon element of such charge. We
agree.
When ruling on a motion to dismiss, the trial court must
'consider whether the State has presented substantial evidence of
each essential element of the crime charged.' State v. Morgan,
164 N.C. App. 298, 302-03, 595 S.E.2d 804, 808 (2004) (quoting
State v. Alexander, 152 N.C. App. 701, 705, 568 S.E.2d 317, 319(2002)). The trial court further must interpret the evidence in
the light most favorable to the State, drawing all reasonable
inferences in the State's favor. State v. Grumbles, 104 N.C. App.
766, 770, 411 S.E.2d 407, 410 (1991) (citing State v. King, 299
N.C. 707, 264 S.E.2d 40 (1980)).
By statute, the essential elements of assault with a deadly
weapon with intent to inflict serious injury are (1) an assault;
(2) with a deadly weapon; (3) inflicting serious injury; (4) not
resulting in death. N.C. Gen. Stat. § 14-32(b) (2004). See State
v. Aytche, 98 N.C. App. 358, 366, 391 S.E.2d 43, 47 (1990). A
deadly weapon is any article, instrument or substance which is
likely to produce death or great bodily harm. State v.
Sturdivant, 304 N.C. 293, 301, 283 S.E.2d 719, 725 (1981). This
Court has held previously that a defendant's fists can be
considered a deadly weapon depending on the manner in which they
were used and the relative size and condition of the parties. See
State v. Rogers, 153 N.C. App. 203, 211, 569 S.E.2d 657, 663
(2002), disc. rev. denied, 357 N.C. 168, 581 S.E.2d 442 (2003);
State v. Krider, 138 N.C. App. 37, 530 S.E.2d 569 (2000); Grumbles,
104 N.C. App. at 771, 411 S.E.2d at 410; State v. Jacobs, 61 N.C.
App. 610, 301 S.E.2d 429, disc. rev. denied, 309 N.C. 463, 307
S.E.2d 368 (1983); State v. Archbell, 139 N.C. 537, 51 S.E. 801
(1905). Here, the trial court's jury charge states, in relevant part:
The defendant has been charged with assault
with a deadly weapon inflicting serious
injury. For you to find the defendant guilty
of this offense the state must prove three
things beyond a reasonable doubt. First, that
the defendant assaulted victim intentionally
beating him with an unknown object, a deadly
weapon, by beating him in the face. Secondly
the defendant used a deadly weapon. A deadly
weapon is a weapon which is likely to cause
death or serious bodily injury. Hands and
feet can be a deadly weapon. In determining
whether hands and feet or another unknown
object was a deadly weapon you should consider
the nature of whatever object was used, the
manner in which it was used and the size and
strength of the defendant as compared to the
victim. And third, that the defendant
inflicted serious injury upon the victim . . .
.
(emphasis added). Based on the record before this Court, there is
insufficient evidence to determine defendant's size and strength
compared to that of the victim. The State contends this Court has
never stated that the size and condition of defendant compared to
the victim is a requirement. In Archbell, however, our Supreme
Court stated:
[s]ome weapons are per se deadly, and others,
owing to the violence and manner of use,
become deadly. In the latter class of cases,
where the deadly character of the weapon is to
be determined by the relative size and
condition of the parties and the manner in
which it is used, it is proper and necessary
to submit the matter to the jury with proper
instructions.Id. at 538, 51 S.E. at 801 (citing State v. Hunley, 91 N.C. 621
(1884)).
When, therefore, instruments fall within the purview of those
other weapons that may become deadly, there must be sufficient
evidence at trial regarding the size and condition of defendant
versus the victim as well as sufficient evidence pertaining to the
manner of the weapon's use. See Rogers, 153 N.C. App. at 211, 569
S.E.2d at 663; State v. Hunt, 153 N.C. App. 316, 318-19, 569 S.E.2d
709, 711 (2002); Grumbles, 104 N.C. App. at 769, 411 S.E.2d at 409
(citing Jacobs, 61 N.C. App at 611, 301 S.E.2d at 430 (1983));
State v. Peacock, 313 N.C. 554, 563, 330 S.E.2d 190, 196 (1985).
After reviewing the record, we find the State presented
sufficient evidence to be submitted to the jury as to the manner of
the weapon's use, however, we do not find that the State presented
sufficient evidence as to defendant's size or condition compared to
that of the victim. The State asserts that the jury had an
opportunity to observe both defendant and victim at the trial;
however, mere observation by the jury of the victim and defendant's
strength and size, alone, is not sufficient evidence to support the
deadly weapon element for the charge of assault with a deadly
weapon with intent to inflict serious injury. See Archbell, 139
N.C. at 537, 51 S.E. at 801. Accordingly, we arrest judgment on assault with a deadly
weapon inflicting serious injury and we remand for entry of
judgment on the lesser included offense of assault inflicting
serious injury.
[5] The final issue before us pertains to a Motion for
Appropriate Relief filed by defendant with this court on 17
November 2004. In his motion, defendant asserts that the trial
court erred by sentencing him in the aggravated range based upon
findings of aggravating factors that were not submitted to and
found by the jury beyond a reasonable doubt. Defendant seeks to
have his sentence vacated and the cause remanded to the trial court
for resentencing. In support of his motion, defendant relies upon
the United States Supreme Court's ruling in Blakely v. Washington,
542 U.S. 296, 159 L. Ed. 2d 403 (2004), which was decided
subsequent to the adjudication, but prior to the disposition on
appeal, the instant case.
In Blakely, the Supreme Court held that, other than the fact
of a prior conviction, any fact which increases the punishment for
an offense beyond that which could be imposed upon a jury verdict
for the offense charged must be submitted to and found by a jury
beyond a reasonable doubt. 542 U.S. 296, __, 159 L. Ed. 2d 403,
413-14. Our Supreme Court recently applied this holding in State
v. Allen, 359 N.C. 425, 615 S.E.2d 256 (2005). In the case subjudice, the trial court found, and imposed sentence in the
aggravated range upon, the aggravating factors that the offense
occurred while the victim was asleep and that defendant committed
the offense by breaking and entering his former girlfriend's home
with the intent to assault both the victim and his former
girlfriend.
It is clear that the aggravating factors, upon which the trial
court based its decision to impose a sentence in the aggravated
range, were not submitted to, nor found beyond a reasonable doubt
by, the jury. Defendant's first degree burglary charge was
dismissed by the trial court at the close of the State's evidence
upon defendant's motion and the issue of breaking and entering was,
therefore, never presented to the jury for determination. Further,
no charge or instruction was given to the jury regarding a
determination as to whether defendant committed the offense alleged
while the victim was asleep. Accordingly, we hold that defendant's
sentencing in the aggravated range was in violation of Blakely.
The State argues that any Blakely error in this case is
harmless. However, our Supreme Court, in Allen, has held
unequivocally that Blakely errors under our Structured Sentencing
Act are structural and, therefore, reversible per se. 359 N.C. at
444, 615 S.E.2d at 269. Consequently, as we hold that defendant's
sentencing violated the requirements of Blakely, defendant'ssentence is ordered vacated and the cause is remanded for
resentencing.
Affirm, in part. Reverse and remand, in part.
Judge HUNTER concurs.
Judge CALABRIA concurs in part and dissents in part.
STATE OF NORTH CAROLINA
v
.
Lenoir County
No. 01 CRS 51952
GEORGE LAWSON
CALABRIA, Judge, concurring in part and dissenting in part.
I fully concur with the majority's holding that defendant
properly objected to Taborn's testimony and that Stanley's
statements were non-testimonial under Crawford v. Washington, 541
U.S. 36, 158 L. Ed. 2d 177 (2004). I further concur with the
majority's holding with respect to defendant's motion to dismiss
the charge of assault with a deadly weapon inflicting serious
injury. However, I respectfully dissent from the assertion by the
majority, relying on State v. Blackstock, 165 N.C. App. 50, 63, 598S.E.2d 412, 420 (2004), that we must still determine whether the
non-testimonial statement had 'adequate indicia of reliability'
under Ohio v. Roberts, 448 U.S. 56, 65 L. Ed. 2d 597 (1980),
overruled on other grounds by Crawford, 541 U.S. 36, 158 L. Ed. 2d
177 (2004).
In Blackstock, the victim of a robbery and shooting made
several statements to law enforcement officers and his wife and
daughter following the crimes. Id., 165 N.C. App. at 52, 598
S.E.2d at 414. The trial court allowed the victim's wife and
daughter to testify to these statements at trial pursuant to N.C.
Gen. Stat. § 8C-1, Rules 803(3) and 804(b)(5) over the defendant's
objections, despite the fact that the victim had died prior to
trial. On appeal, the defendant argued that the victim's
statements to his wife and daughter were not properly admissible
under any hearsay exception and that their admission violated his
right to confrontation. Id., 165 N.C. App. at 59, 598 S.E.2d at
418. In analyzing the defendant's right to confrontation, we first
determined the victim's statements were non-testimonial in nature
under Crawford. Id., 165 N.C. App. at 62-63, 598 S.E.2d at 420.
This Court subsequently responded to defendant's specific assertion
that the testimony was inadmissible under Roberts by analyzing
whether the testimony lacked adequate indicia of reliability. It
was because the constitutional question of admissibility underRoberts was squarely presented by the defendant to this Court that
we undertook that analysis. Blackstock does not and should not be
read to establish a per se rule that this Court is somehow
compelled to determine the alternative, constitutional argument
that evidence is inadmissible under Roberts merely because a
defendant has argued solely that the evidence is inadmissible as
testimonial under Crawford. After Crawford, it stands to reason
that a defendant on appeal is fully entitled to argue that certain
evidence is inadmissible under Crawford because it is testimonial
and alternatively argue that the same evidence, if deemed non-
testimonial, is barred under Roberts as failing to have adequate
indicia of reliability.
In the instant case, defendant has not presented an
alternative argument on appeal that the statements made by Stanley
and testified to by Taborn were non-testimonial but barred under
Roberts. Indeed, other than the separate constitutional attack
under Crawford that Stanley's statements were testimonial,
defendant does not cite Roberts (or any authority) in his brief for
the proposition that the subject testimony was constitutionally
infirm. Accordingly, defendant has failed to raise the
constitutionality of Taborn's testimony under Roberts, and this
argument has been abandoned under our Rules of Appellate Procedure.
See N.C. R. App. P. 28(b)(6) (2005) (stating that [a]ssignments oferror . . . in support of which no reason or argument is stated .
. . will be taken as abandoned). Moreover, defendant has failed
to observe N.C. R. App. P. 28 (b)(6) by failing to cite authority
for the proposition that Taborn's testimony was constitutionally
barred by Roberts or any of its progeny. This failing is
significant as it appears the State was not put on notice that
admissibility under Roberts was at issue in the instant case,
accord Viar v. N.C. Dep't of Transp., 359 N.C. 400, 402, 610 S.E.2d
360, 361 (2005); that is, the State limits its argument to respond
to defendant's contention that Stanley's statements were
testimonial under Crawford and does not alternatively present an
argument that such statements were inadmissible under Roberts.
This limitation on the State's argument is reasonable in light of
our long adherence to the appellate rules. For these reasons, I
respectfully dissent as to the portion of the opinion requiring an
analysis under Roberts merely because a defendant challenges the
evidence on the grounds that it was testimonial under Crawford.
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