Appeal and Error--appealability--interlocutory order--order compelling discovery
Petitioners' appeal from an order compelling discovery in an annexation case is an appeal
from an interlocutory order and is not immediately appealable because: (1) it does not affect a
substantial right since it does not impose sanctions on the party contesting the discovery nor does
it require production of materials protected by a recognized privilege; (2) it does not appear that
petitioners are truly concerned with attaining an expedited hearing when the most significant
portion of the delay in this matter was due to petitioners' refusal to answer discovery and in
getting this matter before the Court of Appeals; and (3) N.C.G.S. § 160A-50(i) provides that the
annexation will not be effective until the date of the final judgment in this matter in either the
trial or appellate court.
Dungan & Associates, P.A., by Shannon Lovins, for petitioners-
appellants.
Robert W. Oast, Jr. for respondent-appellee.
STEELMAN, Judge.
On 27 June 2002, respondent City of Asheville (respondent,
Asheville or city) enacted an annexation ordinance extending its
corporate limits. On 23 August 2004, petitioners filed a petition
seeking judicial review of the 27 June 2002 annexation ordinance,pursuant to N.C. Gen. Stat. § 160A-50 (2004). Petitioners alleged
that the area annexed by respondent failed to meet requirements set
forth in N.C. Gen. Stat. §§ 160A-45, -47, -48, -49 (2004). On 4
October 2002, the City filed a response to the petition. On 9
April 2003, respondent served upon petitioners discovery requests,
including respondent's first request for admission, respondent's
first set of interrogatories, and respondent's first request for
production of documents. Petitioners objected to respondent's
discovery requests on the basis that they constituted improper
discovery under N.C. Gen. Stat. § 160A-50(c) and N.C. R. Civ. P.
26. The city filed a motion to compel. Following a hearing on
this motion, the trial court entered an order compelling
petitioners to respond to the discovery requests but did not impose
any sanctions upon petitioners. From this order, petitioners
appeal.
The threshold question is whether petitioners' appeal is
properly before this Court. There is no dispute that this appeal
is interlocutory, as it is from an order that was
made during the
pendency of an action and does not dispose of the case but requires
further action by the trial court in order to finally determine the
entire controversy. North Carolina Dep't of Transp. v. Page, 119
N.C. App. 730, 733, 460 S.E.2d 332, 334 (1995).
In general, there is no right to immediate
appeal from an interlocutory order. This
rule is grounded in sound policy
considerations. Its goal is to 'prevent
fragmentary and premature appeals that
unnecessarily delay the administration of
justice and to ensure that the trial divisions
fully and finally dispose of the case beforean appeal can be heard.' However, there are
two significant exceptions to this rule.
First, an interlocutory order is immediately
appealable when the trial court enters 'a
final judgment as to one or more but fewer
than all of the claims or parties' and the
trial court certifies in the judgment that
there is no just reason to delay the appeal.
Secondly, an interlocutory order may be
immediately appealed if the order deprives
the appellant of a substantial right which
would be jeopardized absent a review prior to
a final determination on the merits.
Evans v. Evans, 158 N.C. App. 533, 534-35, 581 S.E.2d 464, 465
(2003)(internal citations omitted).
In either instance, the
burden is on the appellant 'to present appropriate grounds for this
Court's acceptance of an interlocutory appeal and our Court's
responsibility to review those grounds.' Romig v. Jefferson-Pilot
Life Ins. Co., 132 N.C. App. 682, 685, 513 S.E.2d 598, 600 (1999).
There was no certification pursuant to Rule 54(a) of the North
Carolina Rules of Civil Procedure in this case.
An order compelling discovery is generally not immediately
appealable because it is interlocutory and does not affect a
substantial right that would be lost if the ruling were not
reviewed before final judgment.
Sharpe v. Worland, 351 N.C. 159,
163, 522 S.E.2d 577, 579 (1999).
Our appellate courts have
recognized very limited exceptions to this general rule, holding
that an order compelling discovery might affect a substantial
right, and thus allow immediate appeal, if it either imposes
sanctions on the party contesting the discovery, or requires the
production of materials protected by a recognized privilege. See
Sharpe, 351 N.C. 159, 522 S.E.2d 577.
Neither of these exceptions are present in this case, nor do
petitioners so contend. Instead, petitioners argue that the
respondent's discovery will interfere with the petitioners' right
to expedited judicial review as set forth in N.C. Gen. Stat. §
160A-50. We agree with petitioners that this statute does
contemplate an expedited hearing procedure in annexation cases.
The record in this case shows that the petition was timely filed,
and responded to. There is no indication that this matter was
scheduled for trial at the time respondent's discovery was filed.
More importantly, the record is devoid of any efforts by
petitioners requesting an early trial setting. Rather, the most
significant portion of the delay in this matter was due to
petitioners' refusal to answer discovery (June 2003-November 2003),
and in getting this matter before this court (December 2003 to
March 2005). It took six months to get the record on appeal
settled in this matter, and another five months for all of the
briefs to be submitted. It does not appear that petitioners are
truly concerned with attaining an expedited hearing in this matter.
We further note that under the provisions of N.C. Gen. Stat. §
160A-50(i), the annexation will not be effective until the date of
the final judgment in this matter in either the trial or appellate
court.
Petitioners have failed to demonstrate that the order of the
trial court affects a substantial right. This appeal is hereby
dismissed.
DISMISSED.
Judges WYNN and HUDSON concur.
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