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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
HUGH KEVIN HINES, Plaintiff, v. GARLAND N. YATES, in his
Individual and Personal Capacity and in His Official Capacity as
the District Attorney for the 19-B Prosecutorial District, State
of North Carolina; LITCHARD D. HURLEY, in His Individual and
Personal Capacity and in His Official Capacity as the Sheriff of
Randolph County, North Carolina; WESTERN SURETY COMPANY, a South
Dakota Corporation, Defendants
NO. COA04-775
Filed: 5 July 2005
1. Appeal and Error_-appealability--preservation of issues--failure to argue--
interlocutory order
The cross-assignments of error that plaintiff failed to argue in his brief are deemed
abandoned under N.C. R. App. P. 28(a) and plaintiff's cross-appeals, except for wrongful
discharge, are interlocutory and dismissed under N.C. R. App. P. 10.
2. Appeal and Error--appealability--denial of summary judgment
--immunity--
substantial right
Although an appeal from the denial of a motion for summary judgment is generally an
appeal from an interlocutory order, defendants' appeal is properly before the Court of Appeals
because defendants' answer and arguments assert the affirmative defenses of immunity and
qualified immunity which affect a substantial right sufficient to warrant immediate appellate
review.
3. Wrongful Interference--malicious interference with contractual relations_-
summary judgment
The trial court erred by denying defendant sheriff's motion for summary judgment on
plaintiff's claim for malicious interference with contractual relations in defendant's official and
individual capacity, because: (1) plaintiff's allegations fail to establish the element of no
justification to support his claims for malicious interference with contract as an investigatorial
assistant in the district attorney's office; (2) plaintiff's allegations do not show that defendant
sheriff did not have an official or personal justification in requesting plaintiff to be reassigned or
terminated and that defendant, as a constitutionally elected officer, enjoyed a qualified immunity
from tort in communicating with defendant district attorney who was also a constitutionally
elected officer; (3) plaintiff offered no evidence to show that the district attorney terminated him
because of the sheriff's request or that he suffered recoverable damages as a result of the sheriff
requesting plaintiff's termination; and (4) the district attorney's affidavit and answers to
plaintiff's interrogatories set forth objective and substantial reasons for terminating plaintiff,
none of which were based upon the sheriff's request to do so.
4. Constitutional Law--North Carolina-_suit against district attorney in individual and
personal capacity--summary judgment
The trial court erred by concluding that defendant district attorney was not entitled to
summary judgment on plaintiff's claim for relief under violations of the North Carolina
Constitution in defendant's individual and personal capacity, because: (1) it is well settled in
North Carolina that no direct cause of action for monetary damages exists against officials sued
in their individual capacities who have allegedly violated a plaintiff's constitutional rights; and
(2) plaintiff concedes that his complaint does not set forth a cause of action against defendant in
his individual and personal capacity for this claim.
5. Public Officers and Employees--wrongful termination--investigatorial assistant in
district attorney's office
The trial court did not err by granting summary judgment for defendant district attorney
on plaintiff's wrongful termination claim based on defendant firing plaintiff as an investigatorial
assistant after plaintiff's unsuccessful candidacy for sheriff, because: (1) plaintiff did not show
that he was discharged for any reason that contravenes public policy; (2) plaintiff was not
restrained by defendant from running for public office, making any speech, or engaging in a
protected activity which furthers a public policy; (3) as an at-will and exempt employee under
N.C.G.S. § 126-5(c1)(2) based on his employment in the Judicial Department, plaintiff's public
opposition to his superior's discretionary decisions and his inability to work cooperatively with
law enforcement agencies with which the district attorney must communicate and coordinate on
a daily basis is a legally sufficient reason for defendant to terminate plaintiff's employment; (4)
plaintiff did not allege that his candidacy for sheriff, speeches, and activities, for which he was
allegedly terminated, resulted from his employer's demand that he conduct some unlawful
activity or was in retaliation for cooperating with a law enforcement agency conducting an
investigation; (5) plaintiff's allegations and evidence did not show how his candidacy for sheriff
immunized his speech as political expression that is protected by a public policy exception to bar
his termination when that speech publicly exuded insubordination and directly criticized his
supervisor's prosecutorial discretion whether to bring criminal charges; (6) plaintiff's public
statements criticizing defendant's discretionary decisions and the disruption of his office's
working relationship with law enforcement agencies were sufficient reasons, standing alone, to
terminate plaintiff's at-will employment; and (7) defendant's decision to terminate plaintiff
rested within his lawful and discretionary scope of authority under N.C.G.S. § 7A-69.
6. Civil Rights--§ 1983 claim--failure to show deprivation of constitutionally protected
rights
The trial court erred by denying summary judgment for defendants on plaintiff's 42
U.S.C. § 1983 claim, because: (1) plaintiff failed to show any public policy exception which
cloaks him from termination of his at-will employment as an investigatorial assistant who serves
at the pleasure of the district attorney as provided by N.C.G.S. § 7A-69; (2) there is no genuine
issue of material fact as to whether plaintiff was deprived of any rights, privileges, or immunities
secured by the Constitution and laws as a terminated at-will employee of defendant district
attorney (DA); (3) plaintiff's right to say whatever he wanted was not restrained by defendant
DA or anyone else; and (4) defendant DA had the right to terminate plaintiff's employment for
any reason, for no reason, or for an arbitrary or irrational reason so long as his actions did not
violate a recognized public policy.
7. Damages and Remedies--punitive damages--summary judgment
The trial court's denial of defendants' motions for summary judgment on the remainder
of plaintiff's claims, including those for punitive damages, that have not been previously
dismissed are reversed.
Judge WYNN concurring in part and dissenting in part.
Appeals by defendants and cross appeals by plaintiff from
order entered 26 February 2004 by Judge John O. Craig, III, in
Randolph County Superior Court. Heard in the Court of Appeals 2
February 2005.
Puryear and Lingle, P.L.L.C., by David B. Puryear, Jr., for
plaintiff-appellee/cross-appellant.
Attorney General Roy Cooper, by Assistant Attorney General
Grady L. Balentine, Jr., for defendant-appellant/cross-
appellee Garland N. Yates.
Womble Carlyle Sandridge & Rice, A Professional Limited
Liability Company, by Allan R. Gitter and Douglas R. Vreeland,
for defendants-appellants/cross-appellees Litchard D. Hurley
and Western Surety Company.
TYSON, Judge.
Garland N. Yates (Yates), Litchard D. Hurley (Hurley), and
Western Surety Company (collectively, defendants) appeal from an
order denying their motions for summary judgment. We affirm in
part, reverse in part, and dismiss plaintiff's complaint.
I. Background
From 7 January 1999 to 31 December 2002, Hugh Kevin Hines
(plaintiff) worked as an investigatorial assistant in the
district attorney's office for 19-B Prosecutorial District.
Plaintiff's job duties included locating and interviewing
witnesses, serving subpoenas for attendance at trials, and acting
as a liaison between the district attorney's office and law
enforcement agencies. Prior to working for Yates, plaintiff worked
as a lieutenant for the sheriff of Randolph County.
During the 2002 election, plaintiff became a candidate in the
republican primary election for sheriff of Randolph County and
challenged Hurley, the incumbent sheriff. Over the course of the
campaign, plaintiff publicly criticized Yates for his prosecutorial
decisions in prior cases and publicly announced his disagreement
with Yates' decision to not criminally charge a sheriff's deputy
who had collided with a motorcyclist during a pursuit. The
motorcyclist died from injuries sustained from the collision.
Plaintiff also publically expressed his disagreement with thesheriff's department's investigation and handling of an unrelated
and unsolved murder case.
Plaintiff's affidavit states that:
Yates, on numerous occasions personally stated
to me that he intended to discharge me from my
employment . . . due to my seeking the office
of Sheriff of Randolph County . . . after each
occasion on which I made a public appearance
or there was some news media attention in
connection with my election campaign.
After plaintiff appeared at a public event to express interest in
running for the sheriff's position, plaintiff was instructed by
Yates not to work on pending cases involving the Randolph County
sheriff's department.
In the primary election held 10 September 2002, Hurley
defeated plaintiff, secured the republican party's nomination, and
won reelection as sheriff of Randolph County in the November
general election. On 16 September 2002, less than one week after
the primary election, plaintiff's annual employee performance
report was completed. On 26 September 2002, Kay Lovin, Yates'
administrative assistant and plaintiff's supervisor, informed
plaintiff of his impending termination. Yates extended the
termination date to 31 October 2002, and again to 31 December 2002,
and offered plaintiff the opportunity to resign. Yates also
offered to provide a reference to other law enforcement agencies.
Plaintiff refused to resign and continued to criticize the
sheriff's department after the election.
In his sworn affidavit, Yates stated, [Plaintiff] continued
to criticize the Sheriff and even accused him of voter fraud and
stated publically that he intended to run against the Sheriff
again in 2006. On 31 December 2002, plaintiff received a
separation notice from Yates stating as grounds that [e]mployee isno longer able to function effectively in his position. To wit:
cooperate and maintain an effective and confidential relationship
with all law enforcement agencies in the judicial district. Yates
listed as a second reason for plaintiff's separation as [e]mployee
further directly criticized supervisor's decision in the media
concerning a law enforcement matter.
Plaintiff instituted this action seeking damages from
defendants for various torts: (1) wrongful discharge against Yates
in both his official and individual capacity; (2) malicious
interference with contractual relations against Hurley; (3)
violation of plaintiff's State constitutional rights by Yates and
Hurley in their official capacities; (4) violation of plaintiff's
federal constitutional rights under 42 U.S.C. § 1983 against Yates
and Hurley in their official and personal individual capacities;
and (5) claims for punitive damages for Hurley's and Yates' conduct
in their official and personal individual capacities. Plaintiff
asserted claims against Western Surety Company on Hurley's official
bond. Defendants answered and asserted defenses of sovereign
immunity, qualified immunity, and that plaintiff was an at will
employee.
Defendants moved for summary judgment. Hurley's sworn
affidavit, filed with his motion for summary judgment, admits he
asked Yates to reassign plaintiff from the sheriff's department's
cases due to [his] concern that a conflict of interest was arising
by plaintiff's reportedly questioning crime victims as to whether
they were satisfied with response times, friendliness, etc. of
deputy investigators . . . for the time during the election
campaign. Hurley denies requesting Yates to terminate plaintiff.
Yates' sworn affidavit states, [a]t no time did Sheriff Hurley oranyone on his behalf ask me to fire [plaintiff]. I made the
decision.
The trial court granted defendants' motions regarding: (1)
plaintiff's first claim for relief as against defendant Yates in
his official capacity and in his individual and personal capacity
(wrongful discharge); (2) plaintiff's third claim for relief as
against defendant Hurley in his official capacity and in his
individual and personal capacity (denial of State constitutional
rights); (3) plaintiff's third claim for relief as against
defendant Yates in his official capacity, but not as against
defendant Yates in his individual and personal capacity (denial of
State constitutional rights); (4) plaintiff's fourth claim for
relief as against defendant Yates in his official capacity for all
forms of relief except injunctive relief, but not as against
defendant Yates in his individual and personal capacity (denial of
federal constitutional rights under color of State law); (5)
plaintiff's sixth claim for relief as against defendant Yates in
his official capacity, but not as against defendant Yates in his
individual and personal capacity (punitive damages); and (6)
plaintiff's sixth claim for relief as against defendant Hurley in
his official capacity but not as against defendant Hurley in his
individual and personal capacity (punitive damages).
The trial court denied defendants' motions for summary
judgment on plaintiff's: (1) second claim of relief for malicious
interference with contractual relations against Hurley; (2)
injunctive relief for violation of plaintiff's State constitutional
rights by Yates in his individual and personal capacities; (3)
violation of plaintiff's federal constitutional rights under 42
U.S.C. § 1983 against Yates in his individual and personalcapacities limited to injunctive relief; (4) plaintiff's fifth
claim for relief on the sheriff's bond against Western Surety
Company (for wrongful conduct by Hurley in his official capacity as
sheriff); and (5) punitive damages against both Hurley and Yates in
their individual and personal capacities. Defendants appeal and
plaintiff cross appeals.
II. Issues
The common issues presented by defendants are whether the
trial court erred in denying defendants' summary judgment motions
on plaintiff's claims for violation under 42 U.S.C. § 1983 and
punitive damages. Defendants Hurley and Western Surety separately
assert the trial court erred in denying summary judgment on
plaintiff's malicious interference with contractual relations as
plaintiff failed to allege a waiver of immunity.
[1] Plaintiff assigned cross assignments of error on the
granting of defendants' motions for summary judgment dismissing
plaintiff's claims for: (1) wrongful discharge by Yates; (2)
punitive damage charge against Hurley in his official capacity; (3)
all forms of relief except injunction in regards to his 42 U.S.C.
§ 1983 action; and (4) punitive damages against Yates and Hurley in
their official capacities. Except for the trial court's granting
Yates summary judgment and dismissing plaintiff's claims for
wrongful discharge, plaintiff's arguments in his brief assert
solely alternative grounds to support the trial court's partial
summary judgment in his favor. Plaintiff abandoned his remaining
cross assignments of error by not arguing them in his brief.
N.C.R. App. P. 28(a) (2004); Summers v. City of Charlotte, 149 N.C.
App. 509 n.8, 562 S.E.2d 18 n.8 (2002). Also, plaintiff's crossappeals, except the wrongful discharge, are interlocutory and are
dismissed. N.C.R. App. P. 10 (2004).
III. Interlocutory Appeal
[2] Defendants' appeal of an order denying their motions for
summary judgment is interlocutory. However, this Court has
repeatedly held that appeals raising issues of governmental or
sovereign immunity affect a substantial right sufficient to warrant
immediate appellate review. Price v. Davis, 132 N.C. App. 556,
558-59, 512 S.E.2d 783, 785 (1999) (citations omitted). We
recognize the non-prevailing party's right to immediate review
because 'the essence of absolute immunity is its possessor's
entitlement not to have to answer for his conduct in a civil
damages action.' Id. (quoting Epps v. Duke University, Inc., 122
N.C. App. 198, 201, 468 S.E.2d 846, 849, disc. rev. denied, 344
N.C. 436, 476 S.E.2d 115 (1996) (citing Herndon v. Barrett, 101
N.C. App. 636, 639, 400 S.E.2d 767, 769 (1991))). Defendants'
answer and arguments assert the affirmative defense of immunity and
qualified immunity. This appeal is properly before this Court.
Id.
IV. Standard of Review
In a motion for summary judgment, the movant has the burden of
establishing that there are no genuine issues of material fact.
The movant can meet the burden by either: 1) Proving that an
essential element of the opposing party's claim is nonexistent; or
2) Showing through discovery that the opposing party cannot produce
evidence sufficient to support an essential element of his claim
nor [evidence] sufficient to surmount an affirmative defense to his
claim. Price v. Davis, 132 N.C. App. 556, 559, 512 S.E.2d 783,
786 (1999) (citing Messick v. Catawba County, 110 N.C. App. 707,712, 431 S.E.2d 489, 492-93, disc. rev. denied, 334 N.C. 621, 435
S.E.2d 336 (1993)).
When a motion for summary judgment is made and
supported as provided in this rule, an adverse
party may not rest upon the mere allegations
or denials of his pleading, but his response,
by affidavits or as otherwise provided in this
rule, must set forth specific facts showing
that there is a genuine issue for trial. If
he does not so respond, summary judgment, if
appropriate, shall be entered against him.
N.C. Gen. Stat. § 1A-1, Rule 56(e) (2003).
V. Interference with Contract
[3] Hurley asserts the trial court erred in its order denying
his motion for summary judgment on plaintiff's claim against him
for malicious interference with contractual relations in his
official and individual capacity. We agree.
The five essential elements a plaintiff must show for a viable
claim for malicious interference with contract are:
(1) a valid contract existed between plaintiff
and a third person, (2) defendant knew of such
contract, (3) defendant intentionally induced
the third person not to perform his or her
contract with plaintiff, (4) defendant had no
justification for his or her actions, and (5)
plaintiff suffered damage as a result.
Wagoner v. Elkin City Schools' Bd. of Education, 113 N.C. App. 579,
587, 440 S.E.2d 119, 124 (1994) (citing McLaughlin v. Barclays
American Corp., 95 N.C. App. 301, 308, 382 S.E.2d 836, 841, cert.
denied, 325 N.C. 546, 385 S.E.2d 498 (1989); Uzzell v. Integon Life
Ins. Corp., 78 N.C. App. 458, 463, 337 S.E.2d 639, 643 (1985),
cert. denied, 317 N.C. 341, 346 S.E.2d 149 (1986)).
Plaintiff's complaint alleges [a]t all times herein alleged,
Hurley was the duly elected Sheriff of Randolph County.
Plaintiff's claim for malicious interference with contractual
relations asserts Hurley acted without any proper purpose relatedto his duties as Sheriff . . . solely for reasons of ill will and
malice . . . to intentionally and maliciously cause defendant Yates
to terminate plaintiff's employment. Hurley argues public
official immunity and qualified immunity bar this claim.
Governmental immunity protects the governmental entity and
its officers or employees sued in their 'official capacity.'
Taylor v. Ashburn, 112 N.C. App. 604, 607, 436 S.E.2d 276, 279
(1993) (quoting Whitaker v. Clark, 109 N.C. App. 379, 382, 427
S.E.2d 142, 144, disc. rev. and cert. denied, 333 N.C. 795, 431
S.E.2d 31 (1993)), cert. denied, 336 N.C. 77, 445 S.E.2d 46 (1994).
We have held absent an allegation to the effect that immunity has
been waived, the complaint fails to state a cause of action.
Clark v. Burke County, 117 N.C. App. 85, 88, 450 S.E.2d 747, 748
(1994) (citing Gunter v Anders, 115 N.C. App. 331, 444 S.E.2d 685
(1994)). We have also held [g]overnmental immunity . . . does not
preclude an action against the sheriff and the officers sued in
their official capacities . . . . The statutory mandate that the
sheriff furnish a bond works to remove the sheriff from the
protective embrace of governmental immunity . . . . Messick, 110
N.C. App. at 715, 431 S.E.2d at 494 (internal citations omitted).
Although plaintiff failed to plead Hurley or Yates waived
immunity, plaintiff joined the issuer of the sheriff's bond as a
party defendant. His failure to allege waiver of immunity
procedurally does not bar review of his claim. Hurley's
governmental immunity in his official capacity has been
sufficiently waived as to allow review of this claim. Id.
Plaintiff's complaint alleges conduct that occurred at all
times while Hurley was sheriff, about matters and conversations
concerning the sheriff's department and its working relationshipwith the district attorney's office. The allegations indicate a
cause of action against Hurley in his official capacity. See
Taylor, 112 N.C. App. at 608, 436 S.E.2d at 279; see also Whitaker,
109 N.C. App. at 383, 427 S.E.2d at 144-45.
Hurley stated in his response to plaintiff's interrogatories
that he had concerns about: (1) plaintiff's derogatory comments
about a deputy; and (2) the perception of a conflict of interest
with plaintiff working at Yates' office in Randolph County and had
requested that plaintiff work in other counties in the judicial
district. Hurley stated Yates did not act on this request and
reassign plaintiff. Hurley also stated in his affidavit that
plaintiff's public criticism of himself, a deputy, and Yates
concerning a discretionary decision on a particular case, created
an unsatisfactory and potentially damaging working relationship
between the sheriff's department and the district attorney's
office.
Plaintiff's allegations fail to establish the fourth element
of no justification to support his claims for malicious
interference with contract. Wagoner, 113 N.C. App. at 587, 440
S.E.2d at 124. Plaintiff's allegations do not show Hurley did not
have an official or personal justification in requesting plaintiff
to be reassigned or terminated and that Hurley, as a
constitutionally elected officer, enjoyed a qualified immunity from
tort in communicating with Yates, also a constitutionally elected
officer. Id.
Plaintiff states in his affidavit:
Mr. Yates stated to me that Sheriff Hurley had
contacted him to complain about my continuing
campaign activities . . . during the period
between October 15, 2001, and August 22, 2002,
stated to me on many different occasions thatSheriff Hurley had told him that Sheriff
Hurley wanted him to terminate me from my
employment with the District Attorney's
office.
Plaintiff concedes he was not fired at that time and was given two
extensions by Yates of his pending termination in order to secure
other employment along with the option to resign and receive a
reference to other law enforcement agencies after the 2002 primary
and general elections were held. Plaintiff was terminated on 31
December 2002, more than three months after the conclusion of the
primary election. Plaintiff offered no evidence to show Yates
terminated him because of Hurley's request. Yates stated in his
sworn answers to plaintiff's interrogatories that plaintiff was
terminated because of his
inability to cooperate with and to maintain
good working relations with the law
enforcement agencies in the prosecutorial
district; inability to function as an
effective liaison with sheriff's department; .
. . inability to show loyalty to the District
Attorney's office by criticizing me over the
motorcycle incident; [and] inability to
refrain from campaigning on office time . . .
.
Plaintiff was terminated several months after Hurley's
purported request. Yates' affidavit and answers to plaintiff's
interrogatories sets forth objective and substantial reasons for
terminating plaintiff, none of which were based upon Hurley's
request to do so. Examination of the verified pleadings shows:
(1) Yates had justification for his actions; and (2) plaintiff
suffered no recoverable damage as a result. Id. Plaintiff made no
showing that he was terminated because of Hurley's request or that
he suffered recoverable damages as a result of Hurley requesting
plaintiff's termination. Id. As the material facts are not in dispute, the trial court
should have granted summary judgment for Hurley and Western Surety
on plaintiff's claim for malicious interference with contractual
relations. That portion of the trial court's order is reversed.
VI. State Constitutional Rights
[4] The trial court concluded that Yates was not entitled to
summary judgment on plaintiff's claim for relief under violations
of the North Carolina Constitution in [his] individual and
personal capacity. It is well settled in North Carolina that no
direct cause of action for monetary damages exists against
officials sued in their individual capacities who have allegedly
violated a plaintiff's constitutional rights.
Corum v. University
of North Carolina, 330 N.C. 761, 788, 413 S.E.2d 276, 293,
cert.
denied, 506 U.S. 985, 121 L. Ed. 2d 431 (1992). In
Corum, our
Supreme Court held, a plaintiff may assert his freedom of speech
right only against state officials, sued in their official
capacity. 330 N.C. at 788, 413 S.E.2d at 293.
Plaintiff concedes his complaint does not set forth a cause of
action against Yates in his individual and personal capacity in
his State constitutional claim for relief. The trial court should
have granted [defendants'] motion for summary judgment as to
plaintiff's claims against him . . . . The trial court's failure
to do so was error.
Caudill v. Dellinger, 129 N.C. App. 649, 658,
501 S.E.2d 99, 104 (1998). That portion of the trial court's
judgment denying Yates' motion for summary judgment on plaintiff's
State constitutional claim is reversed.
VII. Wrongful Termination
[5] Plaintiff assigns error to the trial court granting
summary judgment for Yates and argues he was wrongfully terminated,immunity does not bar his claim, and he properly asserted a 42
U.S.C. § 1983 action against defendants. Plaintiff was employed by
Yates as an investigatorial assistant to serve at his pleasure.
N.C. Gen. Stat. § 7A-69 (2003). Yates argues he: (1) retained
complete discretion in the evaluation of plaintiff's job
performance and retention; (2) was acting in his official capacity
in terminating plaintiff; and (3) is entitled to public official
and qualified immunity.
In Coman v. Thomas Manufacturing Co., the plaintiff alleged
that he was discharged from his employment as a long-distance truck
driver after refusing to violate federal transportation
regulations. 325 N.C. 172, 381 S.E.2d 445 (1989). The plaintiff
brought suit for wrongful discharge. In Coman, our Supreme Court
explicitly recognized a public policy exception to the well-
entrenched employment-at-will doctrine, quoting with approval the
following language from the Court of Appeals' opinion:
[W]hile there may be a right to terminate a
contract at will for no reason, or for an
arbitrary or irrational reason, there can be
no right to terminate such a contract for an
unlawful reason or purpose that contravenes
public policy. A different interpretation
would encourage and sanction lawlessness,
which law by its very nature is designed to
discourage and prevent.
325 N.C. at 175, 381 S.E.2d at 447 (quoting Sides v. Duke
University, 74 N.C. App. 331, 342, 328 S.E.2d 818, 826, disc. rev.
denied, 314 N.C. 331, 333 S.E.2d 490 (1985), overruled on other
grounds by Kurtzman v. Applied Analytical Industries, Inc, 347 N.C.
329, 331, 493 S.E.2d 429, 422 (1997) (holding that absent a
contract, employment is presumed to be at will; reassurances of
employment alone do not constitute a contract)). The Court stated,
public policy has been defined as the principle of law which holdsthat no citizen can lawfully do that which has a tendency to be
injurious to the public or against the public good. Id. at 175
n.2, 381 S.E.2d at 447 n.2 (citing Petermann v. International
Brotherhood of Teamsters, 174 Cal. App. 2d 184, 344 P.2d 25
(1959)).
Pursuant to N.C. Gen. Stat. § 126-5(c1)(2) (2003), a
plaintiff, as an [o]fficer[] and [or] employee[] of the Judicial
Department, is exempt from protections of the State Personnel Act.
Plaintiff served at the pleasure of the district attorney, was
exempt from coverage under the State Personnel Act, and was an at
will employee to Yates. N.C. Gen. Stat. § 7A-69.
This Court held in Caudill a district attorney's termination
of his administrative assistant's employment, as permitted
through N.C. Gen. Stat. § 7A-68, because she cooperated with the
State Bureau of Investigation is in direct conflict with public
policy. 129 N.C. App. at 656-57, 501 S.E.2d at 103-04. We held,
it is the public policy of this state that citizens cooperate with
law enforcement officials in the investigation of crimes. Id. at
657, 501 S.E.2d at 104.
Unlike the plaintiff in Caudill, plaintiff's allegations do
not show he was discharged for any reason that contravenes public
policy. Coman, 325 N.C. at 175, 381 S.E.2d at 447 (quoting Sides,
74 N.C. App. at 342, 328 S.E.2d at 826); see also Caudill, 129 N.C.
App. at 656, 501 S.E.2d at 103. Plaintiff argues he is entitled to
publically criticize the sheriff and the district attorney while a
candidate for sheriff. Yates states in his sworn affidavit that
plaintiff's speeches were directly injurious to him and the
district attorney's office and detrimental to its cooperation and
coordination with the sheriff's department and other lawenforcement agencies. Yates stated in plaintiff's notice of
termination that he was no longer able to function effectively in
his position and Yates cited his lack of confidence in
plaintiff's ability to maintain a relationship with law enforcement
agencies and plaintiff's insubordinate criticism of his employer's
discretionary decisions. Plaintiff was not restrained by Yates
from running for public office, making any speech, or engaging in
a protected activity which furthers a public policy. Id. at 175,
381 S.E.2d at 446. As an at will and exempt employee, plaintiff's
public opposition to his superior's discretionary decisions and his
inability to work cooperatively with law enforcement agencies with
which the district attorney must communicate and coordinate on a
daily basis is a legally sufficient reason for Yates to terminate
plaintiff's employment. Unlike the plaintiff in Coman and in
Caudill, plaintiff here did not allege his candidacy, speeches, and
activities, for which he was allegedly terminated, resulted from
his employer's demand that he conduct some unlawful activity or was
in retaliation for cooperating with a law enforcement agency
conducting an investigation. See Coman, 325 N.C. at 175-76, 381
S.E.2d at 447; Caudill, 129 N.C. App. at 656-57, 501 S.E.2d at 104
(the plaintiff gave truthful information on the district attorney's
expense accounts and falsification of bank documents to a law
enforcement agency).
Plaintiff's allegations and evidence does not show how his
candidacy for sheriff immunizes his speech as political expression
that is protected by a public policy exception to bar his
termination, when that speech publically exudes insubordination and
directly criticizes his supervisor's prosecutorial discretion
whether to bring criminal charges. Plaintiff was a candidate forsheriff, not for district attorney, and was told by Yates to keep
his office out of it when Yates learned plaintiff would be a
candidate for sheriff.
Plaintiff's public statements criticizing Yates' discretionary
decisions and the disruption of his office's working relationship
with law enforcement agencies were sufficient reasons, standing
alone, to terminate plaintiff's at will employment. Yates'
decision to terminate plaintiff rested within his lawful and
discretionary scope of authority. N.C. Gen. Stat. § 7A-69.
Plaintiff's termination was not injurious to the public or against
the public good. Coman, 325 N.C. at 175 n.2, 381 S.E.2d at 447
n.2. Plaintiff has not presented any evidence to establish a
genuine issue of material fact to support a claim for wrongful
discharge against Yates. Plaintiff's cross assignment of error is
overruled. That portion of the trial court's order is affirmed.
VIII. 42 U.S.C. § 1983
[6] Defendants argue the trial court erred in denying summary
judgment for them for immunity against plaintiff's 42 U.S.C. § 1983
claim. We agree.
42 U.S.C. § 1983 (2003) provides:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of
any State or Territory or the District of
Columbia, subjects, or causes to be subjected,
any citizen of the United States or other
person within the jurisdiction thereof to the
deprivation of any rights, privileges, or
immunities secured by the Constitution and
laws, shall be liable to the party injured in
an action at law, suit in equity, or other
proper proceeding to redress . . . .
As an at will and exempt employee, plaintiff has no protected
rights, privilege, or immunities or property interest to assert
in his employment by Yates without proof of violation of a publicpolicy or constitutional deprivation. Id. N.C. Gen. Stat. § 7A-69
provides an investigatorial assistant serve[s] at his [district
attorney's] pleasure. Further, pursuant to N.C. Gen. Stat. § 126-
5(c1)(2), plaintiff, as an [o]fficer[] and [or] employee[] of the
Judicial Department, is exempt from the State Personnel Act.
Plaintiff is an at will employee. Caudill, 129 N.C. App. at 649,
501 S.E.2d at 99 (an administrative assistant pursuant to N.C. Gen.
Stat. § 7A-68 was an employee to serve at the pleasure of the
district attorney and was not covered under the State Personnel
Act, thus an at will employee, but her termination was protected
under the Whistle Blower Act).
Plaintiff has failed to show any public policy exception which
cloaks him from termination of his at will employment. Moreover,
there is no genuine issue of material fact as to whether plaintiff
was deprived of any rights, privileges, or immunities secured by
the Constitution and laws . . . as a terminated at will employee
of Yates. 42 U.S.C. § 1983.
Plaintiff's right to say whatever he wanted was not restrained
by Yates or anyone else. Yates had the right to terminate
plaintiff's employment for any reason or for no reason, or for an
arbitrary or irrational reason, so long as Yates' actions did not
violate a recognized public policy. Coman, 325 N.C. at 175, 381
S.E.2d at 447 (quotation omitted); Caudill, 129 N.C. App. at 656,
501 S.E.2d at 103 (quotation omitted). Without any showing of a
deprivation of any constitutionally protected rights, plaintiff's
42 U.S.C. § 1983 claim must be dismissed. The trial court erred in
not granting summary judgment for defendants on this claim.
IX. Conclusion
No genuine issue of material fact supports the elements for
plaintiff's malicious interference with contract claim against
Hurley. Plaintiff concedes his State constitutional claim against
Yates in his individual capacity. Yates can not be held liable for
monetary relief for violation of plaintiff's State constitutional
rights without State action.
Corum,
330 N.C. at 788, 413 S.E.2d at
293. Plaintiff fails to assert a contravention of public policy
claim or a wrongful termination claim against Yates.
Id.
Plaintiff's 42 U.S.C. § 1983 action should have been dismissed
because no genuine issue of material fact tends to show he was
deprived of any protected rights, privileges or immunities under
color of law, or public policy as a terminated at will employee.
42 U.S.C. § 1983.
As a constitutionally elected officer, Yates has the statutory
right to choose his staff to serve at his pleasure.
Caudill, 129
N.C. App. at 656, 501 S.E.2d at 103; N.C. Gen. Stat. § 7A-69.
Plaintiff's inconsistency and fallacy throughout his claims and
arguments are his assertions that freedom of speech and expression
shields his termination from at will employment, (that is exempt
from the State Personnel Act), and compels his reinstatement by
injunctive relief and allows him to hold Yates and Hurley liable
for compensatory and punitive damages.
Plaintiff asserts Hurley is liable in tort for speaking his
views of plaintiff to Yates on matters that concern both
constitutional officers, and Yates must suffer plaintiff's
continued employment while his subordinate publically criticizes
and disrespects the district attorney's office, and erodes its
working relationship with a law enforcement agency. Plaintiff toldYates he planned to continue this behavior for the next four years
when he would again be a candidate for sheriff.
Plaintiff was never: (1) restrained from becoming a
candidate, filing, and running for elective office; (2) restrained
from making any speeches or representations, other than his
employer's request to leave [the district attorney's] office out
of it;' or (3) terminated for any conduct protected by the United
States or North Carolina Constitutions or established public
policy. Plaintiff's insubordination and criticism of Yates'
discretionary decisions were blatant, impugned the character of his
employer, and disrupted an essential working relationship between
the sheriff's department and the district attorney's office. When
faced with plaintiff's continued criticism of the sheriff's
department after the election, his allegations of voter fraud and
plaintiff's stated intent to seek the sheriff's office again in
2006, Yates was not powerless to avoid years of continued turmoil
and future criticisms.
Any constitutionally elected officer of the judicial
department possesses the inherent and statutory right to choose
their staff. Such officers cannot be compelled under threats of
injunctive relief or payment of damages to retain or reinstate an
insubordinate at will employee where no constitutional or public
policy violation demands retention or reinstatement. N.C. Gen.
Stat. 7A-69;
Caudill, 129 N.C. App. 649, 501 S.E.2d 99 (district
attorney's administrative assistant fired in violation of public
policy is not entitled to reinstatement under successor district
attorney).
[7] We have carefully reviewed plaintiff's remaining claims
defendants appealed from and fail to find any claims plaintiffasserted, which shields him from termination of his at will and
exempt employment as Yates' investigatorial assistant.
Caudill,
129 N.C. at 658, 501 S.E.2d at 104. The trial court's grant of
summary judgment for Yates on plaintiff's wrongful discharge claim
is affirmed. The trial court's denial of defendants' motions for
summary judgment on the remainder of plaintiff's claims, including
those for punitive damages, not previously dismissed is reversed.
Plaintiff's complaint is dismissed.
Affirmed in part, Reversed in part, and Dismissed.
Judge MCGEE concurs.
Judge WYNN concurs in part, dissents in part.
WYNN, Judge concurring in part, dissenting in part.
The majority states that Examination of the verified
pleadings shows: (1) Yates had justification for his actions; and
(2) plaintiff suffered no damage as a result. Id. Plaintiff made
no showing that he was terminated because of Hurley's request or
that he suffered recoverable damages as a result of Hurley
requesting plaintiff's termination. Because, beyond the
pleadings, which are not verified, the depositions, answers to
interrogatories, and admissions on file, together with the
affidavits, N.C. Gen. Stat. § 1A-1, Rule 56(c) (2004), reveal that
there exists a material dispute of fact as to Plaintiff's
interference with contract claim, I respectfully dissent as to that
claim.
Section 1A-1, Rule 56 of our General Statutes states that
summary judgment shall be rendered forthwith if the pleadings,
depositions, answers to interrogatories, and admissions on file,together with the affidavits, if any, show that there is no genuine
issue as to any material fact and that any party is entitled to a
judgment as a matter of law. N.C. Gen. Stat. § 1A-1, Rule 56(c).
Summary judgment
is a drastic measure, and it should be used
with caution. Williams v. Carolina Power &
Light Co., 296 N.C. 400, 402, 250 S.E.2d 255,
257 (1979). When ruling on a motion for
summary judgment, 'the court must look at the
record in the light most favorable to the
party opposing the motion.' Wilkes County
Vocational Workshop, Inc. v. United Sleep
Prods., 321 N.C. 735, 737, 365 S.E.2d 292, 293
(1988) (quoting W.S. Clark & Sons, Inc. v.
Union Nat'l Bank, 84 N.C. App. 686, 688, 353
S.E.2d 439, 440, disc. rev. denied, 320 N.C.
177, 358 S.E.2d 70 (1987)).
Moore v. City of Creedmoor, 345 N.C. 356, 364, 481 S.E.2d 14, 20
(1997).
On summary judgment, the movant has the burden of clearly
establishing the lack of any material factual dispute. Jennings
Communs. Corp. v. PCG of the Golden Strand, Inc., 126 N.C. App.
637, 639, 486 S.E.2d 229, 231 (1997) (The party moving for summary
judgment has the burden of clearly establishing a lack of any
triable issue of fact by the record proper before the court.)
(citing Singleton v. Stewart, 280 N.C. 460, 465, 186 S.E.2d 400,
403 (1972)).
As the majority notes,
There are five essential elements for an
action for malicious interference with
contract: (1) a valid contract existed
between plaintiff and a third person, (2)
defendant knew of such contract, (3) defendant
intentionally induced the third person not to
perform his or her contract with plaintiff,
(4) defendant had no justification for his or
her actions, and (5) plaintiff suffered damage
as a result.
Wagoner v. Elkin City Sch. Bd. of Educ., 113 N.C. App. 579, 587,
440 S.E.2d 119, 124 (1994) (citations omitted).
The majority here finds that Examination of the verified
pleadings shows: (1) Yates had justification for his actions; and
(2) plaintiff suffered no damage as a result. Id. Plaintiff made
no showing that he was terminated because of Hurley's request or
that he suffered recoverable damages as a result of Hurley
requesting plaintiff's termination. Viewing the evidence in the
light most favorable to the non-moving party, as required by law,
I disagree.
First, as to the no justification element, the evidence in
the record demonstrates a material dispute of fact. In Plaintiff's
affidavit of 13 November 2003, he stated that Mr. Garland Yates,
on numerous occasions personally stated to me that he intended to
discharge me from my employment as his investigatorial assistant
due to my seeking the office of Sheriff of Randolph County.
Plaintiff stated that [o]n each such occasion, Mr. Yates stated to
me that Sheriff Hurley had contacted him to complain about my
continuing campaign activities.
Mr. Tony Yates, Defendant Yates' brother, stated in his
deposition that when he went to his brother Defendant Yates'
office, I told him, I said, I've come over here because I heard
you were going to fire Kevin because he's going to run for sheriff.
And I said I realize that, you know, you have the right to do
whatever you want . . . . But I said, I don't think this is fair
because a person has a right to run for a political office in this
country. Upon being asked whether your brother ever t[old] you
that Sheriff Hurley expressed any interest in having Mr. Hines
discharged[,] Mr. Yates answered [y]es and stated that [a]t theend of that little statement, he made the -- made the statement
that the sheriff had called him and told him that he had to get rid
of Kevin now.
In his deposition, Plaintiff stated that Defendant Yates'
brother, Tony Yates, as well as Defendant Yates himself, informed
him that Defendant Hurley demanded that Defendant Yates terminate
Plaintiff's employment because of Plaintiff's candidacy for
sheriff. Plaintiff stated that Defendant Yates told him that the
sheriff come to him and told him he wanted me _ that he wanted me
moved out of the county. He wanted me fired. Plaintiff said that
Defendant Yates told me he was going to fire me at different _ at
different times. He was going to fire me if I filed. And then
when I filed, he decided to wait, and then he told me he was going
to fire me before the election, and then he told me he was going to
fire me after the election. I was told countless times that he was
going to fire me if I ran against him
In her deposition and through an accompanying exhibit, Ms.
Cynthia Kay Lovin, administrative assistant to Defendant Yates,
indicated that Plaintiff's performance evaluations for 2001 and
2002 rated Plaintiff's job performance as being satisfactory to
outstanding. A portion of his 2001 performance evaluation stated:
Kevin had previous law enforcement experience
when he joined our office. He possesses
excellent investigative skills, which our
office uses to develop and prepare cases for
trial. He also serves as a liaison with the
law enforcement agencies and has a pro-active
working relationship with these agencies.
Kevin has a very easy-going personality, which
is a true asset in his job performance. He
has proven to be invaluable in his ability to
locate and interview witnesses. This is often
a time-consuming process and requires someone
with excellent investigative techniques andthe ability to communicate with all segments
of society.
Kevin is also very informed as to the elements
of criminal law and the policies and
procedures of the judicial system. He works
independently and has the ability to analyze
each case or situation and make any necessary
decisions.
Kevin is always available and willing to
help...whether it is directly in our office or
in the judicial community.
In Defendant Hurley's deposition, the following colloquy took
place:
Q: Is it within the scope of your authority
as sheriff of Randolph County to cause or
seek to cause the termination of any
employee at the district attorney's
office?
A: No. I didn't try to do that.
Q: Well, my question is simply is that
within the scope of your authority.
A: No, sir.
Q: So whether you did it or not, you agree
you don't have any legal right to try to
cause a termination of an employee at the
district attorney's office?
A: Absolutely not.
* * *
Q: Did you have any legal right or lawful
authority in the fall of 2001 to ask
Garland Yates to get rid of Kevin Hines?
A: No.
With regard to the damages element of Plaintiff's interference
with contract claim, Plaintiff made clear that he was terminated
from his employment with Defendant Yates, and at his deposition on
13 June 2003 that he was seeking but had not yet found full-time
employment and was drawing from the state of North Carolina
unemployment . . .. Indeed, Plaintiff stated that Defendant
Hurley had contacted an administrator at a community college, at
which Plaintiff obtained part-time employment after his terminationby the District Attorney's Office, and tried to get me fired . .
..
In sum, the pleadings in this matter, contrary to the
majority's assertion, are unverified. Under the drastic measure
of summary judgement, this Court must look at the record in the
light most favorable to the party opposing the motion. Beyond the
unverified pleadings, the depositions, answers to interrogatories,
and admissions on file, together with the affidavits in this case
show that there are genuine issues of material fact as to
Plaintiff's interference with contract claim. Thus, Superior Court
Judge John O. Craig, III, correctly applied the law to this claim
in denying summary judgment.
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