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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
NO. COA04-821
NORTH CAROLINA COURT OF APPEALS
Filed: 19 July 2005
STATE OF NORTH CAROLINA
v
.
Guilford County
No. 02 CRS 103990
MICAH LEE TUTT 03 CRS 024188
Appeal by Defendant from judgment entered 21 November 2003 by
Judge Catherine C. Eagles in Superior Court, Guilford County.
Heard in the Court of Appeals 8 March 2005.
Attorney General Roy Cooper, by Assistant Attorney General
Kimberly W. Duffley, for the State.
Terry F. Rose for defendant-appellant.
WYNN, Judge.
The Constitution of North Carolina vests our Supreme Court
with exclusive authority to make rules of practice and procedure
for the appellate division of the courts. N.C. Const. Art. IV, §
13 (2). In this case, N.C. Gen. Stat. § 8C-1, Rule 103(a)(2)
(2004) permits appellate review of an evidentiary ruling even
though the party fails to object at trial as required by N.C. R.
App. P. 10(b)(1). Because N.C. Gen. Stat. § 8C-1, Rule 103(a)(2)
is inconsistent with N.C. R. App. P. 10(b)(1), we hold that the
statute must fail. Nonetheless, in our discretion, we have
reviewed the assignment of error and affirm the trial court's
admission of the evidence. The underlying facts of this matter tend to show that on 5
November 2002, Defendant Micah Lee Tutt and his brother entered a
Quick Mart convenience store owned by Anh Vu's family in
Greensboro, North Carolina. The door to the store was kept locked,
and the owner's daughter let the two men in. Anh Vu ran to the
front of the store after hearing her daughter start screaming.
Defendant ran toward Anh Vu, pointed a large knife at her stomach,
and pushed her to the cash register. When Anh Vu did not open the
cash register, Defendant poked a hole into her stomach, which later
became infected. Anh Vu opened the cash register, Defendant and
his brother took cash and cigarettes, then fled the store.
After the robbery, J. R. Labarre, an officer with the
Greensboro Police Department, arrived at the store. He took the
store's security tape, which recorded the robbery, as evidence. He
also interviewed Anh Vu, through an interpreter, and obtained a
description of the robbers. She described one of the robbers as
being an African-American male, about eighteen to nineteen-years-
old, short hair, and wearing a gray jacket with writing on the
front.
Detective G. R. Marks, also assigned to the case, made a
photograph from the security tape to send to other districts in an
attempt to locate the suspects. On 13 November 2002, Defendant was
arrested on unrelated charges. The arresting officer noticed that
Defendant matched the description of the Quick Mart robber and his
jacket was similar. The officer notified Detective Marks of the
arrest. Thereafter, Detective Marks created a photographic lineup,
consisting of Defendant and five other African-American males of a
similar description. Anh Vu identified Defendant from the lineup
as one of the robbers. Detective Marks testified that this was the
first photograph of Defendant he showed Anh Vu. However, Anh Vu
gave inconsistent testimony as to whether the first photograph she
saw was the lineup or an individual photograph of Defendant wearing
a gray jacket with writing.
Defendant was indicted for robbery with a dangerous weapon and
conspiracy. On 3 November 2003, Defendant filed a written motion
to suppress the pretrial photographic lineup identification.
Following a pretrial hearing, the trial court orally denied the
motion to suppress, finding that the photographic lineup was not
unduly suggestive. The photographic lineup was admitted into
evidence at trial, without objection by Defendant, and Anh Vu
identified Defendant in court.
Defendant was found guilty by a jury of robbery with a
dangerous weapon and conspiracy. The trial court sentenced
Defendant to twenty-seven to forty-two months imprisonment for the
conspiracy charge and a consecutive sentence of 103 to 133 months
imprisonment for the robbery with a dangerous weapon charge.
Defendant appeals.
________________________________________
Although Defendant failed to object at trial to the admission
of the photographic lineup evidence, he argues on appeal that thetrial court erred in denying his motion to suppress the pretrial
photographic lineup identification.
A pretrial motion to suppress is a type of motion in limine.
State v. Golphin, 352 N.C. 364, 405, 533 S.E.2d 168, 198 (2000),
cert. denied, 532 U.S. 931, 149 L. Ed. 2d 305 (2001), disc. review
denied, 358 N.C. 157, 593 S.E.2d 84 (2004). Our Supreme Court has
consistently held that [a] motion in limine is insufficient to
preserve for appeal the question of the admissibility of evidence
if the defendant fails to further object to that evidence at the
time it is offered at trial. State v. Hayes, 350 N.C. 79, 80, 511
S.E.2d 302, 303 (1999) (per curiam) (citations omitted); see also
State v. Dennison, 359 N.C. 312, 608 S.E.2d 756 (2005) (per curiam)
(in light of discussion below the trial judgment was on 20 May
2002, before the amendment); Martin v. Benson, 348 N.C. 684, 685,
500 S.E.2d 664, 665 (1998); N.C. R. App. P. 10(b)(1). Rulings on
motions in limine are preliminary in nature and subject to change
at trial, depending on the evidence offered, and thus an objection
to an order granting or denying the motion is insufficient to
preserve for appeal the question of the admissibility of the
evidence. T & T Dev. Co. v. S. Nat'l Bank of S.C., 125 N.C. App.
600, 602, 481 S.E.2d 347, 348-349, disc. review denied, 346 N.C.
185, 486 S.E.2d 219 (1997) (citation omitted). Therefore, Tutt's
pretrial motion to suppress is not sufficient to preserve for
appeal the question of the admissibility of the photographic lineup
because he did not object at the time the lineup was offered into
evidence. The General Assembly, however, recently amended Rule 103(a) of
the North Carolina Rules of Evidence to provide: Once the court
makes a definitive ruling on the record admitting or excluding
evidence, either at or before trial, a party need not renew an
objection or offer of proof to preserve a claim of error for
appeal. N.C. Gen. Stat. § 8C-1, Rule 103(a)(2) (2004). This
amendment applies to rulings made on or after 1 October 2003. 2003
N.C. Sess. Laws ch. 101. As the trial in the instant case began on
18 November 2003, the amended Rule 103(a) is applicable.
However, Rule 103(a)(2) of the North Carolina Rules of
Evidence is in direct conflict with Rule 10(b)(1) of the Rules of
Appellate Procedure as interpreted by our case law on point.
(See footnote 1)
Under the Constitution of North Carolina, [t]he Supreme Court
shall have exclusive authority to make rules of procedure and
practice for the Appellate Division. N.C. Const. Art. IV, § 13
(2). Thus, we address whether N.C. Gen. Stat. § 8C-1, Rule
103(a)(2) seeks to make a rule of procedure and practice for the
Appellate Division that lies within the exclusive authority of our
Supreme Court.
In State v. Stocks, 319 N.C. 437, 355 S.E.2d 492 (1987), our
Supreme Court addressed a similar issue wherein it struck down N.C.Gen. Stat. § 15A-1446(d)(5) (1986) to the extent that it conflicted
with N.C. R. App. P. 10(b)(3).
N.C.G.S. 15A-1446(d)(5) provides that errors
based upon insufficiency of the evidence may
be the subject of appellate review even though
no objection, exception or motion has been
made in the trial division. N.C.R. App. P.
10(b)(3), however, provides that a defendant
'may not assign as error the insufficiency of
the evidence to prove the crime charged unless
he moves to dismiss the action, or for
judgment as in case of nonsuit, at trial.' To
the extent that N.C.G.S. 15A-1446(d)(5) is
inconsistent with N.C.R. App. P. 10(b)(3), the
statute must fail. Citations omitted.
Stocks, 319 N.C. at 439, 355 S.E.2d at 493.
Moreover, in State v. Bennett, 308 N.C. 530, 302 S.E.2d 786
(1983), our Supreme Court addressed this issue wherein it struck
down N.C. Gen. Stat. § 15A-1446(d)(13) (1982) and part of N.C. Gen.
Stat. § 15A-1231(d) (1982) to the extent that it conflicted with
N.C. R. App. P. 10(b)(2).
G.S. 15A-1446(d)(13) allows for appellate
review of errors in the charge to the jury
'even though no objection, exception or motion
has been made in the trial division.' Rule
10(b)(2) states: 'No party may assign as error
any portion of the jury charge or omission
therefrom unless he objects thereto before the
jury retires to consider its verdict . . . .'
Rule 10(b)(2) is a rule of appellate practice
and procedure, promulgated by the Supreme
Court pursuant to its exclusive authority
under the Constitution of North Carolina,
Article IV, Section 13(2). To the extent that
G.S. 15A-1446(d)(13) is inconsistent with Rule
10(b)(2), the statute must fail. See State v.
Elam, 302 N.C. 157, 273 S.E. 2d 661 (1981).
We also note that G.S. 15A-1231(d) states in
part that '[f]ailure to object to an erroneous
instruction or to the erroneous failure to
give an instruction does not constitute a
waiver of the right to appeal on that error in
accordance with G.S. 15A-1446(d)(13).'Inasmuch as this section also conflicts with
Rule 10(b)(2), it too must fail.
Bennett, 308 N.C. at 535; 302 S.E.2d at 790.
Similarly, our Supreme Court addressed this issue in State v.
Elam, 302 N.C. 157, 160, 273 S.E.2d 661, 664 (1981), when it struck
down N.C. Gen. Stat. § 15A-1446(d)(6) (1980) to the extent that it
conflicted with N.C. R. App. P. 10 and 14(b)(2).
G.S. 15A-1446 (d) (6) [] provides:
Errors based upon any of the following
grounds, which are asserted to have occurred,
may be the subject of appellate review even
though no objection, exception or motion has
been made in the trial division.
(6) The defendant was convicted under a
statute that is in violation of the
Constitution of the United States or the
Constitution of North Carolina.
Subsection (6) of G.S. 15A-1446 (d) is in
direct conflict with Rules 10 and 14 (b) (2)
of the Rules of Appellate Procedure and our
case law on the point. The Constitution of
North Carolina provides that '[t]he Supreme
Court shall have exclusive authority to make
rules of practice and procedure for the
Appellate Division.' N.C. Const. Art. IV § 13
(2). The General Assembly was without
authority to enact G.S. 15A-1446 (d) (6). It
violates our Constitution.
Elam, 302 N.C. at 160, 273 S.E.2d at 664.
As in Stocks, Bennett, and Elam, the statute in this case,
N.C. Gen. Stat. § 8C-1, Rule 103(a)(2), seeks to make a rule of
practice or procedure for the Appellate Division. Moreover,
analogous to the statutes in those cases, Rule 103(a)(2) would
allow appellate review of an evidentiary ruling even though the
party failed to follow the Supreme Court's procedural requirementsunder N.C. R. App. P. 10(b)(1) mandating that the party further
object at trial.
The dissenting opinion
(See footnote 2)
states that Rule 103 is a rule of
evidence and not one of practice and procedure for the appellate
courts because it is placed in the Evidence Code of the North
Carolina General Statutes. However, [t]he law is clear that
captions of a statute cannot control when the text is clear. In
re Appeal of Forsyth County, 285 N.C. 64, 71, 203 S.E.2d 51, 55
(1974) (citing In re Chisholm's Will, 176 N.C. 211, 213, 96 S.E.
1031 (1918)). In Rule 103 the text makes it clear that this is a
rule of practice and procedure of when evidence is preserved for
appellate review. Therefore, regardless of the title and placement
of Rule 103 by the General Assembly, the text of the rule makes it
one of practice and procedure.
While the separate opinion is lengthy, we point out that we
agree with its general statements of law. But we disagree with the
conclusion of the separate opinion that Rule 103 is an evidentary
rule, not an appellate procedural rule because: (1) the North
Carolina Constitution vests with our Supreme Court the authority to
make appellate rules of practice and procedure and (2) under N.C.
R. App. P. 10(b)(1), our Supreme Court has long held that this rule
is one of practice and procedure. See Dennison, 359 N.C. 312, 608S.E.2d 756; State v. Barden, 356 N.C. 316, 332, 572 S.E.2d 108, 120
(2002), cert. denied, 538 U.S. 1040, 155 L. Ed. 2d 1074 (2003);
State v. Grooms, 353 N.C. 50, 65, 540 S.E.2d 713, 723 (2000), cert.
denied, 534 U.S. 838, 151 L. Ed. 2d 54 (2001); Hayes, 350 N.C. at
80, 511 S.E.2d at 303; Martin, 348 N.C. at 685, 500 S.E.2d at 665.
We further disagree that a valid distinction of our Supreme
Court's holdings in Stocks, Bennett, and Elam is that the statute
considered and held to be in conflict in each case was N.C. Gen.
Stat. § 15A-1446 . . .. Following that logic would lead to the
absurd conclusion that if the General Assembly had moved its
enactments in Stocks, Bennett, and Elam to the evidence section,
chapter 8C-1 of the North Carolina General Statutes, rather than
under section 15A-1446, then our Supreme Court would have found
those acts to have been constitutional. Instead, the common
element of Stocks, Bennett, and Elam is that in each instance, our
Supreme Court had enacted a rule of appellate practice and
procedure under the authority granted to it under our Constitution,
which the General Assembly sought to contravene by enacting
contrary legislation. Likewise, in this case, our Supreme Court
has enacted N.C. R. App. P. 10(b)(1), which the General Assembly
seeks to contravene by enacting contrary legislation.
Finally, a protracted discussion of the identical Federal
Rules of Evidence Rule 103 has no applicability to the issue in
this case because North Carolina has, under section thirteen of its
Constitution, granted our Supreme Court the exclusive authority to
make rules of practice and procedure for the appellate division ofthe courts. N.C. Const. Art. IV, §13. In contrast, the United
States Constitution has no provision similar to that of section
thirteen of the North Carolina Constitution. Accordingly, while in
many instances interpretations of identical rules are generally
persuasive for this Court, federal case law offers no guidance for
deciding this issue.
In sum, we must hold that to the extent that N.C. Gen. Stat.
§ 8C-1, Rule 103(a)(2) is inconsistent with N.C. R. App. P.
10(b)(1), it must fail.
(See footnote 3)
Stocks, 319 N.C. at 438-39, 355 S.E.2d at
493; Bennett, 308 N.C. at 535, 302 S.E.2d at 790; Elam, 302 N.C. at
160, 273 S.E.2d at 664. Accordingly, we hold that Defendant did
not properly preserve his objection to the lineup for appellate
review. Golphin, 352 N.C. at 405, 533 S.E.2d at 198.
Nonetheless, as the Supreme Court did in Stocks and Elam,
because it would be a manifest injustice to Defendant to not review
his appeal on the merits after he relied on a procedural statute
that was presumed constitutional at the time of trial, we have
reviewed the evidence at our discretion pursuant to Rule 2 of the
North Carolina Rules of Appellate Procedure. N.C. R. App. P. 2;
see also Stocks, 319 N.C. at 439, 355 S.E.2d at 493 (While we thus
are not compelled to do so, we have nevertheless reviewed the
evidence in our discretion . . ..); Elam, 302 N.C. at 161, 273
S.E.2d at 664 (Within our discretion, and in the exercise of oursupervisory powers, we have decided to address the merits of
defendant's constitutional claims.). After review, we conclude
that the trial court did not err in denying the motion to suppress
as the lineup was not impermissibly suggestive.
When a motion to suppress identification testimony is made,
the trial judge must conduct a voir dire hearing and make findings
of fact to support his conclusion of law and rule as to the
admissibility of the evidence. When the facts found are supported
by competent evidence, they are binding on the appellate courts.
State v. Freeman, 313 N.C. 539, 544, 330 S.E.2d 465, 470 (1985).
Although the trial judge in the instant case did not make written
findings of fact and conclusions of law, she did issue oral
findings and conclusions, albeit not separated.
Identification procedures so impermissibly suggestive as to
give rise to a very substantial likelihood of irreparable
misidentification violate a defendant's right to due process.
State v. Harris, 308 N.C. 159, 162, 301 S.E.2d 91, 94 (1983); State
v. Leggett, 305 N.C. 213, 220, 287 S.E.2d 832, 837 (1982). This
Court has said that to determine the suggestiveness of pretrial
identification, the test is whether the totality of circumstances
reveals a pretrial procedure so unnecessarily suggestive and
conducive to irreparable mistaken identity as to offend fundamental
standards of decency and justice. Id. If an identification
procedure is not impermissibly suggestive, the inquiry is ended.
Freeman, 313 N.C. at 544, 330 S.E.2d at 471. If the procedure is
impermissibly suggestive, then it is necessary to determine whetherall the circumstances indicate that the procedure resulted in a
very substantial likelihood of irreparable misidentification.
State v. Grimes, 309 N.C. 606, 609, 308 S.E.2d 293, 294 (1983).
Due process does not require that all subjects in a
photographic lineup be identical in appearance. State v.
Montgomery, 291 N.C. 91, 100, 229 S.E.2d 572, 579 (1976). Nor is
such a lineup impermissibly suggestive merely because the defendant
has a distinctive appearance. Freeman, 313 N.C. at 545, 330 S.E.2d
at 471. All that is required is that the lineup be fair and the
investigating officers do nothing to induce the witness to select
one subject rather than another. Id.
We find no substantial evidence of State action in the
pretrial identification procedure that was impermissibly
suggestive. As to the selection of the photographs used in the
pretrial lineup, the trial court found that [t]here's nothing that
highlights the defendant as compared to the other six (sic), and
nothing about skin tone that makes one person different from any of
the other five in any clear and obvious ways[.] After reviewing
the photographic lineup, we agree with the trial court that none of
the five other photographs chosen indicates unfairness, nor are
they unduly suggestive.
Defendant also argues that the manner in which Detective Marks
showed the pretrial photographic lineup to Anh Vu was unduly
suggestive. Defendant contends that from the testimony one could
conclude that Detective Marks first showed Anh Vu an individual
photograph of Defendant wearing a gray jacket with writing, andthen showed Anh Vu the photographic lineup. However, the trial
court found that there was (sic) some differences about [Anh Vu's]
testimony there. But the police officer's testimony was clear that
he presented the lineup, M_1, to her first. And she picked the
defendant's picture out. And only after that would he have shown
the individual picture.
Detective Marks testified at the hearing that, although he was
unsure of if he showed an individual picture of Defendant to Anh
Vu, he would never have shown an individual picture to a witness
before a lineup. However, there was some confusion as to Anh Vu's
testimony. While the trial court recognized the witness's
confusion, it gave weight to Detective Marks's testimony. As there
is competent evidence in the record to support this finding of
fact, it is binding on appeal. Freeman, 313 N.C. at 544, 330
S.E.2d at 470. Therefore, we agree with the trial court's
conclusion of law that the manner in which the police showed the
witness the photographic lineup was not unduly suggestive.
As the pretrial photographic lineup procedures were not
impermissibly suggestive, the inquiry ends here. Grimes, 309 N.C.
at 609, 308 S.E.2d at 294.
Affirmed.
Judge ELMORE concurs.
Judge TYSON dissents.
NO. COA04-821
NORTH CAROLINA COURT OF APPEALS
Filed: 19 July 2005
STATE OF NORTH CAROLINA
v
.
Guilford County
Nos. 02 CRS 103990
MICAH TUTT 03 CRS 024188
Tyson, Judge dissenting.
The majority holds N.C. Gen. Stat. § 8C-1, Rule 103(a)(2) is
inconsistent with Rule 10(b)(1) of the North Carolina Rules of
Appellate Procedure and strikes down as unconstitutional the
General Assembly's enactment amending North Carolina's Rules of
Evidence. Rule 103(a)(2) is a statutory rule of evidence, not of
appellate procedure or practice. I respectfully dissent.
I. Standard of Review
A presumption exists that any act passed by the legislature
is constitutional, and the court will not strike it down if [it]
can be upheld on any reasonable ground. Ramsey v. Veterans
Commission, 261 N.C. 645, 647, 135 S.E.2d 659, 661 (1964)
(citations omitted). The unconstitutionality of the statute must
appear beyond a reasonable doubt. Turner v. Reidsville, 224 N.C.
42, 46, 29 S.E.2d 211, 214 (1944); Assurance Co. v. Gold, Comr. of
Insurance, 249 N.C. 461, 463, 106 S.E.2d 875, 876 (1959) (Every
presumption favors the validity of a statute. It will not be
declared invalid unless its unconstitutionality be determined
beyond a reasonable doubt.).
II. Rules of Procedure and Practice
Our Supreme Court, under both constitutional and statutory
authority, promulgates the North Carolina Rules of Appellate
Procedure which includes requirements for the preservation of
issues for review by the appellate courts. See N.C. Const. Art. IV
§ 13(2) (The Supreme Court shall have exclusive authority to make
rules of procedure and practice for the Appellate Division.)
(emphasis supplied); see also N.C. Gen. Stat. § 7A-33 (2003) (The
Supreme Court shall prescribe rules of practice and procedure
designed to procure the expeditious and inexpensive disposition of
all litigation in the appellate division.) (emphasis supplied).
However, it is the power of the General Assembly, not the courts,
to adopt Rules of Evidence and Civil Procedure. State v. Lassiter,
13 N.C. App. 292, 297, 185 S.E.2d 478, 482 (1971) (It is well
settled in this State that it is within the power of the General
Assembly to change the rules of evidence . . . .) (citation
omitted), cert. denied, 280 N.C. 495, 186 S.E.2d 514 (1972);
Bockweg v. Anderson, 328 N.C. 436, 452, 402 S.E.2d 627, 637 (1991)
(the General Assembly is the sole source of the North Carolina
Rules of Civil Procedure, unless this authority is expressly
delegated to the Supreme Court) (citations omitted).
A. N.C. Gen. Stat. § 15A-1446(d)
Our Supreme Court has interpreted N.C. Const. Art. IV § 13(2)
as authority for the Court to strike down conflicting criminal
procedure statutes enacted by the General Assembly purportedly
governing appellate procedure and practice. Elam, 302 N.C. at 160-61, 273 S.E.2d at 664 (N.C. Gen. Stat. § 15A-1446(d)(6) is in
direct conflict with Rules 10 and 14(b)(2) of the Rules of
Appellate Procedure . . . .); Bennett, 308 N.C. at 532-33, 302
S.E.2d at 788 (Appellate Rule 10(b)(2) is in conflict with N.C.
Gen. Stat. § 15A-1446(d)(13)); Stocks, 319 N.C. at 439, 355 S.E.2d
at 493 (N.C. Gen. Stat. § 15A-1446(d)(5) is in conflict with Rule
10(b)(3) of the North Carolina Rules of Appellate Procedure); State
v. Spaugh, 321 N.C. 550, 552-53, 364 S.E.2d 368, 370 (1988) (N.C.
Gen. Stat. § 15A-1446(d)(5) is in conflict with Rule 10(b)(3));
State v. Richardson, 341 N.C. 658, 676-77, 462 S.E.2d 492, 504
(1995) (N.C. Gen. Stat. § 15A-1446(d)(5) is in conflict with Rule
10(b)(3)); State v. O'Neal, 77 N.C. App. 600, 603-04, 335 S.E.2d
920, 923 (1985) (N.C. Gen. Stat. § 15A-1446(d)(5) is in conflict
with Rule 10 of the North Carolina Rules of Appellate Procedure);
State v. Bradley, 91 N.C. App. 559, 563-64, 373 S.E.2d 130, 132-33
(1988) (N.C. Gen. Stat. § 15A-1446(d)(5) is in conflict with Rule
10(b)(3)), disc. rev. denied, 324 N.C. 114, 377 S.E.2d 238 (1989);
State v. Hinnant, 131 N.C. App. 591, 596-97, 508 S.E.2d 537, 540
(1998) (N.C. Gen. Stat. § 15A-1446(d)(5) is in conflict with Rule
10(b)(3)), rev'd on other grounds, 351 N.C. 277, 523 S.E.2d 663
(2000); State v. Moore, 132 N.C. App. 197, 201-02, 511 S.E.2d 22,
25 (N.C. Gen. Stat. § 15A-1446(d)(5) is in conflict with Rule
10(b)(3)), cert. denied and appeal dismissed, 350 N.C. 103, 525
S.E.2d 469 (1999).
Three cases above, Stocks, Bennett, and Elam, are cited in the
majority's opinion as authority to support its holding that N.C.Gen. Stat. § 8C-1, Rule 103(a)(2) constitutionally fails. These
cases are inapposite and do not support the conclusion reached by
the majority.
In Stocks, the defendant argued the trial court erred in
denying his motion to dismiss at the conclusion of the State's
evidence. 319 N.C. at 438-39, 355 S.E.2d at 492-93. The defendant
did not renew his motion to dismiss after offering evidence. Id.
N.C. Gen. Stat. § 15A-1446(d)(5) provided at the time that such
renewals were unnecessary to preserve error based upon
insufficiency of the evidence for appellate review. Id. This
statute was held to be in conflict with Rule 10(b)(3) of the North
Carolina Rules of Appellate Procedure which requires renewal of the
motion to dismiss at the close of all evidence. Id. Our Supreme
Court held the statute must fail to the extent it was
inconsistent with Rule 10(b)(3). Id.
In Bennett, the defendant argued the jury instructions were
improper. 308 N.C. at 532, 302 S.E.2d at 788. However, defendant
failed to request instructions or to object to the instructions
given before the jury retired. Id. at 535, 302 S.E.2d at 790. At
the time, N.C. Gen. Stat. § 15A-1446(d)(13) permitted appellate
review of jury instructions even though no objection, exception or
motion has been made in the trial division. Id. (citing N.C. Gen.
Stat. § 15A-1446(d)(13)). Rule 10(b)(2) of the North Carolina
Rules of Appellate Procedure states, No party may assign error to
any portion of the jury charge or omission therefrom unless he
objects thereto before the jury retires to consider the verdict .. . . Id.; N.C.R. App. R. 10(b)(2). Our Supreme Court followed
this Court's discussion of the conflict between N.C. Gen. Stat. §
15A-1446(d)(13) and Rule 10(b)(2) and held, [t]o the extent [it]
is inconsistent with Rule 10(b)(2), the statute must fail. Id.
In Elam, the defendant argued for the first time on appeal his
conviction violated his constitutional rights. 302 N.C. at 159,
273 S.E.2d at 663. This Court overruled his argument for failing
to raise the issue before the trial court in violation of Rule
14(b)(2) of the North Carolina Rules of Appellate Procedure. Id.
at 160, 273 S.E.2d at 664. The defendant appealed to our Supreme
Court arguing this Court erred in overruling his constitutional
attack of the statute, in contravention of N.C. Gen. Stat. § 15A-
1446(d)(6). Id. N.C. Gen. Stat. § 15A-1446(d)(6) provided that an
objection, exception, or motion was not necessary to preserve
errors based upon [t]he defendant [being] convicted under a
statute that is in violation of the Constitution of the United
States or the Constitution of North Carolina. Id. The Court held
N.C. Gen. Stat. § 15A-1446(d)(6) was in direct conflict with Rules
10 and 14(b)(2) of the Rules of Appellate Procedure . . . . Id.
The common element in all of the cases listed above, including
those cited within the majority's opinion, is the statute
considered and held to be in conflict in each case was N.C. Gen.
Stat. § 15A-1446 entitled, Requisites for preserving the right to
appeal. This statute is found within Chapter 15A, The Criminal
Procedure Act and Article 91 entitled, Appeal to Appellate
Division. The conflicting provisions stricken were all locatedwithin subsection (d) which begins, [e]rrors based [upon any of]
the following grounds, which are asserted to have occurred, may be
the subject of appellate review even though no objection, exception
or motion has been made in the trial division. N.C. Gen. Stat. §
15A-1446(d) (emphasis supplied).
Here, Rule 103 sets out instances where an objection,
exception, or motion is not necessary in order to preserve an issue
for appellate review, and uniformly applies to all civil, criminal,
and administrative proceedings where the Rules of Evidence apply.
B. N.C. Gen. Stat. § 1A-1, Rule 46(a)(1)
North Carolina's appellate courts have previously upheld
legislative exceptions to the appellate rules requiring an
objection to preserve error for appellate review. Under N.C. Gen.
Stat. § 1A-1, Rule 46(a)(1) (2003), when there is an objection to
the admission of evidence involving a specified line of
questioning, it shall be deemed that a like objection has been
taken to any subsequent admission of evidence involving the same
line of questioning. This rule operates to preserve the
continued effect of a specific objection, once made, to a
particular line of questioning. Power Co. v. Winebarger, 300 N.C.
57, 68, 265 S.E.2d 227, 233 (1980); see also Dep't of
Transportation v. Fleming, 112 N.C. App. 580, 586, 436 S.E.2d 407,
411 (1993) (Rule 46(a)(1) . . . preserves the effect of a
seasonably made objection to a specified line of questioning.)
(citing N.C. Gen. Stat. § 1A-1, Rule 46(a)(1)).
III. Rule 103
A. Federal Rule of Evidence
In 2000, Federal Rule of Evidence 103 was amended to include
additional language. Fed. R. Evid. 103. Under the Federal Rule,
a new paragraph was added at the end of the rule separate from,
cumulative of, and equally applicable to subsections (1) and (2):
(a) Effect of Erroneous Ruling. Error may
not be predicated upon a ruling which
admits or excludes evidence unless a
substantial right of the party is
affected, and
(1) Objection. In case the ruling is
one admitting evidence, a timely
objection or motion to strike
appears of record, stating the
specific ground of objection, if the
specific ground was not apparent
from the context; or
(2) Offer of Proof. In case the ruling
is one excluding evidence, the
substance of the evidence was made
known to the court by offer or was
apparent from the context within
which questions were asked.
Once the court makes a definitive ruling
on the record admitting or excluding
evidence, either at or before trial, a
party need not renew an objection or
offer of proof to preserve a claim of
error for appeal.
Id. (emphasis supplied).
All federal courts that have considered the 2000 amendment in
either a civil, criminal, or administrative context have upheld its
validity and not voiced any concerns regarding encroachment upon
their appellate rule making or procedural authority. Dell Computer
Corp. v. Rodriguez, 390 F.3d 377, 387 (5th Cir. 2004) (A renewed
objection at trial is no longer required to preserve error.);United States v. Malik, 345 F.3d 999, 1001 (8th Cir. 2003) (holding
a pretrial objection preserved the issue for review under Rule
103(a) of the Federal Rules of Evidence); Micro Chemical, Inc. v.
Lextron, Inc., 317 F.3d 1387, 1391 (Fed. Cir. 2003) (Pursuant to
Rule 103, the plaintiff's contention that the defendants waived
their right to challenge on appeal the admission of an expert's
testimony is rejected.); Crowe v. Bolduc, 334 F.3d 124, 133-34 (1st
Cir. 2003) (Our circuit rule has now been codified in a 2000
amendment to Rule 103, Federal Rules of Evidence.); United States
v. Brown, 303 F.3d 582, 600 (5th Cir. 2002) (As the Advisory
Committee Notes to Rule 103 make clear, '[w]hen the ruling is
definitive, a renewed objection or offer of proof at the time the
evidence is to be offered is more a formalism than a necessity.'),
cert. denied, 537 U.S. 1173, 154 L. Ed. 2d 915 (2003); United
States v. Harrison, 296 F.3d 994, 1002 (10th Cir. 2002) (The 2000
amendment to Rule 103 provides parties need not renew an objection
once the Court makes a definitive ruling.) (citing Fed. R. Evid.
103), cert. denied, 537 U.S. 1134, 154 L. Ed. 2d 825 (2003); Mathis
v. Exxon Corp., 302 F.3d 448, 459 (5th Cir. 2002) (a pretrial
objection was sufficient to preserve error of proposed expert
testimony for appellate review); Elsayed Mukhtar v. Cal. State
University, Hayward, 299 F.3d 1053, 1062-63 (9th Cir. 2002) (Citing
Rule 103(a)(2), the court held a [c]ontemporaneous objection is
not required where, as here, the trial court definitively ruled on
a motion in limine after exploring [the defendant's] objection.),
amended by, 519 F.3d 1073 (9th cir. 2003); Conwood Co., L.P. v.U.S. Tobacco Co., 290 F.3d 768, 791-92 (6th Cir. 2002) (the
defendant did not waive introduction of expert testimony by not
renewing proper objection in pretrial hearing), cert. denied, 537
U.S. 1148, 154 L. Ed. 2d 850 (2003).
Federal cases, although not binding on this Court, are
instructive and persuasive authority. House v. Hillhaven, Inc.,
105 N.C. App. 191, 195, 412 S.E.2d 893, 896, disc. rev. denied, 331
N.C. 284, 417 S.E.2d 252 (1992). When the North Carolina rule of
evidence is identical to the Federal rule, [t]he intent is to
make applicable, as an aid in construction, the federal decisional
law construing identical or similar provisions of the Federal Rules
of Evidence. N.C. Gen. Stat. § 8C-1, Rule 102 commentary.
[T]hese rules are not adopted in a vacuum. A substantial body of
law construing these rules exists and should be looked to by the
courts for enlightenment and guidance in ascertaining the intent of
the General Assembly in adopting these rules. Id.
B. North Carolina Rule of Evidence
Rule 103 of the North Carolina Rules of Evidence contained
verbatim language to that of the Federal Rule of Evidence prior to
its amendment in 2000. Effective 1 October 2003, the General
Assembly amended Rule 103 by adding the following language to
subsection (a)(2): Once the court makes a definitive ruling on
the record admitting or excluding evidence, either at or before
trial, a party need not renew an objection or offer of proof to
preserve a claim of error for appeal. 2003 N.C. Sess. Laws ch.
101, §§ 1-2. The language of the amendment is verbatim with Rule103 of the Federal Rules of Evidence and Rule 103 of the Uniform
Rules of Evidence. Id.; Fed. R. Evid. 103.
The basis for and intent of the amendment to the North
Carolina rule is to follow the format and language of Federal Rule
103. 2003 N.C. Sess. Laws ch. 101, §§ 1-2 (An Act conforming Rule
103 of the North Carolina Rules of Evidence to the corresponding
Federal Rule.). Despite the published version showing this added
language under subsection (a)(2), the General Assembly clearly
intended to apply the amendment to both objections under subsection
(a)(1) and offers of proof under subsection (a)(2). The language
in the amendment addresses and applies to both subsections.
This Court recently considered amended Rule 103 in State v.
Rose, ___ N.C. App. ___, ___, 612 S.E.2d 336, ___ (May 17, 2005)
(No. COA04-353) and in In re S.W., ___ N.C. App. ___, ___, ___
S.E.2d ___, ___ (July 5, 2005) (No. COA04-1138). In Rose, the
defendant's sole argument on appeal was the trial court erred in
denying his pretrial motion to suppress evidence. ___ N.C. App. at
___, 612 S.E.2d at ___. The defendant failed to object when the
evidence he had sought to suppress was offered at trial. Id. at
___, 612 S.E.2d at ___. We held that under the amendment to Rule
103, effective 1 October 2003, once the trial court denied
defendant's motion to suppress, he was not required to object again
at trial in order to preserve his argument for appeal. Id. at
___, 612 S.E.2d at ___.
In In re S.W., the juvenile filed a motion to suppress
evidence obtained during an alleged illegal search, which the trialcourt denied. ___ N.C. App. at ___, ___ S.E.2d at ___. The
juvenile did not object when the evidence was admitted during
trial. However, we held:
the juvenile properly preserved his assignment
of error by objecting when the trial court
denied his motion to suppress in conformity
with the amended North Carolina Rules of
Evidence 103. N.C. Gen. Stat. § 8C-1, Rule
103 (2003); 2003 N.C. Sess. Laws ch. 101, §§
1-2 (effective 1 October 2003); see also State
v. Rose, ___ N.C. App. ___, ___, 612 S.E.2d
336, ___ (May 17, 2005) (No. COA04-353)
(holding once the trial court denied the
defendant's motion to suppress, he was not
required to object again to preserve argument
for appeal).
Id. at ___, ___ S.E.2d at ___; see also In the Matter of Appeal
from Civil Penalty, 324 N.C. 373, 384, 379 S.E.2d 30, 37 (1989)
(Where a panel of the Court of Appeals has decided the same issue,
albeit in a different case, a subsequent panel of the same court is
bound by that precedent, unless it has been overturned by a higher
court.) (citations omitted).
IV. The Majority's Opinion
The majority's holding will adversely affect forum selection
by creating a conflict between the North Carolina and Federal Rules
of Evidence. See State v. Bogle, 324 N.C. 190, 202-03, 376 S.E.2d
745, 752 (1989) ([T]here is merit in uniformity of interpretation
of similar rules by state and federal courts. The commentary to
Rule 102 (purpose and construction of our Rules of Evidence) notes
that federal precedents are not binding on our courts in construing
the rules. However, '[u]niformity of evidence rulings in the
courts of this State and federal courts is one motivating factor inadopting these rules and should be a goal of our courts in
construing those rules that are identical.' N.C.G.S. § 8C-1, Rule
102 commentary (1988).).
Application of Article IV, § 13(2) of the North Carolina
Constitution to strike the General Assembly's enactments which
prescribe rules of procedure or practice for the appellate courts
has been solely limited to N.C. Gen. Stat. § 15A-1446(d), a
criminal procedure statute. The North Carolina case law cited
above and by the majority's opinion focuses exclusively on N.C.
Gen. Stat. § 15A-1446, which does not directly concern alleged
error resulting from a trial court's decision to admit or suppress
evidence during a pretrial hearing. No North Carolina case law or
any authority cited within the majority opinion indicates not
preserved errors and omitted objections considered by our appellate
courts under N.C. Gen. Stat. § 15A-1446 resulted from the admission
or suppression of evidence. The cases cited by the majority's
opinion solely concern: (1) sufficiency of evidence; (2) jury
instructions; and (3) a statute's constitutionality. Neither the
State's brief nor the majority's opinion cite any basis to overcome
the presumption of constitutionality of enactments of the General
Assembly or to conclude the statute is unconstitutional beyond a
reasonable doubt. Turner, 224 N.C. at 46, 29 S.E.2d at 214
(citations omitted).
V. Conclusion
Under their express constitutional authority, our General
Assembly enacted the additional language of Rule 103 that isidentical to the Federal Rule of Evidence and the Uniform Code of
Evidence. It is an evidentiary rule, not an appellate procedure
rule. The application of Article IV, § 13(2) of the North Carolina
Constitution to declare void the General Assembly's enactment of
statutes in conflict with the rules of appellate procedure and
practice has been limited solely to N.C. Gen. Stat. § 15A-1446, a
criminal procedure statute.
Until today, no prior North Carolina court has struck down a
rule of evidence as procedurally unconstitutional due to Article
IV, § 13(2) of the North Carolina Constitution. This ruling
extends beyond the criminal context as the rules of evidence also
apply in civil and administrative proceedings.
Rule 103(a)(2) of the North Carolina Rules of Evidence: (1)
is presumed constitutional; (2) has not been shown to be
unconstitutional beyond a reasonable doubt; and (3) does not
conflict with our Rules of Appellate Procedure, despite the
majority's bald assertion otherwise.
The majority's opinion holds defendant's objection was not
preserved by Rule 103. Defendant does not argue and the majority
does not discuss plain error. The majority's opinion fails to
follow established precedent of this Court to reach and review the
merits of defendant's claims.
See State v. Jordan, 49 N.C. App.
561, 568, 272 S.E.2d 405, 410 (1980) (Failure to object at trial
is normally held to constitute a waiver of the error.);
State v.
Nobles, 350 N.C. 483, 514-15, 515 S.E.2d 885, 904 (1999) (the
defendant failed to argue in his brief that the assigned erroramounted to plain error, thus, he waived appellate review) (citing
N.C.R. App. P. 10(c)(4), 28(a), and 28(b)(5))
. Under the
majority's holding that defendant failed to object when the
evidence sought to be suppressed was admitted at trial, defendant's
appeal should be dismissed for failure to preserve error, waiver,
or defendant's failure to assign and argue plain error.
I
respectfully dissent.
Footnote: 1 The amendment to Rule 103 is in direct conflict with our
Supreme Court's interpretation of Rule 10(b)(1) of the North
Carolina Rules of Appellate Procedure.
See Dennison, 359 N.C.
312, 608 S.E.2d 756;
Hayes, 350 N.C. at 80, 511 S.E.2d at 303.
As the Supreme Court has the Constitutional authority to make
rules of procedure and practice for the State's appellate
courts, we defer to its interpretation of Rule 10(b)(1).
Footnote: 2 Since the separate opinion does not address whether the
trial court erred in denying Defendant's motion to suppress,
there is no dissent from the ultimate issue presented on appeal.
Accordingly, any appeal should be directed towards obtaining
discretionary review, which we urge our Supreme Court to grant in
this case because of the importance of deciding the Rule 103
issue.
Footnote: 3 In
State v. Rose, __ N.C. App. __, 612 S.E.2d 336,
pet. for
cert. filed (296P05, 9 June 2005) and
In re S.W., __ N.C. App.
__, __ S.E.2d __ (COA04-1138) (5 July 2005), while this Court
cited Rule 103, it neither considered nor addressed the
constitutionality of Rule 103
.
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