1. Evidence--hearsay--detective's testimony about pawn shop records--not offered for
truth of matter asserted
The trial court did not err in a multiple felony breaking and entering, felony larceny, and
felony possession of stolen goods case by concluding that a detective's testimony regarding his
review of pawn shop records was not hearsay, because: (1) at no time during the detective's
testimony were any of the pawn shop records admitted into evidence, nor was his testimony
regarding the contents of those records used for any purpose other than to show the basis for his
contacting the Kill Devil Hills Police; (2) the detective's testimony was not offered for the truth of
the matter asserted; and (3) although the trial court found that the detective was the custodian or
other qualified witness for purposes of introducing the pawn shop records under the business
records exception, it is not necessary to determine whether this was error since the testimony did
not need to qualify under an exception to the hearsay rule to be admissible.
2. Constitutional Law--right to confront witnesses--detective's testimony
The trial court did not err in a multiple felony breaking and entering, felony larceny, and
felony possession of stolen goods case by concluding that a detective's testimony regarding his
review of pawn shop records did not violate defendant's Sixth Amendment right to confront
witnesses, because: (1) the pertinent records were subsequently admitted into evidence under the
business records exception during the testimony of the owner of the pawn shop; and (2) defendant
had the opportunity to, and in fact did, cross-examine the pawn shop owner.
3. Burglary and Unlawful Breaking or Entering; Larceny_breaking and
entering_larceny--possession of stolen goods--motion to dismiss--sufficiency of
evidence
The trial court did not err by denying defendant's motion to dismiss multiple charges for
felony breaking and entering, felony larceny, and felony possession of stolen goods at the close of
the State's evidence, because: (1) although the evidence on the charges of felony breaking and
entering and felony larceny was almost entirely circumstantial, this fact does not preclude it from
being substantial evidence; and (2) the evidence presented by the State, including testimony from
a witness who drove defendant to the pertinent houses, was sufficient to support a reasonable
inference that defendant committed the offenses charged.
4. Criminal Law_-instruction--flight
The trial court did not err in a multiple felony breaking and entering, felony larceny, and
felony possession of stolen goods case by instructing the jury regarding flight, because: (1) on one
occasion when defendant and his coparticipant were at one of the homes that was broken into, the
homeowner returned and spoke with the coparticipant first and thereafter spoke with defendant
when he came running around the house; and (2) the State introduced evidence that defendant
gave officers a false name and date of birth when he was a passenger in a car stopped by police,
and the driver indicated that she was taking defendant to the bus station so that he could go to
Ohio.
5. Possession of Stolen Property_-found not guilty of underlying breaking and enteringcharge_possession conviction vacated
Defendant's conviction on the charge of felony possession of stolen goods in case number
02 CRS 4610 is vacated because the jury found defendant not guilty of the underlying breaking
and entering charge.
6. Criminal Law--prosecutor's argument--failure to give curative instruction after
sustaining objection
The trial court did not abuse its discretion in a multiple felony breaking and entering,
felony larceny, and felony possession of stolen goods case by failing to give a curative instruction
to the jury after sustaining defendant's objection to an argument by the State during closing that
the jurors were in court because of defendant's drug problem, nor did it commit plain error in
failing to intervene ex mero motu to stop the district attorney from continuing the improper
argument after defendant's objection was sustained, because: (1) defendant did not request a
curative instruction to the jury regarding the district attorney's statements; and (2) in light of the
evidence of defendant's heroin use, these arguments were not so improper as to require the court
to issue such an instruction ex mero motu.
Attorney General Roy A. Cooper, III, by Assistant Attorney
General Lisa B. Dawson, for the State.
William D. Spence, for defendant-appellant.
JACKSON, Judge.
Defendant, Ian Goblet, appeals from judgments entered on a
jury verdict finding him guilty of six counts of felony breaking
and entering, six counts of felony larceny and seven counts of
felony possession of stolen goods.
At trial the State's evidence tended to show that during
August, September, and October of 2002, there was a series of
break-ins in residences on the Outer Banks. The break-ins were
similar in that they generally occurred during the day, mostly
jewelry and change were taken, and there was little or no sign offorced entry.
In the fall of 2002, Detective Roten of the Portsmouth
Virginia Police Department was assigned the daily task of reviewing
local pawn shop records. Detective Roten observed defendant's name
appearing several times in pawn shop records as having pawned or
sold numerous items of jewelry over a one to two month period.
Based upon the records indicating the defendant's address was Kill
Devil Hills, Detective Roten contacted the Kill Devil Hills Police
Department to advise them of the suspicious activity. Officers in
the Kill Devil Hills Police Department went to Portsmouth,
photographed some of the items pawned by defendant that were still
at the pawn shop, and took possession of those items. The seized
items and photographs were shown to victims of the break-ins and
some of the victims were able to identify items of jewelry that
belonged to them. At trial, Detective Roten was allowed to
testify, over defendant's objection, to the contents of the pawn
shop records that aroused his suspicion regarding defendant.
Defendant was indicted on charges related to some of the
break-ins on 23 September 2002. On 19 October 2002, an officer
stopped a car driven by a female named Jamie Sargent (Sargent),
in which defendant was a passenger, for a traffic violation.
Defendant initially provided the officer with a false name, date of
birth, and address. Once defendant's true identity was
established, he was arrested based on the officer's knowledge of
the recent indictments and defendant being listed on the most
wanted list for the area. A search of the vehicle revealed drugparaphernalia leading to charges against Sargent. Sargent told
investigating officers, and testified at trial that she had driven
defendant to many homes in the area of the break-ins and took
officers to two specific homes she had driven defendant to which
were, in fact, homes that had been victimized. Sargent also
related an incident that occurred at one of the homes when the
homeowner had returned home while they were at the residence and
she and defendant had interacted with the homeowner. This account
matched the statement of an incident related by one of the victims.
She also stated she accompanied defendant to the pawn shops in
Portsmouth where he sold or pawned the items and that they used the
money to purchase heroin. Sargent testified at trial pursuant to
a plea agreement.
At the close of the State's evidence, defendant moved to
dismiss the charges. The motion was denied. Defendant presented
no evidence.
The District Attorney began her closing argument by saying:
Good morning. Ladies and gentlemen, you are here today because of
an ever present problem in your society. And that problem is
drugs. Defendant objected and the objection was sustained by the
court. The District Attorney then continued with her closing
argument stating that defendant was the type of person who fell
prey to the problem of drug use and that his job was to support his
drug habit. Defendant again objected and asked to approach the
bench. After a short bench conference off the record, the District
Attorney resumed her closing argument. Defendant was found guilty of six counts of felony breaking
and entering, six counts of felony larceny and seven counts of
felony possession of stolen goods. Defendant was found not guilty
of three counts of felony breaking and entering, two counts of
felony larceny and two counts of felony possession of stolen goods.
Defendant was sentenced within the presumptive range to a term of
active confinement of eight months minimum and eleven months
maximum on each count with the sentences to run consecutively. The
court arrested judgment on six of the counts of possession of
stolen goods.
On appeal from these judgments, defendant assigns as error:
(1) the trial court's finding that Detective Roten was the
custodian or other qualified witness of pawn shop records for
purposes of admissibility of his testimony regarding his review of
those records; (2) the admission of Detective Roten's testimony
regarding his review of the pawn shop records; (3) the trial
court's denial of his motion to dismiss for insufficient evidence
at the close of all evidence; (4) the trial court's instructions to
the jury regarding flight; (5) the trial court's acceptance of the
jury's verdict of guilty on the charge of felony possession of
stolen goods when defendant had been found not guilty of the
underlying breaking and entering charge; and (6) the trial court's
failure to instruct the jury not to consider the District
Attorney's allegedly improper closing argument.
[1] We will address defendant's first two assignments of error
together. Defendant's basis for both of these assignments of erroris that the testimony provided by Detective Roten was hearsay and
therefore was inadmissible unless it fell within an exception to
the hearsay rule. Hearsay is defined as a statement, other than
one made by the declarant while testifying at the trial or hearing,
offered in evidence to prove the truth of the matter asserted.
N.C. R. Evid. . 8C-1, Rule 801(c)(2003). Hearsay is not admissible
absent an applicable exception. N.C. Gen. Stat. § 8C-1, Rule 802
(2003). However, when a statement is not being offered for the
truth of the matter asserted, the statement is not considered
hearsay and, therefore, is admissible even absent an applicable
exception. State v. Gainey, 355 N.C. 73, 87, 558 S.E.2d 463, 473,
cert. denied, 537 U.S. 896, 154 L. Ed. 2d 165,(2002)(citing State
v. Call, 349 N.C. 382, 409, 508 S.E.2d 496, 513 (1998)).
In the case sub judice, Detective Roten was asked on direct
examination about his duties as a police officer and he described
his responsibilities with regard to monitoring the pawn shops in
his jurisdiction. Detective Roten testified that his duties
included reviewing daily reports of pawn shop transactions which
are submitted to him pursuant to Virginia law. Detective Roten was
then asked if he had become aware of defendant's name during the
performance of his duties in the fall of 2002. Detective Roten
answered that he had and that defendant's name appeared numerous
times over the course of several weeks. Defendant objected to this
testimony on the basis of hearsay and the judge conducted extensive
voir dire on the objection outside the presence of the jury.
During voir dire Detective Roten testified that because of thefrequency with which defendant's name appeared - twenty-five times
- and because most of the transactions involved large amounts of
jewelry, defendant's name caught his attention. He further
testified that because defendant's address on all of the reports
listed Kill Devil Hills as his home, he contacted a detective that
he knew in Kill Devil Hills, Detective Underwood, to advise him of
the unusual activity. Detective Roten's contact with Detective
Underwood initiated the investigation of defendant resulting in the
instant case. During the voir dire, the court stated that
Detective Roten's testimony regarding his review of the pawn shop
records and his resulting actions were going to be allowed to show
the basis for his actions. A statement which explains a person's
subsequent conduct is an example of such admissible nonhearsay.
State v. Anthony, 354 N.C. 372, 404, 555 S.E.2d 557, 579 (2001),
cert. denied, 536 U.S. 930, 153 L. Ed. 2d 791 (2002).
Defendant also argued during voir dire that the testimony
should be excluded under Rule 403 of the North Carolina Rules of
Evidence as its probative value was substantially outweighed by its
prejudicial effect. The exclusion of evidence under Rule 403 is
within the sound discretion of the trial court. CIT
Group/Commercial Servs, Inc. v. Vitale, 148 N.C. App. 707, 710, 559
S.E.2d 275, 276 (2002)(citing Reis v. Hoots, 131 N.C. App. 721,
727-28, 509 S.E.2d 198, 203 (1998), disc rev. denied, 350 N.C. 595,
537 S.E.2d 481 (1999)).
The court also found that the pawn shop records fell within
the business record exception to the hearsay rule and thatDetective Roten was the custodian or other qualified witness for
those records, that the records had an adequate degree of
trustworthiness, and that the probative value of the evidence was
not outweighed by the danger of unfair prejudice to defendant.
After the jury returned, Detective Roten testified as he had
during voir dire regarding the number of transactions listed under
defendant's name and the type of items involved in those
transactions. He further testified regarding his initial contact
with the Kill Devil Hills Police Department and his subsequent
assistance in their investigation. At no time during Detective
Roten's testimony were any of the pawn shop records admitted into
evidence, nor was his testimony regarding the contents of those
records used for any purpose other than to show the basis for his
contacting the Kill Devil Hills Police. Detective Roten's
testimony regarding the records was not offered for the truth of
the matter asserted and, accordingly, was not hearsay. Although
the trial court found that Detective Roten was the custodian or
other qualified witness for purposes of introducing the pawn shop
records under the business records exception to the hearsay rule,
it is not necessary to determine whether this was error as his
testimony did not need to qualify under an exception to the hearsay
rule to be admissible.
[2] Defendant also argues that Detective Roten's testimony
regarding his review of the pawn shop records violated his Sixth
Amendment right to confront witnesses against him. However, the
records in question subsequently were admitted into evidence underthe business records exception during the testimony of the owner of
the pawn shop. The pawn shop owner whose records were at issue in
this case was subject to cross-examination by defendant. Because
defendant had the opportunity to, and in fact did, cross-examine
the shop owner, his Sixth Amendment right to confront all witnesses
against him was not violated.
[3] Defendant next argues that the trial court erred in
failing to dismiss all charges at the close of the State's evidence
as the evidence was insufficient to support convictions on the
charges. The standard of review on a motion to dismiss for
insufficient evidence is whether the State has offered substantial
evidence of each required element of the offense charged. State v.
Williams, 154 N.C. App. 176, 178, 571 S.E.2d 619, 620 (2002).
Evidence is substantial if it is relevant and is sufficient to
persuade a rational juror to accept a particular conclusion. State
v. Frogge, 351 N.C. 576, 584, 528 S.E.2d 893, 899, cert. denied,
531 U.S. 994, 148 L. Ed. 2d 459 (2000). In ruling on a motion to
dismiss for insufficient evidence, the court must view the evidence
in the light most favorable to the State and every reasonable
inference drawn from the evidence must be afforded to the State.
Id. at 585, 528 S.E.2d at 899.
Defendant argues that the evidence presented by the State is
sufficient only to arouse suspicion that he committed the offenses
charged, which is not adequate to constitute substantial evidence.
State v. Malloy, 309 N.C. 176, 179, 305 S.E.2d 718, 720 (1983).
The State's evidence regarding the charges of felony breaking andentering and felony larceny is almost entirely circumstantial,
however, this does not preclude it from being substantial evidence.
When evaluating the sufficiency of circumstantial evidence in
deciding a motion to dismiss for insufficient evidence a court must
determine whether the circumstances could give rise to a reasonable
inference of defendant's guilt. State v. Thomas, 296 N.C. 236,
244, 250 S.E.2d 204, 209 (1978). If the court determines that such
an inference could be drawn, it must be left to the jury to
determine whether the facts prove defendant's guilt beyond a
reasonable doubt. Id. In deciding a motion to dismiss for
insufficient evidence, the weight of the evidence is not for the
trial court's determination, but only whether it is sufficient to
be submitted to the jury. State v. Scott, 356 N.C. 591, 597, 573
S.E.2d 866, 869 (2002).
In the case sub judice, the State presented evidence showing
that: all but one of the break-ins and larcenies occurred between
August and October of 2002; almost all of the offenses occurred
between 9:00 a.m. and 12:00 p.m.; in all of the incidents coins and
jewelry were taken; in three incidents the perpetrator also took
one pillow case from the residence; and there was little or no
damage to the doors of the residences or other indications of entry
into the homes in any of the incidents. The State further
presented the evidence from the pawn shop records and owners
showing that defendant had pawned items later identified by the
victims as items taken from their residences.
The State also presented Sargent's testimony that: she haddriven defendant to approximately ten homes in the area of the
break-ins during the time the incidents occurred; defendant would
make sure no one was home and then enter the homes using a credit
card to gain entry; on more than one occasion defendant gave her
jewelry when he returned to the car; they used coins defendant took
from the homes to pay for gas or redeemed them at coin sorting
machines for paper money; defendant had brought coins back to the
car in pillow cases on more than one occasion; and they would drive
to a pawnshop in Portsmouth, Virginia after leaving the homes and
defendant would go into the shop returning with money. Sargent
also took officers to the neighborhoods where she had driven
defendant and specifically pointed out two houses that were broken
into.
The elements necessary to support the charge of felony
breaking and entering are: (1) breaking or entering any building
and (2) with the intent to commit any felony or larceny therein.
N.C. Gen. Stat. . 14-54(a) (2003). Larceny is a common law offense
and is not statutorily defined. The essential elements of common
law larceny are: (1) the taking of the property of another; (2) the
carrying away of the property; (3) without the consent of the
owner; (4) with the intent to permanently deprive the owner of the
property. State v. Perry, 305 N.C. 225, 233, 287 S.E.2d 810, 815
(1982). Because the State had charged defendant with felony
larceny, pursuant to the State's basis for that charge, there also
must be substantial evidence that the larceny was committed
pursuant to a breaking and entering of a building without regard tothe value of the property taken. N.C. Gen. Stat. . 14-72(b)(2)
(2003). Finally, the elements required to support the offense of
felony possession of stolen goods in this instance are: (1)
possession of goods that are stolen and (2) that the person in
possession knows or had reasonable grounds to know that the goods
were stolen pursuant to a breaking and entering of a building.
N.C. Gen. Stat. . 14-72(c) (2003).
We find that the evidence presented by the State was
sufficient to support a reasonable inference that defendant
committed the offenses charged. Accordingly, the charges and the
evidence were properly submitted to the jury for determination of
whether the evidence established that defendant committed the
offenses. This assignment of error is overruled.
[4] Next defendant argues that the trial court erred in
instructing the jury regarding flight. When there is some evidence
in the record to support the theory that defendant fled after
committing the offense charged, it is the duty of the jury to
determine whether the facts and circumstances support the State's
theory. State v. Norwood, 344 N.C. 511, 535, 476 S.E.2d 349, 360
(1996), cert. denied, 520 U.S. 1158, 137 L.E.2d. 500 (1997)(citing
State v. Tucker, 329 N.C. 709, 723, 407 S.E.2d 805, 813 (1991)).
It is not enough to show that defendant left the scene of the crime
to support a jury instruction on flight, but [t]here must also be
some evidence that defendant took steps to avoid apprehension.
State v. Thompson, 328 N.C. 477, 490, 402 S.E.2d 386, 392
(1991)(citing State v. Levan, 326 N.C. 155, 164-65, 388 S.E.2d 429,435 (1990)).
The State's evidence tended to show that on one occasion when
Sargent and defendant were at one of the homes that was broken into
the homeowner returned. The homeowner first questioned Sargent
about her presence and then spoke with defendant when he came
running around the house. Defendant told the homeowner that he had
been looking for a friend. The homeowner and Sargent's testimony
regarding this incident were substantially consistent with one
another. The State also introduced evidence that when Sargent was
stopped by police while driving defendant to the bus station so he
could go to Ohio defendant gave the officer a false name and date
of birth. Both of these incidents adequately support the State's
contention that defendant took steps to avoid apprehension and the
jury was properly instructed on flight. Accordingly, this
assignment of error is overruled.
[5] Defendant's next argument is that the trial court erred in
accepting the jury's verdict of guilty on the charge of felony
possession of stolen goods in case number 02 CRS 4610 when the jury
had found defendant not guilty of the underlying breaking and
entering charge. When a charge of felony possession of stolen
goods is based on the goods having been stolen pursuant to a
breaking and entering a court cannot properly accept a guilty
verdict on the charge of felony possession of stolen goods when
defendant has been acquitted of the breaking and entering charge.
Perry, 305 N.C. at 229-30, 287 S.E.2d at 813.
The State concedes this assignment of error in its brief. Because defendant was found not guilty of the underlying breaking
and entering charge upon which the State based this charge of
felony possession of stolen goods, we vacate defendant's conviction
on this count of felony possession of stolen goods.
[6] Defendant's final argument is that the trial court erred
in failing to give a curative instruction to the jury after
sustaining his objection to an improper closing argument by the
State. Defendant further argues that the trial court committed
plain error in failing to intervene ex mero motu to stop the
district attorney from continuing the improper argument after his
objection was sustained.
The control of the arguments of counsel largely is left up to
the discretion of the trial court and the propriety of counsel's
remarks generally will not be reviewed unless the remarks are
extreme or clearly intended to prejudice the jury. State v.
Johnson, 298 N.C. 355, 369, 259 S.E.2d 752, 761 (1979). It is well
established in this State that when an objection is made to an
improper argument of counsel and the court sustains the objection,
that court does not err by failing to give a curative instruction
if one is not requested. Smith v. Hamrick, 159 N.C. App. 696,
699, 583 S.E.2d 676, 679, disc. rev. denied, 357 N.C. 507, 587
S.E.2d 674 (2003); see also State v. Correll, 229 N.C. 640, 644, 50
S.E.2d 717, 720 (1948), cert. denied, 336 U.S. 969, 93 L. Ed. 1120
(1949); State v. Barber, 93 N.C. App. 42, 376 S.E.2d 497, disc.
rev. denied, 328 N.C. 334, 381 S.E.2d 775 (1989); State v.
Sanderson, 62 N.C. App. 520, 523, 302 S.E.2d 899, 901-02 (1983);State v. Hammonds, 45 N.C. App. 495, 499-500, 263 S.E.2d 326, 329
(1980). However, when the statements of counsel are grossly
inappropriate it is proper for the court to correct the abuse ex
mero motu even absent objection by the opposing party. State v.
Sanderson, 336 N.C. 1, 15, 442 S.E.2d 33, 42 (1994).
The district attorney began her closing argument by stating:
Good morning. Ladies and gentlemen, you are
here today because of an ever present problem
in your society. And that problem is drugs.
Defendant objected and the trial court sustained the objection.
Defendant did not move to strike nor did he request a curative
instruction. The district attorney then continued:
Unfortunately, the people who fall prey to
this problem are young adults, adults like Ian
Goblet.
Now on Monday morning each of you told us what
you did for a living. Some of you your
current job was as a real estate broker or a
salesman or you're a restaurant owner. Others
of you are retired as an engineer or
housewife. But you have an honest job, an
honest and a lawful job and the reason you do
this job is to support yourself or your
family.
Now this is what makes Mr. Goblet different
from you. He had a job too. His job wasn't
honest and it surely wasn't lawful. Mr.
Goblet is addicted to heroin so his job was to
feed and support his heroin addiction. And
this is how he went about his job everyday.
He'd get up in the morning and the first thing
that he would do is he would have a need for
heroin and he had to feed that need. So he
would wait until you and your neighbors would
go to work.
At this point defendant again objected and asked to approach the
bench. After an off the record bench conference the districtattorney was allowed to continue her closing argument without any
further comment from the judge or defendant.
At no time did defendant request that the court issue a
curative instruction to the jury regarding the district attorney's
statements. These statements, particularly in light of the
evidence in the record of defendant's heroin use, were not so
improper as to require the court to issue such an instruction ex
mero motu. Accordingly, we hold that the trial court did not abuse
its discretion in failing to give curative instructions regarding
the statements to which defendant objected in the absence of a
request to do so.
Defendant's contention that the court committed plain error in
failing to give curative instructions ex mero motu also is without
merit. In reviewing a plain error argument it is this Court's duty
to determine from the whole record whether the instructional error
had a probable impact on the jury's finding of guilt. State v.
Odom, 307 N.C. 655, 661, 300 S.E.2d 375, 379 (1983)(citing United
States v. Jackson, 569 F.2d 1003 (7th Cir.), cert. denied, 437 U.S.
907, 57 L. Ed. 2d 1137 (1978)). We hold that it did not in light
of the fact that the evidence presented to the jury contained ample
evidence of defendant's heroin use and involvement in the offenses
charged. This assignment of error is overruled.
No error in part; vacated in part.
Chief Judge MARTIN and Judge HUDSON concur.
*** Converted from WordPerfect ***