1. Kidnapping--to terrorize victim--evidence sufficient
The test for sufficiency of the evidence of kidnapping to terrorize the victim is whether
defendant's purpose was to terrorize, not whether the victim was in fact terrorized. Here, there was
sufficient evidence that defendant kidnapped the victim to terrorize her even though he apologized to
her during the incident, and the trial court did not err by failing to instruct on false imprisonment.
2. Witnesses--reluctant witness--reasons for reluctance--recross-examination limited
The trial court did not abuse its discretion by limiting the recross-examination of a kidnapping
victim about her reluctance to testify and the State's threat of a contempt charge. There was no
indication of an offer of favorable treatment, the reasons behind her reluctance did not bear on her
credibility, and defendant did not show that the verdict was improperly influenced.
3. Juror--improper contact--conversation possibly overheard in courtroom
There was no abuse of discretion in the trial court's investigation or ruling on an improper
contact with a juror where a juror remained seated during a recess and may have overheard a
conversation between the prosecutor and the clerk. The alleged inappropriate contact occurred in
the presence of the judge, who was about the same distance from the conversation as the juror and
did not hear what was discussed; defense counsel was not certain what was discussed; and there is no
indication of any influence on the juror or the verdict.
4. Evidence--deferred ruling--no abuse of discretion
The trial court did not abuse its discretion by deferring a ruling where it had granted a motion
in limine to exclude certain State's evidence, the court indicated at trial that it might allow the
excluded evidence if defendant offered evidence which opened the door but would not rule in
advance, and defendant made an offer of proof but did not introduce its evidence.
5. Sentencing_aggravating factor_Blakely error--jury required
The trial court erred by sentencing defendant in the aggravated range for kidnapping by
unilaterally finding as an aggravating factor that defendant committed the offense to disrupt and
hinder the lawful exercise of a governmental function or the enforcement of the laws without
submitting this aggravating factor to the jury for proof beyond a reasonable doubt.
6. Indigent Defendants_attorney fees--notice and opportunity for hearing
A judgment for attorney fees against an indigent defendant pursuant to N.C.G.S. § 7A-455
was remanded where it did not include his appointed attorney's total hours or the total amount of the
fee and there was no indication in the record that defendant was notified of and given an opportunity
to be heard regarding those matters.
Attorney General Roy Cooper, by Assistant Attorney GeneralAlexandra M. Hightower, for the State.
STUBBS, COLE, BREEDLOVE, PRENTIS & BIGGS, P.L.L.C., by C. Scott
Holmes, for defendant-appellant.
TIMMONS-GOODSON, Judge.
Curley Jacobs (defendant) appeals his conviction for second-
degree kidnapping. For the reasons discussed herein, we hold that
defendant received a trial free of prejudicial error, but we vacate
the trial court's imposition of attorney's fees and we remand the
case for resentencing.
The State's evidence presented at trial tends to show the
following: On 3 April 2002, Holly Powers (Powers) was in Maxton,
North Carolina, visiting a friend when she was informed that someone
was waiting outside to see her. When Powers walked outside, she saw
defendant standing beside a vehicle hollering and screaming and
holding a mini 14 rifle. Defendant asked Powers why she had
obtained another restraining order against him. Defendant told
Powers that she was going to go with him to get the restraining order
dropped, and he grabbed Powers and forced her into the vehicle.
Defendant thereafter placed Powers in something like a head lock
and drove away.
Defendant drove Powers to a residence where he was living and
snatched her out of the vehicle by her arm. Defendant then began
pointing the gun at Powers and throwing 20 ounce bottles at her.
Defendant hit Powers in the head with a bottle, and he tore Powers'
shirt off of her. Defendant choked Powers [l]ong enough to make
her lose [her] breath as well as her consciousness. Defendant then
snapped out or something and apologized to Powers. Defendant drove
Powers back to her vehicle but then instructed her to drive her
vehicle back to the residence. Defendant told Powers that if shetried to leave, he would shoot [her] car up. Defendant followed
Powers in his vehicle with the rifle out the window a little bit.
After Powers dropped her vehicle off at the residence, defendant
drove Powers to his mother's residence in Laurinburg, North Carolina.
Following their arrival at his mother's residence, defendant and
Powers sat in defendant's vehicle and talked until defendant's mother
came outside and approached the vehicle. Defendant's mother was
kind of ill with Powers and was fussing at her. Defendant told
his mother that Powers was not there on [her] own free will, and
that she needed to go back inside the residence. Defendant's mother
asked Powers to come inside and, while defendant was in another room,
Powers explained the events to her.
As Powers was talking to defendant's mother, Michelle Locklear
(Locklear), Powers' roommate, called the residence and asked to
speak to Powers. Defendant's mother attempted to give the telephone
to defendant, but defendant refused to come out of the room to answer
it. Powers thereafter located another telephone and called Locklear
herself. Powers told Locklear to call the police, and she then asked
defendant if she could see their dog, which was located in a pen in
the yard. Once outside, Powers ran to a nearby residence where she
called the police herself. As Powers was waiting for law enforcement
officials to arrive, she noticed Locklear approaching in her vehicle.
Powers entered Locklear's vehicle and the two drove to pick up
Powers' vehicle at defendant's residence.
Law enforcement officers subsequently located defendant driving
his vehicle a short distance away from his mother's residence.
Scotland County Sheriff's Department Lieutenant Richard J. Best
(Lieutenant Best) approached defendant's vehicle and saw an
assault rife that was in the floor board behind the driver's seat[.] Lieutenant Best took custody of the rifle and thereafter transferred
it to Robeson County Sheriff's Department Detective Anthony Thompson
(Detective Thompson).
After taking her vehicle back to her residence, Powers traveled
to a police station in Scotland County. She later went to a police
station in Robeson County, where she was interviewed by Detective
Thompson as well as Robeson County Sheriff's Department Deputy Stuart
Williams (Deputy Williams). The officers took a statement from
Powers regarding the incident, and they photographed her injuries.
Defendant was subsequently arrested and indicted for first-
degree kidnapping. Defendant's trial began the week of 19 November
2003, and on 21 November 2003, the jury found defendant guilty of
second-degree kidnapping. Following the jury verdict, the trial
court found as an aggravating factor that defendant committed the
offense to disrupt and hinder the lawful exercise of a governmental
function or the enforcement of laws. The trial court thereafter
sentenced defendant to fifty-eight to seventy-nine months
incarceration. Defendant appeals.
The right to cross examine a witness to expose the witness'
bias is not unlimited. State v. Hatcher, 136 N.C. App. 524, 526,
524 S.E.2d 815, 816 (2000). '[W]hile it is axiomatic that the
cross-examiner should be allowed wide latitude, the trial judge has
discretion to ban unduly repetitious and argumentative questions, as
well as inquiry into matters of tenuous relevance.' Id. (quoting 1
Brandis & Broun on North Carolina Evidence § 170 (5th ed. 1998))
(alteration in original). The trial judge may and should rule out
immaterial, irrelevant, and incompetent matter. State v. Stanfield,
292 N.C. 357, 362, 233 S.E.2d 574, 578 (1977). On appeal, the trial
court's decision to limit cross-examination is reviewed for abuse of
discretion, and rulings in controlling cross examination will not be
disturbed unless it is shown that the verdict was improperly
influenced. Hatcher, 136 N.C. App. at 526, 524 S.E.2d at 816.
In the instant case, we conclude that the trial court did notabuse its discretion in sustaining the State's objection. There is
no indication that Powers was offered leniency or favorable treatment
from the State in exchange for her testimony. The reasons for her
unwillingness to testify and the possibility of her being held in
contempt do not bear on her credibility or bias toward defendant, nor
is whether she believed defendant had been tried enough relevant to
any matter at issue in the trial. Furthermore, defendant has failed
to demonstrate how the trial court's ruling regarding Powers' initial
hesitation to testify improperly influenced the jury's verdict.
Accordingly, we overrule defendant's second argument.
[3] Defendant next argues that the trial court erred by refusing
to inquire further into an alleged communication with a juror. We
disagree.
The record reflects that during jury deliberations, the trial
court asked defense counsel whether there was anything he wanted
to put on the record[.] Thereafter, defense counsel asked the
trial court to note for the record that during the recess the juror
number seven was seated and I observed [the assistant district
attorney] talking to the clerk. Defense counsel informed the trial
court that he thought he heard the assistant district attorney
mention something about a statement. After the trial court noted
that the juror sat in the jury box the entire time by himself,
defense counsel stated that then there was conversation over there
about three or four feet from them between [the assistant district
attorney] and the clerk, and I thought I heard him mention something
about a statement. The trial court noted that it was the same
distance away from the clerk as the juror and did not hear it. The
trial court then concluded that [w]ithout some showing that the
juror heard it, it would not make any inquiries. Nevertheless,the trial court did thereafter inquire as to whether defense counsel
knew what they were talking about[.] Defense counsel responded
that he believed the assistant district attorney mentioned something
about a statement. The trial court confirmed that defense counsel
did not overhear mention [of] anything about the facts of the case,
and subsequently concluded that [w]ithout more, it's denied.
When a trial court learns of alleged improper contact with a
juror, the trial court's inquiry into the substance and possible
prejudicial impact of the contact is a vital measure for ensuring the
impartiality of the juror. State v. Burke, 343 N.C. 129, 149, 469
S.E.2d 901, 910-11, cert. denied, 519 U.S. 1013, 136 L. Ed. 2d 409
(1996). The trial court is given the responsibility to conduct
investigations to this effect, including examination of jurors when
warranted[.] State v. Barnes, 345 N.C. 184, 226, 481 S.E.2d 44, 67,
cert. denied, 522 U.S. 876, 139 L. Ed. 2d 134 (1997), cert. denied,
523 U.S. 1024, 140 L. Ed. 2d 473 (1998). An inquiry into possible
misconduct is generally required only where there are reports
indicating that some prejudicial conduct has taken place. Id.
However, the trial court retains sound discretion over its scope of
the inquiry, and its decision is given great weight on appeal.
State v. Bonney, 329 N.C. 61, 83, 405 S.E.2d 145, 158 (1991). 'The
circumstances [surrounding an allegedly inappropriate communication]
must be such as not merely to put suspicion on the verdict, because
there was opportunity and a chance for misconduct, but that there was
in fact misconduct. When there is merely matter of suspicion, it is
purely a matter in the discretion of the presiding judge.' State v.
Johnson, 295 N.C. 227, 234-35, 244 S.E.2d 391, 396 (1978) (quoting
Lewis v. Fountain, 168 N.C. 277, 279, 84 S.E. 278, 279 (1915)).
In the instant case, the alleged inappropriate contact occurredin the courtroom and in the presence of the trial court. The trial
court noted that it could not hear what was discussed between the
assistant district attorney and the clerk, and it was the same
distance away as the juror. Defense counsel was not certain what was
discussed, and could only state that he thought he overheard the
assistant district attorney mention something about a statement,
which defense counsel assume[d] was related to the case. There is
no indication that the alleged inappropriate communication had any
influence on the respective juror or the verdict of the entire jury.
In light of the foregoing, we conclude that the trial court did not
abuse its discretion either in investigating or ruling upon the
alleged inappropriate communication. Accordingly, defendant's third
argument is overruled.
[4] Defendant next argues that the trial court erred by
deferring its ruling on an evidentiary issue. Defendant asserts that
the trial court chilled his right to present evidence by refusing to
rule on the issue of whether the State could introduce evidence of
his other bad acts. We disagree.
The record reflects that prior to trial, the State filed a
motion requesting that it be allowed to introduce into evidence other
bad acts involving Powers to which defendant had pled guilty on 29
October 2002. The acts occurred within two months following the
incident giving rise to the instant case, and they included
defendant's alleged discharge of a weapon into a dwelling occupied by
Powers and the alleged theft and subsequent burning of Powers'
vehicle. In a pretrial hearing, the trial court determined that
defendant had not been provided with a record of the relevant
convictions until the date of the hearing. The trial court
thereafter ruled that the State was prohibited from using theevidence during the instant case.
During trial, defendant's father, Frank Jacobs, Jr. (Frank),
testified on defendant's behalf. Frank testified that he had seen
defendant and Powers together on 5 April 2002 or 6 April 2002, while
defendant was on bonded release for the instant charge. The State
objected to Frank's testimony, arguing that defendant was getting
into a dangerous area and that defendant's examination of Frank was
entering that temporal area of defendant's relationship with Powers
following the incident. The State asserted that, in light of the
trial court's pretrial ruling, defendant was relying on the idea
that he w[ould] prevent [the State] from eliciting the real story of
[defendant and Powers'] relationship after the incident, namely, the
bad acts defendant had pled guilty to prior to trial. During a voir
dire hearing on the matter, the following exchange occurred between
the trial court and defense counsel:
THE COURT: If you open that door, the
D.A.'s going to come back
with all of these
convictions that he [pled]
guilty to. I don't know
that I'm going to allow it,
but I've kept it out so far.
But if you open that door, I
don't know, then. I'm not
going to tell you, but I
think maybe you and your
client ought to discuss that
strategy. At this point I'm
going to rule that
immaterial. That confused
the jury on the issues under
403.
DEFENSE COUNSEL: Your Honor, but what about
the testimony of a witness
about she taking her and
[defendant] -- they were
together and they took her
to get her license? How --
I guess I need a ruling on
that.
. . . .
THE COURT: Well, then you're going to
argue that they were good
and this, that and the
other, and I think you're --
if you open that door that
they were getting along
after this incident, then I
think there is a chance, not
saying I'd allow it, but I'm
saying there's a chance of
rebuttal on behalf of the
District Attorney that needs
to be weighed before you do
anything like that. I'm
going to hold it out right
now.
After ensuring that defendant had participated in the decision
not to offer further evidence from Frank, the trial court reminded
defendant that I don't know what I'd do with that. I'm not telling
you I'd let it in; I'm not telling you I'd keep the D.A. from doing
it. Defense counsel thereafter made an offer of proof on voir dire,
during which Frank testified that Powers visited defendant at Frank's
residence less than a week after defendant was released on bond.
Frank testified that during the visit, defendant and Powers r[o]de
off someplace for a short period of time. Frank further testified
that he saw Powers and defendant together again near the end of
April, when Powers and defendant spoke in front of Frank's residence
for 15-20 minutes. Following this testimony, the trial court
stated that it would overrule the State's objection, would deny
defendant's motion in limine, but would not rule on whether the State
would be allowed to impeach Frank with the prior bad acts. Defendant
refused the offer to elicit further testimony from Frank in the
jury's presence.
The decision whether to grant a motion in limine rests in the
discretion of the trial court. State v. Holman, 353 N.C. 174, 184,
540 S.E.2d 18, 25 (2000), cert. denied, 534 U.S. 910, 151 L. Ed. 2d
181 (2001). In Holman, the defendant pled guilty to the first-degreemurder of his estranged wife. During his sentencing proceeding, the
defendant attempted to introduce evidence tending to show that, at
the time he killed his wife, he was acting under a mental or
emotional disturbance spawned by an indication that his wife was
rekindling a relationship with her ex-husband. The defendant moved
the trial court for a ruling that the introduction of the evidence
would not open the door to the State to introduce evidence previously
ruled irrelevant. The trial court deferred its ruling on the motion
until it heard the defendant's questions and their context, stating
that [w]ell, I think that door -- while it might get open -- I don't
think it automatically flies open . . . . Neither can I say that the
door would not be opened, depending on what's asked. So, I mean,
that's a matter they'll have to consider, I suppose. Id. On
appeal, our Supreme Court noted that it had consistently permitted
evidence to be introduced in rebuttal of a particular fact on cross-
examination, even if the evidence would be incompetent or irrelevant
when initially offered. Id. (citing State v. Bishop, 346 N.C. 265,
389, 488 S.E.2d 769, 782 (1997)). The Court further noted that [a]t
the point when the trial court deferred its ruling in the present
case, it did not have sufficient information to decide upon the
motion knowledgeably. Holman, 353 N.C. at 184, 540 S.E.2d at 25.
Accordingly, the Court held that the trial court did not abuse its
discretion by deferring its ruling on the motion until sufficient
information was presented to allow the trial court to make a proper
and informed decision. Id.
We conclude that the reasoning of Holman is applicable to the
instant case. Following defendant's offer of proof, the trial court
stated that it would deny the State's objection to Frank's testimony
but could not ensure that it would not allow the State to cross-examine Frank with the bad acts. Defendant nevertheless refused to
offer the testimony to the jury, stating that he was concerned he
would run the risk of 404(b) evidence if the testimony was offered.
The trial court reminded defendant that it had not ruled upon whether
such evidence would be allowed during cross-examination and was not
going to cross bridges until I come to them because I don't know what
anybody's going to do. In light of Holman, we conclude that the
trial court did not abuse its discretion in its determination.
Defendant relies on State v. Lamb, 321 N.C. 633, 365 S.E.2d 600
(1988) to support his contention that the trial court's decision not
to rule upon the motion in limine chilled defendant's right to
present evidence. However, we conclude that defendant's reliance on
Lamb is misplaced. In Lamb, the Court held that a defendant's right
to testify could be impermissibly chilled if, in response to a
motion in limine to prohibit cross-examination of impermissible
evidence of other crimes, the trial court issues a bald denial and
never provides the defendant with any assurance that, should she
testify, provided she did not open the door, she would be protected
from impermissible evidence being used to impeach her. Id. at 649,
365 S.E.2d at 609. In the instant case, the trial court did not
issue a bald denial of defendant's motion. Instead, it merely
deferred its ruling on whether the State would be allowed to cross-
examine Frank about defendant's bad acts following the incident.
Defendant recognized the risk at trial, and decided that he did not
want to take that chance[.] Defendant's decision not to introduce
the evidence in question was a purely tactical one based on the
possibility that the questioning might open the door to undesired
cross-examination. Defendant's choice of tactics in this instance
did not implicate any of his rights. Holman, 353 N.C. at 185, 540S.E.2d at 26. Accordingly, we overrule defendant's fourth argument.
[5] Defendant next argues that the trial court erred by
sentencing him in the aggravated range. Defendant asserts that the
trial court was prohibited from sentencing him in the aggravated
range without first submitting an aggravating factor to the jury for
proof beyond a reasonable doubt. We agree.
In State v. Allen, 359 N.C. 425, ___ S.E.2d ___ (Filed 1 July
2005) (No. 485PA04), our Supreme Court recently examined the
constitutionality of North Carolina's structured sentencing scheme in
light of the United States Supreme Court's decisions in Apprendi v.
New Jersey, 530 U.S. 466, 147 L. Ed. 2d 435 (2000) and Blakely v.
Washington, 542 U.S. 296, 159 L. Ed. 2d 403 (2004). The Court noted
initially that its holding would apply to cases 'in which the
defendants have not been indicted as of the certification date of
this opinion and to cases that are now pending on direct review or
are not yet final.' 359 N.C. at 427, ___ S.E.2d at ___ (quoting
State v. Lucas, 353 N.C. 568, 598, 548 S.E.2d 712, 732 (2001)). As
defendant's instant appeal was pending on direct review when Allen
and Blakely were decided, we conclude that their reasoning and
holdings are applicable to the instant case.
After reviewing the applicable case law, the Court in Allen
concluded that, when [a]pplied to North Carolina's structured
sentencing scheme, the rule of Apprendi and Blakely is: Other than
the fact of a prior conviction, any fact that increases the penalty
for a crime beyond the prescribed presumptive range must be submitted
to a jury and proved beyond a reasonable doubt. 359 N.C. at 437,
___ S.E.2d at ___ (citing Blakely, 542 U.S. at ___, 159 L. Ed. 2d at
413-14; Apprendi, 530 U.S. at 490, 147 L. Ed. 2d at 455; N.C. Gen.
Stat. §§ 15A-1340.13, 15A-1340.14, 15A-1340.16, 15A-1340.17). In theinstant case, following defendant's conviction for second-degree
kidnapping, the trial court found as an aggravating factor that
defendant committed the offense to disrupt and hinder the lawful
exercise of a governmental function or the enforcement of laws. The
trial court found this factor unilaterally, thereby aggravating
defendant's sentence without submitting the issue to the jury for
proof beyond a reasonable doubt. In light of our Supreme Court's
decision in Allen, we conclude that the trial court committed
reversible error.
(See footnote 1)
Therefore, we remand the case for resentencing.
[6] Defendant next argues that the trial court erred by imposing
attorney's fees upon him. Defendant asserts that he was not provided
with sufficient notice of or an opportunity to be heard concerning
the fees of his court-appointed attorney. We agree.
N.C. Gen. Stat. § 7A-455 (2003) provides that the trial court
may enter a civil judgment against a convicted indigent defendant for
the amount of fees incurred by the defendant's court-appointed
attorney. In State v. Crews, 284 N.C. 427, 201 S.E.2d 840 (1974),
our Supreme Court noted that there was no evidence in the record
supporting or negating the defendant's contention that a judgment
imposing attorney's fees was entered without notice or opportunityfor him to be heard. Accordingly, the Court vacated the judgment
without prejudice to the State's right to apply for a judgment in
accordance with G.S. 7A-455 after due notice to defendant and a
hearing[.] Id. at 442, 201 S.E.2d at 849-50. Similarly, in State
v. Stafford, 45 N.C. App. 297, 300, 262 S.E.2d 695, 697 (1980), this
Court vacated a civil judgment imposing attorney's fees on the
defendant where, notwithstanding a signed affidavit of indigency,
there was no indication [in the record] that [the] defendant
received any opportunity to be heard on the matter of attorney's
fees.
In the instant case, following the imposition of defendant's
sentence, the trial court inquired as to whether defendant's counsel
was appointed. Defense counsel replied that he was court-appointed,
but he informed the trial court that he had not yet calculated his
hours of work related to defendant's representation. After the trial
court instructed defense counsel to calculate his hours and submit
them to the court, the following exchange occurred between defendant
and the trial court:
THE COURT: Well, now, let me say to you, Mr.
Jacobs, I'm going to give you
notice of this now, he's going to
submit a bill, an hourly bill. I
don't know how much that hourly
bill is going to total up, how
many hours he's got. I know he's
got two days, more than two days
work here in the courtroom. But
whatever, it's going to be at a
rate of $65 an hour that the
State allots. I'll use the
multiple $65 times the hours that
he submits that I find to be
reasonable, and I'm certain that
he will be honest in that regard.
Whatever that is I'm going to
order -- enter an order that the
State of North Carolina pay him
the amount for representing you.
I also will be signing a
judgment, possibly, to be usedagainst you that will require you
some day in the future, maybe, to
have to reimburse the State that
amount of money. You've heard
all this before, haven't you?
DEFENDANT: Yes, sir.
THE COURT: That's called the notice. You
got the notice now. You know
what I'm talking about. Now
you've got your right to say
anything reasonable about my
award of attorney's fees. You
got any problem with it?
DEFENDANT: No, sir.
THE COURT: Sir?
DEFENDANT: No, sir.
THE COURT: Well, now you've been told, and
in open court you've been advised
of that.
This exchange clearly demonstrates that defendant was given
notice of the trial court's intention to impose attorney's fees upon
him. However, while the transcript reveals that attorney's fees were
discussed following defendant's conviction, there is no indication in
the record that defendant was notified of and given an opportunity to
be heard regarding the appointed attorney's total hours or the total
amount of fees imposed. Therefore, in light of the foregoing, we
vacate the trial court's imposition of attorney's fees in this
matter. On remand, the State may apply for a judgment in accordance
with N.C. Gen. Stat. § 7A-455, provided that defendant is given
notice and an opportunity to be heard regarding the total amount of
hours and fees claimed by the court-appointed attorney.
In light of the foregoing conclusions, we hold that defendant
received a trial free of prejudicial error, but we vacate the trial
court's imposition of attorney's fees, and we remand the case for
resentencing. No error in part; vacated in part; remanded for resentencing.
Judges CALABRIA and GEER concur.
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