1. Criminal Law--instructions--consensus--unanimity
An instruction that a jury could reach a verdict by consensus was not plain error where
the court twice stated that the jury must unanimously agree.
2. Sentencing--habitual felon--jurisdiction of underlying felony--collateral attack
A motion to dismiss an habitual felon charge for insufficient evidence was correctly
denied where the motion concerned the jurisdiction of the district court on one of the prior
convictions. Questioning the validity of the original conviction is an impermissible collateral
attack.
3. Sentencing--habitual felon--Class I underlying felony--not disproportionate
Defendant's sentence for being an habitual felon was not grossly disproportionate.
Sentencing as an habitual felon where the underlying felony is Class I (as here) or Class H has
been affirmed on several occasions.
Attorney General Roy Cooper, by Special Deputy Attorney
General R. Marcus Lodge, for the State.
Thorsen Law Office, by Haakon Thorsen, for defendant-
appellant.
WYNN, Judge.
In State v. Parker, 29 N.C. App. 413, 414, 224 S.E.2d 280, 281
(1976), this Court held that a trial court's jury instruction to
return a majority verdict violated our Constitution's unanimous
verdict requirement for criminal trials. N.C. Const. art. I, § 24.
In this case, Defendant argues that the trial court's use of the
term consensus likewise violated the verdict unanimityrequirement. Because the trial judge twice repeated that the jury
must unanimously agree on a verdict, we find no error. We also
find no error in Defendant's remaining arguments.
A jury found Defendant Patrick D. Fleming
(See footnote 1)
guilty on the
charge of possession of cocaine and found him to be an habitual
felon. From his convictions and sentence of eighty-four months to
110 months imprisonment, Defendant appeals, arguing:
(1) The trial court erred in allowing him to be convicted
with fewer than twelve jurors finding him guilty;
(2) The trial court erred by denying his motion to
dismiss the habitual felon charge; and
(3) His sentence was in violation of constitutional
protections against disproportionate punishment.
[1] First, Defendant contends that the trial court erroneously
instructed the jury that it could reach a decision with a less than
unanimous vote, thereby denying him of a jury of twelve. As
Defendant did not object to the instruction at trial, we review the
jury instruction for plain error. N.C. R. App. P. 10(b)(1),
(c)(4); State v. Cummings, 352 N.C. 600, 613, 536 S.E.2d 36, 47
(2000) (explaining that plain error review will be applied only to
matters of evidence and jury instructions), cert. denied, 532 U.S.
997, 149 L. Ed. 2d 641 (2001); see also State v. Greene, 351 N.C.
562, 566, 528 S.E.2d 575, 578 (2000). Plain error is error 'so
fundamental as to amount to a miscarriage of justice or which
probably resulted in the jury reaching a different verdict than itotherwise would have reached.' State v. Parker, 350 N.C. 411,
427, 516 S.E.2d 106, 118 (1999), cert. denied, 528 U.S. 1084, 145
L. Ed. 2d 681 (2000) (quoting State v. Bagley, 321 N.C. 201, 213,
362 S.E.2d 244, 251 (1987), cert. denied, 485 U.S. 1036, 99 L. Ed.
2d 912 (1988)).
The Constitution of North Carolina provides that [n]o person
shall be convicted of any crime but by the unanimous verdict of a
jury in open court. N.C. Const. art. I, § 24; N.C. Gen. Stat. §
15A-1201 (2004) (In all criminal cases the defendant has the right
to be tried by a jury of 12 whose verdict must be unanimous.);
N.C. Gen. Stat. § 15A-1235(a) (2004) (Before the jury retires for
deliberation, the judge must give an instruction which informs the
jury that in order to return a verdict, all 12 jurors must agree to
a verdict of guilty or not guilty.).
After the jury found Defendant guilty on the charge of
possession of cocaine, the trial court instructed the jury on the
habitual felon charge and sent them out to deliberate. After about
an hour, the jury sent out the following note: What do we do when
one juror don't (sic) want to vote in this case? In response, the
trial court gave the following charge:
Let me just tell you that it is your duty as
jurors and when you took your oath as jurors
in this case you did promise and agree to
deliberate with each other, to participate in
jury deliberations in good faith and to follow
my instructions on the law. And, of course,
it is your duty and obligation to talk to each
other, to reason the matter over together and
to do what you can to reach a verdict.
Now, it is your duty to do whatever you can to
reach a verdict. You should reason the matterover together as reasonable men and women and
to reconcile your differences, if you can,
without the surrender of conscientious
convictions. Now, no juror should surrender
his or her honest conviction about the weight
or effect of the evidence solely because of
the opinion of his fellow jurors or for the
mere purpose of returning a verdict. That is,
if you think the verdict should be one way,
you shouldn't give that up just because
everybody else says otherwise. But you should
talk to each other about it, reason the matter
over together. It is your duty to do
everything you can to try to reach a verdict,
if you can do that without giving up your
honest convictions. And, of course, by
definition that does mean that you have to
take a position on the case and say what you
think about the case. Most juries do that by
voting but the verdict sheet does say that you
must unanimously agree, whether that's by
voting or consensus, as long as you
unanimously agree you can return a verdict and
it is your duty to take a position on the case
and to participate fully in deliberations.
(emphasis added). Defendant argues that the use of the word
consensus in the jury instruction created the error as the court
instructed that the juror did not have to vote.
In Parker, 29 N.C. App. at 414, 224 S.E.2d at 281, this Court
held that where the jury instruction is susceptible of the
interpretation that when a vote is taken and there is a majority --
either for conviction or acquittal -- the minority must then cast
their vote with the majority and make the verdict unanimous, before
returning the verdict in open court[,] prejudicial error exists.
In Parker, the trial court gave the following instruction:
. . . before you return your verdict it must
be unanimous. You cannot return a verdict
without a majority vote. That does not mean
that your verdict must be unanimous when you
retire. It means that it must be unanimous
when you return to open court to announce it,because the jury is a deliberative body. You
are to sit together, discuss the evidence,
recall and review it all and remember it all;
then after you have deliberated together
return an unanimous verdict to open court.
Id. (emphasis added). This Court found that the use of the phrase
majority vote by the trial court made the instruction misleading
and confusing. Id.; see also State v. Cumber, 32 N.C. App. 329,
338, 232 S.E.2d 291, 297 (1977).
In this case, in response to a question about what to do when
a juror does not want to vote, the trial judge instructed the
jurors that it was their duty to try to reach a verdict and that
[m]ost juries do that by voting but the verdict sheet does say
that you must unanimously agree, whether that's by voting or
consensus, as long as you unanimously agree you can return a
verdict and it is your duty to take a position on the case and to
participate fully in deliberations. The trial judge twice
repeated that the jury must unanimously agree on a verdict.
In Parker, the trial judge told the jury that they could not
return a verdict without a majority vote. Parker, 29 N.C. App.
at 414, 224 S.E.2d at 281 (emphasis added). In contrast, in this
case, the trial judge twice repeated that the jury must unanimously
agree.
[2] Next, Defendant argues that the trial court erred by
denying his motion to dismiss the habitual felon charge for
insufficiency of the evidence. We disagree.
One of the felonies listed on the habitual felon indictment,
possession with intent to sell or deliver cocaine, was entered inDistrict Court, Forsyth County. The State submitted as evidence of
the prior felony: the prior record level worksheet, the transcript
of the plea in District Court, and the magistrate's order on which
District Court Judge William Graham recorded sentence on a guilty
plea. See N.C. Gen. Stat. § 14-7.4 (2004) (A prior conviction may
be proved by . . . the original or a certified copy of the court
record of the prior conviction.).
Defendant contends that there was insufficient evidence to
prove that the District Court in Forsyth County had jurisdiction to
enter a felony conviction. When appealing the use of a prior
conviction as a partial basis for a habitual felon indictment,
inquiries are permissible only to determine whether the State gave
defendant proper notice that he was being prosecuted for some
substantive felony as a recidivist, pursuant to the procedure
provided in N.C. Gen. Stat. § 14-7.3 (1993). State v. Creason,
123 N.C. App. 495, 500, 473 S.E.2d 771, 773 (1996), aff'd per
curiam, 346 N.C. 165, 484 S.E.2d 525 (1997). Questioning the
validity of the original conviction is an impermissible collateral
attack. Id. A defendant may not collaterally attack a prior
conviction which is the basis of an habitual felon charge. Id. at
501, 473 S.E.2d at 774; see also State v. Dammons, 128 N.C. App.
16, 26, 493 S.E.2d 480, 486 (1997). Accordingly, the collateral
attack is impermissible, and we overrule the assignment of error.
[3] Finally, Defendant argues that his sentence was in
violation of constitutional protections against disproportionate
punishment. We disagree. Defendant argues that his sentence, within the mitigated range
for an habitual felon, violates the federal and state
constitutions, citing Ewing v. California, 538 U.S. 11, 155 L. Ed.
2d 108 (2003). This argument has been previously made and rejected
by this Court. State v. Clifton, 158 N.C. App. 88, 96, 580 S.E.2d
40, 46, cert. denied, 357 N.C. 463, 586 S.E.2d 266 (2003). In
Clifton, this Court, in applying Ewing, held that our Court must
continue to apply the 'grossly disproportionate' principle,
remembering that only in exceedingly unusual non-capital cases will
the sentences imposed be so grossly disproportionate as to violate
the Eighth Amendment's proscription of cruel and unusual
punishment. 158 N.C. App. at 94, 580 S.E.2d at 45 (internal
citations omitted).
Under the North Carolina Habitual Felon Act, Defendant's
sentence would be as a Class C felony. N.C. Gen. Stat. § 14-7.6
(2004). Defendant had a prior record level of III and was
sentenced to eighty-four to 110 months imprisonment, which is in
the mitigated sentencing range. See N.C. Gen. Stat. § 15A-1340.17
(2004). Defendant argues that he should not be subject to North
Carolina's habitual felon statute when the underlying felony is a
Class I felony. But this Court has on several occasions affirmed
the sentence of a defendant as an habitual felon where the
defendant was convicted of an underlying Class H or Class I felony.
See, e.g., State v. Parks, 146 N.C. App. 568, 553 S.E.2d 695
(2001), appeal dismissed and disc. review denied, 355 N.C. 220, 560
S.E.2d 355, cert. denied, 537 U.S. 832, 154 L. Ed. 2d 49 (2002)(where the underlying felonies were felonious larceny and felonious
possession of stolen goods, Class H felonies under N.C. Gen. Stat.
§ 14-72); State v. Hairston, 137 N.C. App. 352, 528 S.E.2d 29
(2000) (where the underlying felony was felonious breaking and
entering a motor vehicle, a Class I felony under N.C. Gen. Stat. §
14-56).
Following Clifton, Parks, and Hairston, we find that the
sentence imposed on Defendant was not grossly disproportionate.
Accordingly, we overrule this assignment of error.
Defendant failed to argue his remaining assignments of error,
they are therefore deemed abandoned. N.C. R. App. P. 28(b)(6).
No Error.
Chief Judge MARTIN and Judge TIMMONS-GOODSON concur.
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