1. Appeal and Error_plain error_properly presented
Defendant argued an assignment of error in compliance with Appellate Rule 28(b)(6)
where he argued in his brief that the trial court committed plain error by failing to dismiss the
charge against him ex mero motu and asked for application of Appellate Rule 2.
2. Firearms and Other Weapons_possession of firearm by felon_category of
gun_variance
There was a fatal variance between the indictment and the evidence where the indictment
charged possession of a handgun by a felon and the evidence showed possession of a sawed-off
shotgun. The Felony Firearms Act, N.C.G.S. § 14-415.1(a), banned possession of categories of
firearms by convicted felons; when an indictment alleges possession of a handgun rather than a
firearm, the State must prove the essential element that defendant possessed a handgun.
3. Constitutional Law_effective assistance of counsel_tactical decision by counsel
Defendant received effective assistance of counsel where his attorney made a tactical
decision to present a theory of defense based upon defendant's own statements to police. The
defenses of necessity or justification, about which defense counsel did not request instructions,
were inconsistent with those statements.
Attorney General Roy Cooper, by Assistant Attorney General Jay
L. Osborne, for the State.
Lemuel W. Hinton for defendant-appellant.
ELMORE, Judge.
Vonderick Langley (defendant) was indicted for possession of
a weapon of mass death and destruction, assault by pointing a gun,
assault on an officer, resisting arrest, and possession of a
firearm by a felon. The State's evidence at trial tended to show that Mary Barrett
(Barrett) became engaged in a fight with Tonya, an acquaintance of
defendant. Tonya then fled from Barrett, but Barrett began chasing
Tonya as she walked toward a car parked on the street. Defendant,
who was sitting in the front seat of the parked car, jumped out to
unlock the back door for Tonya to get inside. As Barrett
approached the car, defendant pointed a gun at Barrett and said,
You ain't going to 'f' with my cousin.
Barrett testified that she backed away and that defendant
placed the gun in the car and then began walking away.
Approximately 15 to 20 seconds later, Barrett flagged down a
passing police vehicle. Officer W.L. Terry of the Greenville
Police Department (GPD) testified that after he got out of his
vehicle, Barrett yelled at him that defendant had pulled a gun on
her. Officer Terry yelled for defendant to stop walking away, at
which point defendant stated that Barrett had a knife and that he
did not have a gun. Defendant then pulled down his pants and
underwear and said, See, I ain't got no gun. Defendant pulled
his pants back up and started to walk away. After defendant
ignored his demands to stop walking away, Officer Terry attempted
to restrain defendant by grabbing his arms from behind. Defendant
hit Officer Terry in the mouth with his right elbow as he shook him
off. Defendant then grabbed Officer Terry by the shirt, and the
two men started struggling in the street.
Upon the arrival of Officer Jay Carlton of the GPD, defendant
put his hands up and was taken into custody. Officer Carltontestified that he found a gun, with the hammer cocked back, under
the right front passenger seat of the car driven by defendant.
Defendant, after being read his Miranda rights, gave a verbal
statement to Officer Terry. Defendant said that he had taken his
mother's car without her permission around 4:00 a.m. that morning
and that there was no gun in the car. He stated that Barrett had
a knife or a meat fork, changing between the two items several
times during his account. Defendant stated that Barrett threw the
knife or fork down beside the car as the police arrived. However,
officers could not find either at the scene. Defendant did not
present any evidence at trial. The jury found defendant guilty on
all charges. From the judgment entered on 24 March 2004, defendant
appeals.
[1]
First, defendant argues that there was a fatal variance
between the indictment and the evidence at trial such that the
charge of possession of a firearm by a felon should have been
dismissed.
The State's evidence at trial tended to show that
defendant possessed a firearm with barrel length less than 18
inches and overall length less than 26 inches, a sawed-off shotgun,
but the indictment states that he was in felonious possession of a
handgun. We note that, although defendant failed to make a
motion to dismiss the charge at the close of all evidence at trial,
he has otherwise properly preserved this issue under our Rules of
Appellate Procedure. In his brief, defendant argues that the trial
court committed plain error by failing to dismiss, ex mero motu
,
the possession of a firearm by a felon charge where a fatalvariance existed between the indictment and the State's evidence.
Additionally, defendant asks this Court to apply Rule 2 to the
issue. Thus, defendant has argued the assignment of error in
compliance with Rule 28(b)(6). Cf. Viar v. N.C. Dep't of Transp.,
359 N.C. 400, 401-02, 610 S.E.2d 360, 361 (2005)
(appellant failed
to provide argument in support of assignment of error in violation
of Rule 28(b)(6); appeal dismissed for Rule violations). We
believe it necessary to apply Rule 2 and consider the merits of
defendant's argument in order to prevent manifest injustice.
[2] A variance between the criminal offense charged and the
offense established by the evidence is in essence a failure of the
State to establish the offense charged. State v. Pickens, 346
N.C. 628, 646, 488 S.E.2d 162, 172 (1997) (internal quotation
omitted). A variance between the offense alleged in the indictment
and the evidence presented at trial is not always fatal. See State
v. Poole, 154 N.C. App. 419, 423, 572 S.E.2d 433, 436 (2002), cert.
denied, 356 N.C. 689, 578 S.E.2d 589 (2003)
. It is only 'where
the evidence tends to show the commission of an offense not charged
in the indictment [that] there is a fatal variance between the
allegations and the proof requiring dismissal.' Id. (quoting
State v. Williams, 303 N.C. 507, 510, 279 S.E.2d 592, 594 (1981)).
Accordingly, the defendant must show a variance with respect to an
essential element of the offense. Pickens, 346 N.C. at 646, 488
S.E.2d at 172.
In order to determine whether the averment of a handgun was
a material and essential element of the offense charged in theindictment, we look to the language of the Felony Firearms Act.
N.C. Gen.
Stat. § 14-415.1 provides that
[i]t shall be unlawful for any person who has
been convicted of a felony to purchase, own,
possess, or have in his custody, care, or
control any handgun or other firearm with a
barrel length of less than 18 inches or an
overall length of less than 26 inches, or any
weapon of mass death and destruction as
defined in G.S. 14-288.8(c). . . .
N.C. Gen. Stat. § 14-415.1
(a) (2003). In enacting the Felony
Firearms Act, the General Assembly did not ban all firearms from
being possessed by convicted felons. Instead, the General Assembly
prohibited three different categories of weapons: (1) handguns; (2)
firearms with a barrel length of less than 18 inches or an overall
length of less than 26 inches; and (3) weapons of mass death and
destruction.
A handgun is a category of firearm
,
but it is
distinct from the class of other firearms of certain measurements
stated in the Felony Firearms Act. The consequence of the
legislature's distinction is that felony possession of a handgun
requires different proof at trial than felony possession of a
firearm
. In State v. Cloninger, 83 N.C. App. 529, 531, 350 S.E.2d
895, 896-97 (1986), this Court interpreted N.C. Gen. Stat. § 14-
415.1 and concluded that the
proof of a prohibited firearm requires
that the gun conform to the measurements stated in the statute,
whereas the proof of a handgun need not include these measurements
applicable to firearms. Thus, when an indictment alleges
possession of a handgun rather than a firearm, the State must prove
the essential element that defendant possessed a handgun. Here, the State produced evidence that defendant possessed a
firearm with barrel length less than 18 inches and overall length
less than 26 inches. This evidence of a sawed-off shotgun was not
evidence of a handgun. A handgun is defined as [a] pistol,
revolver, or other gun that has a short stock and is designed to be
held and fired by the use of a single hand. See N.C. Gen. Stat.
§ 14-409.39(3) (2003).
If a sawed-off shotgun were considered to
be a handgun, then it could legally be possessed by a felon in his
own home or by a person who is not a convicted felon. See State v.
McNeill, 78 N.C. App. 514, 516, 337 S.E.2d 172, 173 (1985)
(recognizing exception in N.C. Gen. Stat. § 14-415.1 permitting
felon to possess handgun in his own home). This cannot be true, as
the General Assembly intended that possession of a sawed-off
shotgun be illegal except in certain limited and specific
circumstances. See N.C. Gen. Stat. § 14-288.8; State v. Fennell,
95 N.C. App. 140, 143-44, 382 S.E.2d 231, 233 (1989) (a sawed-off
shotgun, a weapon of mass death and destruction, is an especially
dangerous firearm); United States v. Walker, 39 F.3d 489, 491 (4th
Cir. 1994) (With limited and specific exceptions, no one in North
Carolina, ex-felon or otherwise, may possess, store or acquire a
sawed-off shotgun for any reason or under any circumstance.).
The State argues nonetheless that describing the category of
firearm in the indictment was surplusage, citing to State v.
Pickens, 346 N.C. 628, 488 S.E.2d 167 (1997). In Pickens, the
indictment alleged that the defendant did discharge a shotgun, a
firearm, into the dwelling house . . . while it was actuallyoccupied. Id. at 646, 488 S.E.2d at 172. The evidence at trial
established that the defendant discharged a handgun. Id. at 645,
488 S.E.2d at 171-72. This Court found that the averment of the
shotgun in the indictment was mere surplusage because the
indictment alleged a firearm and the essential element of the
offense stated in N.C. Gen. Stat. § 14-34.1(2) is to discharge .
. . [a] firearm. Id. at 646, 488 S.E.2d at 172. We find Pickens
distinguishable from the instant case. The defendant in Pickens
was charged with the offense of discharging a firearm into occupied
property in violation of N.C. Gen. Stat. § 14-34.1(2). As N.C.
Gen. Stat. § 14-34.1(2) broadly covers all firearms, a firearm is
the essential element of the offense. It is inconsequential which
type of firearm the State alleged in the indictment, as it also
alleged a firearm. The proof at trial was of a type of firearm,
and this proof conformed to the allegations of the essential
elements stated in the indictment. In the instant case, the
State's proof at trial was of a specific category of firearm, a
sawed-off shotgun. The indictment, however, specified an entirely
different category of firearm prohibited by the statute. Unlike
the statute at issue in Pickens, N.C. Gen. Stat. § 14-415.1(a)
narrowly prohibits three classes of weapons: handguns; firearms
with barrel length less than 18 inches or overall length less than
26 inches; and weapons of mass death and destruction. The averment
of a handgun cannot be surplusage, as the category of weapon is an
essential element of the offense stated in N.C. Gen. Stat. § 14-
415.1(a).
The State's decision to allege the possession of a handgun
required that it produce evidence of this essential element at
trial. As the State failed to produce evidence of a handgun, we
hold that there
was a fatal variance between the indictment and the
evidence. Accordingly, we vacate defendant's conviction for
possession of a firearm by a felon. See State v. Smith, 155 N.C.
App. 500, 513, 573 S.E.2d 618, 627 (2002) (vacating judgment on
defendant's conviction where fatal variance existed between
indictment and evidence at trial), disc. review denied, 357 N.C.
255, 583 S.E.2d 287 (2003).
[3]
Next,
defendant contends that he received ineffective
assistance of counsel in violation of the Sixth and Fourteenth
Amendments to the United States Constitution and Article I,
Sections 19 and 23 of the North Carolina Constitution.
To successfully assert an ineffective
assistance of counsel claim, defendant must
satisfy a two-prong test. . . . First, he must
show that counsel's performance fell below an
objective standard of reasonableness. . . .
Second, once defendant satisfies the first
prong, he must show that the error committed
was so serious that a reasonable probability
exists that the trial result would have been
different absent the error.
State v. Blakeney, 352 N.C. 287, 307-08, 531 S.E.2d 799, 814-15
(2000) (internal citations omitted)
, cert. denied, 531 U.S. 1117,
148 L. Ed. 2d 780 (2001)
.
Defendant argues that his attorney's failure to request jury
instructions on the defenses of necessity and justification with
respect to the charge of assault by pointing a gun resulted in
ineffective assistance of counsel. The decision whether or not todevelop a particular defense is a tactical decision that is part of
trial strategy. Such decisions are generally not second-guessed by
courts [when reviewing a claim of ineffective assistance of
counsel]. State v. Lesane, 137 N.C. App. 234, 246, 528 S.E.2d 37,
45 (citation omitted)
, disc. review denied, 352 N.C. 154, 544
S.E.2d 236 (2000); see also State v. Fletcher, 354 N.C. 455, 482,
555 S.E.2d 534, 551 (2001) (Counsel is given wide latitude in
matters of strategy, and the burden to show that counsel's
performance fell short of the required standard is a heavy one for
defendant to bear.), cert. denied, 537 U.S. 846, 154 L. Ed. 2d 73
(2002).
In the closing argument, defense counsel argued that the
State had failed to prove beyond a reasonable doubt that defendant
possessed the gun. In his statement to police, defendant denied
possession or use of the gun during the altercation with Barrett.
Defendant's denial of his pointing of any gun was inconsistent with
the defenses of necessity or justification. Defendant's attorney
made a tactical decision to present a theory of defense based upon
defendant's own statements to police
. As such, defense counsel's
decision not to request jury instructions on these defenses cannot
be ineffective assistance of counsel.
We have reviewed defendant's remaining assignments of error
and determined that they are without merit. We hereby vacate
defendant's conviction for possession of a firearm by a felon. We
find no error in defendant's other convictions.
Vacated in part; No error in part.
Judges McGEE and CALABRIA concur.
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