2. Termination of Parental Rights--extraordinary delay in entering order--prejudicial
error
The trial court erred in a termination of parental rights case by delaying entry of an order
until almost one year after completion of the hearing even though N.C.G.S. §§ 7B-1109(e) and
7B-1110(a) set the deadline no later than thirty days following the completion of the hearing, and
the case is reversed, because: (1) the Court of Appeals has been apt to find prejudice in delays
more than six months or more; (2) the need to show prejudice diminishes as the delay between the
termination hearing and the date of entry of the order terminating parental rights increases; and
(3) respondent continued to pay child support for her children during the delay yet was deprived
of the opportunity to see them or bond with them in any way.
Judge WYNN concurring in result only.
Richard E. Jester, for respondent-appellant.
Eddie E. Winstead, III and Elizabeth Boone, Attorney Advocatesfor Guardian ad Litem.
E. Marshall Woodall, for Petitioner Harnett County Department
of Social Services.
JACKSON, Judge.
Respondent is the mother of three minor children, L.W., T.W.,
and E.H. On 21 February 2001, L.W. and T.W. reported to school
officials that they had been sexually abused by their father. When
this report was made, L.W. was seven years old, T.W. was five years
old, and E.H. was four months old. After an investigation,
respondent and her three minor children were removed from the home
pursuant to a protection agreement (the agreement) with a social
worker from the Department of Social Services (DSS). The
agreement provided that the father would have no contact with the
minor children.
Doctor V. Denise Everett (Dr. Everett) and Ms. Nivien I.
Carey (Carey), a social worker, saw L.W. and T.W. on three
separate occasions. Dr. Everett's report stated that there were no
physical findings of sexual abuse as to L.W., however, T.W. had
tested positive for Chlamydia Trachomatis, a sexually transmitted
disease. Dr. Everett concluded that the Chlamydia Trachomatis was
indicative of sexual abuse.
On 13 March 2001, DSS filed juvenile petitions alleging sexual
abuse and neglect of L.W. and T.W. by their father. After non-secure orders were issued, L.W. and T.W. were placed in DSS
custody. In Carey's first and second evaluations with L.W. and
T.W., there were no disclosures regarding any sexual abuse.
However, during the 4 April 2001 session, both L.W. and T.W.
disclosed sexual abuse acts by their father.
On 27 April 2001, an adjudication hearing was held for L.W.
and T.W. The parties stipulated at this hearing to the
introduction of Carey's and Doctor Everett's reports. The parties
also stipulated that the court could make findings from those
evaluations and petitions. The court adjudicated L.W. and T.W.
sexually abused and neglected, and at the dispositional hearing,
awarded DSS custody over L.W. and T.W. for placement and care.
Subsequently, the father was placed in the Harnett County Jail
for committing sexual offenses against L.W. and T.W. On 27 July
2001, the father was acquitted on the incest charge and a jury was
unable to reach a unanimous verdict on the charge of taking
indecent liberties with a minor. The father was granted a twelve
thousand dollar bond on the condition that he not associate with
the minor children without an adult present.
Prior to the 24 July 2001 adjudication and disposition order,
respondent moved for appointment of a guardian ad litem. The court
made note of this motion in its order, but declined to appoint a
guardian ad litem prior to respondent's undergoing a psychologicalevaluation. Respondent's evaluation was conducted over a series of
sessions between 10 April 2001 and 11 May 2001. The evaluation,
conducted by D. Robert Aiello, Ph.D. (Dr. Aiello), concluded that
respondent had a diagnosis of Bipolar Affective Disorder, Mixed,
Severe, with Possible Psychoactive Behavior. With respect to her
Bipolar Disorder, Dr. Aiello specifically noted in his Impressions
and Recommendations that respondent:
requires continuous, daily access to a fully
competent individual (i.e., an individual or
guardian for whom there are no concerns about
cognitive limitations, psychiatric problems,
physical problems, substantive use/abuse
problems and/or abusive or neglectful
behaviors towards children) upon whom she can
rely for support with reference to her daily
decision-making, particularly as it applies to
any children for whom she is responsible. . .
. [Respondent] is expected to require this
type of support or guardianship for indefinite
future.
Dr. Aiello reiterated his statement about respondent's need for
support or guardianship again in a subsequent paragraph of his
Impressions and Recommendations.
On 24 August 2001, the court conducted adjudication and
dispositional hearings for E.H. and conducted a review hearing as
to the custody of L.W. and T.W. The reports of respondent's
psychological evaluation were introduced into evidence. The
guardian ad litem reports and Carey's reports also were introduced
into evidence. The court subsequently adjudicated E.H as neglectedand awarded custody of her to DSS but failed to take up
respondent's motion for appointment of a guardian ad litem. The
court ceased all efforts by DSS to reunite E.H. with her parents
and ceased further visitation rights by the parents.
After the review hearings for L.W. and T.W., the court
reviewed the DSS and guardian ad litem reports, respondent's
psychological evaluation, and Carey's testimony. The court found
that it was adverse to the minor children's welfare to be placed
back in their parents' home and that continuation of reunification
efforts would be futile. The court, therefore, found that DSS
would maintain custody over L.W. and T.W. and that reunification
efforts and parental visitation should cease.
After a permanency planning hearing on 21 September 2001, the
court entered an order reaffirming its previous findings and
conclusions, stating that it was adverse to the minor children's
welfare to return to the parents' home. The court established a
plan of adoption as their permanent goal and directed DSS to begin
termination proceedings. A second permanency planning hearing was
held on 24 May 2002, at which time the parents urged the court to
return their children home. The court found that respondent
continued to live with the father and that she supported him.
Accordingly, the court entered an order that stated the minor
children would remain in DSS's custody, that DSS should continuethe minor children's plan of adoption, and that DSS should begin
termination proceedings.
On 19 August 2002, DSS filed a motion to terminate parental
rights. A permanency hearing was then held on 8 November 2002, and
the court entered an order continuing DSS's custody over the minor
children. On 17 February through 19 February 2003, the court
presided over a three day special session to hear motions for
termination of parental rights. Subsequently, the trial court
entered the order terminating parental rights to the three minor
children on 18 February 2003, signed nunc pro tunc 17 February
2004, almost one year after completion of the hearing on the
matter.
[1] Preliminarily, we must address respondent's contention
that the trial court erred in failing to appoint her a guardian ad
litem upon her motion when she has a diagnosis of Bipolar Affective
Disorder with possible psychotic disorder. We agree.
It is well-settled that a parent has the '
fundamental right
. . to make decisions concerning the care, custody, and control of
their children.' In re S.B., 166 N.C. App. 488, 492, 602 S.E.2d
691, 693 (2004)(quoting Owenby v. Young, 357 N.C. 142, 144, 579
S.E.2d 264, 266 (2003)(quoting Troxel v. Granville, 530 U.S. 57,
66, 147 L.Ed.2d 49, 57 (2000)). Accordingly, the judicial system
has a distinct obligation to ensure that parental rights areprotected. Id. at 492, 602 S.E.2d at 693 (quoting Corum v.
University of North Carolina, 330 N.C. 761, 783, 413 S.E.2d 276,
290 (1992)). In the instant case, we conclude that it would be a
grave injustice were we to find the trial court properly
disregarded respondent mother's request for appointment of a
guardian ad litem.
North Carolina General Statutes section 7B-1111(a)(6)(2003)
provides that the trial court may terminate a parent's parental
rights if:
the parent is incapable of providing for the
proper care and supervision of the juvenile .
. . and . . . there is a reasonable
probability that such incapability will
continue for the foreseeable future.
Incapability under this subdivision may be the
result of . . . mental illness, organic brain
syndrome, or any other cause or condition that
renders the parent unable or unavailable to
parent the juvenile and the parent lacks an
appropriate alternative child care
arrangement.
Based on North Carolina General Statutes section 7B-1101, the
trial court shall appoint a guardian ad litem to a parent [w]here
it is alleged that a parent's rights should be terminated pursuant
to [North Carolina General Statutes section] 7B-1111(6), and the
incapability to provide proper care and supervision pursuant to
that provision is the result of . . . mental illness, organic brain
syndrome, or another similar cause or condition. N.C. Gen. Stat.§ 7B-1101(2004).
Here, the trial court referenced respondent's mental well-
being and its concern that respondent was unable to raise the minor
children without assistance repeatedly in its written orders before
and after receiving respondent's psychological evaluation.
In its 25 July 2001 order, based upon the 27 April 2001
hearing which occurred prior to respondent's psychological
evaluation, the court included in its Findings of Fact that it was
concerned about the mother's ability to raise these children in
light of her mental health and her current medications. The court
went on to state that it expected DSS to take appropriate action,
including removing the children from the home if there were
further concerns over the mother's mental health stability . . .
. Again, in its 13 December 2001 Adjudication and Disposition
Order regarding E.H., based upon the 24 August 2001 hearing, the
court found that the []mother exhibited mental health
instability. Similarly, in its Review Order of 13 December 2001
regarding T.W. and L.W., also based upon the 24 August 2001
hearing, the court found as a fact that the psychological
evaluations indicates [sic] [respondent] cannot adequately parent
on her own. The court reiterated this identical finding in its 13
December 2001 Permanency Planning Order for all three children
based upon its 21 September 2001 hearing. Finally, in its order Terminating Parental Rights, the court
made the following finding of fact:
The mother has been diagnosed with bipolar
affective disorder with possible psychotic
disorder. She is on medication for these
ailments, but testified that she could take
the medication at her pleasure and when she
feels an episode coming on. She testified
she has been given approval by her physician
for this behavior. This testimony is beyond
belief and shows a lack of insight by her into
her mental status and ability to raise
children.
Clearly, the foregoing findings demonstrate the court's awareness
of respondent's severe limitations in the ability to parent her
children based upon her mental illness. Therefore, notwithstanding
the fact that the court did not refer to North Carolina General
Statutes section 7B-1111(a)(6) specifically in its order
terminating respondent's parental rights, it was the court's
repeated findings that respondent was incapable of parenting her
minor children based upon her mental illness in addition to
respondent's own motion that triggered the requirement for
appointment of a guardian ad litem. In re B.M., 168 N.C. App. 350,
357, 607 S.E.2d 698, 702 (2005).
In In re B.M., DSS filed a motion for termination of parental
rights pursuant to North Carolina General Statutes section 7B-1111.
DSS stated that the parents [were] incapable of providing for the
proper care and supervision of the juveniles . . . and that there[was] a reasonable probability that such incapability will continue
for the foreseeable future. Id. at 357, 607 S.E.2d at 703
(citation omitted)
. In concluding that the trial court erred in
not appointing the respondent a guardian ad litem, this Court
stated that [i]t is the use of the term 'incapable' which triggers
the requirement of N.C. Gen. Stat. § 7B-1101 for the appointment of
a guardian ad litem. Id. By definition, incapability encompasses
respondent's mental illness as presented repeatedly by the court.
N.C. Gen. Stat. § 7B-1111(a)(6). While we are cognizant that this
Court's reasoning applied to DSS's failure to specifically cite to
N.C. Gen. Stat. § 7B-1111(a)(6) in their motion to terminate
parental rights, we find this case to be instructive. Id. at 357,
607 S.E.2d at 703.
Here, respondent moved for appointment of a guardian ad litem
prior to the 24 July 2001 hearing. The trial court, in considering
respondent's motion for appointment of a guardian ad litem stated
that [t]he Court holds that motion in abeyance at present until
psychological evaluations can be performed on her.
However, the
court never revisited that motion during the entirety of the
ensuing proceedings.
After reviewing the evidence in the record, including all
orders set forth by the trial court, it is clear that respondent's
mental instability and her incapacity to raise her minor childrenwere central factors in the court's decision to terminate her
parental rights. Accordingly, the trial court erred when it failed
to appoint respondent a guardian ad litem after reviewing her
psychological evaluation on 24 August 2001, yet still considered
respondent's mental illness as a factor in terminating her parental
rights. The failure to appoint a guardian ad litem in [this case]
. . . requires reversal of the order terminating parental rights,
remand for appointment of a guardian ad litem, and a new trial.
Id. at 357, 607 S.E.2d at 703 (citing In re Estes, 157 N.C. App.
513, 518, 579 S.E.2d 496, 499, disc. rev. denied, 357 N.C. 459, 585
S.E.2d 390 (2003)).
The guardian ad litem's brief in support of appellee, DSS,
suggests that respondent's ability to carry out normal daily
activities, including testifying coherently on at least two
occasions, understanding her surroundings, comprehending issues
before the court, and recognizing consequences of her actions,
necessarily means that respondent is neither incompetent nor
debilitated by her mental illness. We disagree. The definitions
section of the North Carolina Mental Health, Developmental
Disabilities and Substance Abuse Act of 1985 is helpful to our
understanding. It defines mental illness as follows:
Mental illness means: (i) when applied to an
adult, an illness which so lessens the
capacity of the individual to useself-control, judgment, and discretion in the
conduct of his affairs and social relations as
to make it necessary or advisable for him to
be under treatment, care, supervision,
guidance, or control; and (ii) when applied to
a minor, a mental condition, other than mental
retardation alone, that so impairs the youth's
capacity to exercise age adequate self-control
or judgment in the conduct of his activities
and social relationships so that he is in need
of treatment.
N.C. Gen. Stat. § 122C-3(21). See Gregory v. Kilbride, 150 N.C.
App. 601, 614, 565 S.E.2d 685, 695 (2002)(it was not an abuse of
discretion for the trial court to take judicial notice of the
mental illness definition found in N.C.G.S. 122C-3(21)), disc.
rev. denied, 357 N.C. 164, 580 S.E.2d 365 (2003). According to
respondent's psychological report and findings of fact listed in
numerous court orders, it is clear that the trial court believed
respondent was unable to care for or parent the minor children due,
in part, to her mental illness. And, while respondent may be
competent for some purposes, including her ability to assist
counsel and maintain employment, it does not necessarily follow
that she is not debilitated by her mental illness when it comes to
parenting her children.
[2] As a final matter, we note with great concern the
inexcusable time lapse between the hearing on the Motions to
Terminate Parental Rights in this matter over the 17-19 February
2003 Special Term of Juvenile Court and entry of the Order on thematter on 17 February 2004 _ almost one year after completion of
the hearing. North Carolina General Statutes section 7B-1109(e)
requires that:
[t]he court shall take evidence, find the
facts, and shall adjudicate the existence or
nonexistence of any of the circumstances set
forth in G.S. 7B-1111 which authorize the
termination of parental rights of the
respondent. The adjudicatory order shall be
reduced to writing, signed and entered no
later than 30 days following the completion of
the termination of parental rights hearing.
In addition, North Carolina General Statutes section 7B-1110(a)
provides that:
Should the court determine that any one or
more of the conditions authorizing a
termination of the parental rights of a parent
exist, the court shall issue an order
terminating the parental rights of such parent
with respect to the juvenile unless the court
shall further determine that the best
interests of the juvenile require that the
parental rights of the parent not be
terminated. Any order shall be reduced to
writing, signed, and entered no later than 30
days following the completion of the
termination of parental rights hearing.
This Court recently has addressed these statutory mandates
concluding that although earlier holdings determined that non-
compliance with statutory time lines did not warrant a new
termination hearing, absent a showing of prejudice . . . our
Court's more recent decisions have been apt to find prejudice in
delays of six months or more. In re C.J.B., 171 N.C. App. 132,134, 614 S.E.2d 368, 369 (2005)(internal citations omitted)(citing
In re T.L.T., 170 N.C. App. 430, 431-32, 612 S.E.2d 436, 437-38
(2005); In re L.E.B., 169 N.C. App. 375, 379, 610 S.E.2d 424, 426,
disc. rev. denied, 359 N.C. 632, ___ S.E.2d ___ (2005)).
Here, the delay was just short of one full year. As noted by
the court in In re C.J.B., the need to show prejudice diminishes as
the delay between the termination hearing and the date of entry of
the order terminating parental rights increases. At more than ten
times the permissible time for entry of the order, the need to show
prejudice here is necessarily diminished exponentially. Respondent
argues that during the time of delay, she continued to pay child
support for her children's benefit, yet was deprived of the
opportunity to see them or bond with them in any way. In this
case, this is sufficient
to show prejudice to warrant reversal
based upon the extraordinary delay of entry of the order
terminating parental rights.
In light of the foregoing, we need not address respondent's
additional assignments of error.
Reversed and remanded.
Judge WYNN concurs in results only.
Judge BRYANT concurs.
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