1. Hospitals and Other Medical Facilities_bylaws_contract with doctor
There was no issue of fact as to whether defendant-hospital's bylaws constituted a
contract with a doctor whose staff privileges were suspended.
2. Hospitals and Other Medical Facilities_suspension of medical privileges_bylaws not
breached
There was no genuine issue of material fact on the question of whether defendant-hospital
breached its bylaws in suspending plaintiff's medical privileges, and summary judgment was
properly granted for defendant. Although plaintiff contended that handwritten notes from nurses
did not properly request corrective action under the bylaws, the person requesting the correction
was the CEO, who addressed the Executive Committee with the notes from the nurses in hand.
These complaints referred to the specific activities which constituted the grounds for the request.
The CEO's request, though not in writing, was supported by the written complaints of nurses that
referred to specific activities or conduct.
3. Hospitals and Other Medical Facilities_suspension of medical privileges--bylaws not
breached_applicable to formal hearing
A hospital complied with its bylaws in suspending a doctor's staff privileges where the
doctor contended that he had not been given copies of nurses's complaints and notice of an
executive committee meeting at which those complaints were considered. The bylaw provision
cited by the doctor does not apply to the process of investigating physician conduct, but to the
formal hearing and appellate review subsequent to an adverse Executive Committee
recommendation. Moreover, as to the hearing, none of the investigatory steps provided by the
bylaws were omitted.
4. Physicians and Surgeons_suspension of staff privileges_notice of charges
A doctor whose staff privileges were suspended by a hospital had sufficient notice of the
charges against him to be able to present facts and defend his conduct at a hearing before a panel
of medical staff members. Although he argued that he had not received notice that his conduct
was disruptive, the issues regarding his care of patients were the same throughout the
proceedings, whatever the label.
5. Civil Procedure_findings made during preliminary injunction_not binding at trial
The findings of fact made during a preliminary injunction proceeding are not binding at a
trial on the merits, and the trial court here did not err by determining that there was no genuine
issue of material fact and awarding summary judgment for defendant.
6. Hospitals and Other Medical Facilities_suspension of medical privileges_grounds
N.C.G.S. § 131E-85 provides that a hospital may take into account the judgment andcharacter of a physician, as well as the reasonable objectives and regulations of the hospital, in
suspending a physician's privileges. In this case although plaintiff contended that his privileges
were suspended solely for violating patients' rights concerning living wills and control of
decisions, other factors were clearly at issue throughout the corrective proceedings.
7. Hospitals and Other Medical Facilities_suspension of doctor's privileges_not
unreasonable or unfair
A hospital's decision to suspend a doctor's staff privileges was not arbitrary and
capricious or based on irrelevant considerations, and was based upon the reasonable objectives
and regulations of the hospital.
Smith Moore LLP, by Samuel O. Southern and Harriett Twiggs
Smalls; and Eisele, Ashburn, Greene & Chapman, P.A., by
Douglas G. Eisele for plaintiff-appellant.
Womble Carlyle Sandridge & Rice, PLLC, by Anthony H. Brett and
Donald R. Esposito, for defendant-appellee.
McGEE, Judge.
Wolfgang Lohrmann, M.D. (Dr. Lohrmann) filed suit against
Iredell Memorial Hospital, Incorporated (Memorial Hospital) when
Memorial Hospital's governing body suspended Dr. Lohrmann's medical
staff privileges in early 2003. Dr. Lohrmann alleged breach of
contract, failure to comply with N.C. Gen. Stat. § 131E-85, and
violation of his rights to substantive and procedural due process
of law.
Dr. Lohrmann was a medical doctor practicing in Iredell County
in the speciality of nephrology, dealing with diseases of the
kidney. Memorial Hospital was a nonprofit organization located in
Statesville, North Carolina, licensed to conduct business as ahospital for the general public. Dr. Lohrmann was a member of the
medical staff at Memorial Hospital and exercised medical staff
privileges in nephrology. Memorial Hospital's corporate bylaws and
medical staff bylaws permitted Memorial Hospital to take corrective
action against members of its medical staff. The bylaws stated
that corrective action could include suspension of medical staff
privileges.
In February and March 2002, Dr. Lohrmann provided care and
treatment to Ms. S and Mr. W, two Memorial Hospital patients. Ms.
S was an eighty-year-old patient admitted to Memorial Hospital on
14 February 2002, with a diagnosis of gangrene of the left foot.
Mr. W was a seventy-five-year-old patient who was admitted through
Memorial Hospital's emergency room on 16 March 2002, with shortness
of breath and low blood pressure. Both patients later died while
being treated at Memorial Hospital.
At a meeting of Memorial Hospital's Medical Executive
Committee (Executive Committee) on 22 April 2002, Arnold Nunnery,
Chief Executive Officer (CEO) of Memorial Hospital, presented
handwritten complaints by Nurse Traci Jenkins and Nurse Gail
Roberts regarding Dr. Lohrmann's care of Ms. S and Mr. W. Nurse
Jenkins, who was also the granddaughter of Ms. S, reported that Dr.
Lohrmann made arrangements for a surgical consultation to amputate
Ms. S's leg, despite Ms. S's living will and despite discussion
with family members that Ms. S's leg should not be amputated.
Nurse Jenkins also reported that Dr. Lohrmann was unwilling to
speak with Ms. S and confirm Ms. S's consent to the amputation inthe presence of Nurse Jenkins.
Nurse Roberts reported concerns about Dr. Lohrmann's changes
to Mr. W's code status, the set of instructions for medical
personnel should Mr. W. experience cardiac arrest or respiratory
failure. Nurse Roberts reported that Dr. Lohrmann changed Mr. W's
code status twice without discussing the changes with Mr. W's
primary physician and that Dr. Lohrmann's instructions were too
confusing for the nurses to follow.
After reviewing the written complaints of Nurse Jenkins and
Nurse Roberts, the Executive Committee authorized a review of both
cases by an outside physician. The two cases were reviewed by Dr.
Ronald Falk (Dr. Falk), Chief of the Division of Nephrology &
Hypertension at the UNC School of Medicine. Dr. Falk submitted
his report to the CEO of Memorial Hospital in a letter dated 5 July
2002. The Executive Committee reviewed Dr. Falk's report on 26
August 2002 and, in accordance with the medical staff bylaws,
decided that the Chair of the Department of Medicine at Memorial
Hospital would discuss voluntary suspension with Dr. Lohrmann. Dr.
Lohrmann refused the Chair's suggested thirty-one-day suspension.
Thereafter, in accordance with the medical staff bylaws, a
departmental ad hoc investigating committee (the investigating
committee) was appointed to consider the accusations against Dr.
Lohrmann. Memorial Hospital's CEO informed Dr. Lohrmann of the
appointment of the investigating committee in a letter dated 28
August 2002.
The CEO and Byron E. Dunaway, M.D., president of the medicalstaff of Memorial Hospital, provided Dr. Lohrmann with a statement
of the charges against Dr. Lohrmann in a letter dated 18 September
2002. The letter stated that the Executive Committee had reviewed
Dr. Falk's report and had concluded that Dr. Lohrmann's performance
in treating Ms. S and Mr. W was "lower than the standards of
[Memorial Hospital's] Medical Staff[.]" The letter detailed the
following specific conduct that the Executive Committee stated
failed to meet medical staff standards: (1) violation of Ms. S's
rights "by not honoring [her] wishes as discussed in her Living
Will and as per her family's wishes"; and (2) violation of Mr. W's
rights "in relation to whether or not he should be resuscitated as
provided by physician's order . . . [which] was written on the
basis of prior discussion with [Mr. W] and [his] family."
The investigating committee interviewed a number of
individuals, including Dr. Lohrmann, between 20 and 23 September
2002. The written summary of the investigating committee indicated
the issues concerning Dr. Lohrmann were patient rights, as well as
"communication with the patient/family/nursing/consulting physician
attending." The investigating committee made the following
pertinent findings: (1) there was poor communication and handling
of disagreements with family members; and (2) it was not clear from
the record that Mr. W's code status had been discussed with the
attending physician prior to the change made by Dr. Lohrmann.
The Executive Committee met on 23 September 2002 to review the
investigating committee's summary. Pursuant to medical staff
bylaws, Dr. Lohrmann and his attorney were present for the meetingof the Executive Committee and were permitted to make statements
and answer questions. After the Executive Committee met with Dr.
Lohrmann and considered the investigating committee's summary, the
Executive Committee voted to suspend Dr. Lohrmann for seven days
and to require him to complete a patient-oriented medical ethics
course.
Pursuant to Article VII, Section 2 of the medical staff
bylaws, the CEO notified Dr. Lohrmann of the Executive Committee's
recommendation in a letter dated 24 September 2002. The letter
stated:
The reason for the adverse recommendation by
[the Executive Committee] is that your actions
taken in managing the professional services
for the patients [Ms. S and Mr. W] were below
the acceptable standards for members of the
Medical Staff. Your determination that [Ms.
S] was capable of consenting for the
amputation of a limb was inconsistent with her
medical condition and her Living Will; also it
required close coordination with involved
family members and physicians, which did not
effectively occur. Your alteration of the DNR
status of [Mr. W] without first obtaining the
concurrence of the primary physician was
inappropriate, and you entered an
inappropriate order to effect the change.
Pursuant to Article VI, Section 1(f) of the medical staff
bylaws, the Executive Committee's recommendation for suspension
entitled Dr. Lohrmann to exercise procedural rights to a hearing
before a panel of medical staff members appointed by the president
of the medical staff. Dr. Lohrmann made a timely request for a
hearing before a panel (the panel) which was granted. At the
panel's hearing on 13 and 14 January 2003, Dr. Lohrmann was present
and represented by counsel who called, examined, and cross-examinedwitnesses. The panel prepared a written report dated 18 February
2003 in which it concluded that a corrective action by the
Executive Committee was an appropriate response to Dr. Lohrmann's
conduct, but recommended alternatives to suspension. In its
report, the panel also noted that it "[took] exception to [the
Executive Committee's] conclusion that patients' rights were
violated. Nonetheless, principles of medical ethics [were] brought
into question by Dr. L[ohrmann]'s conduct." The Executive
Committee convened on 24 February 2003 to consider the findings of
the panel. The Executive Committee reinstated the recommendation
for a seven-day suspension and also imposed the alternatives to
suspension recommended by the panel. The Executive Committee
further decided that if Dr. Lohrmann failed to complete the
alternatives, then he would be suspended for a total of thirty-one
days.
Pursuant to the medical staff bylaws, Dr. Lohrmann appealed
the Executive Committee's recommendation to the governing body of
Memorial Hospital. The governing body heard Dr. Lohrmann's appeal
and affirmed the recommendation of the Executive Committee on 3
April 2003.
Dr. Lohrmann filed a verified complaint and motion for a
temporary restraining order and preliminary injunction on 4 April
2003. Judge Christopher M. Collier (Judge Collier) granted Dr.
Lohrmann's motion for a temporary restraining order (TRO) and
prohibited Memorial Hospital from revoking, suspending, curtailing
or placing any other restriction on Dr. Lohrmann's medical staffprivileges until the hearing on the motion for preliminary
injunction. The TRO also prohibited Memorial Hospital from
reporting its corrective action to the North Carolina Medical Board
(the Medical Board) until: (1) the entry of an order dismissing the
TRO or denying a preliminary injunction; or (2) the determination
of the case on its merits, whichever occurred first. By order
dated 24 April 2003, Judge Larry G. Ford (Judge Ford) allowed Dr.
Lohrmann's motion for preliminary injunction and enjoined Memorial
Hospital from suspending Dr. Lohrmann's medical staff privileges
and from reporting its action to the Medical Board. Dr. Lohrmann
filed a verified first amended complaint on 25 April 2003. Dr.
Lohrmann filed and served a motion for summary judgment on 18 March
2004 seeking to obtain permanent injunctive relief. Memorial
Hospital filed and served its own motion for summary judgment on 20
May 2004.
Judge Mark E. Klass (Judge Klass) denied Dr. Lohrmann's motion
for summary judgment and entered summary judgment in favor of
Memorial Hospital on 21 June 2004. Judge Klass ordered that the
preliminary injunction entered by Judge Ford be dissolved, but
stayed dissolution until 1 July 2004 to allow Dr. Lohrmann time to
appeal to this Court. We entered an order on 1 July 2004 staying
Judge Klass's order pending our ruling on Dr. Lohrmann's petition
for writ of supersedeas. This Court then granted Dr. Lohrmann's
petition on 13 July 2004 and stayed Judge Klass's order pending the
outcome of the appeal.
Dr. Lohrmann argues four grounds on which the trial courterred in granting summary judgment for Memorial Hospital: (I)
Memorial Hospital's bylaws constituted a contract between Dr.
Lohrmann and Memorial Hospital; (II) there were genuine issues of
material fact as to whether Memorial Hospital breached its bylaws;
(III) findings of fact in the preliminary injunction were supported
by the record and gave rise to genuine issues of material fact; and
(IV) Memorial Hospital's efforts to suspend Dr. Lohrmann were in
violation of N.C. Gen. Stat. § 131E-85.
Summary judgment is appropriate if "the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine
issue as to any material fact and that any party is entitled to a
judgment as a matter of law." N.C. Gen. Stat. § 1A-1, Rule 56(c)
(2003). The burden is on the moving party to establish the lack of
a triable issue of fact. McKeel v. Armstrong, 96 N.C. App. 401,
406, 386 S.E.2d 60, 63 (1989). To meet its burden, the movant is
required to present a forecast of the evidence available at trial
that shows there is no material issue of fact concerning an
essential element of the non-movant's claim and that the element
could not be proved by the non-movant through the presentation of
further evidence. Id. Once the movant has supported its motion
for summary judgment, the burden shifts to the other party "to
introduce evidence in opposition to the motion setting forth
'specific facts showing that there is a genuine issue for trial.'"
Metal Works, Inc. V Heritage, Inc., 43 N.C. App. 27, 31, 258 S.E.2d
77, 80 (1979). Appellate review of entry of summary judgmentrequires a two-part analysis of whether, "(1) the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, show that there is no genuine issue
as to any material fact; and (2) the moving party is entitled to
judgment as a matter of law." Charlotte Eastland Mall, LLC v. Sole
Survivor, Inc., 166 N.C. App. 659, 661, 608 S.E.2d 70, 72 (2004)
(citations and internal quotation marks omitted).
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