STATE OF NORTH CAROLINA v. JAMES LOVE RENFRO, JR., Defendant
NO. COA04-1429
Filed: 15 November 2005
1. Evidence--prior crimes or bad acts-_drugs--intent--knowledge
The trial court did not err in a possession with intent to manufacture, sell, or deliver
cocaine case by allowing officers to testify as to the facts and circumstances underlying
defendant's two prior convictions for the same offense pursuant to N.C.G.S. § 8C-1, Rule 404(b)
for the limited purpose of showing defendant's intent and knowledge. While the testimony of a
deputy clerk regarding defendant's quilty pleas in the two prior cases was inadmissible under Rule
404(b), the error was rendered harmless when defendant testified and was properly cross-
examined about the convictions under N.C.G.S. § 8C-1, Rule 609(a).
2. Evidence--testimony--chain of custody--testing procedures
The trial court did not err in a possession with intent to manufacture, sell, or deliver
cocaine case by allowing into evidence testimony from a city police officer relating to the chain of
custody of the cocaine and testing procedures used by the State Bureau of Investigation
laboratory, because: (1) defendant previously stipulated to the facts testified to by the officer; and
(2) the stipulation is substituted for proof and dispenses with the need for evidence.
3. Sentencing_-prior record level--stipulation
The trial court did not commit plain error in a possession with intent to manufacture, sell,
or deliver cocaine case by sentencing defendant as a Class C Level IV offender, because the trial
court did not use the worksheet which improperly calculated that defendant had fourteen record
points to determine defendant's prior record level, but rather relied on defendant's stipulation that
he was a Level IV felon with ten prior record points.
Judge ELMORE concurring in part and dissenting in part.
Appeal by defendant from a judgment dated 7 June 2004 by Judge
Jack A. Thompson in Cumberland County Superior Court. Heard in the
Court of Appeals 20 September 2005.
Attorney General Roy Cooper, by James M. Stanley, Jr., for the
State.
George E. Kelly, III for defendant.
BRYANT, Judge.
James Love Renfro, Jr. (defendant), appeals a judgment dated
7 June 2004, entered consistent with a jury verdict finding him
guilty of possession with the intent to manufacture, sell, or
deliver cocaine.
Facts
On 8 April 2003, Officer Ryan Skewes of the Fayetteville
Police Department was on patrol in what he considered to be a very
high drug trafficking area. Around 1:00 in the morning, as he was
sitting in his car, Officer Skewes observed a van pull up to a stop
sign and sit there for several minutes. Officer Skewes did not
observe any illegal activity, however, he did see a black male in
a blue jersey leaning into the driver's side window of the van.
Officer Skewes also noticed four or five other individuals in the
street, whom he referred to as lookouts. Officer Skewes drove up
to the van to investigate the situation. The lookouts
immediately started to move out of the street and in the direction
of a mobile home when Officer Skewes drove up to the van and began
to get out of his vehicle.
Officer Skewes testified he immediately recognized the man
leaning into the van as defendant because he had spoken to him
before. As Officer Skewes approached the van on foot, the van
drove away and defendant started to walk away. Officer Skewes
testified he told defendant to stop, however defendant continued to
walk away. Officer Skewes admitted that at this point defendant
had not broken any laws, was not being placed under arrest, and was
not required to stop. Officer Skewes started to walk after defendant and defendant
began running whereupon Officer Skewes pursued him on foot. During
the pursuit, Officer Skewes saw defendant throw a plastic bag in
the vicinity of a truck as he ran past it. Another officer came to
assist Officer Skewes and defendant was apprehended and placed
under arrest. The officers then returned to the truck defendant
had run past and found underneath it a plastic bag containing 16
rocks of individually wrapped and packaged crack cocaine.
Defendant was charged with resisting arrest and possession of
cocaine.
Procedural History
On 22 September 2003, defendant was indicted for possession
with intent to manufacture, sell or deliver cocaine and misdemeanor
resisting a public officer. A Special Indictment for Habitual
Felon was also issued against defendant. The case came before a
jury in the Cumberland County Criminal Superior Court on 3 June
2004, the Honorable Jack A. Thompson presiding. On 7 June 2004,
defendant was found guilty of possession with intent to
manufacture, sell or deliver cocaine and not guilty of resisting a
public officer. Defendant subsequently entered a guilty plea to
attaining the status of an habitual felon. Judgment was entered on
7 June 2004 and defendant gave notice of appeal in open court.
_________________________
Defendant raises three issues on appeal: (I) whether the trial
court erred in allowing defendant's prior convictions into
evidence; (II) whether the trial court erred by allowing intoevidence testimony relating to the chain of custody of evidence and
testing procedures at the State Bureau of Investigation Laboratory;
and (III) whether the trial court committed plain error by
sentencing defendant as a Class C, Level IV offender. For the
following reasons, we overrule defendant's arguments.
I
[1] Defendant first argues the trial court erred in allowing
his prior convictions into evidence pursuant to Rule 404(b) of the
North Carolina Rules of Evidence. It is well established in North
Carolina that when the defendant in a criminal trial does not
testify, evidence of other offenses is inadmissible if its only
relevance is to show the character of the accused or his
disposition to commit the offense charged. State v. Armistead, 54
N.C. App. 358, 359, 283 S.E.2d 162, 163 (1981) (citing State v.
McClain, 240 N.C. 171, 81 S.E.2d 364 (1954)). However, Rule 404(b)
of the North Carolina Rules of Evidence allows for the admission of
evidence of prior acts to show a defendant's motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence of
mistake, entrapment or accident. N.C. Gen. Stat. § 8C-1, Rule
404(b) (2003).
Rule 404(b) is a rule of inclusion and defendant's prior acts
should be excluded if their only probative value is to show that
the defendant has the propensity or disposition to commit an
offense of the nature of the crime charged. State v. Coffey, 326
N.C. 268, 278-79, 389 S.E.2d 48, 54 (1990). Nevertheless, the bare
fact of a defendant's prior convictions is not admissible underRule 404(b) absent some offer of evidence regarding the facts and
circumstances underlying the prior convictions. State v.
Wilkerson, 356 N.C. 418, 571 S.E.2d 583 (2002) (reversing this
Court's decision and adopting Judge Wynn's dissent in State v.
Wilkerson, 148 N.C. App. 310, 559 S.E.2d 5 (2002)); State v.
Hairston, 156 N.C. App. 202, 576 S.E.2d 121 (2003).
At trial, the State presented evidence regarding two prior
convictions of defendant on the charge of possession with intent to
manufacture, sell or deliver cocaine. The State presented details
concerning the facts and circumstances underlying defendant's prior
convictions and their similarity to the current case through the
arresting officers in each case. A deputy clerk was then called to
testify regarding defendant's guilty pleas in both cases for the
limited purpose of establishing that defendant admitted knowing the
substance he had in the prior cases was cocaine and that he
intended to sell it.
The trial court found the testimony regarding the facts and
circumstances of defendant's prior offenses was admissible to show
defendant's intent and knowledge. Defendant asked for a limiting
instruction and the trial court accordingly instructed the jury
that:
[t]his evidence was received solely for the purpose of
showing that the defendant had the intent, which is a
necessary element of the crime charged in this case, that
the defendant had the knowledge, which is a necessary
element of the crime charged in this case. If you
believe this evidence, you may consider it but only for
the limited purpose for which it was received.
These facts are similar to, but distinguishable from, those leading
to the Wilkerson and Hairston opinions.
In Wilkerson, two officers testified to the facts and
circumstances surrounding prior offenses committed by the defendant
and a deputy clerk testified regarding the bare facts of the
defendant's prior convictions arising out of those offenses.
Wilkerson, 148 N.C. App. at 311, 559 S.E.2d at 6. However, the
defendant did not testify before the jury. Id. In adopting Judge
Wynn's dissent, the North Carolina Supreme Court established that,
in a criminal prosecution, the State may not introduce prior
crimes evidence under Rule 404(b) by introducing the bare fact that
the defendant was previously convicted of a crime . . . . Id. at
327, 559 S.E.2d at 16. Wilkerson reiterated the distinction
between other crimes evidence under Rule 404(b) and evidence for
impeachment purposes under Rule 609. Id. at 319-23, 559 S.E.2d at
12-13. In Wilkerson, the other crimes evidence presented by the
detectives, and introduced for the limited purpose of showing the
defendant's knowledge and intent to sell cocaine, was admissible
(assuming it met the 403 balancing test) whether or not the
defendant testified. Id. at 323-24, 559 S.E.2d at 13-14. Allowing
a deputy clerk to testify to the defendant's prior drug convictions
where the defendant did not testify was reversible error. Id. at
328-29, 559 S.E.2d at 16-17. Such bare fact testimony is
admissible only as impeachment evidence under Rule 609 when the
defendant testifies at trial. In Hairston, there was no testimony offered to establish the
facts and circumstances underlying the defendant's convictions; the
State merely called a deputy clerk to testify from court records
concerning the defendant's prior convictions. Hairston, 156 N.C.
App. at 203, 576 S.E.2d at 122. However, the defendant took the
stand in his own defense, and was properly cross-examined regarding
his prior convictions. Id. Following the reasoning of Wilkerson,
this Court held the trial court erred in admitting testimony
regarding the bare facts of the defendant's convictions for
substantive purposes under Rule 404(b) without introducing evidence
of the underlying facts to show similarities between the prior
convictions and present offense charged. Id. at 205, 576 S.E.2d at
123. The Court went on to note that the defendant testified and
was subject to cross-examination regarding his prior convictions,
but proceeded with a prejudicial error analysis. The Court
determined that the evidence was conflicting (driver of car in
which defendant was riding testified drugs belonged to him, not the
defendant, and no one else knew drugs were in the car) and not so
overwhelming as to make the trial court's error in admitting prior
convictions evidence non-prejudicial. Id. Notwithstanding that
the defendant testified and was subject to impeachment, because it
was error to receive the bare fact of conviction through the deputy
clerk and allow the jury to consider it under 404(b), and because
of conflicting evidence, the Hairston Court determined there was a
reasonable probability a different result would have been reached
absent the admission of the evidence. Id. In the instant case, there was testimony from two officers
regarding the facts and circumstances underlying defendant's prior
convictions for possession with intent to manufacture, sell or
deliver cocaine. Thereafter, a deputy clerk testified to
defendant's actual convictions. This evidence was admitted by the
trial court under Rule 404(b) solely for the limited purpose of
showing defendant had the intent and knowledge necessary for the
charge of possession with the intent to manufacture, sell, or
deliver cocaine. Defendant later took the stand in his own defense
and was cross-examined on each of the convictions initially
introduced by the State. Defendant's testimony concerning his
prior convictions did not conflict with that of the arresting
officers or the deputy clerk.
The evidence pertaining to the underlying facts and
circumstances of defendant's prior convictions for possession with
intent to manufacture, sell and deliver cocaine were properly
admitted under Rule 404(b) and the trial court properly gave a
limiting instruction to the jury. While the testimony of the
deputy clerk was inadmissible under Rule 404(b), the error was
rendered harmless when defendant testified and was properly cross-
examined about the convictions pursuant to Rule 609(a). See, State
v. Miller, 26 N.C. App. 190, 192, 215 S.E.2d 181, 182 (1975). This
assignment of error is overruled.
II
[2] Defendant next argues the trial court committed error by
allowing into evidence testimony of Officer Ryan Skewes relating tothe chain of custody of the cocaine and testing procedures used by
the State Bureau of Investigation. On cross-examination Officer
Skewes testified he had no specific knowledge of the chain of
custody relating to the transporting of the evidence once it left
his hands, he had no specific knowledge or training regarding SBI
testing of controlled substances and related procedures, and that
his original testimony was based on speculation and assumptions
about what occurred in the SBI lab. Defendant's argument, however,
is without merit as defendant had previously stipulated to the
facts testified to by Officer Skewes.
The prosecution and defendant entered into an agreement
concerning chain of custody and that the material recovered by
Officer Skewes was determined to be crack cocaine by SBI laboratory
personnel. This agreement was entered into evidence at trial and
read aloud to the jury as follows:
The state and the defendant stipulate that the
following shall be admissible and uncontested
evidence to the trial.
Officer R. Skewes of the Fayetteville
Police Department arrested the defendant on
April 8, 2003 and seized as evidence State's
Exhibit Number 2. Officer R. Skewes requested
that State's Exhibit Number 2 be sent to the
North Carolina State Bureau of Investigation
laboratory for analysis for controlled
substances. Special Agent Michael J. Brazil
of the North Carolina State Bureau of
Investigation examined the contents of State's
Exhibit Number 2. Special Agent Brazil is a
licensed forensic chemist trained as an expert
in the field of forensic chemistry.
Special Agent Brazil's analysis shows
that State's Exhibit 2 contains the schedule
two controlled substance cocaine in its base
form known as crack cocaine and that these
contents, excluding the packaging material,
weighed 2.7 grams. Special Agent Brazil putthe results of his analysis into a written
laboratory report which report shall be
admitted into evidence as State's Exhibit
Number 3. And . . . the defendant does not
contest chain of custody of State's Exhibit
Number 2.
Our Supreme Court has held that [n]o proof of stipulated
facts is required. The stipulation is substituted for proof and
dispenses with the need for evidence. State v. Mitchell, 283 N.C.
462, 469, 196 S.E.2d 736, 740 (1973). Furthermore,
[a] stipulation of fact is an adequate
substitute for proof in both criminal and
civil cases. Such an admission is not
evidence, but rather removes the admitted fact
from the field of evidence by formally
conceding its existence. It is binding in
every sense, preventing the party who makes it
from introducing evidence to dispute it, and
relieving the opponent of the necessity of
producing evidence to establish the admitted
fact.
State v. McWilliams, 277 N.C. 680, 686, 178 S.E.2d 476, 480 (1971)
(internal citations and quotation marks omitted). In light of the
stipulation at trial, defendant conceded the existence of the facts
which are the subject of Officer Skewes' testimony. This
assignment of error is overruled.
III
[3] Defendant lastly argues the trial court committed plain
error by sentencing defendant as a Class C, Level IV offender.
Defendant claims he was sentenced pursuant to the improper
calculation of his prior record level on a worksheet submitted by
the State to the trial court which improperly calculated that
defendant had fourteen prior record points. However, it is clear
from the record the trial court did not use the worksheet todetermine defendant's prior record level, but rather relied on
defendant's stipulation.
Defendant's counsel stipulated as follows:
THE COURT: Do you also consent that the
defendant has prior record points of, for
habitual status, ten which is record level
four?
[DEFENDANT'S COUNSEL]: I would stipulate to
that, Your Honor.
The trial court's Judgment states that the court has determined
pursuant to G.S. 15A-1340.14, the prior record points of the
defendant to be 10. Immediately following the trial court's
finding, there is an X in the block next to Prior Record Level
IV. The trial court's Judgment and sentence are based upon defense
counsel's stipulation in open court and not on the Prior Record
Level Worksheet.
Section 15A-1340.14 of the North Carolina General Statute
provides [t]he State bears the burden of proving, by the
preponderance of the evidence, that a prior conviction exists and
that the offender before the court is the same person as the
offender named in the prior conviction. N.C. Gen. Stat. § 15A-
1340.14(f) (2003). A defendant's prior convictions may be proven
by any of the following methods:
(1) Stipulation of the parties.
(2) An original or copy of the court record
of the prior conviction.
(3) A copy of records maintained by the
Division of Criminal Information, the
Division of Motor Vehicles, or of the
Administrative Office of the Courts.
(4) Any other method found by the court to be
reliable.
Id. See also, State v. Riley, 159 N.C. App. 546, 555-56, 583
S.E.2d 379, 386 (2003); and State v. Alexander, 359 N.C. 824, 827,
616 S.E.2d 914, 918 (2005) (where defense counsel's statement to
the trial court constituted a stipulation of defendant's prior
record level pursuant to N.C.G.S. § 15A-1340.14(f)(1) . . .
defendant's sentence was imposed based upon a proper finding of
defendant's prior record level.). Thus, based on counsel's clear
stipulation that defendant was a Level IV felon with ten prior
record points, defendant's prior record level was sufficiently
proven. This assignment of error is overruled.
No error.
Chief Judge MARTIN concurs.
Judge ELMORE concurs in part, dissents in part.
ELMORE, Judge concurring in part, dissenting in part.
As to sections II and III of the majority's opinion, I fully
concur. However, because section I stretches Rule 609 beyond its
plain language and blurs the distinction between Rule 404(b) and
Rule 609, I must dissent from it.
Defendant was indicted for possessing cocaine with an intent
to sell, manufacture, or deliver. Defendant stipulated that the
substance found by Officer Skewes was indeed cocaine, but contested
any evidence of possession. Defendant intended to prove his
innocence of the crime charged by testifying that he did not throw
anything down while running from Officer Skewes. The State, inproving defendant's intent, sought to introduce evidence from two
of his previous crimes under Rule 404(b). After a discussion
outside the presence of the jury, the trial court ruled that the
State's proffer of two prior crimes involving cocaine was
admissible under Rule 404(b) to prove knowledge and intent.
Thus, during trial, the State called Officer Gary Womble of
the Fayetteville Police Department. Officer Womble testified that
he had previously pulled over a car driven by a person who he knew
to have a revoked license. Defendant was one of the occupants of
the car, and when he was being taken out a small baggy fell from
his waistband. Defendant responded by trying to kick it under the
car. Upon retrieval, Officer Womble testified that due to its
distinctive packaging he considered it to be cocaine that was ready
to sell. Officer Womble then compared a picture of the packaged
cocaine that fell from defendant's waistband to the packaged
cocaine in the current case, determining that the packaging and
appearance was very similar.
Next, the State called Lieutenant Chuck Parker with the
Cumberland County Sheriff's Office. Lieutenant Parker testified
that he had previously arrested defendant after witnessing
defendant begin to run upon his arrival, and throw a small bag into
a vent under a house. After the bag was retrieved it was
identified as packaged small amounts of cocaine. The State also
asked Lieutenant Parker to make a comparison between the package
thrown down previously and the package retrieved in this case. He
too said the packages were very similar. Then, the State called Tamara Wojtal with the Cumberland
County Superior Court Clerk's Office to testify. She testified
that defendant had pled guilty to possession with intent to sell
cocaine in the incidents involving Officer Womble and Lieutenant
Parker. The State used her to review the contents of defendant's
files on the two prior incidents, including the arrest warrants,
indictments, and plea transcripts. Ms. Wojtal did not testify to
the underlying circumstances of defendant's convictions but just
that defendant was twice convicted of possession of cocaine with
intent to sell based upon guilty pleas. After all three witnesses
had testified in the State's case-in-chief the trial court provided
only the limiting instruction discussed in the majority opinion:
one that addresses Rule 404(b), not Rule 609. See, e.g., N.C.P.I.-
-Crim. 104.15 (1984) (dealing with Rule 404(b)); N.C.P.I.--Crim.
105.40 (1986) (dealing with convictions under Rule 609).
With these facts before it, the majority holds that the
inherently prejudicial error created by allowing the deputy clerk
to testify as she did was nonetheless rendered essentially harmless
solely because defendant took the stand in his own defense. I
cannot agree. The distinctions between Rules 404(b) and 609 are
fundamental to the State's ability to place relevant evidence
before the trier of fact and a defendant's decision to testify on
his own behalf.
Rule 404(b) states that although evidence of other crimes is
not admissible to prove the character of a person in order to show
that he acted in conformity therewith[,] [i]t may, however, beadmissible for other purposes, such as . . . intent . . . [or]
knowledge . . . . N.C. Gen. Stat. § 8C-1, Rule 404(b) (2003).
Although this subsection is one of inclusion, see State v. Lloyd,
354 N.C. 76, 88, 552 S.E.2d 596, 608 (2001), that tilt toward
inclusion is limited to the underlying evidence or circumstances of
a prior crime, and does not include evidence of the conviction
itself.
A comparison of the plain language of Rule 609
and Rule 404 indicates that prior convictions
are admissible under Rule 609, while evidence
of other crimes is admissible under Rule
404(b). Furthermore, it is clear that Rule
609 does not permit the introduction of the
evidence underlying the prior convictions; I
believe that, similarly, Rule 404(b) generally
does not permit the introduction of prior
convictions.
State v. Wilkerson, 148 N.C. App. 310, 320-21, 559 S.E.2d 5, 12
(Wynn, J., dissenting), rev'd per curiam, 356 N.C. 418, 571 S.E.2d
583 (2002) (adopting the reasoning of Judge Wynn's dissent).
Introduction of the conviction is controlled by Rule 609, which
states:
For the purpose of attacking the credibility
of a witness, evidence that the witness has
been convicted of a felony, or of a Class A1,
Class 1, or Class 2 misdemeanor, shall be
admitted if elicited from the witness or
established by public record during cross-
examination or thereafter.
N.C. Gen. Stat. § 8C-1, Rule 609(a) (2003) (emphasis added).
Importantly, impeaching a defendant's credibility or character is
not one of the permissible uses of a prior crime under Rule 404(b).
See State v. Cook, 165 N.C. App. 630, 637, 599 S.E.2d 67, 72
(2004); Wilkerson, 148 N.C. App. at 319, 559 S.E.2d at 11. To thecontrary, by its plain language Rule 609 controls impeachment and
limits the timing and manner in which prior convictions can be
admitted: during cross-examination of thereafter, not before the
witness testifies. And rightfully so.
If a defendant does not testify, any record of his convictions
is rarely admissible, since the sole purpose of that record is to
allow the jury to assess his character for truthfulness. See
Wilkerson, 148 N.C. App. at 319, 559 S.E.2d at 11; N.C. Gen. Stat.
§ 8C-1, Rule 609 (2003) (official commentary). When a defendant
has not testified, his character for truthfulness is irrelevant.
Thus the choice for a defendant is always testify and be cross-
examined on your prior convictions that will undercut the
credibility of what you took the stand to prove, or remain silent,
allowing the State to use the similar nature of your previous
crimes against you, but not the convictions themselves. Yet, the
majority's opinion renders this fundamental choice negligible by
allowing the State to introduce prior convictions ostensibly under
Rule 609, as well as underlying evidence of those convictions under
Rule 404(b), and then allow the defendant to render its error
harmless or garner himself a new trial under Wilkerson. I cannot
condone using Rules 404(b) and 609 to force a defendant to take the
stand and attempt to rehabilitate himself before the jury,
rendering the State's error harmless, or remain silent and risk a
conviction hoping that our Court will be unable to distinguish
Wilkerson. See, e.g., State v. McCoy, 174 N.C. App. ___, ___, ___
S.E.2d ___, ___ (18 October 2005) (No. COA04-1336) (Because we areunable to distinguish this case [in which a conviction was admitted
under 404(b)] from Wilkerson, we conclude that the trial court
committed prejudicial error entitling defendant to a new trial.).
Contrary to the majority's interpretation,
State v. Hairston,
156 N.C. App. 202, 576 S.E.2d 121 (2003),
does not support this
reasoning. Although mentioning Rule 609 in its analysis of the
issue presented, Hairston noted that the Rule allows for impeaching
a defendant's credibility as a witness if the evidence of the
convictions is 'elicited from the witness or established by public
record during cross-examination or thereafter.' Id. at 204, 576
S.E.2d at 123 (quoting N.C. Gen. Stat. § 8C-1, Rule 609 (2003)).
Implicitly, by the emphasis placed on the text of the rule, the
Hairston court recognized that Rule 609 was inapplicable to
convictions being introduced by a deputy clerk during the State's
case-in-chief. Yet, here, the majority applies it. Further, other
than the fact that defendant in Hairston testified, the Court there
does not explain why it is applying a different prejudicial
analysis to the error than that of the Supreme Court in Wilkerson.
See Hairston, 156 N.C. App. at 205, 576 S.E.2d at 123 (However,
unlike Wilkerson, defendant here testified and was cross-examined
about his prior convictions. Thus, we must determine whether the
error was sufficiently prejudicial to defendant so as to require a
new trial under N.C. Gen. Stat. § 15A-1447(a) (2001).); Wilkerson,
148 N.C. App. at 328, 559 S.E.2d at 16 (admitting the bare fact of
conviction is inherently prejudicial such that any probative valueof the conviction is substantially outweighed by the danger of
unfair prejudice.).
Defendant taking the stand here does not change the trial
court's erroneous and inherently prejudicial conclusion that the
deputy clerk's testimony was admissible. Nothing about the
discussion below concerning the deputy clerk's testimony suggested
that she was being called for the purpose of attacking the
credibility of defendant, and nothing about the trial court's
limiting instruction suggested that the jury should limit using the
clerk's testimony to a credibility assessment. Further, nothing
about allowing the State to preemptively impeach defendant with his
convictions in its case-in-chief, (or do so by having the deputy
clerk testify instead of just facing a denial of the conviction
with an introduction of a certified copy of the record), is
congruent with Rule 609.
As Judge Wynn noted in Wilkerson:
By permitting the State to introduce the bare
fact of a defendant's prior conviction, we
permit the jury to surmise that the defendant,
having once formed the necessary intent or
developed the requisite mens rea, undoubtedly
did so again; after all, another jury has
already conclusively branded the defendant a
criminal. Such leaps of logic, which
inescapably treat the prior conviction as
propensity evidence, are prohibited by Rule
404(b); the defendant is impeached without
ever taking the stand, and is ineluctably
labeled a criminal by the present jury. Thus,
introducing the bare fact of a prior
conviction under Rule 404(b) fails to satisfy
the Rule 403 balancing test, as the only fair
interpretation of the purpose behind the
State's introduction of such evidence is
impermissible: that the evidence is beingoffered to show the defendant's predisposition
to commit the crime charged.
Wilkerson, 148 N.C. App. at 328, 559 S.E.2d at 16. Even though
defendant took the stand here, the impression on the jury, and thus
the prejudice to defendant, are exactly the same. The State even
argued as such in its closing statement.
Look at the type of crime, ladies and
gentlemen. Possession with intent to sell or
deliver cocaine, that's what he was convicted
of in these two cases, what he stands trial
for in these two cases. Look at the location
in these first two cases. Again, just a
couple hundred yards away from each other,
just one street corner to the next, the dates,
April 8, 2003; November 5, 1997; August 21,
2000. He went to jail for that same charge
and he is back out on the streets doing the
same things.
I cannot agree with the majority that defendant received a
fair trial free of prejudicial error just because he took the stand
and rendered otherwise inherently prejudicial error harmless.
Instead, I would remand defendant's case for a new trial on the
charge of possession with intent to sell or deliver cocaine.
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