Appeal by Defendant from judgments entered 28 May 2004 by
Judge Catherine C. Eagles in Superior Court,
Forsyth
County. Heard
in the Court of Appeals 23 August 2005.
On appeal to this Court, Defendant first argues that the trial
court erred in denying his motion to suppress his statement made
during a custodial interrogation because officers did not cease
questioning after he asked to call his aunt. The State responds
that this argument is neither preserved for appellate review nor
meritorious.
[1]
A pretrial motion to suppress is a type of motion
in
limine.
State v. Golphin, 352 N.C. 364, 405, 533 S.E.2d 168, 198(2000),
cert. denied, 532 U.S. 931, 149 L. Ed. 2d 305 (2001),
disc.
review denied, 358 N.C. 157, 593 S.E.2d 84 (2004). [A] motion
in
limine is insufficient to preserve for appeal the question of the
admissibility of evidence if the defendant fails to further object
to that evidence at the time it is offered at trial.
State v.
Hayes, 350 N.C. 79, 80, 511 S.E.2d 302, 303 (1999) (per curiam)
(citations omitted). [T]hus an objection to an order granting or
denying the motion is insufficient to preserve for appeal the
question of the admissibility of the evidence.
T & T Dev. Co. v.
S. Nat'l Bank of S.C., 125 N.C. App. 600, 602, 481 S.E.2d 347, 349
(1997) (citation omitted). [A] party must have presented to the
trial court a timely request, objection or motion at trial to
preserve the subject of the suppression motion for appeal. N.C. R.
App. P. 10(b)(1).
Before trial, Defendant brought a motion to suppress his
statement made during a custodial interrogation when officers did
not cease questioning after Defendant asked to call his aunt.
However, Defendant failed to object to the evidence during trial.
Defendant therefore failed to
preserve for appeal the question of
the admissibility of his statement.
The
General Assembly recently amended Rule 103(a) of the North
Carolina Rules of Evidence to provide that [o]nce the court makes
a definitive ruling on the record admitting or excluding evidence,either at or before trial, a party need not renew an objection or
offer of proof to preserve a claim of error for appeal. N.C. Gen.
Stat. § 8C-1, Rule 103(a)(2) (2004). This Court, however, recently
held
that
to the extent that N.C. Gen. Stat. § 8C-1, Rule
103(a)(2) is inconsistent with N.C. R. App. P. 10(b)(1), it must
fail[,] and that a motion to suppress made prior to trial does not
preserve the subject of the suppression motion for appeal.
State
v. Tutt, 171 N.C. App. 518, 524, 615 S.E.2d 688, 692
(2005)
.
Nonetheless, because it would be a manifest injustice to Defendant
not to
review his appeal on the merits where he may have relied on
a procedural statute that was presumed constitutional at the time
of trial, we review the issue under Rule 2 of the North Carolina
Rules of Appellate Procedure. N.C. R. App. P. 2.
[2] General Statutes section 7B-2101 states,
inter alia, that
[a]ny juvenile in custody must be advised prior to questioning: .
. . [t]hat the juvenile has a right to have a
parent,
guardian, or
custodian present during questioning[.] N.C. Gen. Stat. § 7B-2101
(emphasis added). Once a juvenile defendant has requested the
presence of a parent, or any one of the parties listed in the
statute, defendant may not be interrogated further 'until [counsel,
parent, guardian, or custodian] has been made available to him,
unless the accused himself initiates further communication,
exchanges, or conversations with the police.'
State v. Branham,153 N.C. App. 91, 95, 569 S.E.2d 24, 27 (2002) (quoting
Michigan v.
Jackson, 475 U.S. 625, 626, 89 L. Ed. 2d 631, 636 (1986) (internal
citations and quotations omitted)). Where the presence of a party
not listed in the statute is requested, however, nothing indicates
that the interrogation should be halted.
Defendant concedes in his appellate briefing that his aunt was
neither a parent nor a custodian. Instead he argues that his aunt
was a guardian.
In
State v. Jones, 147 N.C. App. 527, 540, 556 S.E.2d 644, 652
(2001),
disc. review denied, 355 N.C. 351, 562 S.E.2d 427 (2002),
this Court held an aunt to be a guardian for purposes of General
Statute section 7B-2101. The Court indicated that the defining
feature of guardianship is legal authority conferred by the
government upon the guardian as to a minor.
Id. In
Jones, the
aunt not only fed, clothed, and housed the defendant, but also
received welfare payments for the defendant's care and enrolled the
defendant in school.
Id. at 535-540, 556 S.E.2d at 650-652.
Because both the Department of Social Services and the local school
system gave the aunt lawful authority over the defendant, the aunt
was deemed to be the defendant's guardian.
Id. at 540, 556 S.E.2d
at 652.
In the case at bar, Defendant's aunt acknowledged that
Defendant had never lived with her, and that she neither hadcustody of him nor signed school papers on his behalf. Nothing
before this Court indicates that any governmental entity conferred
legal authority on the aunt as to Defendant. The aunt was,
therefore, not a guardian. Because Defendant's aunt was not a
parent, custodian, or guardian, he had no right to her presence
during questioning pursuant to General Statute section 7B-2101.
Defendant's argument is therefore without merit.
[3] Defendant next contends that the trial court erred in
overruling his objection to being restrained during his trial
without making findings of fact and where no evidence supported
shackling.
A trial court may order that a defendant be physically
restrained when the court finds the restraint to be reasonably
necessary to maintain order, prevent the defendant's escape, or
provide for the safety of persons N.C. Gen. Stat. § 15A-1031
(2004). The propriety of physical restraints depends upon the
particular facts of each case[.]
State v. Thomas, 134 N.C. App.
560, 568, 518 S.E.2d 222, 228 (1999). When the trial court orders
a criminal defendant restrained at trial, 'the test on appeal is
whether, under all of the circumstances, the trial court abused its
discretion.'
State v. Forrest, 168 N.C. App. 614, 621, 609 S.E.2d
241, 245 (2005) (quoting
State v. Tolley, 290 N.C. 349, 369, 226
S.E.2d 353, 369 (1976));
State v. Holmes, 355 N.C. 719, 727, 565S.E.2d 154, 161 (2002) (where the defendant failed to object on
constitutional grounds at trial, [w]e address only whether the
trial court abused its discretion in ordering that defendant be
restrained.).
If the judge orders a defendant or witness
restrained, he must:
(1) Enter in the record out of the presence of
the jury and in the presence of the person to
be restrained and his counsel, if any, the
reasons for his action; and
(2) Give the restrained person an opportunity
to object; and
(3) Unless the defendant or his attorney
objects, instruct the jurors that the
restraint is not to be considered in weighing
evidence or determining the issue of guilt.
If the restrained person controverts the
stated reasons for restraint, the judge must
conduct a hearing and make findings of fact.
N.C. Gen. Stat. § 15A-1031. Where the record does not indicate
that a defendant's shackles are visible to the jury, the risk is
negligible that the restraint undermined the dignity of the trial
process or created prejudice in the minds of the jurors, and the
defendant will not be entitled to a new trial on that basis.
Holmes, 355 N.C. at 729, 565 S.E.2d at 163.
Here, the trial court did not abuse its discretion in ordering
Defendant restrained with leg shackles. The bailiff requested that
Defendant be shackled out of concern about Defendant's wanting torun[.] Defendant's counsel objected but also conceded I
understand the security concerns . . .[,] and the trial court
addressed out of the presence of the jury but in the presence of
Defendant the reason for the restraint. The trial court ensured
that the leg shackles could not be seen by the jury, directing the
bailiff to different areas of the courtroom to test what could be
seen from different vantage points. Moreover, defense counsel
requested, and the trial court agreed, that Defendant would not
have to stand or walk in the shackles in front of the jury. And
while the trial court did not instruct the jury to disregard the
shackles, there is no showing that the jurors were affected by, or
even aware of, the restraint. Any error in not instructing the
jury about the restraint was therefore harmless.
State v. Simpson,
153 N.C. App. 807, 809, 571 S.E.2d 274, 276 (2002).
[4] Defendant next contends that the trial court erred in
failing to dismiss the murder indictment where it
unconstitutionally failed to allege all of the elements of first-
degree murder. Defendant, however, recognizes that this argument
has been rejected.
See, e.g.,
State v. Braxton, 352 N.C. 158, 531
S.E.2d 428 (2000),
cert. denied, 531 U.S. 1130, 148 L. Ed. 2d 797
(2001). This argument is without merit.
[5] Defendant next contends that, regarding the two counts of
robbery with a dangerous weapon, the trial court erred in findingan aggravating factor and sentencing him within the aggravated
range in violation of his Sixth Amendment right to a jury trial.
See Blakely v. Washington, 542 U.S. 296, 159 L. Ed. 2d 403 (2004).
Recently, our Supreme Court recognized that under the
Blakely
holding, [o]ther than the fact of a prior conviction, any fact
that increases the penalty for a crime beyond the prescribed
presumptive range must be submitted to a jury and proved beyond a
reasonable doubt.
State v. Allen, 359 N.C. 425, 437, 615 S.E.2d
256, 265 (2005);
see State v. Speight, 359 N.C. 602, 606, 614
S.E.2d 262, 264 (2005). The Court therefore held that those
portions of N.C.G.S. § 15A-1340.16 (a), (b), and (c) which require
trial judges to consider evidence of aggravating factors not found
by a jury or admitted by the defendant and which permit imposition
of an aggravated sentence upon judicial findings of such
aggravating factors by a preponderance of the evidence violate the
Sixth Amendment to the United States Constitution.
Allen, 359
N.C. at 438-39, 615 S.E.2d at 265. Accordingly, our Supreme Court
concluded that
Blakely errors arising under North Carolina's
Structured Sentencing Act are structural and, therefore, reversible
per se.
Id. at 444, 615 S.E.2d at 269.
In this case, the trial court found the following aggravating
factor: The defendant joined with more than one other person in
committing the offense and was not charged with committing aconspiracy. The facts for this aggravating factor were neither
presented to a jury nor proved beyond a reasonable doubt. Nor did
Defendant stipulate to this aggravating factor.
Allen, 359 N.C. at
439, 615 S.E.2d at 265 ([U]nder
Blakely the judge may still
sentence a defendant in the aggravated range based upon the
defendant's admission to
an aggravating factor enumerated in
N.C.G.S. § 15A-1340.16(d). (emphasis added)). Following our
Supreme Court holdings in
Allen and
Speight, we must remand this
matter for resentencing since the aggravating factor was neither a
prior conviction nor admitted by Defendant.
[6] In his final assignment of error, Defendant contends that
the trial court committed reversible error in imposing sentences
for the first-degree kidnaping and attempted robbery with a
dangerous weapon offenses, both of which the jury was instructed
could serve as underlying felonies to the felony murder. In
accordance with the state and federal prohibitions against double
jeopardy, our Supreme Court firmly established that 'a defendant
may not be punished both for felony murder and for the underlying,
'predicate' felony, even in a single prosecution.'
State v.
Coleman, 161 N.C. App. 224, 234, 587 S.E.2d 889, 896-97 (2003)
(quoting
State v. Gardner, 315 N.C. 444, 460, 340 S.E.2d 701, 712
(1986)). The State concedes that the trial court erred in
sentencing Defendant on the two underlying felonies. However, where a court cannot determine the predicate
felon(ies) connected to a felony murder conviction, this Court has
not granted a new trial, but has remanded the case to the trial
court to arrest judgment on at least one of the felony convictions.
See State v. Dudley, 151 N.C. App. 711, 716, 566 S.E.2d 843, 847
(2002);
see also State v. Freeland, 316 N.C. 13, 24, 340 S.E.2d 35,
41 (1986) (North Carolina Supreme Court remanding case to trial
court where defendant was sentenced separately for first degree
rape, first degree sexual offense, and first degree kidnapping, and
instructing trial court to arrest judgment on the first degree
kidnapping conviction and resentence defendant for second degree
kidnapping or arrest judgment on one of the sexual assault
convictions);
Coleman, 161 N.C. App. at
236, 587 S.E.2d at
897
(finding no error in trial court's discretionary arresting of
judgment on defendant's armed robbery conviction and in sentencing
defendant for remaining three armed robbery convictions).
We recognize that there is precedence in our State indicating
that since the Court cannot determine the underlying felony
supporting Defendant's felony murder verdict, judgment on both
felonies should be arrested.
See, e.g., State v. Barlowe, 337 N.C.
371, 446 S.E.2d 352 (1994);
State v. Pakulski, 326 N.C. 434, 390
S.E.2d 129 (1990);
State v. Murvin, 304 N.C. 523, 284 S.E.2d 289
(1981).
Our research has not revealed authority in which ourSupreme Court has spoken directly to the issue of whether there is
a statutory or constitutional violation in sustaining a felony
murder guilty verdict that does not require jury unanimity on the
predicate felon(ies).
See State v. Pakulski, 319 N.C. 562, 574,
356 S.E.2d 319, 326-27 (1987) (specifically reserving unanimity
issue where it was not necessary to resolve the appeal).
Nonetheless, in at least one case, our Supreme Court suggested that
it would not sanction such a result:
This Court has held that when a defendant has
been convicted of murder in the first degree
based upon a finding that the murder was
committed in the perpetration of a felony,
separate punishment may not be imposed for the
underlying felony.
State v. Thompson, 280
N.C. 202, 185 S.E. 2d 666 (1972). However,
separate punishment may be imposed for any
offense which arose out of the same
transaction
but was not the underlying felony
for the felony murder conviction.
State v.
Murvin, 304 N.C. 523, 284 S.E. 2d 289 (1981).
In the case
sub judice, the trial court's
instructions reveal that the only felony upon
which defendant's first degree murder
conviction could be based was the felonious
burning or attempting to burn IBM Building
201. Thus, the first degree murder conviction
under the felony murder rule was premised on
the underlying felony of burning or attempting
to burn Building 201. . . . The trial court
properly arrested judgment on that charge.
The felonious entry convictions and the two
other felonious burning convictions,
because
they were not submitted as possible underlying
felonies, were neither essential nor
indispensable elements of the State's proof of
murder and were not underlying felonies forthe felony murder conviction.
State v. Murvin,
304 N.C. 523, 284 S.E. 2d 289. Therefore,
imposition of punishment for these convictions
was proper.
State v. Avery, 315 N.C. 1, 38, 337 S.E.2d 786, 807 (1985)
(emphasis added).
Thus, it is reasonable to conclude that the import of our
Supreme Court authorities is that judgment may not be entered on
any felony that supports the felony murder verdict under the facts
of this case. Indeed, in this case, it would appear that where we
cannot know whether, or how many of, the jurors believed the
attempted armed robbery and/or first degree kidnaping offenses were
causally connected to the killing, judgment should not be entered
on either predicate felony because either of them may help support
the felony murder conviction. In that light, it could be concluded
that only the jury can determine whether there exists a
transactional connection between the alleged predicate felon(ies)
and the killing such that a guilty verdict on felony murder should
be returned.
But we are constrained from reaching that result in this case
because our Supreme Court has unequivocally held: Where a panel
of the Court of Appeals has decided the same issue, albeit in a
different case, a subsequent panel of the same court is bound by
that precedent, unless it has been overturned by a higher court.
In re Appeal from Civil Penalty Assessed for Violations of
Sedimentation Pollution Control Act, 324 N.C. 373, 384, 379 S.E.2d
30, 37 (1989);
see also State v. Jones, 358 N.C. 473, 487, 598
S.E.2d 125 (2004) (stating that while a panel of the Court of
Appeals may disagree with, or even find error in, an opinion by a
prior panel. . . the panel is bound by that prior decision until it
is overturned by a higher court.).
Accordingly, we are bound by
this Court's decisions in
Dudley and
Coleman. We thus remand this
matter to the trial court to arrest judgment on the first-degree
kidnaping or the attempted robbery offenses as the underlying
felony with respect to Defendant's felony murder conviction in such
a manner that would not subject Defendant to a greater punishment.
In sum, we remand for resentencing on the two counts of
robbery with a dangerous weapon; and remand to arrest judgment on
the first-degree kidnaping or the attempted robbery with a
dangerous weapon offenses.
No error in part; remanded in part for resentencing.
Judges CALABRIA and LEVINSON concur.
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