1. Constitutional Law--right to counsel-_motion to withdraw waiver of counsel
The trial court did not err in a first-degree statutory rape case by denying defendant's
motion to withdraw his waiver of counsel, because defendant failed to clearly state a request to
withdraw his waiver of counsel and failed to provide a reason for the delay in requesting the
withdrawal constituting good cause.
2. Evidence_-denial of motion to introduce additional evidence--failure to show
prejudice
The trial court did not abuse its discretion in a first-degree statutory rape case by refusing
to reopen the trial to permit defendant to introduce additional evidence, because: (1) evidence
about defendant's work schedule had already been admitted; and (2) defendant failed to show
how he was prejudiced by the trial court's refusal to allow an additional witness to testify about
driving him to and from work.
3. Constitutional Law--right to counsel-_waiver of counsel--pro se representation
The trial court did not err in a first-degree statutory rape case by permitting defendant to
waive his right to counsel and allowing him to proceed pro se, because: (1) the trial court fully
complied with N.C.G.S. § 15A-1242 before allowing defendant to waive his right to counsel; and
(2) the court's findings of fact support its decision to permit defendant to waive his right to
counsel and proceed pro se.
4. Criminal Law--competency to stand trial--waiver of right to competency hearing
The trial court did not err in a first-degree statutory rape case by determining that
defendant was competent to stand trial, because: (1) the court received a report from a forensic
examiner stating that defendant was competent to stand trial, and the court ruled as such; and (2)
by his failure to challenge the court's ruling, defendant waived his statutory right to a competency
hearing under N.C.G.S. § 15A-1002(b).
Attorney General Roy Cooper, by Assistant Attorney General
Elizabeth N. Strickland, for the State.
Ligon and Hinton, by Lemuel W. Hinton, for defendant-
appeallant.
HUDSON, Judge.
Defendant Anthony Leon Hoover was charged with first-degree
statutory rape. On 10 January 2003, the court appointed attorney
David Liner to represent defendant. Liner withdrew as counsel on
7 October 2003, and the court assigned public defender Elizabeth
Toomes as counsel. Toomes moved for an examination of defendant to
determine his competency. On 10 May 2004, defendant requested
Toomes be removed as his counsel; the court removed Toomes and
appointed attorney H.G. Davis to represent defendant. On 13 August
2004, the court allowed Davis to withdraw and granted defendant's
request to represent himself, with public defender Toomes as
standby counsel. On 3 August 2004, the court heard and denied a
number of motions from defendant, including one to replace Toomes
as counsel. At the 16 August 2004 criminal session of the Superior
Court in Forsyth County, defendant proceeded pro se and a jury
convicted him of first-degree statutory rape. The court sentenced
defendant to 312 to 384 months in prison, and he appeals. As
discussed below, we see no error.
The evidence tended to show that in 1999 the eleven-year-old
victim, B.R., lived with her aunt. She accused defendant, her
mother's former live-in boyfriend, of molesting her in November
1998 when he lived with B.R. and her mother. B.R. told her aunt
that defendant had come into the room where she was watching
television and had intercourse with her, threatening her if she
told anyone. Defendant's evidence showed that he lived with B.R.and her mother only from February through April 1998, and lived at
another address during November of that year.
[1] Defendant first argues that the court erred in denying
defendant's motion to withdraw his waiver of counsel. We do not
agree.
A waiver of counsel or decision to proceed pro
se is good and sufficient until the trial
[is] finally terminated, 'unless the defendant
himself makes known to the court that he
desires to withdraw the waiver' and makes a
showing that the change of mind to proceed
(with or without an attorney) was for some
good cause. State v. Clark, 33 N.C. App.
628, 630, 235 S.E.2d 884, 886 (1977) (quoting
State v. Smith, 27 N.C. App. 379, 380-81, 219
S.E.2d 277, 279 (1975)). To hold otherwise
would allow a defendant 'to control the
course of litigation and sidetrack the
trial.' Id.
State v. Jackson, 128 N.C. App. 626, 629, 495 S.E.2d 916, 919,
review dismissed as improvidently granted, 349 N.C. 287, 507 S.E.2d
37 (1998). Where [t]he trial court was aware of [a] defendant's
desire for assistance of counsel, but denied the request based on
defendant's prior waiver[,] the denial was error and the defendant
was entitled to a new trial. State v. Sexton, 141 N.C. App. 344,
347, 539 S.E.2d 675, 677 (2000). Several features of Sexton make
it distinguishable from the case before us now. The trial court
there failed to complete the AOC form entitled Waiver of Counsel.
Id. In addition, the defendant in Sexton, who asked to withdraw
his waiver on the day of trial, gave the trial court good cause,
explaining that the length of sentence he faced had caused him to
reconsider his attempt to save money by refusing the assistance of
counsel. Id. Here, defendant had four counsel appointments and requested
change of counsel four times in approximately eighteen months. He
sought to withdraw his waiver of counsel two weeks prior to the
beginning of trial. The record before us reveals that defendant
complained about the performance of his standby counsel Toomes,
alleging in a motion that she was providing him ineffective
assistance of counsel, which the court treated as a request for the
appointment of new counsel. The court denied defendant's request,
stating you indicated you wanted to represent yourself, so I'm not
going to appoint another lawyer, you either have Ms. Toomes as your
standby counsel or no lawyer at all. Do you want Ms. Toomes to
stay as your standby counsel? Defendant responded yes, I'm going
to beat the case anyway. Unlike the circumstances in Sexton,
defendant here failed to clearly state a request to withdraw his
waiver of counsel and failed to provide a reason for the delay in
requesting the withdrawal constituting good cause. We overrule
this assignment of error.
[2] Defendant next argues that the court abused its discretion
by refusing to reopen the trial to permit defendant to introduce
additional evidence. We disagree.
At the conclusion of the trial, the court asked defendant
whether he wished to call any further witnesses or introduce any
additional evidence. Defendant said no. Following motions, the
charge conference, and the closing arguments, court recessed for
the evening. The next morning, defendant's sister asked the court
if an additional witness, Michael Reese, could testify aboutdriving defendant to and from work. The court did not allow the
evidence to be reopened. Defendant contends this ruling was an
abuse of the court's discretion.
N.C. Gen. Stat. § 15A-1226(b) provides that [t]he judge in
his discretion may permit any party to introduce additional
evidence at any time prior to verdict. Because there is no
constitutional right to have one's case reopened, the decision to
reopen a case is strictly within the trial court's discretion.
State v. Shelton, 53 N.C. App. 632, 648, 281 S.E.2d 684, 695
(1981), appeal dismissed, 305 N.C. 306, 290 S.E.2d 707 (1982).
Defendant cites State v. Lang for the proposition that there is
error when the trial court refuses to exercise its discretion in
the erroneous belief that it has no discretion as to the question
presented. 301 N.C. 508, 510,272 S.E.2d 123, 125 (1980). In
addition, [w]here the error is prejudicial, the defendant is
entitled to have his motion reconsidered and passed upon as a
discretionary matter. Id. In Lang, however, the jury had
requested a transcript of witness testimony while deliberating,
which request the trial court refused, believing that it did not
have the authority to provide the transcript. Id. Lang is
inapposite to the case before us. In addition, defendant fails to
show that the court abused its discretion in refusing to reopen the
trial to allow Mr. Reese to testify. Because evidence about
defendant's work schedule had already been admitted, defendant
fails to show how he was prejudiced by the trial court's refusal toallow Mr. Reese to testify about driving him to and from work. We
overrule this assignment of error.
[3] Defendant also argues that the court erred in permitting
him to waive his right to counsel and allowing him to proceed pro
se. We disagree.
Defendant contends that the court should have inquired into
his literacy, competency, and ability to read before permitting him
to waive his right to counsel. Our Supreme Court has recently
reaffirmed that:
a defendant has a right to handle his own case
without interference by, or the assistance of,
counsel forced upon him against his wishes.
However, before allowing a defendant to waive
in-court representation by counsel, . . . the
trial court must insure that constitutional
and statutory standards are satisfied. First,
defendant's waiver of the right to counsel and
election to proceed pro se must be expressed
clearly and unequivocally. Second, in order
to satisfy constitutional standards, the trial
court must determine whether defendant
knowingly, intelligently, and voluntarily
waives his right to counsel. In order to
determine whether the waiver meets [this
constitutional] standard, the trial court must
conduct a thorough inquiry.
State v. Fulp, 355 N.C. 171, 174-75, 558 S.E.2d 156, 158-59 (2002)
(internal citations and quotation marks omitted). The
constitutional requirements of waiving the right to counsel are
satisfied by compliance with N.C. Gen. Stat. § 15A-1242, which
provides that:
A defendant may be permitted at his election
to proceed in the trial of his case without
the assistance of counsel only after the trial
judge makes thorough inquiry and is satisfied
that the defendant:
(1) Has been clearly advised of his right to
the assistance of counsel, including his right
to the assignment of counsel when he is so
entitled;
(2) Understands and appreciates the
consequences of this decision; and
(3) Comprehends the nature of the charges and
proceedings and the range of permissible
punishments.
N.C. Gen. Stat. § 15A-1242 (2001). In addition, the Court in Fulp
held that the trial court's failure to expressly and specifically
state in his findings of fact that he considered defendant's age,
education, familiarity with the English language, mental condition,
and the complexity of the crime charged is not of sufficient
consequence to warrant reversal of the court's order. Fulp, 355
N.C. at 177, 558 S.E.2d at 160 (internal quotation marks omitted).
The record reveals that the court fully complied with the statutory
requirements before allowing defendant to waive his right to
counsel. The court's findings of fact support its decision to
permit defendant to waive his right to counsel and proceed pro se.
This assignment of error is without merit.
[4] In his final assignment of error, defendant argues that
the court erred in determining that he was competent to stand
trial. We disagree.
The court received a report from a forensic examiner, stating
that defendant was competent to stand trial, and the court ruled as
such.
Pursuant to the plain language of section
15A-1002(b)(3), the trial court must hold a
hearing to determine the defendant's capacity
to proceed if the question is raised. However, this Court has recognized that a
defendant may waive the benefit of statutory
or constitutional provisions by express
consent, failure to assert it in apt time, or
by conduct inconsistent with a purpose to
insist upon it.
State v. King, 353 N.C. 457, 466, 546 S.E.2d 575, 584 (2001), cert.
denied, 534 U.S. 1147, 151 L. Ed. 2d 1002 (2002) (citing N.C. Gen.
Stat. § 15A-1002(b)(3) (internal citations and quotation marks
omitted). By his failure to challenge the court's ruling,
defendant waived his statutory right to a competency hearing under
N.C. Gen. Stat. § 15A-1002(b). Id. at 466, 546 S.E.2d at 585. We
overrule this assignment of error.
No error.
Judges ELMORE and SMITH concur.
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