1. Termination of Parental Rights_guardian ad litem for parent_incapacity to provide
care not alleged
The trial court did not err by not appointing a guardian ad litem under N.C.G.S. § 7B-
1111(a)(6) for the parent in a termination of parental rights proceeding where incapability to
provide proper care for the children was not alleged and respondent did not request a guardian ad
litem.
2. Mental Illness_termination of parental rights_Rule 17--guardian for parent--not
appointed
The trial court did not abuse its discretion by not appointing a guardian ad litem under
N.C.G.S. § 1A-1, Rule 17 for the parent in a termination of parental rights proceeding.
3. Constitutional Law_effective assistance of counsel_termination of parental rights
A termination of parental rights respondent was not denied effective assistance of counsel
when her attorney informed the court that she did not need the appointment of a guardian ad
litem. Respondent's attorney was familiar with respondent and vigorously and zealously
represented her; moreover, there was overwhelming evidence supporting termination of
respondent's parental rights.
4. Termination of Parental Rights_assignment of error--only one of three grounds for
termination
Only one of the grounds in N.C.G.S. § 7B-1111(a) is necessary to terminate parental
rights. Whether there was sufficient evidence to support one of those grounds in this case was
not addressed where respondent did not assign error to the other two grounds cited by the trial
court.
5. Termination of Parental Rights_relative available for custody_termination not an
abuse of discretion
The trial court did not abuse its discretion by terminating parental rights when a sister was
allegedly able to take custody. Whether a relative can take custody is for the dispositional rather
than the adjudicatory phase, the court is not required to make findings on all of the evidence, the
court may have considered this issue without mentioning it, and the sister's statement was
equivocal.
STEELMAN, Judge.
Respondent-mother appeals the district court's order
terminating her parental rights to two of her children, J.A. and
S.A. For the reasons discussed herein, we affirm.
Because respondent-mother has not assigned error to any of the
trial court's findings of fact, they are binding on appeal.
Koufman v. Koufman, 330 N.C. 93, 97, 408 S.E.2d 729, 731 (1991).
Those findings establish the following facts. Respondent-mother is
the natural mother of four children, two of whom are the subject of
this appeal. The minor children's legal father was incarcerated
during the time the following described events occurred. Their
biological father is unknown. Life in the home was one of chaos,
drug abuse, and prostitution. Prior to the family's move to North
Carolina, respondent lived in Lee County, Florida with her four
children: Christina, Eric, J.A., and S.A. Respondent has a long
history of drug abuse. While living in Florida, she would take
pills, as well as use cocaine and marijuana with her children,
including J.A. In addition, respondent and her daughter Christina
engaged in prostitution to support their drug habit. Respondent's
two husbands were abusive and engaged in significant criminal
activities. Respondent's first husband sexually abused Christina,for which he was imprisoned, and her second husband was
incarcerated for drug trafficking.
In October 2001, respondent's father died from heart disease.
The next month her boyfriend died of leukemia. In December 2001,
while at a Christmas party, respondent's oldest son, Eric, died of
a drug overdose. Family members testified they believed respondent
owed a neighbor money for drugs and when she failed to pay him he
intentionally put an overdose into her son's drink. Following the
funeral, respondent returned home to find a statement to the effect
of J.A.'s next spray-painted on the side of their trailer. This
was understood to be a threat that if respondent did not pay the
money she owed for the drugs, J.A. would be killed. The next day,
respondent left Florida and moved the children to Buncombe County,
North Carolina.
While respondent's life was unstable before these deaths, it
sharply declined thereafter. In the late night hours of 27 April
2002, the Buncombe County DSS received a telephone call from the
minor children who were trying to locate their mother. Respondent
had left the home at 10:00 a.m. and had not returned. An officer
was dispatched and when he arrived at respondent's home, he found
J.A. and S.A. alone with a registered sex offender, for whom there
was an outstanding arrest warrant. It appeared he had been staying
at respondent's home on and off for three weeks. A social worker
arrived at approximately 12:30 a.m. She found the condition of the
home unsanitary, with no food in the home. The children were dirty
and unkempt and had not bathed recently. The social workertestified [S.A.'s] hair was so dirty it looked wet. Their clothes
were dirty [and J.A.] had a foul odor. They appeared to not have
been bathed for many days.
The children were immediately removed from the home. The
trial court granted DSS non-secure custody. On 6 June 2002, the
trial court adjudicated the minor children neglected and dependent.
The trial judge entered this order with respondent's agreement.
While in the custody of DSS, J.A. admitted he had sexually abused
his sister, S.A., for years. There were also allegations that J.A.
had been sexually abused as well, but these claims were not
substantiated. While in DSS's custody, both children had
significant emotional problems and had to receive extensive mental
health treatment. On numerous occasions, each child was admitted
to psychiatric treatment facilities - S.A. for suicidal tendencies,
and J.A. for treatment of bi-polar disorder and aggressive
behavior.
The trial court ordered respondent to obtain a drug and
alcohol assessment, a psychological evaluation, and participate in
parenting classes. Respondent failed to comply with this order.
Instead, she engaged in prostitution, drug use, and at one time,
was admitted to Broughton Hospital for treatment for suicidal
ideation. Her treating physician reported respondent most likely
did not suffer from a bi-polar disorder. Respondent was diagnosed
as having antisocial personality disorder because she had cocaine
dependency and was deceitful. The trial judge found respondent's
testimony concerning her substance abuse not to be credible. Respondent failed to keep in contact with either child for almost
a year. It was not until after DSS filed its petition for
termination of her parental rights that respondent began to
minimally comply with the court's order.
On 23 June 2004, DSS filed a petition for termination of
parental rights to J.A. and S.A. Respondent filed an answer, but
the children's father did not. The petition alleged the following
grounds for termination: (1) respondent had neglected the minor
children while they were in the care of DSS within the meaning of
N.C. Gen. Stat. § 7B-101 (N.C. Gen. Stat. § 7B-1111(a)(1); (2)
respondent willfully left her children in foster care for more than
twelve months without demonstrating she had made reasonable
progress to correct the conditions which led to the removal of the
children (N.C. Gen. Stat. § 7B-1111(a)(2)); and(3) respondent
willfully failed to pay a reasonable portion of the cost of care
for the minor children while they were in the custody of DSS (N.C.
Gen. Stat. § 7B-1111(a)(3)). The matter came on for hearing before
the Buncombe County District Court in February 2004. At the
hearing, respondent testified that even if the court did not
terminate her parental rights to J.A., she did not want him to live
with her. The trial court terminated respondent's parental rights
as to both children, finding as a basis each of the three grounds
for termination alleged in the petition. The trial court further
determined it was in the best interests of both children that
respondent's parental rights be terminated and entered an order
providing for such termination. However, respondent did not filea timely notice of appeal of the 22 June 2004 order terminating her
parental rights. Respondent filed a petition for writ of
certiorari to this Court on 27 April 2005. This Court granted
respondent's petition and allowed her appeal of the order
terminating her parental rights.
Tragically, on 11 September 2004, S.A. died in her residential
facility when a care provider attempted to restrain her, resulting
in her suffocation. Respondent's sister has qualified as the
administrator of S.A.'s estate and filed a wrongful death action.
Respondent asserts her appeal of the termination of her parental
rights to S.A. is not moot because if she prevails on appeal she
would be entitled to the proceeds from the wrongful death action
under N.C. Gen. Stat. § 28A-18-2 and § 29-15.
[1] We first address respondent's argument that the trial
court erred in failing to appoint a guardian ad litem to represent
her.
Pursuant to N.C. Gen. Stat. § 7B-1101(1) (2005):
a guardian ad litem shall be appointed in
accordance with the provisions of G.S. 1A-1,
Rule 17, to represent a parent . . . (1) where
it is alleged that a parent's rights should be
terminated pursuant to G.S. 7B-1111[a](6), and
the incapability to provide proper care and
supervision pursuant to that provision is the
result of substance abuse, mental retardation,
mental illness, organic brain syndrome, or
another similar cause or condition.
See also In re J.D., 164 N.C. App. 176, 180, 605 S.E.2d 643, 645
(noting the duty of appointment arises when the allegation of
incapability under N.C. Gen. Stat. § 7B-1111(6) is alleged in thepetition for termination), disc. review denied, 358 N.C. 732, 601
S.E.2d 531 (2004). In the instant case, the petitions for
termination of respondent's parental rights contained no
allegations that respondent was incapable of properly providing
care for her children. Rather, the petition alleged the children
were neglected within the meaning of N.C. Gen. Stat. § 7B-1111.
Although the petition does contain reference to respondent's drug
abuse and alleged mental illness, the trial court is not required
to appoint a guardian ad litem in every case where substance abuse
or some other cognitive limitation is alleged. In re H.W., 163
N.C. App. 438, 447, 594 S.E.2d 211, 216 (applying N.C. Gen. Stat.
§ 7B-602(b)(1)), disc. review denied, 358 N.C. 543, 603 S.E.2d 877
(2004).
N.C. Gen. Stat. § 7B-1101 requires that a guardian ad litem be
appointed in accordance with the provisions of G.S. 1A-1, Rule 17
to represent a parent . . . . This means that where an allegation
is made that parental rights should be terminated, the trial court
is required to conduct a hearing to determine whether a guardian ad
litem should be appointed to represent the parent. An allegation
under N.C. Gen. Stat. § 7B-1111(a)(6) serves as a triggering
mechanism, alerting the trial court that it should conduct a
hearing to determine whether a guardian ad litem should be
appointed. At the hearing, the trial court must determine whether
the parents are incompetent within the meaning of N.C. Gen. Stat.
§ 35A-1101, such that the individual would be unable to aid in
their defense at the termination of parental rights proceeding. The trial court should always keep in mind that the appointment of
a guardian ad litem will divest the parent of their fundamental
right to conduct his or her litigation according to their own
judgment and inclination. Hagins v. Redevelopment Comm., 275 N.C.
90, 102, 165 S.E.2d 490, 498 (1969).
This case is distinguishable from In re T.W., 173 N.C. App.
153, 617 S.E.2d 702 (2005) and In re B.M., 168 N.C. App. 350, 607
S.E.2d 698 (2005). In In re T.W., although incapability was not
alleged, the respondent specifically requested the court appoint
her a guardian ad litem and she underwent psychological evaluation,
in which the doctor recommended she be appointed a guardian ad
litem. 173 at 155-56, 617 S.E.2d at 703. Despite this, the trial
court failed to revisit the guardian ad litem issue during the
entire ensuing proceedings. Id. at 159, 617 S.E.2d at 706. In In
re B.M., DSS's petition to terminate the respondents' parental
rights alleged the parents' incapability as grounds for
termination. 168 N.C. App. at 353, 607 S.E.2d at 703. In neither
of these cases did the trial court conduct a hearing on whether a
guardian ad litem should have been appointed.
In this case, neither incapability within the meaning of N.C.
Gen. Stat. § 7B-1111(a)(6) was alleged, nor did respondent request
that a guardian ad litem be appointed. The trial court inquired ex
meru moto into the issue of whether respondent needed a guardian ad
litem appointed after questions concerning her mental condition
were brought to the judge's attention. [2] The fact there was no allegation of incapacity in the
petition does not end our inquiry. We must consider whether the
trial court had a duty to appoint a guardian ad litem to represent
respondent under Rule 17 of the Rules of Civil Procedure.
Rule 17(b)(2) provides:
In actions or special proceedings when any of
the defendants are . . . incompetent persons,
whether residents or nonresidents of this
State, they must defend by general or
testamentary guardian, if they have any within
this State or by guardian ad litem appointed
as hereinafter provided; and if they have no
known general or testamentary guardian in the
State, and any of them have been summoned, the
court in which said action or special
proceeding is pending, upon motion of any of
the parties, may appoint some discreet person
to act as guardian ad litem, to defend in
behalf of such . . . incompetent persons . . .
.
N.C. Gen. Stat. § 1A-1, Rule 17(b)(2) (2005).
A trial judge has a duty to properly inquire into the
competency of a litigant in a civil trial or proceeding when
circumstances are brought to the judge's attention, which raise a
substantial question as to whether the litigant is non compos
mentis. Rutledge v. Rutledge, 10 N.C. App. 427, 432, 179 S.E.2d
163, 166 (1971). The trial judge should make such inquiry as soon
as possible in order to avoid prejudicing the party's rights. Id.
Whether the circumstances . . . are sufficient to raise a
substantial question as to the party's competency is a matter to be
initially determined in the sound discretion of the trial judge.
Id. Rutledge and similar cases expanded the trial court's
authority under Rule 17 to determine competency in certain
circumstances. This authority was questioned in Culton v.
Culton,96 N.C. App. 620, 622, 386 S.E.2d 592, 593 (1989), which
held N.C. Gen. Stat. § 35A-1101 preempted the Rutledge line of
cases, thereby divesting the trial court of jurisdiction to
determine a defendant's competency. On appeal, our Supreme Court
reversed Culton on procedural grounds. Culton v. Culton, 327 N.C.
624, 398 S.E.2d 323 (1990). Subsequently, the General Assembly
superseded this Court's holding in Culton by amending N.C. Gen.
Stat. § 35A-1102 to provide that nothing in N.C. Gen. Stat. § 35A-
1101 shall interfere with the authority of a judge to appoint a
guardian ad litem for a party to litigation under Rule 17(b) of the
North Carolina Rules of Civil Procedure. 2003 N.C. Sess. Law ch.
236, § 4. Chapter 35A of the general statues sets forth the
procedure for determining incompetency, which the trial judge must
comply with when conducting a competency hearing under Rule 17.
Before the termination hearing began, the judge noted the
petition did not allege respondent was incapable of providing care
for her children and inquired as to whether either party was
requesting that a guardian ad litem be appointed for respondent.
Counsel responded as follows:
[Respondent's Attorney]: Well, there is no
allegations here pursuant to 7B-111[1(6)] that
she's incapable, Your Honor. Certainly, we
would argue that she has some mental health
issues that impact her ability to parent the
child but does not make her incapable or
incompetent to provide care for the children.
She certainly has the ability _ I think shechooses not to do so. That's not incapable,
Your Honor. That's just not doing it. And so
we _ there's nothing in there that says that
she is incompetent or incapable of prosecuting
her own case - not prosecuting - presenting
her own case and assisting her counsel.
[State's Attorney]: Yes, Your Honor, I would
concur with [respondent's attorney], that has
not been alleged, and I do think that there
will be a lot of evidence given about mental
issues. But it's not regarded to her
incapacity.
During the trial, counsel for DSS requested that the judge stop the
trial and order respondent to submit to a drug test due to her
erratic behavior while testifying. The judge immediately stopped
the trial. Respondent agreed to take a drug test, which was
negative. Respondent stated she had a hyper-type personality. Her
attorney acknowledged she was fine and the hearing could continue.
The trial court conducted a hearing pursuant to Rule 17
regarding the issue of respondent's competency. After careful
review of the record and transcript, we are unable to say that the
trial judge abused her discretion by not appointing a guardian ad
litem for respondent.
[3] Respondent also contends she was denied effective
assistance of counsel when her attorney informed the court that she
did not need the appointment of a guardian ad litem.
A parent has a right to counsel in termination of parental
rights proceedings. N.C. Gen. Stat. § 7B-1101 (2005); In re
Oghenekevebe, 123 N.C. App. 434, 436, 473 S.E.2d 393, 396 (1996).
To prevail in a claim for ineffective assistance of counsel,
respondent must show: (1) her counsel's performance was deficientor fell below an objective standard of reasonableness; and (2) her
attorney's performance was so deficient she was denied a fair
hearing. Id.
Careful review of the record indicates respondent's attorney
vigorously and zealously represented her client. Respondent's
attorney had represented her for many months and was familiar with
respondent's ability to aid in her own defense, as well the
idiosyncrasies of her personality. Further, the record contains
overwhelming evidence supporting termination of respondent's
parental rights. Therefore, respondent has failed to demonstrate
that her trial counsel's failure to request the appointment of a
guardian ad litem denied her a fair trial, the outcome of which is
reliable. This argument is without merit.
[4] Next, respondent contends the trial court erred in finding
as grounds for termination that she wilfully left her children in
foster care for more than twelve months without making reasonable
progress to correct the conditions that led to their removal.
The trial court can terminate a respondent's parental rights
upon the finding of one of the grounds enumerated in N.C. Gen.
Stat. § 7B-1111(a). See also In re Brimm, 139 N.C. App. 733, 743,
535 S.E.2d 367, 373 (2000). In the instant case, the trial court
cited three grounds for terminating respondent's parental rights.
Respondent only assigned as error one of those grounds. The
appellant must assign error to each conclusion it believes is not
supported by the evidence. N.C.R. App. P. 10. Failure to do so
constitutes an acceptance of the conclusion and a waiver of theright to challenge said conclusion as unsupported by the facts.
Fran's Pecans, Inc. v. Greene, 134 N.C. App. 110, 112, 516 S.E.2d
647, 649 (1999). Since respondent does not contest the other two
grounds, they are binding on appeal. As only one ground is
necessary to support the termination, we need not address whether
evidence existed to support termination based on N.C. Gen. Stat. §
7B-1111(a)(3). This argument is without merit.
[5] In respondent's final argument, she contends the trial
court erred in finding it was in the best interests of S.A. to
terminate her parental rights when her sister, Loretta D'Souza, was
able to take custody of her. We disagree.
The trial court is required to conduct a two-part inquiry
during a proceeding for termination of parental rights. In re
Baker, 158 N.C. App. 491, 493, 581 S.E.2d 144, 146 (2003). First
is the adjudicatory phase. Id. In this phase, the court must take
evidence, find the facts, and adjudicate the existence or
nonexistence of any of the circumstances set forth in N.C. Gen.
Stat. § 7B-1111, which authorizes the termination of the
respondent's parental rights. Id. (citing N.C. Gen. Stat. §
7B-1109(e)). Second, is the disposition phase, which is governed
by N.C. Gen. Stat. § 7B-1110 (2005). Id. This statute provides
that upon a finding:
that any one or more of the conditions
authorizing a termination of the parental
rights of a parent exist, the court shall
issue an order terminating the parental rights
of such parent . . . unless the court shall
further determine that the best interests of
the juvenile require that the parental rights
of the parent not be terminated.
N.C. Gen. Stat. § 7B-1110 (2005). The decision to terminate
parental rights is vested within the sound discretion of the trial
judge and will not be overturned on appeal absent a showing that
the judge actions were manifestly unsupported by reason. In Re
V.L.B., 168 N.C. App. 679, 684, 608 S.E.2d 787, 791 (2005).
During the adjudicatory phase, the trial court does not
consider whether there is a relative who can take custody of the
minor child, but focuses on whether there is evidence to support
termination on the grounds alleged in the petition. If a fit
relative were to come forward and declare their desire to have
custody of the child, the court could consider this during the
dispositional phase as grounds for why it would not be in the
child's best interests to terminate the respondent's parental
rights.
Although the order does not contain any findings rejecting
Mrs. D'Souza outright as a possible placement for S.A., the trial
court is not required to make findings of fact on all the evidence
presented, nor state every option it considered. Fortis Corp. v.
Northeast Forest Products, 68 N.C. App. 752, 753, 315 S.E.2d 537,
538 (1984). Rather, it must only make brief, pertinent and
definite findings and conclusions about the matters in issue[.]
Id. Just because the trial judge did not mention he considered
granting Mrs. D'Souza custody of S.A. does not mean he did not
consider it. Further, Mrs. D'Souza testified that while she
initially wanted S.A. to live with her, she changed her mind upon
learning that S.A. had been suicidal and felt she could not provideher the level of care and attention she needed. Based on this
equivocal statement, we cannot say the trial court abused its
discretion in not placing S.A. with Mrs. D'Souza rather than
terminating respondent's parental rights. This argument is without
merit.
AFFIRMED.
Judges HUNTER and TYSON concur.
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