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All opinions are subject to modification and technical correction prior to official publication in the North Carolina Reports and North Carolina Court of Appeals Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the North Carolina Reports and North Carolina Court of Appeals Reports, the latest print version is to be considered authoritative.
STATE OF NORTH CAROLINA v. ERNEST LAMONT INMAN
NO. COA05-150
Filed: 15 November 2005
1. Firearms and Other Weapons--possession of firearm by convicted felon--failure of
indictment to allege date of prior felony conviction
The trial court did not lack jurisdiction to try defendant for the charge of possession of a
firearm by a convicted felon even though the indictment charging defendant with this offense
failed to allege the date of the prior felony conviction, because: (1) the provision of N.C.G.S. §
14-415.1(c) that requires the indictment to state the conviction date for the prior offense is merely
directory; and (2) the omission was not material and does not affect a substantial right, and this
conclusion is especially appropriate in this case when defendant stipulated to the prior conviction
at trial and challenged only whether he was in possession of a firearm.
2. Criminal Law--instruction--constructive possession
The trial court did not commit plain error in a possession of a firearm by a convicted felon
case by its instruction concerning constructive possession, because: (1) a defendant's control over
an area may be such that the jury may infer a defendant's constructive possession of contraband
from his control of the premises; and (2) the trial court properly instructed the jury that it could
i nfer defendant's constructive possession of the handgun based on his control over the area in
which it was found which was between his leg and the inner console of the vehicle he was driving.
Appeal by defendant from judgment entered 27 May 2004 by Judge
L. Todd Burke in Guilford County Superior Court. Heard in the
Court of Appeals 13 October 2005.
Attorney General Roy Cooper, by Special Deputy Attorney
General Gayl M. Manthei, for the State.
Kevin P. Bradley for defendant appellant.
McCULLOUGH, Judge.
Defendant (Ernest Lamont Inman) appeals from conviction and
judgment for possession of a firearm by a convicted felon. We hold
that he received a fair trial, free from prejudicial error.
Facts
On 9 July 2003, two Greensboro police officers initiated
pursuit of a silver Honda Civic upon observing it traveling in the
wrong lane and ignoring a stop sign. The Civic turned into a
private driveway, accelerated, and made a left turn behind a house.
Once the vehicle stopped, the passenger immediately exited and
absconded. Defendant, who was the driver of the Civic, remained.
Upon approaching the vehicle and peering through the driver's
side window, one of the officers noticed a large black handgun
tucked between defendant's right leg and the center console.
According to the officer, the gun was right up against
[defendant's] right leg. Defendant later told the police, my
fingerprints are probably on the gun, but it's not mine. No
fingerprints were found on the gun.
The officer also found a green substance in the driver's side
door, which defendant identified as hash belonging to him;
however, testing revealed that this substance did not contain a
controlled substance. Five bags containing a total of 13.8 grams
of marijuana were seized from the passenger's side door of the
vehicle.
Defendant was indicted for possession with intent to sell and
deliver marijuana and possession of a firearm by a felon. A
Guilford County jury acquitted defendant of the drug charge and
convicted him of the firearms charge. For this conviction, the
trial court imposed a sentence of 96 to 125 months' imprisonment.
Defendant now appeals.
I.
[1] In his first argument on appeal, defendant contends that
the trial court lacked jurisdiction to try him for possession of a
firearm by a convicted felon because the instrument charging him
with this offense failed to allege the date of the prior felony
conviction. We disagree.
Section 14-415.1(a) of the North Carolina General Statutes
makes it unlawful for any person who has been convicted of a
felony to purchase, own, possess, or have in his custody, care, or
control any firearm. N.C. Gen. Stat. § 14-415.1(a) (2003).
Subsection (c) of the same statute provides that
[a]n indictment which charges [this offense]
must set forth the date that the prior offense
was committed, the type of offense and the
penalty therefor, and the date that the
defendant was convicted or plead guilty to
such offense, the identity of the court in
which the conviction or plea of guilty took
place and the verdict and judgment rendered
therein.
N.C. Gen. Stat. § 14-415.1(c) (2003).
Even where a statute requires a particular allegation, the
omission of such an allegation from an indictment is not
necessarily fatal to jurisdiction:
In determining the mandatory or directory
nature of a statute, the importance of the
provision involved may be taken into
consideration. Generally speaking, those
provisions which are a mere matter of form, or
which are not material, do not affect any
substantial right, and do not relate to the
essence of the thing to be done so that
compliance is a matter of convenience rather
than substance, are considered to be
directory. . . . While, ordinarily, the wordmust and the word shall, in a statute, are
deemed to indicate a legislative intent to
make the provision of the statute mandatory,
and a failure to observe it fatal to the
validity of the purported action, it is not
necessarily so and the legislative intent is
to be derived from a consideration of the
entire statute.
State v. House, 295 N.C. 189, 203, 244 S.E.2d 654, 661-62 (1978)
(citations omitted). For example, this Court has held that the
provision of [section] 14-415.1(c) that requires the indictment to
state the penalty for the prior offense is not material and does
not affect a substantial right because a defendant is no less
apprised of the conduct which is the subject of the accusation than
he would have been if the penalty for the prior conviction had been
included in the indictment. State v. Boston, 165 N.C. App. 214,
218, 598 S.E.2d 163, 166 (2004).
The issue in the instant case is whether the provision of
section 14-415.1(c) that requires the indictment to state the
conviction date for the prior offense is mandatory or directory.
Changes to the legislation proscribing firearm possession by
convicted felons reveals that, as the statute is now written, the
provision is merely directory.
When the legislature first outlawed possession of a firearm by
a convicted felon, the prohibition applied only to persons who had
been convicted of a crime punishable by more than two years'
imprisonment and had not had their civil rights restored. 1971
N.C. Sess. Laws ch. 954, §§ 1, 2. Four years later, the General
Assembly changed the law to preclude possession of firearms bypersons convicted of certain enumerated crimes for either five
years after the date of their conviction or the completion of their
sentence, whichever was later. 1975 N.C. Sess. Laws ch. 870, § 1.
Finally, in 1995, the legislature changed the law to prohibit
possession of a firearm by any person having been convicted of any
felony without regard to the date of the prior conviction or the
time of completion of the sentence imposed therefor. 1995 N.C.
Sess. Laws ch. 487, § 3. Under this version of the statute, the
date of a defendant's prior conviction is immaterial so long as
defendant is sufficiently apprised of the conduct for which he is
being indicted. See State v. Sturdivant, 304 N.C. 293, 311, 283
S.E.2d 719, 731 (1981) ([I]t is not the function of an indictment
to bind the hands of the State with technical rules of pleading;
rather, its purposes are to identify clearly the crime being
charged, thereby putting the accused on reasonable notice to defend
against it and prepare for trial, and to protect the accused from
being jeopardized by the State more than once for the same
crime.).
In the instant case, the challenged indictment alleged that
on or about [9 July 2003] and in the county
[of Guilford] the defendant . . . unlawfully,
willfully and feloniously did have in his
custody, care and control a Stallard Arms, 9
mm pistol, a handgun, after being
previously . . . convicted of the felony of
Breaking and Entering a Motor Vehicle, in
Guilford County Superior Court. This offense
occurred on December 15, 2001 and the
defendant was sentenced to 6-8 months[']
imprisonment, which was suspended for 36
months. This prior offense was a Class Ifelony, punishable by a maximum of 15 months
in the Department of Corrections.
The only item excluded from the indictment is the date of
defendant's previous conviction for breaking and entering a motor
vehicle. We hold that this omission is not material and does not
affect a substantial right. This conclusion is especially
appropriate where, as here, defendant stipulated to the prior
conviction at trial and challenged only whether he was in
possession of a firearm. See State v. English, 171 N.C. 277, 285,
614 S.E.2d 405, 411 (2005) (Steelman, J., concurring) (admonishing
appellate counsel for attempting to circumvent a stipulation
entered into at trial without arguing that the stipulation was
invalid or was the product of ineffective assistance of counsel).
This assignment of error is overruled.
II.
[2] In his second argument on appeal, defendant contends that
the trial court's instruction concerning constructive possession
amounted to plain error. This contention lacks merit.
In the instant case, the trial court initially instructed the
jury as follows:
Now possession of an article may be either actual or
constructive. A person has actual possession of an
article if he has it on his person, is aware of its
presence and either by himself or together with others
has both the power and intent to control its disposition
and use.
A person has constructive possession of an article
if he does not have it on his person but is aware of its
presence and has, either by himself or together with
others, both the power and intent to control its
disposition and use.
A person's awareness of the presence of the article
and his power and intent to control its disposition and
use may be shown by direct evidence, or may be inferred
from the circumstances.
If you find beyond a reasonable doubt that the
article--in this particular case I'm referring to the
handgun which was shown to you. If it was found in close
proximity to the defendant, that would be a circumstance
from which together with other circumstances you may
infer that the defendant was aware of the presence of the
article, that being the handgun, and had the power and
intent to control its disposition and use.
However, the defendant's physical proximity, if any,
to the handgun does not by itself permit an inference
that the defendant was aware of its presence or had the
power or intent to control its disposition and use. Such
an inference may be drawn only from this and other
circumstances from which you find from the evidence
beyond a reasonable doubt.
If you find beyond a reasonable doubt that the
article was found in a certain place and that the
defendant exercised control over that place, such as a
house, a car. In this particular situation the evidence
shows the handgun was found in a car and the defendant
was driving that particular car. Whether or not the
defendant owned the vehicle or the car, this would be a
circumstance from which you may infer that the defendant
was aware of the presence of the handgun and had the
power and intent to control its disposition and use.
During its deliberations, the jury sent a letter to the judge which
stated, We need definition of the law 'constructive possession.'
Clarification on what that means. Thereafter, the judge re-
instructed the jury as follows:
If you find beyond a reasonable doubt that the
handgun was found in close proximity to the defendant,
that would be a circumstance from which together with
other circumstances you may infer that the defendant was
aware of the presence of the handgun, and had the power
and intent to control its disposition or use. However,
the defendant's proximity, if any, to the handgun does
not by itself permit an inference that the defendant was
aware of its presence or had the power or intent to
control its disposition or use. Such an inference may bedrawn only from this and other circumstances which you
find from the evidence beyond a reasonable doubt.
If you find beyond a reasonable doubt that the
handgun was found on or in a place_in this particular
incident it's alleged the handgun was found in the car
that the defendant was operating and the handgun was in
between his leg and the inner console. Correct me if I'm
wrong as to where the gun was located. That's what's been
alleged in this case. So, if you find beyond a reasonable
doubt that the handgun was found on a place or in a place
that the defendant exercised control over, that place
whether or not he owned it, this would be a circumstance
from which you may infer that the defendant was aware of
the presence of the handgun and had the power and intent
to control its disposition or use.
The record is bereft of any defense objection to the trial court's
jury instructions.
As defendant failed to object to the alleged instructional
error at trial, this Court's review is limited to whether the trial
court's instructions amounted to plain error.
See N.C. R. App. P.
10. In deciding whether a defect in the jury instruction
constitutes 'plain error,' [an] appellate court must examine the
entire record and determine if the instructional error had a
probable impact on the jury's finding of guilt.
State v. Odom,
307 N.C. 655, 661, 300 S.E.2d 375, 378-79 (1983). In the absence
of such impact, relief is unavailable to a defendant who has not
objected.
Id.
In cases involving non-exclusive possession of an area from
which contraband is seized, the trial court's instructions should
reflect that constructive possession of the contraband materials
may not be inferred without other incriminating circumstances.
State v. Brown, 310 N.C. 563, 569, 313 S.E.2d 585, 589 (1984). However, a defendant's control over an area may be such that the
jury . . . may infer a defendant's constructive possession of
contraband from his control of the premises.
State v. Peek, 89
N.C. App. 123, 126-27, 365 S.E.2d 320, 323 (1988). Jury
instructions concerning whether a defendant's control over an area
permits a finding of constructive possession must clearly leave[]
it to the jury to decide whether to make the inference.
Id.
In the instant case, the trial court instructed the jury that
it
could infer defendant's constructive possession of the handgun
based on his control over the area in which it was found: between
his leg and the inner console of the vehicle he was driving. We
discern no error, and certainly no plain error, in this charge.
This assignment of error is overruled.
No error.
Judges ELMORE and LEVINSON concur.
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