STATE OF NORTH CAROLINA
v
.
Cumberland County
No. 00 CRS 056201
GERALD WAYNE ADAMS
Attorney General Roy Cooper, by Assistant Attorney General
Karen A. Blum, for the State.
Marilyn G. Ozer for defendant-appellant.
McGEE, Judge.
Gerald Wayne Adams (defendant) was convicted on 14 March 2003
of felonious possession of cocaine, possession of drug
paraphernalia, fictitious information to officer, driving while
license revoked and expired inspection sticker. Defendant pled
guilty to the status of habitual felon. The trial court entered
judgment, finding defendant to have a prior record level VI, and
sentenced defendant to a minimum term of 135 months and a maximum
term of 171 months. Defendant appeals.
The State's evidence at trial tended to show that on 6 April
2000, at around 1:30 a.m., Officer Victor Starling (Officer
Starling) of the Fayetteville Police Department was stopped at a
red light on Sandalwood Drive in Fayetteville, North Carolina. Officer Starling observed a truck, driven by defendant, turn right
off Raeford Road onto Sandalwood Drive. The truck, which was
carrying a long ladder, looked like a construction truck. Officer
Starling noticed the truck because there had been recent thefts of
ladders and other equipment from construction sites in the area.
After the truck passed Officer Starling's marked patrol car,
Officer Starling backed up his car, made a U-turn and began to
follow the truck. As Officer Starling made the U-turn, the truck
accelerated. The truck made two turns and then pulled into a
driveway. Officer Starling testified that the route chosen by
defendant was suspicious because there was an easier alternative
route defendant could have taken.
Officer Starling drove past the parked truck, traveled up the
road, and then turned around and stopped at the edge of the road
with his headlights turned off to observe defendant's truck. A few
seconds after Officer Starling turned off his headlights, defendant
pulled out of the driveway and drove toward Officer Starling's
patrol car. When Officer Starling turned on his headlights to
resume following the truck, defendant quickly made several more
turns and then turned into a second driveway. A total of three or
four minutes elapsed between the time Officer Starling first
observed the truck until defendant pulled into the second driveway.
Officer Starling stopped his patrol car in the road, turned on
his emergency hazard lights and stepped out of his patrol car.
Officer Starling did not activate his blue lights. Defendant
stepped out of the truck from the driver's seat, but defendant'spassenger (the passenger) remained in the truck. Officer Starling
approached defendant and told him that driving a construction truck
with a ladder in the early morning hours was suspicious because
there had been recent thefts around construction sites in the area.
Officer Starling testified that defendant told him that "he pulled
over because he thought [Officer Starling] was pulling him for his
expired inspection sticker."
Defendant did not have any proof of identification but
identified himself to Officer Starling as Billy Ray Adams.
Defendant stated that he lived at 4904 Walnut Drive, the home where
he had pulled into the second driveway. Defendant also gave
Officer Starling his date of birth and social security number.
Officer Starling was unable to match the name defendant provided
with either the date of birth or the social security number. In a
further attempt to identify defendant, Officer Starling asked
defendant for his address. In response, defendant indicated he
lived at 102 Rio Dosa. Officer Starling told defendant, "Well, you
told me that you lived at [4904 Walnut Drive] . . . ." Defendant
then claimed that a friend lived at 4904 Walnut Drive; however, the
residents at that address did not know defendant. Officer Starling
placed defendant under arrest for not having a driver's license.
Officer Starling asked the passenger for his name and the passenger
responded that he was Jamie Hunt. Officer Starling testified that
"I knew Jamie Hunt from where I grew up over the east side of town
and [the passenger] wasn't Jamie Hunt."
Officer Starling testified that defendant was unkempt and hada "burnt smell of crack cocaine on him." Officer Starling believed
defendant had drugs with him and therefore called Officer Paul
Fondren (Officer Fondren), a canine officer, to assist in a search
of the truck. Officer Starling described the interior of the truck
as "a cluttered work truck" with "old rags, tools, flashlights" and
"a lot of papers and tools and stuff like that." Officer Starling
did not see any contraband.
Officer Starling testified that pursuant to procedure, he
would have made sure the passenger was out of the vehicle when he
called Officer Fondren. However, Officer Starling also testified
that he had the passenger exit the vehicle when Officer Fondren
arrived. When defense counsel asked Officer Starling if he "may
have allowed [the passenger] to return to the vehicle before the
search was conducted[,]" Officer Starling responded, "[i]t's
possible."
Officer Starling testified that Officer Fondren searched the
vehicle with his canine and found two plastic baggies on the
dashboard with what appeared to be the residue of crack cocaine
inside. Officer Fondren also found a Brillo pad, which Officer
Starling testified was commonly used as a filtering device for
smoking crack cocaine through a pipe. No crack pipes or other
instruments to "shoot, snort, [or] smoke" crack were found in the
truck.
Officer Starling saw Officer Fondren remove the baggies and
the Brillo pad. One baggie was located on the dashboard near the
steering wheel, and the other baggie was on the dashboardapproximately eighteen inches to the right of the steering wheel.
Officer Starling testified that the location of the Brillo pad was
approximately in the middle of the bench-type seat, but he was
unable to see exactly from where Officer Fondren removed the Brillo
pad.
Officer Fondren gave Officer Starling an identification card
he found in the truck. The card had a photograph of defendant with
the name "Jerry Wayne Adams." Officer Starling retrieved
defendant's driving record and determined that defendant's driver's
license had been revoked approximately six weeks earlier.
Officer Starling also remembered that someone named Jerry
Wayne Adams had "hung out with" a person by the name of Kent Hunt.
Officer Starling asked the passenger for his real name. The
passenger stated that it was "Kent Hunt." Officer Starling
released the passenger and secured the truck defendant was driving.
The truck did not belong to defendant, but rather was registered to
a female. Officer Starling testified that the owner of the truck
"was rumored to be [the passenger's] girlfriend."
Officer Starling left the truck at 4904 Walnut Drive and
transported defendant to the law enforcement center for processing.
Retired State Bureau of Investigation Agent J.D. Sparks (Agent
Sparks), a forensic chemist, analyzed the baggies collected from
the truck and detected the presence of cocaine in each bag. Agent
Sparks classified it as powder residue.
The State also introduced Rule 404(b) evidence over the
objection of defendant. Officer Marshall Gautier (Officer Gautier)testified that he had been at defendant's residence on 26 July 1996
where he discovered eighteen used needles scattered in and around
defendant's bed, three aluminum cans used to smoke crack, and a
spoon covered with cocaine residue. Defendant had been charged
with possession of drug paraphernalia and possession of cocaine.
In addition, Officer Stephen Briggs (Officer Briggs) with the
Fayetteville Police Department testified that on 30 September 2002,
he stopped a car in which defendant was a passenger and found two
metal crack pipes under defendant's seat.
Defendant did not present any evidence.
We first note that defendant has failed to present an argument
in support of assignments of error numbers one through five, seven,
nine through eleven, fourteen through twenty, and twenty-five.
Those assignments of error are therefore deemed abandoned pursuant
to N.C.R. App. P. 28(b)(6).
I.
Defendant first argues that the trial court erred in denying
his motion to dismiss the charge of possession of cocaine based on
insufficiency of the evidence. Specifically, he contends the State
failed to show defendant had exclusive control of the truck, thus
requiring a showing of other incriminating circumstances.
In determining a motion to dismiss, the trial court must
decide whether substantial evidence of each element of the offense
charged has been presented, and that the defendant was the
perpetrator of the offense. State v. Lynch, 327 N.C. 210, 215, 393
S.E.2d 811, 814 (1990). "Substantial evidence is such relevantevidence as a reasonable mind might accept as adequate to support
a conclusion." State v. Smith, 300 N.C. 71, 78-79, 265 S.E.2d 164,
169 (1980). All the evidence, both direct and circumstantial, must
be considered by the trial court in the light most favorable to the
State, with all reasonable inferences from the evidence being drawn
in favor of the State.
Possession of a controlled substance and drug paraphernalia
can be either actual or constructive. State v. Davis, 325 N.C.
693, 697, 386 S.E.2d 187, 190 (1989). Defendant in this case did
not physically possess the controlled substance and drug
paraphernalia found in the truck and the State therefore relied on
evidence of constructive possession. "Constructive possession
occurs when a person lacks actual physical possession, but
nonetheless has the intent and power to maintain control over the
disposition and use of the substance." State v. Wilder, 124 N.C.
App. 136, 139-40, 476 S.E.2d 394, 397 (1996). "Although it is not
necessary to show that an accused has exclusive possession of the
premises where contraband is found, where possession of the
premises is nonexclusive, constructive possession of the contraband
materials may not be inferred without other incriminating
circumstances." State v. Brown, 310 N.C. 563, 569, 313 S.E.2d 585,
588-89 (1984).
In this case, the State presented substantial evidence that
defendant was driving the truck, that he smelled of burnt cocaine,
that one baggie with cocaine residue was found next to the steering
wheel, another baggie was found within reach of defendant'sdriver's seat, and a partially pulled apart Brillo pad was found in
the middle of the seat in the cab of the truck. The State also
presented substantial evidence that defendant sped up when he saw
the officer's car turn around to follow defendant. Defendant then
drove a circuitous route to two houses. When the officer
questioned defendant, defendant gave the officer false information.
Considering the evidence in the light most favorable to the State,
these facts provide sufficient incriminating circumstances to allow
the reasonable inference that defendant had the intent and
capability to exercise control and dominion over the drugs and
paraphernalia. The trial court did not err in denying defendant's
motion to dismiss.
II.
Defendant argues in assignments of error numbers six and eight
that the trial court erred in allowing the State to introduce
evidence relating to prior instances of defendant's possession of
cocaine and drug paraphernalia. Defendant asserts that this
evidence "unfairly prejudiced the jury against [him] by painting
him as a long time drug addict and added nothing to the jurors'
knowledge of whether [defendant] had constructive possession of the
emptied plastic bags buried in the clutter of the borrowed truck."
Rule 404(b) of the North Carolina Rules of Evidence provides
that "[e]vidence of other crimes, wrongs, or acts" committed by a
defendant is inadmissible to prove the character of the defendant,
but may be admitted for other purposes, including "proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, orabsence of mistake, entrapment or accident." N.C. Gen. Stat. § 8C-
1, Rule 404(b)(2003).
Evidence is admissible under Rule 404(b)
"'so long as it is relevant to any fact or issue other than the
character of the accused.'" State v. Bagley, 321 N.C. 201, 206,
362 S.E.2d 244, 247 (1987) (quoting State v. Weaver, 318 N.C. 400,
403, 348 S.E.2d 791, 793 (1986)), cert. denied, 485 U.S. 1036, 99
L. Ed. 2d 912 (1988).
The decision of whether a trial court should admit evidence
pursuant to Rule 404(b) involves multiple steps. "The trial court
must first make the determination that the evidence is of the type
and offered for a proper purpose under the rule." State v. Bynum,
111 N.C. App. 845, 848, 433 S.E.2d 778, 780, disc. review denied,
335 N.C. 239, 439 S.E.2d 153 (1993).
There is a "clear general rule of inclusion of
relevant evidence of other crimes, wrongs, or
acts by a defendant, subject to but one
exception requiring its exclusion if its only
probative value is to show that the defendant
has the propensity or disposition to commit an
offense of the nature of the crime charged."
Id. (quoting State v. Coffey, 326 N.C. 268, 278, 389 S.E.2d 48, 54
(1980). In the case before this Court, the trial court conducted
an extensive voir dire regarding whether the evidence of these
prior incidents should be admitted. During voir dire, the State
asserted that it was introducing the evidence of these prior
incidents to show that defendant "had possession and knowledge of
[the] controlled substance, which [defendant] knows what it is to
possess a controlled substance."
"Where guilty knowledge is an essential element of the crimecharged evidence may be offered of such acts or declarations of the
accused as tend to establish the requisite guilty knowledge, even
though the evidence reveals the commission of another offense by
the accused." State v. McClain, 240 N.C. 171, 175, 81 S.E.2d 364,
367 (1954). Based on the fact that prior drug violations are
relevant to show knowledge on the part of defendant, we hold that
the first step regarding admission of this evidence was satisfied.
Once the trial court determines that the evidence is being
offered for a proper purpose, it should then determine whether the
evidence is relevant. Bynum, 111 N.C. App. at 848, 433 S.E.2d at
780. Relevant evidence is defined as "evidence having any tendency
to make the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it
would be without the evidence." N.C. Gen. Stat. § 8C-1, Rule 401
(2003). "When prior incidents are offered for a proper purpose,
the ultimate test of admissibility is whether they are sufficiently
similar and not so remote as to run afoul of the balancing test
between probative value and prejudicial effect set out in Rule
403." State v. West, 103 N.C. App. 1, 9, 404 S.E.2d 191, 197
(1991). See also State v. Boyd, 321 N.C. 574, 577, 364 S.E.2d 118,
119 (1988). "It is not necessary that the similarities between the
two situations rise to the level of the unique and bizarre." State
v. Aldridge, 139 N.C. App. 706, 714, 534 S.E.2d 629, 635, disc.
review denied, 353 N.C. 269, 546 S.E.2d 114 (2000). However, "our
Supreme Court has defined 'similar' to mean 'some unusual facts
present' or 'particularly similar acts' in the prior bad act of thedefendant which indicates the same person committed the act at
issue." State v. Bush, ___ N.C. App. ___, ___, 595 S.E.2d 715, 720
(2004) (quoting State v. Stager, 329 N.C. 278, 304, 406 S.E.2d 876,
890-91 (1991) (citations omitted)).
The trial court is required to "balance the probative value of
the extrinsic conduct evidence against its prejudicial effect,"
Bynum, 111 N.C. App. at 848-49, 433 S.E.2d at 780, after "finding
that the evidence offered is of the type intended, that its purpose
is other than to show propensity, and that it is relevant[.]"
Bynum, 111 N.C. App. at 848, 433 S.E.2d at 780. Evidence may be
excluded, even if relevant, "if its probative value is
substantially outweighed by the danger of unfair prejudice[.]"
N.C. Gen. Stat. § 8C-1, Rule 403 (2003). It is within the sound
discretion of the trial court whether to exclude evidence under
Rule 403. Bynum, 111 N.C. App. at 849, 433 S.E.2d at 781. Absent
abuse of that discretion, the trial court's decision will not be
reversed. Id. at 849, 433 S.E.2d at 781.
In this case, the State offered evidence tending to show that
Officer Gautier went to defendant's residence on 26 July 1996 and
discovered eighteen used needles scattered in and around
defendant's bed, three aluminum cans used to smoke crack, and a
spoon covered with cocaine residue. As a result, defendant was
charged with possession of drug paraphernalia and possession of
cocaine, two of the same charges involved in this case. In
addition, the State offered evidence that Officer Briggs stopped a
car in which defendant was a passenger on 30 September 2002 and 12found two metal crack pipes under defendant's seat.
The purpose of this evidence was to demonstrate that defendant
had "knowledge of the presence of [the] controlled substance and
knowledge of intent to control its disposition and use." Both
officers described circumstances factually similar to the scenario
at issue in this case. First, Officer Gautier testified about his
search of defendant's bedroom in 1996 when he found both cocaine
residue and numerous implements for ingesting the drug, including
eighteen used needles and three aluminum cans. Although there were
differences between the 1996 incident and the search at issue here
as pointed out by defendant, including that the items in 1996 were
found in defendant's bedroom, not in a truck used by defendant, and
no implements for ingesting cocaine were seized in this case, there
were definite similarities. A key commonality between the
scenarios was the presence of cocaine residue. A spoon with
cocaine residue was seized in the 1996 incident, as were two
baggies containing cocaine residue and a Brillo pad in this case.
Officer Gautier testified that pieces of a Brillo pad can be placed
in the end of a crack pipe to hold the drug in place. It is a
reasonable inference that defendant intended to use the Brillo pad
to ingest cocaine, just as he had previously used cans, needles and
a spoon to ingest cocaine. We hold that based on these facts,
there were sufficient similarities to allow the testimony relating
to the 1996 incident.
Second, Officer Briggs testified about the 30 September 2002
incident when he stopped a car in which defendant was a passengerand found two metal crack pipes under defendant's seat. In the
2002 incident, items seized included implements to ingest crack.
In the search at issue in this case, cocaine residue and a Brillo
pad found in the truck were seized. We therefore again hold that
the requisite "substantial evidence of similarity" was present and
the trial court did not err in admitting this evidence. The trial
court did not abuse its discretion in admitting the testimony of
both officers regarding the prior searches.
III.
Defendant next argues that the trial court's jury instruction
on constructive possession violated his constitutional rights to
due process, and that the instruction was prejudicial because it
was the last instruction heard before the jury retired and because
it was read more than once.
Constitutional challenges to instructions not made at trial
are considered waived. State v. Anderson, 355 N.C. 136, 140, 558
S.E.2d 87, 91 (2002). See N.C.R. App. P. 10(b)(1). As defendant
did not raise a constitutional challenge to the trial court's
instructions, the only question properly before us is whether the
trial court abused its discretion in the instruction read to the
jury over defendant's objection. Anderson, 355 N.C. at 140, 558
S.E.2d at 91. We conclude it did not.
"[T]he purpose of an instruction to the jury is to clarify
issues so that the jury can apply the law to the facts of the
case." State v. Williams, 136 N.C. App. 218, 222, 523 S.E.2d 428,
432 (1999). In determining if an instruction is proper, the trialcourt must "consider whether there is any evidence in the record
which might convince a rational trier of fact to convict defendant
of the offense." State v. Moore, 75 N.C. App. 543, 546, 331 S.E.2d
251, 253, disc. review denied, 315 N.C. 188, 337 S.E.2d 862 (1985).
"It is within the discretion of the trial judge as to how much of
a charge to give the jury." State v. Ayers, 11 N.C. App. 333, 336,
181 S.E.2d 250, 253 (1971). "The preferred method of instructing
the jury is the use of the approved guidelines of the North Carlina
Pattern Jury Instructions." State v. Solomon, 117 N.C. App. 701,
706, 453 S.E.2d 201, 205, disc. review denied, 340 N.C. 117, 456
S.E.2d 325 (1995).
In this case, the trial court instructed the jury explaining
actual and constructive possession. In giving this instruction
initially, the trial court read the two basic paragraphs of the
pattern jury instruction, and then the first optional paragraph,
which discusses constructive possession with respect to items found
in close proximity to a defendant. Upon completion of this charge,
an off-the-record discussion took place at the State's request.
The trial court then re-instructed the jurors, repeating the
previous instructions about possession, and additionally reading
the second optional paragraph, which explains constructive
possession regarding items not found in close proximity to a
defendant. Based on the inclusion of the second optional
paragraph, defendant moved for a mistrial "because it doesn't fit
the fact pattern[,]" because that particular instruction "was the
last thing [the jury] heard[,]" and because defendant contended "itprejudice[d] the defendant." The trial court denied defendant's
motion, stating:
I don't think this is crucial . . . . I don't
think [defendant] has been unduly prejudiced
. . . . I think the argument by the State
could be made that the close proximity meant
[defendant]-- while he may have driven the
vehicle up there, he was not in the vehicle
then. He was some distance away from it when
the -- when the items were found. The
testimony was he was in a -- he was in the
patrol car.
The jurors requested the trial court to read again a number of
instructions, including the instruction regarding possession. The
trial court re-read the instruction including both optional
paragraphs. Defendant renewed his objection to the reading of the
second optional paragraph regarding constructive possession of
items not found in close proximity to a defendant. The trial court
again denied defendant's objection. Defendant renewed this
objection again prior to the reading of the verdict and moved for
dismissal after the verdict, pursuant to N.C. Gen. Stat. § 15A-
1227. The trial court again overruled defendant's objection and
denied defendant's motion for dismissal.
The evidence presented supported the instructions read by the
trial court. Because the State argued that possession occurred
while defendant was in the truck, and because the baggies and
Brillo pad were found while defendant was away from the truck, the
proximity of defendant to the baggies and Brillo pad was an issue
to be decided by the jury. Therefore, the trial court did not
abuse its discretion in reading the instruction regarding
constructive possession for items both in close proximity and foritems not in close proximity.
Furthermore, the instruction was not prejudicial on the basis
that it was the last instruction heard before the jury retired and
that it was read more than once. In Williams, supra, the defendant
argued that the trial court "unduly emphasized its instruction on
possession by clarifying the instruction to the jury three times."
Williams, 136 N.C. App. at 222, 523 S.E.2d at 432. This Court
found that the trial judge was responding "to the jury's request
for clarification fairly and accurately and the repetition did not
prejudice defendant." Id. at 222, 523 S.E.2d at 432. Similarly,
the trial court in this case was simply responding to the jury's
request for clarification. The trial court responded fairly and
accurately, and we find the repetition of the charge was not
prejudicial.
Defendant's assignments of error numbers 21, 22, 23
and 24 are without merit.
IV.
Defendant last argues that his sentence of a minimum term of
135 months and a maximum term of 171 months violates his
constitutional rights under the Eighth Amendment. However,
defendant has failed to preserve this issue for appellate review
because the record reveals no objection by defendant at trial to
the sentencing on constitutional grounds. "This Court will not
consider arguments based upon matters not presented to or
adjudicated by the trial court." State v. Haselden, 357 N.C. 1,
10, 577 S.E.2d 594, 600, cert. denied, 540 U.S. 988, 157 L. Ed. 2d
382 (2003); see N.C.R. App. P. 10(b)(1). "'Even alleged errorsarising under the Constitution of the United States are waived if
defendant does not raise them in the trial court.'" Haselden, 357
N.C. at 10, 577 S.E.2d at 600 (quoting State v. Jaynes, 342 N.C.
249, 263, 464 S.E.2d 448, 457 (1995), cert. denied, 518 U.S. 1024,
135 L. Ed. 2d 1080 (1996)).
Furthermore, defendant is not entitled to review of this
contention under the plain error rule. Our Supreme Court has
applied the plain error rule only to issues relating to jury
instructions or the admissibility of evidence. State v. Carpenter,
147 N.C. App. 386, 397, 556 S.E.2d 316, 323 (2001), disc. review
denied, 355 N.C. 217, 560 S.E.2d 143, cert. denied, 536 U.S. 967,
153 L. Ed. 2d 851 (2002). Therefore, this assignment of error is
procedurally barred and without merit.
No error.
Judges TIMMONS-GOODSON and TYSON concur.
Report per Rule 30(e).
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