STATE OF NORTH CAROLINA
v
.
Mecklenburg County
Nos. 00 CRS 35238-39
01 CRS 162263-64
STEVEN CHRISTOPHER BURKE
Attorney General Roy Cooper, by Special Deputy Attorney
General Tiare B. Smiley, for the State.
Nora Henry Hargrove for defendant-appellant.
BRYANT, Judge.
Steven Christopher Burke (defendant) appeals judgments filed
6 February 2003, entered consistent with jury verdicts finding him
guilty of two counts of first-degree (felony) murder.
Defendant was indicted for two counts of first-degree murder
and two counts of attempted robbery with a dangerous weapon. These
matters came for hearing at the 9 January 2003 session of
Mecklenburg County Superior Court with the Honorable Beverly L.
Beal presiding. Defendant was found guilty as charged and was
sentenced to two consecutive life sentences for the first-degree
(felony) murder convictions. The trial court arrested judgment as
to the two counts of attempted robbery with a dangerous weapon. Defendant gave notice of appeal in open court.
. . .
(5) Other Exceptions. -- A statement not
specifically covered by any of the foregoing
exceptions but having equivalent
circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement
is offered as evidence of a material fact; (B)
the statement is more probative on the point
for which it is offered than any other
evidence which the proponent can procure
through reasonable efforts; and (C) the
general purposes of these rules and the
interests of justice will best be served by
admission of the statement into evidence.
However, a statement may not be admitted under
this exception unless the proponent of it
gives written notice stating his intention to
offer the statement and the particulars of it,
including the name and address of the
declarant, to the adverse party sufficiently
in advance of offering the statement to
provide the adverse party with a fair
opportunity to prepare to meet the statement.
N.C.G.S. § 8C-1, Rule 804(b)(5) (2003). N.C. Gen. Stat. § 8C-1, Rule 803(24) provides:
The following are not excluded by the hearsay
rule, even though the declarant is available
as a witness:
(24) Other Exceptions. -- A statement not
specifically covered by any of the foregoing
exceptions but having equivalent
circumstantial guarantees of trustworthiness,
if the court determines that (A) the statement
is offered as evidence of a material fact; (B)
the statement is more probative on the point
for which it is offered than any other
evidence which the proponent can procure
through reasonable efforts; and (C) the
general purposes of these rules and the
interests of justice will best be served by
admission of the statement into evidence.
However, a statement may not be admitted under
this exception unless the proponent of it
gives written notice stating his intention to
offer the statement and the particulars of it,
including the name and address of the
declarant, to the adverse party sufficiently
in advance of offering the statement to
provide the adverse party with a fair
opportunity to prepare to meet the statement.
N.C.G.S. § 8C-1, Rule 803(24) (2003).
Defendant contends the trial court erred when it failed to
allow into evidence statements made by Charles Chuck Stephens to
defendant's investigator Aaron Stokes regarding statements made by
Lemmert to Stephens. Because defendant was not able to serve a
subpoena on Stephens, he sought to offer into evidence a tape
recording and a transcript of the tape recording of statements
Stephens made to Stokes during a telephone interview. Defendant
contends that Lemmert's prior statements to Stephens were
inconsistent with her trial testimony, but were corroborative of
defendant's story at trial - that he was expecting to participate
in a drug deal, not a robbery. At the voir dire hearing concerning admissibility of the tape
recording and transcript, the State introduced evidence that on 27
January 2003, the day the State began to present evidence,
defendant filed an incomplete notice of intent to offer Rule 804
hearsay evidence; and on 29 January 2003, defendant filed an
addendum correcting the name of the unavailable witness from Chuck
Stevens to Chuck Stephens and also adding the previously omitted
street address for Stephens. At the voir dire hearing, defendant
provided the unavailable witness's real name as Charles Randall
Stephens and another address for him. Defendant attempted to
serve a subpoena on Stephens beginning 12 January 2003, but after
multiple attempts, was unsuccessful.
During the voir dire hearing, Stokes testified that he got a
telephone number he thought belonged to Stephens. When Stokes
called the number and asked the man who answered if he was Chuck
Stephens, the man on the telephone never identified himself.
Stokes admitted that he had never met Chuck Stephens face-to-face
and had never talked with him before.
During the telephone interview, Stephens claimed to have
spoken to Lemmert every day while she was in jail, but had no
personal knowledge of the robbery and murders. In response to a
question about Lemmert's drug activity, Stephens stated:
That's why she was hanging around with the
wrong people. She had a small drug problem
that she created with these people and just
went along with the ride and all of a sudden
she being held for murder. She didn't go in
the house. She just drove, thinking it was a
drug deal, and they came running out and got
into the car and she still didn't know whatwas going on until after she got put in jail.
. . .
[S]he doesn't know what to say other than, you
know, I'm not - - we stopped to do, get some
drugs. I drove them there because they wanted
a ride. They went in, something happened.
They came running out, jumped in the car and
said, Take off.
Stephens did indicate that Lemmert stated they're trying to give
her two years. However, it was his opinion this was a scare
tactic. (They're trying to get her to talk, but she don't know
nothing to talk about, you know. She was in the car and when they
were doing the drug deal she was outside. She didn't see
nothing.) .
After the voir dire hearing, the trial court made findings of
fact and concluded that defendant had not established the necessary
criteria pursuant to State v. Triplett, 316 N.C. 1, 340 S.E.2d 736
(1986), to allow the tape recording and transcript into evidence.
To admit hearsay testimony pursuant to Rule 804(b)(5), the trial
[court] first must find that the declarant is unavailable.
Triplett, 316 N.C. at 8, 340 S.E.2d at 740. Once it is determined
the declarant is unavailable, the trial court must proceed with a
six-part inquiry: (1) Whether the proponent of the hearsay provided
proper notice to the adverse party of his intent to offer it and
its particulars; (2) that the statement is not covered by any of
the exceptions listed in Rule 804(b)(1)-(4); (3) that the statement
possesses equivalent circumstantial guarantees of trustworthiness;
(4) that the proffered statement is offered as evidence of a
material fact; (5) whether the hearsay is more probative on thepoint for which it is offered than any other evidence which the
proponent can produce through reasonable means; and (6) whether the
general purpose of the rules of evidence and the interests of
justice will be best served by admission of the statement into
evidence. See Triplett, 316 N.C. at 9, 340 S.E.2d at 741.
The trial court found that Stephens was unavailable and
diligent efforts had been made to find him. The trial court also
found that the tape recording and transcript was not covered by
any other hearsay exception that would allow it into evidence.
The trial court then found that the statement lacked guarantees of
trustworthiness; that the declarant (Stephens) had almost no
personal knowledge of the underlying events; he did not know
anything about the other participants; and he did not speak to
Lemmert face-to-face, only by telephone - therefore, he was not in
a position to challenge or verify her veracity. Most importantly,
Stephens was not under oath, and the trial court noted his
motivation to speak the truth is undermined by the circumstances of
the telephone call with a person with whom he has no previous
relationship and his desire to do something to help his friend,
assuming it [was] Mr. Chuck Stephens.
The trial court questioned the trustworthiness of the recorded
statement because the investigator could not state for certain that
it was Stephens he talked to on the telephone. The trial court
found the tape recording and transcript was limited in its
usefulness as evidence of a material fact and not more probative
than other allowable evidence. Finally, the trial court found thatas a result of its unreliability, the probative value does not
rise to a level that assures the court it is necessary to meet the
ends of justice. The trial court also noted that the notice of
intent to use the statement, under the circumstances of this case,
was inadequate.
Defendant's primary argument is the statements by Stephens are
admissible hearsay because they are prior inconsistent statements
made by Lemmert. Defendant is incorrect. Stephens never indicated
that any of his opinions about the circumstances of the crime were
statements made by Lemmert; apparently, Stephens only told the
investigator his opinion of Lemmert's side of the story. Although
defendant could use Stephen's statement to attempt to impeach
Lemmert, 'the making of the statements must be proved by direct
evidence not by hearsay; and a witness may not be impeached by the
inconsistent statements of someone else.' State v. Ward, 338 N.C.
64, 98, 449 S.E.2d 709, 727 (1994) (citing 1 Kenneth S. Broun,
Brandis and Broun on North Carolina Evidence § 159, at 523-28 (4th
ed. 1993). 'Proof of a prior statement by a witness who heard it
. . . second hand would clearly be inadmissible.' Id. (citing
Broun, at 528 n. 411).
To ascertain whether a hearsay statement has guarantees of
trustworthiness, several factors should be considered: (1)
assurances of the declarant's personal knowledge of underlying
events [and] (2) the declarant's motivation to speak the truth or
otherwise. Triplett, 316 N.C. at 10-11, 340 S.E.2d at 742. These
guarantees of trustworthiness are absent in this case. Here,Stephens did not have personal knowledge of the underlying events.
The trial court properly concluded that the absence of any
guarantees of trustworthiness in this case required that the tape
recording and transcript be excluded.
(See footnote 1)
The trial court also found that defendant's notice of intent
to offer the hearsay evidence was insufficient. Defendant only
provided the declarant's proper name - as opposed to a nickname -
and his address in an amended notice filed on 29 January 2003, the
day before he attempted to admit the tape recording and transcript
into evidence. Moreover, the notice did not provide the text of
the tape recording or transcript and only a summary of what Lemmert
allegedly told Stephens.
The purpose of the notice requirement is to offer a fair
opportunity for the opposing party to address the proffered
evidence. Triplett, 316 N.C. at 12, 340 S.E.2d at 743. Although
the trial court did not rely solely on this basis to exclude the
evidence, its additional finding of insufficient notice was a
proper exercise of discretion.
Finally, defendant argues that as a matter of constitutional
due process, [w]here the rules of evidence and constitutional
provisions conflict, the former must give way to the latter.
Specifically, defendant urges that in the interest of fairness and
justice, he should be allowed to admit evidence of prior
inconsistent statements Lemmert made to Stephens via admission intoevidence of Stephens' tape recording and transcript. Under the
facts of this case, however, Lemmert was available to testify and
was cross-examined at length, thereby allowing defendant to fully
exercise his right to confront Lemmert and impeach her trial
testimony. See, e.g., State v. Fowler, 353 N.C. 599, 614-16, 548
S.E.2d 684, 696-97 (2001).
In addition, defendant's convictions for robbery did not rest
solely on Lemmert's testimony about the planned robbery; Nicholson
also testified about the robbery plan. The trial court properly
considered all relevant factors for admitting hearsay in accordance
with Triplett and did not err by finding the tape recording and
transcript of Stephens' conversation with defendant's investigator
inadmissible. This assignment of error is overruled.
N.C.G.S. § 14-87(a) (2003).
The two elements necessary to establish an attempt to commit
a crime are: 'first, the intent to commit the substantive offense;
and, second an overt act done for that purpose which goes beyond
mere preparation, but falls short of the competed offense.' State
v. Robinson, 355 N.C. 320, 338, 561 S.E.2d 245, 257 (2002)
(citation omitted). As a result,
[a]n attempted robbery with a dangerous weapon
occurs when a person, with the specific intent
to unlawfully deprive another of personal
property by endangering or threatening his
life with a dangerous weapon, does some overt
act calculated to bring about this result.
State v. Allison, 319 N.C. 92, 96, 352 S.E.2d 420, 423 (1987). The evidence presented in the instant case showed that
defendant and his co-conspirators planned to rob the victims of
weed, money and cocaine. Nicholson testified that defendant told
him and Johnson that he knew a lick they could make. A lick, in
street terms, means a robbery. Nicholson told his girlfriend,
Lemmert, the group had a lick and we needed to use her car; he
also told her there would be a split if she drove the car.
Lemmert testified that Nicholson told her he needed to do a lick.
She also testified that a lick means to rob somebody. He needed
some money and he needed to go rob somebody. Lemmert indicated
she was told this lick involved money and drugs and that she was
told she would get a portion of the $7,000.00 to $10,000.00
proceeds expected from the robbery.
In planning the robbery, defendant and his co-conspirators
took Johnson's gun and defendant's sawed-off shotgun with them to
the victims' house. Nicholson and Lemmert testified that defendant
was picked up as part of the plan and they drove around for a while
making their plans for the robbery. Nicholson testified that
Johnson called the victims' house and indicated that they were at
the store, when in fact, they were right around the corner from the
house. Lemmert testified that Johnson and defendant told her about
the robbery plan, which included setting up a fake drug deal. When
they reached the victims' house, defendant and Johnson went into
the house with the handgun, while Nicholson stood watch outside
with the shotgun. Nicholson later went into the house with the
shotgun. Inside the house, defendant waited around several minutesfor a drug connection they were allegedly expecting to arrive.
When the alleged drug connection did not show up, defendant pulled
the gun out of his pocket and said, [y]ou know what time it is.
Both victims were shot and killed.
The record established plenary evidence of defendant's intent
to rob the victims and overt acts taken in furtherance of that
goal. Despite defendant's assertion - of a fatal variance between
the indictment and the evidence presented at trial - there was
sufficient evidence that the robbery was to include the taking of
both money and drugs.
(See footnote 2)
This assignment of error is overruled.
A. No, I had not.
Q. In fact, was that one of the conditions of
that interview taking place?
[STATE]: Objection.
COURT: The objection is sustained.
Q. And did you . . . _ at some time later in
that interview, did you receive discovery?
A. Yes. I received my discovery maybe a month
and a half, maybe two, maybe further, after I
made my initial statement.
Q. And by discovery what do you mean?
A. I received everybody else's statement that
is involved in this case along with the police
notes and all of that other stuff.
Q. And had you see[n] any of that before you
gave the February 1st, 2001, statement?
A. No. I didn't see any of that.
We conclude that defendant was not prejudiced by the trial
court sustaining the State's objection to defense counsel's
question concerning the conditions surrounding the second interview
because defendant was allowed to introduce plenary evidence
concerning the circumstances surrounding both interviews and
corresponding statements. This assignment of error is overruled.
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