Appeal by defendant from judgment entered 20 August 2003 by
Judge Ronald E. Spivey in Guilford County Superior Court. Heard in
the Court of Appeals 19 October 2004.
Attorney General Roy Cooper, by Assistant Attorney General
Michael D. Youth, for the State.
Charns & Charns, by M. Alexander Charns, for defendant
appellant.
McCULLOUGH, Judge.
Defendant appeals after being found guilty of possession of a
firearm by a felon, robbery with a dangerous weapon, and felony
fleeing to elude arrest with a motor vehicle. The State's evidence
tended to show that Kevin Scott was the manager of a Subway
restaurant. On 22 November 2002, Scott was working in the
restaurant when defendant Kenneth Joel Cupid came in and placed an
order for two subs. When another customer entered the restaurant,
defendant left the counter area to go to the bathroom. After the
second customer left the restaurant, defendant emerged from the
bathroom and ordered a third sub and three drinks. Defendant
appeared to be filling his cups with soda when he turned toward thecounter, pointed a firearm at Scott, and said, Give me your money
or I'll shoot you.
The firearm was a loaded silver semi-automatic handgun, and
defendant was pointing it at Scott's stomach at a range of one to
two feet. Although the firearm appeared to be a strange color,
Scott was correct in his belief that it was a real firearm.
However, the firearm was not in optimal working condition. As a
result of the paint which had been applied to the firearm, the
gun's firing mechanism was stuck to the point that it may have been
possible to discharge only if one used two hands. The crime scene
technician who later came into possession of the firearm did not
feel safe discharging the weapon with two hands, so he used a piece
of wood and a hammer to safely discharge the firearm and clear the
chamber.
After communicating his ultimatum to Scott, defendant
instructed Scott to place money from the restaurant in a bag.
Scott followed these instructions, and defendant took the bag,
which contained between $450.00 and $500.00 and exited through the
front door.
After hearing all of the evidence, the jury convicted
defendant of robbery with a dangerous weapon, felony fleeing to
elude arrest with a motor vehicle, and possession of a firearm by
a felon. Defendant was sentenced to active punishment in the North
Carolina Department of Corrections. Defendant appeals.
On appeal, defendant argues that the trial court erred by (1)
refusing to dismiss the charge of robbery with a dangerous weaponbecause of insufficient evidence, (2) failing to give an explicit
jury instruction addressing whether the firearm could be operated,
(3) consolidating all charges against defendant for trial, and (4)
failing to record certain portions of the proceedings. We conclude
that defendant received a fair trial free from reversible error but
that defendant is entitled to be resentenced.
I. Sufficiency of the Evidence
Defendant argues that the trial court erred by denying his
motion to dismiss the charge of robbery with a dangerous weapon due
to insufficiency of the evidence.
When ruling on a motion to dismiss, it is well settled that
the trial court must view all the evidence,
whether competent or incompetent, in the light
most favorable to the State, giving the State
the benefit of every reasonable inference to
be drawn from it and resolving any
contradiction in the evidence in its favor.
The question for the court is whether
substantial evidence--direct, circumstantial,
or both--supports each element of the offense
charged and defendant's perpetration of that
offense. 'Substantial evidence' is that
amount of relevant evidence that a reasonable
mind might accept as adequate to support a
conclusion. If there is substantial
evidence of each element of the offense
charged, or any lesser included offenses, the
trial court must deny the motion to dismiss
. . . and submit [the charges] to the jury for
its consideration; the weight and credibility
of such evidence is a question reserved for
the jury.
State v. Abraham, 338 N.C. 315, 328, 451 S.E.2d 131, 137 (1994)
(citations omitted).
The elements of robbery with a dangerous weapon are: (1) the unlawful taking or an attempt to take
personal property from the person or in the
presence of another (2) by use or threatened
use of a firearm or other dangerous weapon (3)
whereby the life of a person is endangered or
threatened.
State v. Small, 328 N.C. 175, 181, 400 S.E.2d 413, 416 (1991). In
deciding whether a robbery is in fact an armed robbery, [t]he
determinative question is whether the evidence was sufficient to
support a jury finding that a person's
life was in fact endangered
or threatened.
State v. Alston, 305 N.C. 647, 650, 290 S.E.2d
614, 616 (1982).
Defendant argues that the firearm in this case was inoperative
and therefore posed no threat to the victim. Thus, defendant
concludes that the jury should not have had the option of finding
defendant guilty of robbery with a dangerous weapon. In contrast,
the State contends that there is substantial evidence in the record
showing that the gun was operable and that the victim's life was in
danger.
In the case at bar, the gun that was used in the robbery
contained a magazine and a live round in the chamber. The handgun
had been painted, and the paint caused the gun's hammer to appear
to be stuck in the cocked position. Defendant presented an expert
who testified that the gun was not operative when he examined it on
13 August 2003, nine months after the robbery occurred. However,
the crime scene technician raised the possibility that the
perpetrator could have discharged the gun by using two hands. This
is substantial evidence which tended to show that the gun wasoperable and posed a threat to the victim. Therefore, the trial
court was correct in denying defendant's motion to dismiss. We
overrule this assignment of error.
II. Instruction on Whether the Firearm Was Operable
Defendant argues that the trial court erred when it instructed
the jury. During the charge conference, the trial court informed
defendant that it intended to instruct the jury on both robbery
with a firearm and common law robbery using the Pattern Jury
Instructions. In response, defendant asked the trial court to give
an additional instruction which focused the jury's attention on the
question of whether or not the handgun was functional and therefore
capable of endangering a person's life. The trial court
acknowledged that there was evidence that the firearm was a
dangerous weapon and evidence that it was not. However, the trial
court denied the request for an additional instruction because it
addressed defendant's concern by instructing the jury on the
offense of common law robbery, a crime which does not require the
presence of a dangerous weapon.
The trial court is not required to frame its instructions
with any greater particularity than is necessary to enable the jury
to understand and apply the law to the evidence bearing upon the
elements of the crime charged.
State v. Weddington, 329 N.C. 202,
210, 404 S.E.2d 671, 674 (1991). The trial court has discretion in
choosing the language it uses when giving a jury instruction.
State v. Lewis, 346 N.C. 141, 145, 484 S.E.2d 379, 381 (1997).
[I]f a request is made for a jury instruction which is correct initself and supported by evidence, the trial court must give the
instruction at least in substance.
State v. Harvell, 334 N.C.
356, 364, 432 S.E.2d 125, 129 (1993). A jury instruction must be
evaluated as a whole.
State v. Roache, 358 N.C. 243, 312, 595
S.E.2d 381, 425 (2004). If the entire instruction is an accurate
statement of the law, one isolated piece that might be considered
improper or wrong on its own will not be found sufficient to
support reversal.
Id.
We have also considered how the judge should instruct the jury
in cases that involve robbery with a firearm where there is
conflicting evidence on whether the firearm was operable. In
Joyner, our Supreme Court stated:
As a result [of the conflicting evidence on
whether the firearm was operable], the
mandatory presumption of danger or threat to
life arising from the defendant's use of what
appeared to the victim to be a firearm or
other dangerous weapon disappeared leaving a
mere permissive inference to that effect. The
result was that the jury was free to infer
either that the disputed element of the
offense of the armed robbery did or did not
exist.
The trial court correctly provided for
both possibilities when it properly instructed
the jury that they were to consider possible
verdicts of guilty of armed robbery, guilty of
the lesser included offense of common law
robbery and not guilty.
Joyner, 312 N.C. at 786, 324 S.E.2d at 846 (emphasis added)
(citations omitted).
In the present case, the trial court's initial instruction
complied with all legal requirements. As was the case in
Joyner,
the trial court instructed the jury that it should consider whetherdefendant was guilty of robbery with a firearm or common law
robbery. By giving the jury both options, the trial court
addressed defendant's concern regarding whether the handgun was
functional and therefore capable of endangering a person's life.
In a related argument, defendant takes issue with a
supplemental instruction that the trial court gave after the jury
began deliberations. Pursuant to N.C. Gen. Stat. § 15A-1234(a)
(2003):
After the jury retires for deliberation, the
judge may give appropriate additional
instructions to:
(1) Respond to an inquiry of the jury made in
open court; or
(2) Correct or withdraw an erroneous
instruction; or
(3) Clarify an ambiguous instruction; or
(4) Instruct the jury on a point of law which
should have been covered in the original
instructions.
Shortly after the jury began its deliberations, it presented
the trial court with the following question: Does it make any
difference if the gun is functional or not[?] The trial court
responded to the inquiry by giving the following supplemental
instruction:
Now, Members of the Jury, a firearm is
described and defined as a handgun which
expels a projectile by action of an explosion.
If State's Exhibit Number 4 was inoperable as
a firearm during the commission of the armed
robbery, then it would be incapable of
endangering the life of a person. In deciding
whether State's Exhibit Number 4 was a firearm
for purposes of the charge of robbery with afirearm, the determinative question is whether
the evidence is sufficient to support a
finding that a person's life was, in fact,
endangered or threatened by its use as a
firearm.
One of the jurors asked the trial court to re-read the
instruction. The trial court stated that it would repeat the
instruction verbatim and did so except that the word armed was
dropped from the second sentence: If [the handgun at issue] was
inoperable as a firearm during the commission of the robbery, then
it would be incapable of endangering the life of a person.
Defendant argues that the supplemental instruction presumed
the commission of an armed robbery the first time and a robbery
the second time. Thus, defendant claims that he is entitled to a
new trial because the jury did not receive accurate instructions on
the law.
Pursuant to N.C. R. App. P. 10(b)(1) (2004):
In order to preserve a question for appellate
review, a party must have presented to the
trial court a timely request, objection or
motion, stating the specific grounds for the
ruling the party desired the court to make if
the specific grounds were not apparent from
the context.
In this case, defendant did not object to the supplemental
instruction and did not request any corrections or additions to it.
However, defendant asserts that we should apply the plain error
rule.
Under the plain error rule, plain errors or defects affecting
substantial rights may be noticed although they were not brought to
the attention of the court.
State v. Odom, 307 N.C. 655, 665, 300S.E.2d 375, 378 (1983) (citation omitted). The plain error rule
is always to be applied cautiously and only in the exceptional
case where, after reviewing the entire record, it can be said the
claimed error is a 'fundamental error, something so basic, so
prejudicial, so lacking in its elements that justice cannot have
been done . . . .'
Id. at 660, 300 S.E.2d at 378 (quoting
United
States v. McCaskill, 676 F.2d 995, 1002 (4th Cir. 1982)). To
prevail on plain error review, defendant must show the jury would
have likely reached a different result absent the alleged error.
Id.
Considering the instructions as a whole, we cannot conclude
that defendant was prejudiced. The trial court's initial
instruction complied with all legal requirements. Further, the
supplemental instruction helped to clarify the jury's question as
to whether the gun was operable. We do not believe that it
presumed the commission of a robbery or an armed robbery and
that the jury understood that it was to decide this question.
Finally, defendant has not shown that absent this error, the jury
would have likely reached a different result. We overrule this
assignment of error.
III. Consolidation of the Charges
Defendant contends that the joinder of charges in this case
and the parties' stipulation that defendant had been convicted of
another felony in 1994 unduly prejudiced him. Defendant suggests
that his counsel and the trial court should have acted to preventthe prejudice and that these failures amounted to plain error and
ineffective assistance of counsel. We disagree.
In
State v. Walker, 154 N.C. App. 645, 647, 572 S.E.2d 866,
868 (2002), this Court considered whether the trial court's
failure to sever possession of a handgun charge from his other
cases and admitting details of his prior felony was erroneous.
Since the defendant in
Walker failed to object to the consolidation
of the three charges, the Court could only consider the argument
under a plain error standard.
Id. at 651, 572 S.E.2d at 871. The
Court rejected this argument because [d]efendant . . . failed to
show that the jury may have reached a different result or that the
trial court not severing the trials
ex mero motu was so fundamental
an error as to deny him a fair trial.
Id. The Court also
rejected defendant's claim for ineffective assistance of counsel
because defendant . . . [could not] show that by failing to object
to the joinder that his counsel was so deficient that it prejudiced
his defense.
Id.
In the present case, a similar result is warranted. Here,
defendant did not object to the consolidation of the charges.
Similarly, defendant did not request a limiting instruction either
before or after the stipulation of the prior felony was read to the
jury. Finally, defendant has not shown that the jury would have
reached a different result if joinder had not been allowed or if a
limiting instruction had been given. We overrule this assignment
of error.
IV. Failing to Record Parts of the Proceedings
Defendant argues that the trial court committed plain error by
failing to record certain parts of the proceedings. However, our
appellate courts have only applied the plain error rule to jury
instructions or evidentiary matters.
State v. Atkins, 349 N.C. 62,
81, 505 S.E.2d 97, 109-10 (1998),
cert. denied, 526 U.S. 1147, 143
L. Ed. 2d 1036 (1999). Since this issue does not involve a jury
instruction or an evidentiary matter, we decline to conduct plain
error review. We overrule this assignment of error.
V. Sentencing
Defendant also contends, via a motion for appropriate relief,
that the trial court unconstitutionally determined that he was a
prior record level IV for sentencing purposes. The trial court
assigned eight prior record level points for prior convictions and
one point because the offenses for which defendant was being
sentenced were committed (a) while on . . . probation, parole, or
post-release supervision; or (b) while serving a sentence of
imprisonment; or (c) while on escape. The one additional point
resulted in defendant having a prior record level IV rather than a
level III. Defendant contends that a jury had to determine whether
he should be assigned any prior record level points.
Recently, this Court held that a defendant's constitutional
right to a trial by jury may be violated if his prior record level
is increased by a judicial finding that he committed the offense
for which he is being sentenced while on probation, parole, or
post-release supervision.
State v. Wissink
, COA04-1081, slip op.at 12, __ N.C. __, __, __ S.E.2d __, __ (filed 16 August 2005). We
are bound by the
Wissink holding. Therefore, we are compelled to
hold that the trial court could not enhance defendant's prior
record level based on a judicial finding that defendant committed
the offenses for which he was being sentenced while
on . . . probation, parole, or post-release supervision; or
. . . while serving a sentence of imprisonment; or . . . while on
escape.
However, the United States Supreme Court has held that the
constitutional right to a jury trial is not violated when a trial
judge determines the existence of a defendant's previous
convictions.
Blakely v. Washington, 542 U.S. 296, __, 159 L. Ed.
2d 403, __ (2004),
reh'g denied, ___ U.S. ___, 159 L. Ed. 2d 851
(2004), and
State v. Allen, 359 N.C. 425, 615 S.E.2d 256 (2005)
('Other than the fact of a prior conviction, any fact that
increases the penalty for a crime beyond the prescribed statutory
maximum must be submitted to a jury, and proved beyond a reasonable
doubt.') (quoting
Apprendi v. New Jersey, 530 U.S. 466, 490, 147
L. Ed. 2d 435 (2000)). Therefore, it was not unconstitutional for
the trial court to assign defendant eight prior record level points
based on the trial court's determination that defendant had been
previously convicted of the offense for which these points were
assigned.
Defendant's Motion for Appropriate Relief is allowed in part
and denied in part, and this case is remanded for imposition of a
sentence that comports with this Court's decision in
Wissink.
Motion for Appropriate Relief is allowed in part and denied in
part. Case remanded for resentencing.
Judges McGEE and ELMORE concur.
Report per Rule 30(e).
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