STATE OF NORTH CAROLINA
v
.
Wake County
Nos. 03CRS053002-09
ROBERT HENRY BURR
Attorney General Roy A. Cooper, III, by Associate Attorney
General Iain M. Stauffer, for the State.
Kevin P. Bradley for defendant-appellant.
HUNTER, Judge.
Robert Henry Burr (defendant) appeals from judgments dated
9 October 2003 entered consistent with a guilty plea to charges of
obtaining property by false pretenses and multiple counts of
securities fraud. For the reasons stated herein, we find no error.
The evidence tends to show that defendant met Bill Britt
(Britt) on 12 April 2001 at the Cardinal Club in Raleigh to
discuss potential investments. Defendant falsely represented to
Britt that he was an attorney that specialized in handling large
investments. Defendant also falsely represented that he had an
office in the First Union Building. Defendant failed to disclose
to Britt that he had pled guilty to and was awaiting sentencing for
a fraudulent scheme in Arizona, and that as part of his pleaagreement he would be required to pay a fine of 4.9 million
dollars. Defendant further failed to disclose that he was a named
party in a federal case in Texas which required defendant, by order
of the court, to report his financial activities.
After several meetings through 5 July 2001, Britt transferred
three million dollars to an escrow agent in California, and an
additional two million dollars on 26 July 2001, for investment by
defendant in a opportunity which defendant claimed had no risks and
would guarantee a return of up to ten percent per month.
After Britt transferred the money, he failed to receive any
reports on the investment for six to nine months. Upon inquiry,
a portion of the money was returned to Britt to preserve the
appearance of an investment. Defendant instructed the escrow agent
to invest part of the money in a fraudulent foreign exchange
investment scheme, which was later the subject of federal
prosecution, and to place the majority under the exclusive control
of defendant through an investment group defendant controlled.
Britt's money was then spent on personal items by defendant.
Defendant was indicted for six counts of securities fraud
and two counts of obtaining property by false pretenses. Defendant
pled guilty to all charges on 9 October 2003. At sentencing, the
trial court found as an aggravating factor that the crimes were
committed while defendant was on pretrial release for similar
crimes in Arizona. Defendant was sentenced in the aggravated range
to two consecutive sentences of 84 to 110 months imprisonment for
the two counts of obtaining property by false pretenses. The trialcourt consolidated for judgment the six securities fraud
convictions with one of the obtaining property by false pretense
convictions. Defendant appeals.
Defendant petitions for a writ of certiorari for review of the
trial court as to three errors: (1) accepting a guilty plea for
securities fraud without determining if there was a proper factual
basis for determining if there was an offer or sale of securities,
(2) accepting a guilty plea for securities fraud without
determining if there was a proper factual basis for determining if
the omitted statements were misleading, and (3) finding an
aggravating factor not alleged in any pleading.
As discussed supra in Section I, the right of appeal in
criminal proceedings is defined by N.C. Gen. Stat. § 15A-1444,
including the right of appeal of a defendant who pleads guilty.
For appeals as to issues outside of N.C. Gen. Stat. §§ 15A-
1444(a1), 15A-1444(a2), and 15A-1444(e) permits appeals to be madeonly by writ of certiorari to this Court. Farrior, 117 N.C. App.
at 433, 451 S.E.2d at 335.
Such a grant of a writ of certiorari is limited, however, by
N.C.R. App. P. 21(a)(1). The Supreme Court of North Carolina is
granted exclusive authority by the North Carolina Constitution to
make rules of practice and procedure for the appellate division.
Neasham v. Day, 34 N.C. App. 53, 55, 237 S.E.2d 287, 289 (1977).
Rule 21(a)(1) states that a grant of certiorari is only appropriate
to permit review of the judgments and orders
of trial tribunals when the right to prosecute
an appeal has been lost by failure to take
timely action, or when no right of appeal from
an interlocutory order exists, or for review
pursuant to G.S. 15A-1422(c)(3) of an order of
the trial court denying a motion for
appropriate relief.
N.C.R. App. P. 21(a)(1). Thus when, as here, the North Carolina
General Statutes conflict with Rules of Appellate Procedure, the
Rules of Appellate Procedure will prevail. Neasham, 34 N.C. App.
at 55-56, 237 S.E.2d at 289.
With regards to the three issues raised by defendant in this
petition, defendant has no right of appeal under N.C. Gen. Stat. §
15A-1444.
[A] challenge to the procedures followed in
accepting a guilty plea does not fall within
the scope of N.C. Gen. Stat. § 15A-1444
(2003), specifying the grounds giving rise to
an appeal as of right. . . . [Therefore]
[d]efendant may obtain appellate review of
this issue only upon grant of a writ of
certiorari.
State v. Rhodes, 163 N.C. App. 191, 193, 592 S.E.2d 731, 732 (2004)
(citation omitted). However, defendant has not failed to taketimely action, is not attempting to appeal from an interlocutory
order, and is not seeking review pursuant to N.C. Gen. Stat. §
15A-1422(c)(3) as to these issues. Therefore this Court is without
authority to issue a writ of certiorari in these matters. See
State v. Nance, 155 N.C. App. 773, 775, 574 S.E.2d 692, 693-94
(2003) (holding no right of appeal under N.C. Gen. Stat. § 15A-1444
on claim defendant did not knowingly and willingly plead guilty,
and further that this Court is without authority under N.C.R. App.
P. 21(a)(1) to issue a writ of certiorari for review of such a
claim).
As we find the trial court had proper jurisdiction to sentence
defendant in the aggravated range and this Court lacks authority to
review defendant's additional assignments of error, we find no
error.
No error.
Judges CALABRIA and LEVINSON concur.
Report per Rule 30(e).
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