STATE OF NORTH CAROLINA
v
.
Guilford County
No. 02 CRS 099689-97
JOHNNY PAULINO,
Defendant,
and
AEGIS SECURITY INSURANCE
COMPANY,
Surety.
Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P., by Jill
R. Wilson and C. Robin Britt, Jr., for Guilford County Board
of Education.
Andresen & Vann, by Kenneth P. Andresen and Christopher M.
Vann, for surety appellant.
LEVINSON, Judge.
Aegis Security Insurance Co. (surety) appeals from an order
entered 28 January 2004 denying its motion for relief from final
judgment of forfeiture. We affirm.
The relevant procedural history of this case is as follows: On
31 December 2002 surety signed, by the signature of its attorney in
fact, an appearance bond in the amount of $200,000.00 for the
pretrial release of criminal defendant Johnny Paulino (Paulino) who
was charged with offenses related to trafficking in methamphetamineand cocaine. The terms of the appearance bond required that
Paulino appear whenever required by the court and that he at all
times remain amenable to the orders and processes of the [c]ourt.
On 27 January 2003 Paulino failed to appear for a court
appearance. He was called and failed in open court, and his
appearance bond was ordered forfeited. The order of forfeiture
listed 27 January 2003 as the date of forfeiture, and 4 July 2003
as the date the forfeiture would become final. The notices of
forfeiture were mailed no sooner than 4 February 2003, and no later
than 6 February 2003. Consequently, by operation of law, the order
of forfeiture became a final judgment no later than 6 July 2003.
See N.C.G.S. § 15A-544.6 (2003) (A forfeiture . . . becomes a
final judgment . . . on the one hundred fiftieth day after notice
is given[.]).
On 26 November 2003 surety moved, pursuant to N.C.G.S. § 15A-
544.8(b)(1), to vacate the final judgment of forfeiture on the
grounds that the clerk failed to provide notice of the entry of
forfeiture as required by N.C.G.S. § 15A-544.4. This motion was
heard in superior court on 12 January 2004.
The evidence presented at the hearing is summarized as
follows: Guilford County Assistant Clerk of Court Tasha Harrell
(Harrell) testified that, though she could not recall preparing
surety's specific notice of forfeiture, she had prepared and mailed
surety's notice according to her regular office procedures. Once
a criminal defendant's bond is ordered forfeited, the courtroom
clerk brings the court file to Harrell, who then issues the bondforfeiture notices. Harrell creates the computer-generated notices
by entering the call and failed date along with the surety's
address for each criminal defendant into the court's computer
system. Copies are printed for the criminal defendant, the surety,
and for the clerk's records. Harrell checks the deputy clerk of
superior court box next to her type-written signature on each
form and puts each notice (excluding the copy retained in the
clerk's records) in a properly addressed envelope. She places the
envelopes in an office basket for outgoing mail. Harrell further
testified that, according to regular office procedures, another
employee later picks up the outgoing mail from the office mail
basket, takes it to the mail room (where proper postage is
affixed), and mails it. In this way, according to Harrell, notices
are placed in the first-class mail.
After examining her signature on the copy of the forfeiture
notice retained for the clerk's records, Harrell was able to
testify with a reasonable degree of certainty that she had issued
and served the notice on surety. According to regular office
procedures, all envelopes containing notices returned undelivered
are placed in the court file. Consistent with this practice, a
returned envelope containing a notice of forfeiture, prepared
contemporaneously by Harrell along with surety's notice, for a
criminal defendant in a separate case, was attached to its court
file and presented to Harrell for her examination during the
State's case in chief. There was no evidence that the notice
mailed to surety had been returned undelivered. Moreover, basedupon her examination of the date stamp on the undelivered envelope
addressed to the criminal defendant in the separate case, Harrell
testified that the notice to surety was actually mailed 6 February
2003, not 4 February 2003 as indicated in her certificate of
service.
Kelly Fitzpatrick, an assistant manager in the risk
department of Capitol Bonding Corporation, the designated recipient
of surety's bond forfeiture notices, testified that surety had not
received the notice of forfeiture. Fitzpatrick explained the
regular procedures for receiving notices of forfeiture in her
office in Reading, Pennsylvania. Mail is received in one general
location at the company and then routed to the correct agent.
Since North Carolina is one of the states for which she is
responsible, Fitzpatrick receives all the mail pertaining to bonds
underwritten by surety in North Carolina. When forfeiture notices
are received, she enters the data in a computer and keeps hard
copies of them in a file next to her desk. Hard copies of notices
of forfeiture are secured in filing cabinets in various
departments. Copies of forfeiture notices are also sent to the
recovery department.
When Fitzpatrick received the letter from the North Carolina
Department of Insurance listing the defendant and bond owed, she
searched her computer records and hard files for the notice of
forfeiture but was unable to locate it. In the four years she had
worked in her department, she had not lost a North Carolina notice
of forfeiture in-house. Fitzpatrick testified that every sooften she failed to receive forfeiture notices. Fitzpatrick
testified that she had filed seven to ten affidavits claiming lack
of service in various counties in North Carolina, including Gaston,
Wake, Alamance, Catawba, Cumberland, Forsyth, and Randolph
Counties. She testified that the address on the forfeiture notice
in question was correct.
On 28 January 2004 the trial court entered an order denying
surety's motion for relief from final judgment. The order
included, in pertinent part, the following findings of fact:
. . . .
2. On January 27, 2003, the Honorable Catherine
C. Eagles ordered the bonds be forfeited to
the Guilford Board of Education.
3. Following the entry of the forfeiture, and
pursuant to N.C.G.S. 15A-544, the Clerk of
Superior Court, through its employee Tasha
Harrell (herinafter the Clerk) mailed to
Aegis the Notice of hearing on the forfeiture
on February 6, 2003, less than 30 days before
the time for mailing the notice expired. The
Court finds that the Surety was provided
notice provided in N.C.G.S. 15A-544.4.
4. As of the date of the hearing, January 12,
2004, the Defendant has not been arrested and
the bond is still outstanding.
5. No extraordinary cause exists to support the
movant's position.
Based on these findings, the trial court made the following
conclusions of law:
1. Aegis has failed to establish that it did not
receive notice as required by law.
2. Aegis has failed to establish that
extraordinary cause exists to vacate the
judgment of the Honorable Catherine Eagles
entered on January 27, 2003.
From this order, surety now appeals.
In addition to these statutory provisions, our review is
guided by numerous principles of common law. The well-established
rule is that findings of fact made by the court in a non-jury trial
have the force and effect of a jury verdict and are conclusive on
appeal if there is evidence to support them[.] Henderson County
v. Osteen, 297 N.C. 113, 120, 254 S.E.2d 160, 165 (1979) (citation
omitted). A trial court's conclusions of law, however, are
reviewable de novo. Wright v. Auto Sales, Inc., 72 N.C. App.
449,452, 325 S.E.2d 493, 495 (1985).
There is no requirement that the clerk of court herself carry
notices to the post office in order to mail them. See York v.York, 271 N.C. 416, 420, 156 S.E.2d 673, 675 (1967) (The clerk of
court in Mecklenburg County would be able to do little except carry
letters to the post office if he were physically and personally
required to mail them.).
Official actions taken by public officers in North Carolina
are accorded the presumption of regularity. See Huntley v. Potter,
255 N.C. 619, 628, 122 S.E.2d 681, 687 (1961) (defining the
presumption of regularity as the presumption that public officials
will discharge their duties in good faith and exercise their powers
in accord with the spirit and purpose of the law.) (citations and
internal quotation marks omitted). Accordingly, the official
actions of clerks of court are afforded this presumption of
regularity. See Town of Winston v. Scott, 80 N.C. App. 409, 415,
452 S.E.2d 560, 564 (1986) (When the Clerk of Court certifies that
the execution of an instrument has been properly proven the
presumption is that the document was properly executed.). Thus,
for example, the mailing of notices of tax foreclosures, prepared
by an assistant clerk of court for mailing through the sheriff's
department, is accorded the presumption of regularity. Osteen, 297
N.C. at 117, 254 S.E.2d at 163. The presumption of regularity of
official acts is a true presumption rather than an inferential
one. Id. at 118, 254 S.E.2d at 163. '[T]he presumption is only
one of fact and is therefore rebuttable. But, in order for the
[defendant] to rebut the presumption he must produce competent,
material and substantial evidence. . . .' Id. (quoting In re
Appeal of Amp, Inc., 287 N.C. 547, 563, 215 S.E.2d 752, 762(1975)). Evidence of nonreceipt of the letter by the addressee .
. . is some evidence that the letter was not mailed[.] Wilson v.
Claude J. Welch Builders, 115 N.C. App. 384, 386, 444 S.E.2d 628,
629 (1994) (citations omitted).
Applying these principles and the relevant statutes to the
facts of the instant case, we conclude that the trial court's
finding of fact, that the clerk of court mailed the notice of
forfeiture, was supported by sufficient evidence in the record. We
further conclude that the trial court correctly concluded that
Aegis has failed to establish that it did not receive notice as
required by law.
Assistant Clerk of Court Harrell testified not only about the
regular practices of the clerk's office for preparing, collecting,
and mailing outgoing mail, but also about the specific practices
concerning the printing and mailing of forfeiture notices. She
explained the office practice for depositing notices into the U.S.
mail: the notices she prepared for mailing were placed in the
basket for outgoing mail and were later picked up by an employee
responsible for collecting and mailing the outgoing mail.
Harrell's testimony helped establish that a notice to surety was,
indeed, placed into the U.S. mail. There was no affirmative
evidence that either Harrell or anyone else in the Clerk of Court's
office failed to follow standard practices for depositing notices
into the U.S. mail. Furthermore, the fact that a notice prepared
contemporaneously with surety's notice, to a criminal defendant in
a separate case, had been returned through the mail presentedstrong circumstantial evidence that surety's notice had been mailed
as well.
We recognize that the testimony of surety's employee tended to
show that surety did not receive the notice of forfeiture, and that
this was relevant to the question of whether or not the clerk had
mailed the notice. However, the trial court, after considering
this along with the other evidence in the record, could properly
conclude that the clerk had given notice in compliance with G.S. §
15A-544.4.
We hold that the evidence in the instant case was sufficient
to support the trial court's finding that the assistant clerk of
court mailed the notice in compliance with G.S. § 15A-544.4. This
finding of fact supports the trial court's conclusion that surety
had failed to establish that it had not received notice as required
by G.S. § 15A-544.4. The corresponding assignments of error are
overruled.
Affirmed.
Judges TIMMONS-GOODSON and BRYANT concur.
Report per Rule 30(e).
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