JERRY ALAN REESE, P.C., d/b/a
The Tryon Legal Group,
Plaintiff-Appellee,
v
.
Mecklenburg County
No. 03 CvS 17958
NUNTIA E. DAVIS,
Defendant-Appellant.
Jerry Alan Reese, P.C., by Jerry Alan Reese, for plaintiff-
appellee.
Ellis M. Bragg for defendant-appellant.
McGEE, Judge.
Nuntia E. Davis (defendant)
engaged Jerry Alan Reese
(plaintiff) on 3 December 2002 to represent defendant in connection
with various legal issues relating to defendant's investment and
business real property portfolio. The terms of plaintiff's
representation were set forth in an engagement letter dated 11
December 2002, effective as of 3 December 2002, and signed by
defendant on 16 December 2002.
Plaintiff provided defendant with legal services in connection
with various legal matters from 3 December 2002 through 21 July
2003. Throughout the period of representation, plaintiff submitted
itemized monthly invoices to defendant in accordance with the termsof the engagement letter. All fees were billed at the rate stated
in the engagement letter, and the total billing for the entire
period of the representation was $29,089.52. Defendant made a few
payments on her account, and by the end of September 2003 had paid
$13,114.03 to plaintiff.
Plaintiff sent four letters to defendant over the period of 8
July 2003 to 7 October 2003, detailing defendant's outstanding
balance, notifying defendant of plaintiff's intention to initiate
legal action if defendant did not take immediate steps to pay her
account, and notifying defendant of the North Carolina State Bar's
fee dispute resolution program. Defendant failed to contact the
State Bar within the time permitted. Plaintiff filed a complaint
and summons against defendant on 17 October 2003 to recover fees
for his legal services.
Defendant represented herself at trial. Defendant filed an
unverified answer on 1 December 2003
denying plaintiff's
allegations. Plaintiff moved for summary judgment, supporting his
motion with a personal affidavit, a copy of the engagement letter
signed by defendant, copies of the bills sent to defendant
detailing all of the services performed, and the letters notifying
defendant of the N.C. State Bar's Fee Dispute Resolution program.
Defendant filed a request for dismissal
of plaintiff's motion for
summary judgment on 11 March 2004. A summary judgment hearing was
held on 16 March 2004. Defendant did not appear for the hearing
despite notice of the hearing having been sent to her. In an order
entered 16 March 2004, the trial court granted plaintiff's summaryjudgment motion. Defendant appeals.
Defendant assigns as error the trial court's granting of
plaintiff's motion for summary judgment. Defendant argues that all
of the competent evidence presented to the trial court established
that a genuine issue of material fact existed.
Specifically,
defendant argues that there was a genuine issue of material fact as
to whether the attorney's fees and charges claimed by plaintiff
were: (1) reasonable and not excessive, and (2) actually and
necessarily incurred.
A summary judgment should be granted "if the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine
issue as to any material fact and that any party is entitled to a
judgment as a matter of law." N.C. Gen. Stat. § 1A-1, Rule 56(c)
(2003). A moving party "has the burden of establishing the lack of
any triable issue of fact. His papers are carefully scrutinized
and all inferences are resolved against him." Kidd v. Early, 289
N.C. 343, 352, 222 S.E.2d 392, 399 (1976).
In the present case, plaintiff alleged in his complaint that
defendant owed plaintiff $15,974.14 for legal services rendered by
plaintiff to defendant pursuant to an engagement agreement signed
by defendant on 16 December 2002. In support of his motion for
summary judgment, plaintiff presented the trial court with a
personal affidavit and seven attached exhibits. The exhibits
included the original engagement letter between plaintiff and
defendant, in which defendant agreed, among other things, to pay$250.00 per hour for plaintiff's time and $90.00 per hour for
plaintiff's paralegal's time in exchange for plaintiff's services
relating to defendant's investment and business property portfolio.
Also included in the exhibits were nine monthly itemized invoices
from plaintiff to defendant, dated from 2 January 2003 to 2 October
2003. The invoices detailed the services performed for defendant,
as well as the amount received by plaintiff from defendant in
payment for these services, and the balances still owed by
defendant. Plaintiff also included copies of the four letters he
had sent to defendant that detailed defendant's outstanding
balance, and that notified defendant of plaintiff's intention to
seek legal recourse to recoup his fees if defendant did not take
steps to pay plaintiff. Two of these letters expressly told
defendant that should she wish to dispute plaintiff's fees or
expenses, she should contact the fee dispute coordinator at the
N.C. State Bar. Plaintiff's evidence showed that plaintiff and
defendant had entered into a fixed hourly fee legal services
contract; that plaintiff had rendered legal services to defendant
over a period of several months; that plaintiff had billed
defendant in accordance with the contract; that defendant had only
partially paid plaintiff for services rendered; and that defendant
owed plaintiff $15,974.14.
Defendant did not dispute these facts. "[O]nce the moving
party presents an adequately supported [summary judgment] motion,
the opposing party must come forward with specific facts (not mere
allegations or speculation) that controvert the facts set forth inthe movant's evidentiary forecast." Kennedy v. Guilford Tech.
Community College, 115 N.C. App. 581, 583, 448 S.E.2d 280, 281
(1994). While defendant offered many affirmative defenses and
allegations of her own in her answer, she did not deny any of
plaintiff's averments other than to state at the end of her answer
that she "denies the amount of [plaintiff's] legal fees[.]" See
N.C. Gen. Stat. § 1A-1, Rule 8(b) (2003) (stating that "[a] party
shall state in short and plain terms his defenses to each claim
asserted and shall admit or deny the averments upon which the
adverse party relies"). "Averments in a pleading to which a
responsive pleading is required, other than those as to the amount
of damage, are admitted when not denied in a responsive pleading."
N.C. Gen. Stat. § 1A-1, Rule 8(d) (2003); see also Brown v.
American Messenger Services, Inc., 129 N.C. App. 207, 213-14, 498
S.E.2d 384, 388, disc. review denied, 348 N.C. 692, 511 S.E.2d 644
(1998). An answer is a required pleading under Rule 7 of the North
Carolina Rules of Civil Procedure. See N.C. Gen. Stat. § 1A-1,
Rule 7(a) (2003). Therefore, defendant's failure to admit or deny
plaintiff's averments, other than to deny the amount owed,
"admitted" the allegations in plaintiff's complaint pursuant to
N.C.G.S. § 1A-1, Rule 8(d).
Furthermore, defendant did not present to the trial court any
genuine issue of material fact when she requested that plaintiff's
motion for summary judgment be dismissed. Nor did
defendant argue
that summary judgment should be denied because there were
credibility issues. Rather, she only objected to the summaryjudgment hearing being held. Defendant argued that the trial
court's scheduling order, which calendared the case for trial on 13
December 2004, preempted any summary judgment motion
, and that
therefore, plaintiff's motion for summary judgment should be
dismissed.
In addition to failing to present a genuine issue of material
fact in her request that plaintiff's summary judgment motion be
dismissed, defendant neither attended the summary judgment hearing
nor filed opposing affidavits to plaintiff's motion. See N.C. Gen.
Stat. § 1A-1, Rule 56(c) (2003) (allowing the party against whom a
summary judgment is sought to "serve opposing affidavits at least
two days before the hearing"). Therefore, the only information for
the trial court to consider on defendant's behalf in ruling on
plaintiff's motion for summary judgment was defendant's answer. As
stated above, defendant's answer included allegations and
affirmative defenses, but it did not "set forth specific facts
showing that there [was] a genuine issue for trial." See N.C. Gen.
Stat. § 1A-1, Rule 56(e) (2003) (stating that an adverse party may
not rest upon allegations, but "must set forth specific facts" to
challenge a supported motion for summary judgment).
Moreover, defendant's answer was unverified and was thus not
sufficient as an opposing affidavit. While "[c]ertain verified
pleadings may be treated as affidavits for the purposes of a motion
for summary judgment[,]" Venture Properties I v. Anderson, 120 N.C.
App. 852, 855, 463 S.E.2d 795, 796, disc. review denied, 342 N.C.
898, 467 S.E.2d 908 (1995), an unverified pleading cannot beconsidered by the trial court in ruling on a motion for summary
judgment. Id. at 855, 463 S.E.2d at 797; see also Tew v. Brown,
135 N.C. App. 763, 767, 522 S.E.2d 127, 130 (1999), disc. review
improvidently granted, 352 N.C. 145, 531 S.E.2d 213 (2000); Coble
Cranes & Equipment Co. v. B & W Utilities, Inc., 111 N.C. App. 910,
913, 433 S.E.2d 464, 466 (1993). Having failed to submit materials
in opposition to plaintiff's summary judgment motion, defendant
failed to counter plaintiff's showing that there were no issues of
fact. The trial court did not err in concluding that there was no
genuine issue of material fact.
Defendant also argues that the trial court erred in entering
summary judgment for plaintiff when plaintiff's evidence submitted
in support of his motion for summary judgment was patently
unreliable, incomplete, and subject to different interpretation by
reasonable persons. Defendant asserts that even in the absence of
a response or information from the opposing party, a moving party's
motion for summary judgment should be denied when:
(1) the movant's supporting evidence is self
contradictory or circumstantially suspicious
or the credibility of a witness is inherently
suspect either because he is interested in the
outcome of the case and the facts are
peculiarly within his knowledge or because he
has testified as to matters of opinion
involving a substantial margin for honest
error,(2) there are significant gaps in the
movant's evidence or it is circumstantial and
reasonably allows inferences inconsistent with
the existence of an essential element, or (3)
although all the evidentiary or historical
facts are established, reasonable minds may
still differ over their application to some
principle.
Kidd, 289 N.C. at 366-67, 222 S.E.2d at 408. However, despitedefendant's contentions to the contrary, there is nothing in the
record showing that plaintiff's affidavit or supporting evidence
was self-contradictory, inconsistent or incomplete, or otherwise
unclear such that reasonable minds might differ in interpreting the
evidence. Our Supreme Court has held that
summary judgment may be granted for a party
with the burden of proof on the basis of his
own affidavits (1) when there are only latent
doubts as to the affiant's credibility; (2)
when the opposing party has failed to
introduce any materials supporting his
opposition, failed to point to specific areas
of impeachment and contradiction . . . ; and
(3) when summary judgment is otherwise
appropriate.
Id. at 370, 222 S.E.2d at 410. In this case, although defendant
asserts that plaintiff's supporting evidence was not credible
because plaintiff was an interested party, defendant does not show
how plaintiff's affidavit or supporting evidence was inherently
incredible or inconsistent. Defendant also fails to point to
specific areas of impeachment or contradiction in plaintiff's
supporting evidence, or otherwise introduce any materials opposing
plaintiff's summary judgment motion. Since summary judgment was
otherwise appropriate, the trial court did not err in granting
summary judgment to plaintiff solely on the basis of plaintiff's
own affidavit and supporting evidence.
Pursuant to Rule 34 of the North Carolina Rules of Appellate
Procedure, plaintiff has moved for the imposition of sanctions
against defendant and her counsel of record. Plaintiff argues both
that "the appeal was not well grounded in fact and warranted by
existing law or a good faith argument for the extension,modification, or reversal of existing law" and that the appeal was
taken for the improper purpose of causing unnecessary delay and
needlessly increasing the cost of litigation. See N.C.R. App. P.
34(a)(1) & (2). We agree that this appeal is frivolous under this
definition. We remand this case to the trial court to determine an
appropriate sanction against defendant within the scope of N.C.R.
App. P. 34(b)(2) & (3). N.C.R. App. P. 34(c).
Affirmed; remanded for sanctions.
Judges TYSON and GEER concur.
Report per Rule 30(e).
*** Converted from WordPerfect ***