STATE OF NORTH CAROLINA
v. Yadkin County
No. 04 CRS 00145
TIMOTHY MICHAEL HAYES, 03 CRS 51098, 51101
Defendant. 03 CRS 51104, 51274-75
03 CRS 51278, 51280
Attorney General Roy Cooper, by Special Deputy Attorney
General Lars F. Nance, for the State.
Allen W. Boyer, for defendant-appellant.
HUDSON, Judge.
Defendant pled guilty to seven counts each of felonious
breaking and entering and larceny and to habitual felon status,
under a written plea agreement providing as follows:
Upon the defendant[']s pleas of guilty to all
charged felony breaking and/or entering and
larcenies and upon the defendant[']s plea of
guilty to habitual felon status all charges
will be consolidated for judgment into the
habitual felon charge and the defendant will
be sentenced in the mitigated range.
In advising defendant of the consequences of his plea pursuant to
N.C. Gen. Stat. § 15A-1022(a) (2004), the trial court advised him
of the minimum and maximum possible sentences authorized for anoffense committed as an habitual felon, as follows:
Q. [Y]ou are pleading guilty to the fact that
you are a[n] habitual felon and that you have
habitual felon status which would expose you
to a Class C felony of 261 months . . . and a
mandatory minimum sentence of 44 months in
prison. Do you understand that?
A. Yes, sir.
Defendant affirmed to the court that his transcript of plea
contained his entire plea agreement, that he had no questions
regarding its terms, and that he entered his plea freely and
understandingly.
At sentencing, counsel acknowledged defendant's prior record
level of IV and urged the court to find defendant's decision to
plead guilty a mitigating factor. Defense counsel then made the
following request as to sentence:
Your Honor does have some discretion,
substantial discretion in sentencing him in
the mitigated range. We would ask the Court
to consider [that] his record has gotten
bumped up to habitual felon status. His
record got him up to Level 4. We ask the
Court to consider the fact that there are no
violent felonies on there. . . . We ask the
Court to consider the lower end of the
mitigated range.
In accordance with the terms of the plea agreement, the trial court
consolidated defendant's offenses for judgment and sentenced him
within the applicable mitigated range to a term of 107 to 138
months' imprisonment. Defendant filed timely notice of appeal.
On appeal, defendant claims the trial court erred under N.C.
Gen. Stat. § 15A-1022(a)(6) (2004), by advising him that the
offenses to which he pled guilty carried a mandatory minimumsentence of 44 months in prison. He argues that the court should
have advised him that his minimum sentence as an habitual felon
would be between 80 and 107 months, in light of his prior record
level of IV. By [m]isinforming him as to the sentence to which
he was agreeing, defendant avers, the trial court undermined the
validity of his plea.
The State moves to dismiss defendant's appeal on the grounds
that (1) the issue raised by defendant does not lie within his
appeal of right under N.C. Gen. Stat. § 15A-1444(a1), (a2) (2004),
and (2) defendant has not filed a petition for writ of certiorari
to review his claim, as required by N.C. Gen. Stat. § 15A-1444(e).
See State v. Bolinger, 320 N.C. 596, 601, 359 S.E.2d 459, 462
(1987). Defendant has not responded to the State's motion.
As this Court has noted, a challenge to the procedures
followed in accepting a guilty plea does not fall within the scope
of N.C. Gen. Stat. § 15A-1444 (2003), specifying the grounds giving
rise to an appeal as of right. State v. Rhodes, 163 N.C. App.
191, 193, 592 S.E.2d 731, 732 (2004) (citing State v. Bolinger, 320
N.C. 596, 601-602, 359 S.E.2d 459, 462 (1987)). Because defendant
has raised no issue within his limited appeal of right, his appeal
is subject to dismissal for lack of subject matter jurisdiction.
See State v. Absher, 329 N.C. 264, 265, 404 S.E.2d 848, 849 (1991).
However, this Court has recently interpreted N.C. Gen. Stat. § 15A-
1027 (2004), to allow a defendant to petition this Court for a writ
of certiorari during the pendency of his appeal, in order to
challenge the procedures employed by the trial court in acceptinga guilty plea under N.C. Gen. Stat. § 15A-1022. State v. Carter,
__ N.C. App. __, __, 605 S.E.2d 676, 678 (2004) (citing Rhodes, at
193, 592 S.E.2d at 732). Although defendant did not file a
petition for writ of certiorari in this cause, we elect to treat
defendant's filings as a petition for writ of certiorari, and to
review his claim pursuant to our discretionary authority. Rhodes,
163 N.C. App. at 193, 592 S.E.2d at 732 (citing Bolinger, 320 N.C.
at 601-602, 359 S.E.2d at 462). Thus, we deny the State's motion
to dismiss.
Before accepting a defendant's guilty plea, N.C. Gen. Stat. §
15A-1022(a)(6) requires the trial court to [i]nform[] him of the
maximum possible sentence on the charge for the class of offense
for which the defendant is being sentenced . . . and of the
mandatory minimum sentence, if any, on the charge[.] Here,
defendant's guilty plea to habitual felon status mandated that he
be sentenced as a Class C felon. Under N.C. Gen. Stat. § 15A-
1340.17(c), the lowest minimum sentence allowed for a Class C
felony is 44 months. Although the statutes proscribing defendant's
substantive offenses of breaking and entering and larceny do not
prescribe mandatory minimum sentences, see N.C. Gen. Stat. § 14-54,
14-72 (2004), the trial court accurately informed defendant that
the lowest possible minimum sentence for an offense committed as an
habitual felon was 44 months.
Contrary to defendant's assertion, nothing in N.C. Gen. Stat.
§ 15A-1022(a)(6) requires a trial court to tailor the information
regarding the maximum and minimum possible sentences for an offenseby inquiring into each defendant's projected prior record level.
Cf. State v. Byrd, 164 N.C. App. 522, 531, 596 S.E.2d 860, 865-66
(2004) ('[T]he statutory maximum sentence for a criminal offense
in North Carolina is that which results from . . . findings that
the defendant falls into the highest criminal history category for
the applicable class offense and that the offense was
aggravated[.]) (quoting State v. Lucas, 353 N.C. 568, 596, 548
S.E.2d 712, 731 (2001)). Such a requirement would conflict with
the procedural framework established for guilty pleas under Article
58, since at the time of the plea colloquy contemplated by N.C.
Gen. Stat. § 15A-1022(a), the defendant's prior record level is
indeterminate. We note that defendant's plea agreement contained
no stipulation related to prior record level and thus provided the
trial court with no basis to make the calculation now sought by
defendant.
We also reject defendant's assertion that the court's
reference to a 44-month mandatory minimum sentence conveyed [t]o
anyone educated in the English language that he would receive this
sentence. The legal term of art mandatory minimum denotes the
absolute statutory floor below which a court may not go in
sentencing a defendant. Even where a criminal statute prescribes
a mandatory minimum sentence for a particular crime, the trial
court is free to impose a minimum sentence in excess of the
mandatory minimum. See, e.g., State v. Richardson, 61 N.C. App.
284, 287, 289, 300 S.E.2d 826, 828, 829 (1983). Defendant's
suggestion that his sentence was not consistent with an informedchoice on his part finds no support in the record. Defendant
affirmed to the trial court his plea agreement provided only for
sentencing in the mitigated range. His counsel acknowledged the
trial court's substantial discretion at sentencing and asked it
to consider the lower end of the mitigated range. Finally,
defendant has not moved to withdraw his plea.
Because we find the trial court fully complied with the
requirements of N.C. Gen. Stat. § 15A-1022(a)(6), we overrule
defendant's assignment of error and affirm the judgment.
Motion denied; judgment affirmed.
Judges MCGEE and LEVINSON concur.
Report per Rule 30(e).
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