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1. Evidence_-hearsay--business records exception--laboratory report
The trial court did not commit plain error in a first-degree rape of a child under the age of
thirteen case by allowing the State to introduce as substantive evidence the results of a laboratory
report without presenting the maker of the report for cross-examination and confrontation where
the laboratory report confirmed that defendant tested positive for genital herpes and the child had
also tested positive for genital herpes because the testimony concerning the laboratory report fell
within the business records exception under N.C.G.S. § 8C-1, Rule 803(6) since, although the
test was performed after defendant had been arrested, it was performed before defendant was
indicted, and there was no evidence that anyone at the laboratory either had any knowledge about
the criminal prosecution or had any motive to distort the results of the laboratory report.
2. Constitutional Law_right of confrontation_testimonial laboratory report_harmless
error
Even if admission of a laboratory report confirming that defendant tested positive for
genital herpes constituted testimonial evidence that violated defendant's right of confrontation
under Crawford v. Washington, 541 U.S. ___ (2004), in a prosecution for first-degree rape of a
child, this error was harmless beyond a reasonable doubt in light of the overwhelming evidence
of defendant's guilt.
Attorney General Roy Cooper, by Assistant Attorney General
Margaret A. Force, for the State.
Miles & Montgomery, by Lisa Miles, for defendant-appellant.
McGEE, Judge.
Antoine Donyell Melton (defendant) was convicted of first-
degree rape of a child (the child) under the age of thirteen. The
trial court sentenced defendant to 192 months to 240 months in
prison. Defendant appeals.
[1] Defendant's issues on appeal do not require a statement ofthe facts for an understanding of our Court's determination of
those issues. Defendant argues "the trial court committed plain
error [by] allowing the State to introduce as substantive evidence
the results of a laboratory report without presenting the maker of
the report for cross-examination and confrontation." The
laboratory report confirmed that defendant tested positive for
genital herpes and was relevant because the child had also tested
positive for genital herpes. Defendant argues the report contained
inadmissible hearsay and that its introduction into evidence
violated defendant's Sixth Amendment right of confrontation under
Crawford v. Washington, 541 U.S. ___, 158 L. Ed. 2d 177 (2004).
Hearsay is defined as a "statement, other than one made by the
declarant while testifying at the trial or hearing, offered in
evidence to prove the truth of the matter asserted." N.C. Gen.
Stat. § 8C-1, Rule 801(c) (2005). Hearsay evidence is inadmissible
at trial unless an exception to the hearsay rule applies. N.C.
Gen. Stat. § 8C-1, Rule 802 (2005). The State contends the
laboratory report falls within the business records exception to
the hearsay rule. The following documents fall within the business
records exception:
A memorandum, report, record, or data
compilation, in any form, of acts, events,
conditions, opinions, or diagnoses, made at or
near the time by, or from information
transmitted by, a person with knowledge, if
kept in the course of a regularly conducted
business activity, and if it was the regular
practice of that business activity to make the
memorandum, report, record, or data
compilation, all as shown by the testimony of
the custodian or other qualified witness,
unless the source of information or the methodor circumstances of preparation indicate lack
of trustworthiness. The term "business" as
used in this paragraph includes business,
institution, association, profession,
occupation, and calling of every kind, whether
or not conducted for profit.
N.C. Gen. Stat. § 8C-1, Rule 803(6) (2005).
In State v. Deanes, 323 N.C. 508, 374 S.E.2d 249 (1988), cert.
denied, 490 U.S. 1101, 104 L. Ed. 2d 1009 (1989), our Supreme Court
discussed the requirements for introduction of laboratory reports
under the business records exception:
"In instances where hospital records are
legally admissible in evidence, proper
foundation must, of course, be laid for their
introduction. The hospital librarian or
custodian of the record or other qualified
witness must testify to the identity and
authenticity of the record and the mode of its
preparation, and show that the entries were
made at or near to the time of the act,
condition or event recorded, that they were
made by persons having knowledge of the data
set forth, and that they were made ante litem
motam."
Id. at 526-27, 374 S.E.2d at 261 (quoting Sims v. Insurance Co.,
257 N.C. 32, 35, 125 S.E.2d 326, 329 (1962)). The Court emphasized
the importance of the ante litem motam requirement, and quoted
Black's Law Dictionary's definition of ante litem motam as follows:
"'At [a] time when declarant had no motive to distort [the]
truth[,]'" and "'[b]efore suit brought, before controversy
instituted. Also before the controversy arose.'" Deanes, 323 N.C.
at 527, 374 S.E.2d at 261 (quoting Black's Law Dictionary (5th ed.
1979)).
In Deanes, the defendant was charged with first-degree rape of
a five-year-old girl. Deanes at 510, 374 S.E.2d at 252. Subsequently, a doctor who examined the girl took a sample of the
girl's vaginal discharge and sent it to a private laboratory for
analysis. Id. at 514, 374 S.E.2d at 254. The Court summarized the
laboratory manager's trial testimony as follows:
He identified the original computer worksheet,
and a copy documenting the work performed on
the child's specimen. The copy was introduced
in evidence. [He] testified further that the
test was done in the regular course of
business using standard procedures and that
the information was recorded promptly using
standard procedures. [He] testified further
that he had not known until he was called to
testify that morning that there was any legal
involvement with the case. [He] summarized
the procedures used in the lab to confirm that
the culture from the child's specimen tested
positive for gonorrhea.
Id. The State also introduced evidence that the defendant had
tested positive for gonorrhea. Id. The defendant was convicted of
first-degree rape. Id. at 510, 374 S.E.2d at 252.
On appeal to our Supreme Court, the defendant argued the
laboratory report was inadmissible hearsay not within the business
records exception because it had not been prepared ante litem
motam. Id. at 526, 374 S.E.2d at 261. The Court noted the
laboratory manager was a qualified witness who identified the
laboratory report documenting the work performed on the girl's
specimen. Id. at 527, 374 S.E.2d at 261. The Court also noted the
laboratory manager's testimony that a medical technologist had
performed the test within the regular course of business shortly
after the laboratory received the specimen. Id. at 527, 374 S.E.2d
at 261-62.
The Court recognized that the test was performed after thedefendant had been arrested and charged with the rape of the girl.
Id. at 527, 374 S.E.2d at 262. However, the Court noted there was
no evidence that anyone at the laboratory either had any knowledge
about the criminal prosecution or had any motive to distort the
results of the laboratory report. In fact, the laboratory manager
testified he did not know about the defendant's criminal
prosecution until the morning he was called to testify concerning
the laboratory report. Id. Therefore, the Court concluded the
testimony concerning the laboratory report fell within the business
records exception. Id. at 527, 374 S.E.2d at 261.
The testimony of the laboratory manager for Laboratory
Corporation of American (Lab Corp) in Burlington, North Carolina,
regarding the laboratory report in the case before us, was likewise
admissible under the business records exception. As in Deanes, the
laboratory manager in the present case was a qualified witness to
testify regarding the laboratory report. He identified the
laboratory report as a "regular Lab Corp report" which documented
the results of the tests performed on defendant's blood. Also, the
laboratory report was prepared within several days after the
laboratory received defendant's blood sample.
As in Deanes, Lab Corp conducted the tests on defendant's
blood sample after defendant's arrest on or about 22 May 2003.
However, defendant was not indicted for the first-degree rape of
the child until 12 January 2004. Also, as in Deanes, there was no
evidence in the present case to suggest that anyone at Lab Corp had
a motive to distort the results of the tests. Moreover, there wasno evidence that anyone at Lab Corp even knew about defendant's
criminal prosecution. In fact, it appears the hospital, not the
Wilson County Sheriff's office, ordered the tests from Lab Corp
because the nurse for the Wilson County Sheriff's office testified
that she sent defendant's blood sample to the hospital. Under the
test set forth in Deanes, the laboratory report at issue in the
present case qualified as a business record.
[2] Defendant argues that even if the laboratory report fell
within the business records exception, its introduction violated
defendant's right to confront the witnesses against him pursuant to
Crawford v. Washington. In Crawford, the Supreme Court held that
"[w]here testimonial evidence is at issue, . . . the Sixth
Amendment demands what the common law required: unavailability and
a prior opportunity for cross-examination." Crawford v.
Washington, 541 U.S. ___, ___, 158 L. Ed. 2d 177, 203 (2004).
However, the Court also held that "[w]here nontestimonial hearsay
is at issue, it is wholly consistent with the Framers' design to
afford the States flexibility in their development of hearsay
law[.]" Id. The Supreme Court did not provide a comprehensive
definition of "testimonial" evidence. Id.
We note that the Supreme Court in Crawford indicated that
business records are nontestimonial "by their nature." Id. at ___,
158 L. Ed. 2d at 195-96; see also, State v. Windley, 173 N.C. App.
187, 193-94, 617 S.E.2d 682, 686 (2005) (recognizing the Supreme
Court's indication that business records are nontestimonial).
However, in a recent decision, our Court held that laboratoryreports may be testimonial under certain circumstances. State v.
Huu The Cao, 175 N.C. App. 434___, ___, ___ S.E.2d. ___, ___
(2006). We must therefore determine if the laboratory report at
issue in the present case is testimonial or nontestimonial pursuant
to the test set forth in Cao.
In Cao, the defendant was convicted of two counts of selling
cocaine and two counts of possession with intent to sell or deliver
cocaine. Id. at ___, ___ S.E.2d at ___. At trial, the State
presented evidence that the defendant had sold crack cocaine to an
undercover police officer on two occasions. Id. at ___, ___ S.E.2d
at ___. After each transaction, the police officer "placed the
crack cocaine he received from [the] [d]efendant in an evidence
envelope, sealed it, turned it over to property control, and
requested that the substances be tested for the presence of
cocaine." Id. at ___, ___ S.E.2d at ___. The laboratory
technician who conducted the tests on the substances did not
testify at trial. Rather, the police officer read to the jury the
contents of the laboratory reports, which confirmed that the
substances contained crack cocaine. Id. at ___, ___ S.E.2d at ___.
On appeal, the defendant argued that pursuant to Crawford, the
trial court committed plain error by allowing the officer to
testify regarding the contents of the laboratory reports without
the laboratory technician being available for cross-examination.
Id. at ___, ___ S.E.2d at ___.
In Cao, we held:
[L]aboratory reports or notes of a laboratory
technician prepared for use in a criminalprosecution are nontestimonial business
records only when the testing is mechanical,
as with the Breathalyzer test, and the
information contained in the documents are
objective facts not involving opinions or
conclusions drawn by the analyst.
Id. at ___, ___ S.E.2d at ___. Upon application of this rule to
the facts in Cao, our Court concluded that, although "the
laboratory reports' specification of the weight of the substances
at issue would likely qualify as an objective fact obtained through
a mechanical means[,]" the record did not contain enough
information about the procedures used to identify the presence of
cocaine to allow the Court to determine whether that portion of the
procedure met the test. Id. at ___, ___ S.E.2d at ___. However,
we held that, even assuming the introduction of the laboratory
reports was error, it was harmless beyond a reasonable doubt. Id.
at ___, ___ S.E.2d at ___.
In the present case, the record also does not contain
sufficient information to enable this Court to determine whether
the procedures employed by Lab Corp were mechanical. However, as
in Cao, even assuming the admission of the laboratory report was
error, we conclude the error was harmless beyond a reasonable
doubt. Where a trial court's error amounts to constitutional
error, the State bears the burden on appeal to show the error was
harmless beyond a reasonable doubt. N.C. Gen. Stat. § 15A-1443(b)
(2005); State v. Garcia, 174 N.C. App. 498, 504, 621 S.E.2d 292,
297 (2005). The State may meet its burden by showing there was
overwhelming evidence of a defendant's guilt. Garcia, 174 N.C.
App. at 504, 621 S.E.2d at 297. In the present case, the child testified about the rape and
identified defendant as her attacker. Testimony of both a medical
doctor, who conducted a physical examination of the child, and a
child protective services worker, who met with the child,
corroborated the child's testimony regarding defendant's rape of
the child.
The child's mother also provided independent evidence that
defendant had genital herpes. The child's mother further testified
that when she accused defendant of raping the child and asked
defendant why he had done it, defendant responded: "Babe, I don't
know. I don't know why I did it." Because there was overwhelming
evidence of defendant's guilt, the trial court did not commit plain
error by failing to act on its own to exclude the testimony
regarding the laboratory report.
No error.
Judges WYNN and GEER concur.
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