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1. Homicide_first-degree murder_defendant present at victim's death_evidence
sufficient
There was sufficient evidence in a first-degree murder case for a jury to find beyond a
reasonable doubt that defendant was present at the time of the victim's death.
2. Homicide_first-degree murder_sufficiency of evidence_cause of death
The State's evidence was sufficient to prove first-degree murder, and the trial court
properly denied defendant's motion to dismiss, where the State's expert testified the cause of
death was asphyxia (the victim was found with a plastic bag tied over her head) and that the
manner of death was homicide, based on information from investigating officers about the scene.
Neither the victim's past heart problems nor the traces of cocaine in her blood altered his
opinion.
3. Burglary and Unlawful Breaking or Entering_permission to enter victim's
home_revoked
The trial court did not err by not dismissing a felonious breaking and entering charge
where defendant had had permission to enter the victim's home when he worked for her as a
handyman, but had been evicted from the victim's home for stealing her credit cards and forging
her checks.
4. Larceny_evidence sufficient_possession of credit cards
There was sufficient evidence for the trial court to deny defendant's motion to dismiss
charges of felonious larceny and possession of a murder victim's credit cards.
5. Larceny_sufficiency of evidence_inference that deceased victim did not consent to
use of vehicle
The trial court properly denied defendant's motion to dismiss charges of felonious larceny
and possession of the victim's automobile where defendant admitted abandoning the victim's car
in New Orleans and the jury could infer from the evidence that the victim did not consent to his
use of the vehicle.
6. Criminal Law_verdict_stealing credit cards_consistency with indictment
There was no error where defendant contended the State failed to prove that he stole
credit cards listed in the indictment but not specified in the verdict form or jury instructions. A
verdict is deemed sufficient if it can be properly understood by reference to the indictment,
evidence, and jury instructions, and a comparison of the indictment and jury instructions here
reveals that they are consistent.
7. Larceny; Possession of Stolen Property_credit cards_duplicative judgments
The trial court erred by duplicating judgments for both larceny and possession of credit
cards and an automobile. While a defendant may be charged with larceny, receiving, and
possession of the same property, a defendant may be convicted for only one of those offenses.
8. Homicide_first-degree murder_refusal to instruct on involuntary manslaughter
There was no plain error in a first-degree murder prosecution in denying defendant's
request to instruct the jurors on the lesser-included offense of involuntary manslaughter. A
defendant is not entitled to have the jury consider a lesser offense when his sole defense is one of
alibi; this defendant's sole and unequivocal defense was that he was not present at the time of
death.
9. Homicide_first-degree murder_failure to instruct on death by accident_no plain
error
There was no plain error in a first-degree murder prosecution where the court did not
instruct the jury on death by accident. Although a defense expert testified that the victim died of
sexual asphyxia, so that the judge should have instructed on accident, the outcome was not
affected because defense counsel explained the accident theory in closing argument.
10. Criminal Law_reinstruction_abbreviated statement of elements_no error in context
There was no prejudicial error in a prosecution for first-degree murder where the jury
asked for written copies of the elements of the offense, the court gave the jury a simplified
element sheet for first-degree murder which excluded proximate causation, neither party objected
when given the opportunity to do so, and the court instructed the jury to put the simplified
elements in the context of the charge. Assuming the instruction was improper, isolated erroneous
portions of a charge will not alone afford grounds for reversal if the charge as a whole presents
the law fairly and clearly.
11. Criminal Law_instructions_conversations with jury
The trial court did not err in a first-degree murder prosecution by not giving the jury
written instructions about talking to witnesses or talking among themselves before deliberations.
The court gave oral instructions; there is no requirement that they be in writing. N.C.G.S. § 15A-
1236.
12. Evidence_hearsay_victim's statements about defendant_residual
exception_sufficiency of findings
The trial court in a prosecution for first-degree murder made sufficient findings to support
its admission of testimony by the victim's sister relating statements the victim made to her about
defendant under the residual hearsay exception set forth in N.C.G.S. § 8C-1, Rule 804(b)(5).
Although the trial court made insufficient findings for the admission of testimony by the sister
about a statement made to the victim by a third party because the court made no findings as to the
third party's unavailability and the reliability of her statement, the admission of such statement
was not prejudicial error in light of the overwhelming evidence of defendant's guilt.
13. Evidence_hearsay_victim's statement about defendant_residual
exception_sufficiency of findings
The trial court in a prosecution for first-degree murder made sufficient findings to support
its admission of statements about defendant made by the victim to a probation officer and to law
officers under the residual hearsay exception set forth in N.C.G.S. § 8C-1, Rule 804(b)(5).
14. Evidence_hearsay_victim's statements admitted through testimony of others_state
of mind exception
The trial court did not err in a first-degree murder prosecution by admitting statements of
the victim through other witnesses. They were admissible, at the least, to show state of mind.
15. Criminal Law_prosecutor's closing argument_not too inflammatory
A prosecutor's closing argument in a first-degree murder prosecution was not so
inflammatory as to require the trial court to intervene ex mero motu where the prosecutor argued
that defendant had attempted to sexually assault the victim's dead or dying body where evidence
was presented that rape kit tests performed on the victim were negative for semen or recent
sexual activity.
16. Criminal Law_prosecution's argument_alleged misrepresentations of evidence_not
prejudicial
There was no prejudicial error in a first-degree murder prosecution as a result of the
prosecutor's alleged misrepresentations of the significance of defendant's pubic hair found in the
victim's bed.
17. Criminal Law_prosecutor's argument_characterization of evidence and witnesses
The bounds of permissible prosecutorial argument were not exceeded by an argument that
the defense expert's testimony was from another planet and actually cracks me up. Nor
were the prosecutor's complementary remarks about the State's witnesses, specifically the
victim's family, so improper as to require ex mero motu intervention.
18. Criminal Law_prosecutor's argument_entry into victim's house
The prosecution in a first-degree murder prosecution properly argued its theory of a
duplicate key used to gain entry of the victim's house where evidence was presented that there
were no signs of forced entry and that defendant had entered the victim's house.
19. Criminal Law_prosecutor's argument_tampering with evidence_response to defense
argument
The trial court did not abuse its discretion by not intervening ex mero motu in the
prosecutor's closing arguments about tampering with the evidence. The State's argument was in
response to a defense argument, defense counsel did not object or respond, and defendant failed
to show prejudice.
20. Criminal Law_motion to remove district attorney's office_removal of evidence_no
misconduct
The trial court in a first-degree murder prosecution did not abuse its discretion by denying
defendant's motion to disqualify the district attorney's office as a result of the alleged removalof evidence from the police department property room and placement of the evidence in a locked
closet in the prosecutor's office.
21. Criminal Law_motion to suppress evidence for prosecutorial misconduct_denied
The trial court did not err by denying a first-degree murder defendant's motion to
suppress evidence based upon allegations of professional misconduct by prosecutors.
22. Criminal Law_discussions with jury_mistrial denied
The trial court did not err in a first-degree murder prosecution by denying defendant's
motion for a mistrial based on improper jury discussions where there was testimony of two jurors
discussing the case outside the courtroom and some evidence that a juror was laughing and
talking with a family member of the victim. The court found no substantial or irreparable
prejudice to defendant's case.
23. Criminal Law_motion for appropriate relief_prosecutor's misrepresentation of the
evidence_defense failure to correct
There was no error in denying a first-degree murder defendant's motion for appropriate
relief based on the State's misrepresentation of the evidence and minimization of the life-
threatening nature of the victim's medical condition. Defense counsel testified that he had access
to the same evidence as the prosecution, but failed to use the information to correct the alleged
misrepresentations made by prosecuting witnesses and by the prosecutor.
24. Criminal Law_false evidence_not intentionally misleading_new trial denied
There was no error in denying a first-degree murder defendant's motion for a new trial
based on a family member's alleged misrepresentation of the victim's disability status. There was
competent evidence to support the trial court's finding that the testimony was not intentionally
misleading.
25. Constitutional Law_effective assistance of counsel_defense strategy
The trial court did not err by denying a first-degree murder defendant's motion for a new
trial based on ineffective assistance of counsel. Trial counsel's decision to pursue a particular
defense strategy cannot be second-guessed on appeal.
Attorney General Roy Cooper, by Special Deputy Attorney
General Barry McNeill, for the State.
Staples Hughes, Appellate Defender, and Janet Moore, Assistant
Appellate Defender, for the defendant-appellant.
WYNN, Judge.
This appeal arises from Defendant Donald John Scanlon's
convictions of first-degree murder, felonious breaking and
entering, and felonious larceny and possession. In his appeal,
Defendant presents multiple issues challenging the fairness of his
trial. After carefully reviewing his appeal, we conclude that
Defendant received a trial free of prejudicial error, except that
we vacate Defendant's felonious possession charges as being
duplicitous with his convictions for felonious larceny.
The facts pertinent to this appeal indicate that: Defendant
worked for Claudine Wilson Harris as a handyman from October 1995
through January 1996. Defendant lived at Ms. Harris' residence
until she discovered that he had been misusing her credit cards and
forging checks on her checking account. After Ms. Harris evicted
Defendant from her home and sought to take out warrants against
him, Defendant threatened to kill her. Ms. Harris told her sister,
Barbara Breeden, that she feared that Defendant had a key to her
home and she felt that she should have the locks changed. Ms.
Harris never changed the locks to her residence; however, as a
result of her fears for her own safety, Ms. Harris' nephew, Carlos
Breeden, and his girlfriend came to live with her at the end of
January 1996.
At around 9:00 p.m. on 27 February 1996, Carlos Breeden found
Ms. Harris' body in her bed with a plastic bag wrapped around herhead and tied in a knot. Ms. Harris' sweatshirt was pushed up,
revealing her underclothes, and her sweat pants and under pants
were partially pulled down. Near her bed was a soup can punched
with holes, described as a pipe for smoking controlled substances,
and a torn-up letter to Defendant expressing her feelings for him.
A toxicology report revealed that she had cocaine metabolites in
her blood.
On 10 March 1996, authorities arrested Defendant in Syracuse,
New York (on unrelated charges) and found in his possession several
of Ms. Harris' credit cards, as well as a blank check from Ms.
Harris' business checking account. The arresting officers also
seized pieces of paper containing Ms. Harris' address, date of
birth, social security number, and her First Union checking account
number. Meanwhile, in New Orleans, where Defendant admittedly
abandoned Ms. Harris' car a few days before, police officers found
three keys in the car, none of which fit the lock to Ms. Harris'
home.
On 18 March 1996, a Durham County Grand Jury returned true
bills of indictment charging Defendant with the first-degree murder
of Ms. Harris, felonious breaking and entering of her residence,
and felonious larceny and possession of certain credit cards and an
automobile belonging to her. Defendant was tried at the 7 May 1998
Criminal Session of Superior Court, Durham County before Judge
Ronald L. Stephens.
At trial, Dr. Robert Thompson, the forensic pathologist who
supervised the autopsy of Ms. Harris, testified that the cause ofher death was asphyxiation. Dr. Thompson further testified that
the manner of Ms. Harris' death was homicide based upon information
he received from investigating police officers, including that she
was found in her bed at home with a plastic bag wrapped and tied
around her head; sheets and blankets were piled on top of her body
on the bed; certain items in her house had been disturbed; and, her
car had been stolen.
Dr. Lawrence Harris, the defense forensic pathologist,
testified that Ms. Harris died of a cocaine-induced coronary
blockage during attempted sexual asphyxiation. He based this
opinion on the plastic bag, cocaine metabolites, new clots
blocking the bypass artery in Ms. Harris' heart, her disarranged
clothing, and the round bed where her body was discovered. On
cross-examination, Dr. Harris admitted that he never reviewed Ms.
Harris' medical records or spoke to her doctor prior to testifying.
He also testified on cross-examination regarding evidence showing
that Ms. Harris was found underneath a mountain of covers with a
plastic bag wrapped and tied in a knot around her head that
[s]omeone else did that. I don't believe she did that.
The State further presented evidence to show that Defendant's
DNA was found on a cigarette butt in one of the rooms upstairs,
near Ms. Harris' bedroom. Carlos Breeden testified that the
cigarette butt was not present on 25 February 1996, the day before
the State contends Ms. Harris was murdered. The State presented
other forensic evidence, including head hair microscopically
consistent with Defendant's found on the bed comforter and pillowcase on the bed where Ms. Harris' body was discovered, and one of
Defendant's pubic hairs on a bed cover near Ms. Harris' body.
On 3 June 1998, the jury returned verdicts finding Defendant
guilty on all charges. At the sentencing phase, the jury returned
its recommendation that Defendant be sentenced to death, and Judge
Stephens entered the judgment accordingly. Defendant gave notice
of appeal in open court , and the Office of the Appellate Defender
was appointed to represent Defendant on the direct appeal to the
Supreme Court of North Carolina.
On 5 May 2000, Defendant filed a Motion for Appropriate Relief
in the Supreme Court, arguing that the prosecutors at trial made
numerous misrepresentations that minimized the severity of Ms.
Harris' medical condition, despite her medical records showing a
history of complaints and treatment for anxiety and depression
before her death. In addition, Defendant alleged that the medical
records showed Ms. Harris' heart condition was complicated by a
number of apparent risk factors, such as smoking, hypertension, and
a family history of heart disease; that Ms. Harris sought emergency
treatment for chest pain or labored breathing on several occasions
in the months before her death; and that Ms. Harris had one
emergency hospitalization just weeks before her death. As a
second independent claim for relief, Defendant alleged that he
received ineffective assistance of counsel from his trial attorneys
because his counsel had access to Ms. Harris' medical records
before trial, but neither presented the records to any medical
expert for review, nor corrected the prosecutors' allegedmisrepresentations about Ms. Harris' medical conditions, nor
brought the truth to the attention of either the Medical Examiner
or Defendant's capital jury.
On 15 June 2000, the Supreme Court entered an order remanding
Defendant's Motion for Appropriate Relief to Superior Court, Durham
County for an evidentiary hearing. State v. Scanlon, 352 N.C. 155,
544 S.E.2d 241 (2000) . The order further directed the trial judge
at the evidentiary hearing to make findings of fact and conclusions
of law, and to transmit the resulting order to the Supreme Court so
that Court could proceed with the appeal or enter an order
terminating the appeal.
At the evidentiary hearing in October and November 2002, the
trial court heard testimony from several expert witnesses regarding
the severity of Ms. Harris' heart condition at the time of her
death and expert testimony on the likelihood that the manner of Ms.
Harris' death was suicide, accident or homicide. Brian Aus and
David Castle, the attorneys that represented Defendant during the
guilt/innocence and sentencing phases of his criminal proceedings,
also testified about the defense strategy utilized in representing
Defendant.
On 25 February 2004, Judge Stephens filed a Memorandum Opinion
and Order making findings of fact and conclusions of law granting
Defendant a new capital sentencing proceeding due to ineffective
assistance of counsel at the sentencing phase of his trial, but
denying Defendant relief as to the guilt/innocence phase of his
trial. Subsequently, Defendant filed a Renewed Request forReversal of Judgments and Dismissal of Charges or New Trial and
Alternative Motion for Amendment of Appellate Record, Expedite
Briefing and New Oral Argument in the Supreme Court. The Supreme
Court denied Defendant's motions for dismissal of charges and for
a new trial, State v. Scanlon, 358 N.C. 549, 600 S.E.2d 463 (2004) ,
and also denied Defendant's motion for expedited rebriefing and new
oral argument without prejudice to refile in the appellate court
division after resentencing. State v. Scanlon, __ N.C. __, 600
S.E.2d 463 (2004).
On 23 August 2004, the State elected not to seek the death
penalty against Defendant pursuant to its discretion under section
15A-2004(d) of the North Carolina General Statutes, and the trial
court resentenced Defendant to life imprisonment without parole.
Defendant appeals the judgments for first-degree murder, felonious
breaking and entering, and felonious larceny and possession.
Defendant also appeals the trial court's order denying him a new
trial due to prosecutorial misconduct and ineffective assistance of
counsel.
[1] In his first argument on appeal, Defendant contends the
trial court erred in denying his motion to dismiss the first-degree
murder charge because there was insufficient evidence to prove
beyond a reasonable doubt he was (1) present when Ms. Harris died,
(2) responsible for her death, and (3) committed premeditated,
deliberate murder. Defendant's argument is without merit.
The test for sufficiency of the evidence in a criminal case is
whether there is substantial evidence of all elements of theoffense charged that would allow any rational trier of fact to find
beyond a reasonable doubt that the defendant committed the offense.
State v. Richardson, 342 N.C. 772, 785, 467 S.E.2d 685, 692 (1996).
Substantial evidence is that relevant evidence which a reasonable
mind would accept as sufficient to support a conclusion. State v.
Patterson, 335 N.C. 437, 449, 439 S.E.2d 578, 585 (1994) (citation
omitted). The evidence must be viewed in a light most favorable
to the State, and the State is to receive any reasonable inference
that can be drawn from the evidence. Id.
To convict a defendant of first-degree murder, the State must
prove the following elements (1) the unlawful killing of another
human being; (2) with malice; and (3) with premeditation and
deliberation. State v. Haynesworth, 146 N.C. App. 523, 527, 553
S.E.2d 103, 107 (2001).
Defendant argues the State failed to prove beyond a reasonable
doubt that Ms. Harris died in the narrow time frame when Defendant
could have been present. The record shows that Ms. Breeden
testified that she last spoke with her sister at 1:00 p.m. on 26
February 1996. The State also submitted a receipt at trial,
revealing that Defendant used Ms. Harris' Exxon credit card at 3:33
p.m. on 26 February 1996, at a gas station near her home.
Thereafter, the evidence shows that Defendant traveled throughout
the Southeast in Ms. Harris' car, using various credit cards
belonging to her. This evidence tends to support the State's
theory that Defendant had the opportunity to murder Ms. Harris some
time in the afternoon of 26 February 1996. Although the State's expert testified that Ms. Harris died
twelve to twenty-four hours from the time of the autopsy
performed on Wednesday, 28 February 1996, at 10:00 a.m., he later
testified that Ms. Harris could have died on the early afternoon of
26 February 1996, when Defendant was present in Durham. Dr.
Harris, Defendant's expert, also testified on cross-examination
that [g]iven that it was February, and I understand that the
window was open, she was under bed clothes . . . I think she was
dead from [26 February 1996].
Moreover, the State presented evidence of Defendant's DNA on
a cigarette butt in Ms. Harris' house, which Carlos Breeden
testified was not present in the house on Sunday, the day before
the State contends Defendant murdered Ms. Harris. Defendant also
pawned a gold ring similar to a ring belonging to Carlos at a
Durham pawn shop at 4:12 p.m. on 26 February 1996. Finally, the
State presented evidence to show that Defendant admitted that he
abandoned Ms. Harris' car in New Orleans and, when he was arrested
in Syracuse, he possessed of several of her credit cards. Based on
this evidence, we conclude that the State presented sufficient
evidence to allow a jury to find beyond a reasonable doubt that
Defendant was present at the time of Ms. Harris' death.
[2] Defendant next challenges the sufficiency of the State's
evidence to prove homicide, and that Defendant committed
premeditated, deliberate murder. The record reveals that the
State's expert, Dr. Thompson, testified that the cause of Ms.
Harris' death was asphyxia and that the manner of death washomicide. Dr. Thompson based his opinion as to the manner of death
on information provided by investigating police officers tending to
show that Ms. Harris was found in bed at her home with a plastic
bag wrapped around her head and tied around the neck, covered up by
bed clothes; and that the house was locked, but things had been
disturbed inside the house and her car was stolen . Ms. Harris'
past coronary by-pass and heart problems did not change Dr.
Thompson's opinion of the cause of death as asphyxia , nor did the
traces of cocaine metabolites in Ms. Harris' blood .
As it relates to evidence presented at trial that Defendant
committed the murder with a specific intent to kill formed after
premeditation and deliberation, Ms. Breeden testified that Ms.
Harris told her that Defendant said he was going to kill her if
she didn't stop blaming him for stealing the money and her credit
cards. Viewing this evidence in the light most favorable to the
State, we conclude the trial court properly denied Defendant's
motion to dismiss the first-degree murder charge. Accordingly,
Defendant's assignment of error is without merit.
[3] Defendant next argues the trial court erroneously denied
his motion to dismiss the felonious breaking and entering and the
felonious larceny and possession charges.
To prove a defendant guilty of felonious breaking and
entering, the State must present evidence to prove the defendant
(1) breaks or enters; (2) without consent of the owner; (3) a
building; (4) with the intent to commit larceny therein. N.C. Gen.Stat. § 14-54(a) (2005); State v. Boone, 297 N.C. 652, 655, 256
S.E.2d 683, 685 (1979).
Defendant contends the State failed to prove that Ms. Harris
did not give consent to him entering her home. Although Ms. Harris
gave Defendant permission to enter her home on previous occasions,
Ms. Breeden testified that Ms. Harris had evicted Defendant from
her home some time in January 1996, because he had been stealing
her credit cards and forging her checks. Moreover, the State
presented evidence to show that Ms. Harris had complained to police
about Defendant's unauthorized use of her credit cards. We hold
that a reasonable juror could infer from the evidence showing that
Ms. Harris evicted Defendant from her home, and reported that
Defendant was forging checks and stealing her credit cards, that
she did not consent to him entering her home or to the use of her
credit cards on 26 February 1996. Thus, when the evidence is
viewed in the light most favorable to the State, we conclude that
the trial court did not err in denying Defendant's motion to
dismiss the felonious breaking and entering charge.
[4] We also reject Defendant's argument that the trial court
erred in denying his motion to dismiss the felonious larceny and
possession charges. To prove larceny and possession, the State
must prove the defendant (1) took personal property belonging to
another; (2) and carried it away; (3) without the consent of the
possessor; (4) with the intent to deprive the possessor of its use
permanently; and (5) knowing that the taker was not entitled to it.
N.C. Gen. Stat. § 14-72 (2005). In addition, for the larceny andpossession of the credit card to be classified as a felony, the
State must prove the defendant committed the larceny pursuant to a
breaking or entering of a building. N.C. Gen. Stat. § 14-72(b)(2).
To classify the larceny and possession of the automobile as a
felony, the State must prove the value of the automobile was
greater than $1,000.00. N.C. Gen. Stat. § 14-72(a).
In this case, when Defendant was arrested in Syracuse after
leaving a trail of forged credit card receipts signed C.W. Harris
throughout the Southeast, Defendant was found in possession of Ms.
Harris' Visa, Sears, Exxon, and Best credit cards. At trial, the
State presented evidence to show that Ms. Harris had complained to
police about the forged checks by Defendant and his unauthorized
use of her credit cards, stating that her credit cards would
disappear overnight and then reappear the next day. There is no
evidence in the record that Defendant had been authorized to use
any credit card other than Ms. Harris' Lowe's or Home Depot credit
cards. In viewing this evidence in the light most favorable to the
State, we hold there was sufficient evidence for the trial court to
deny Defendant's motion to dismiss the charges of felonious larceny
and possession of Ms. Harris' credit cards.
[5] As it relates to the felonious larceny and possession of
Ms. Harris' automobile, we again find there was sufficient evidence
in the record for the State to withstand Defendant's motion to
dismiss. Defendant admittedly abandoned Ms. Harris' car in New
Orleans. A jury could infer from the testimony regarding Ms.
Harris' evicting Defendant, reporting him for forging her checksand reporting him for using her credit cards, that she did not
consent to him using her vehicle on 26 February 1996. Thus, when
the evidence is viewed in the light most favorable to the State,
the trial court properly denied Defendant's motion to dismiss the
felonious larceny and possession of automobile charges. We,
therefore, reject Defendant's assignments of error.
[6] Defendant also contends the State failed to prove that he
stole the specific credit cards listed in the indictment, but not
specified in the verdict form or jury instructions. However, our
statutes do not specify what constitutes a proper verdict sheet[,]
. . . [n]or have our Courts required the verdict forms to match the
specificity expected of the indictment. State v. Floyd, 148 N.C.
App. 290, 295, 558 S.E.2d 237, 240-41 (2002). A verdict is deemed
sufficient if it can be properly understood by reference to the
indictment, evidence and jury instructions. State v. Connard, 81
N.C. App. 327, 336, 344 S.E.2d 568, 574 (1986), aff'd, 319 N.C.
392-93, 354 S.E.2d 238-39 (1987) (per curiam). With regard to the
challenged jury instructions, a comparison of the indictment and
the jury instructions on the larceny and possession of the credit
cards reveals that they are consistent. See State v. Kornegay, 313
N.C. 1, 32, 326 S.E.2d 881, 903 (1985) (holding there is no fatal
variance between the indictment and jury instructions where a
comparison between the language of the indictment and the jury
instructions on the charges reveals they are entirely consistent).
Thus, Defendant's assignment of error is without merit. [7] Defendant next contends the trial court erred by
duplicating
judgments on larceny and possession for the credit cards and the
automobile. We agree, and note that the State failed to address
this argument in its brief which leads us to conclude that the
State acknowledges that the law in North Carolina supports
Defendant's contention on this issue.
While a defendant may be charged with larceny, receiving, and
possession of the same property, a defendant may only be convicted
for only one of those offenses. State v. Perry, 305 N.C. 225, 236-
37, 287 S.E.2d 810, 817 (1982). In Perry, our Supreme Court
stated:
The prosecutor may of course go to trial
against a single defendant on charges of
larceny, receiving, and possession of the same
property. However, having determined that the
crimes of larceny, receiving, and possession
of stolen property are separate and distinct
offenses, but having concluded that the
Legislature did not intend to punish an
individual for receiving or possession of the
same goods that he stole, we hold that, though
a defendant may be indicted and tried on
charges of larceny, receiving, and possession
of the same property, he may be convicted of
only one of those offenses.
Id.
In the case sub judice, the jury found Defendant guilty of
felonious larceny and possession of Ms. Harris' automobile and
credit cards. Under Perry, while Defendant could be indicted and
tried on both charges, he can be convicted only on one charge to
avoid double jeopardy. See id. Because Defendant was convicted on
both charges, we vacate Defendant's additional convictions forpossession of the automobile and the credit cards. See State v.
Andrews, 306 N.C. 144, 148, 291 S.E.2d 581, 584 (1982).
[8] In his next assignment of error, Defendant contends the
trial court committed plain error in denying his request to
instruct the jurors on the lesser-included offense of involuntary
manslaughter. Defendant argues that the jury may have concluded
that he was, indeed, present at the time of Ms. Harris' death, but
that there was no premeditation or deliberation or malice
aforethought. Defendant's argument is without merit.
A defendant is not entitled to have the jury consider a lesser
offense when his sole defense is one of alibi. State v. Corbett,
339 N.C. 313, 335, 451 S.E.2d 252, 264 (1994). Indeed, our Supreme
Court has held:
where a defendant's sole defense is one of
alibi, he is not entitled to have the jury
consider a lesser offense on the theory that
jurors may take bits and pieces of the State's
evidence and bits and pieces of defendant's
evidence and thus find him guilty of a lesser
offense not positively supported by the
evidence.
Id. Here, Defendant's sole and unequivocal defense was
that he was
not present at the time of death.
Because Defendant's only defense
to the murder charge was that he was not present at the time of Ms.
Harris' death, the trial court did not err in failing to submit an
involuntary manslaughter instruction to the jury.
[9] Defendant next contends the trial court committed plain
error by failing to instruct the jury concerning death by accident
as it relates to the first-degree murder charges. It is the duty of the trial court to instruct the jury on all
of the substantive features of a case notwithstanding the absence
of a request by one of the parties for a particular instruction.
State v. Loftin, 322 N.C. 375, 381, 368 S.E.2d 613, 617 (1988).
Our Supreme Court has held, [a]ll defenses arising from the
evidence presented during the trial constitute substantive features
of a case and therefore warrant the trial court's instruction
thereon. Id. (citations omitted).
In this case, Dr. Harris, an expert for the defense, testified
that Ms. Harris died of a heart attack in association with cocaine
use and oxygen deprivation. Dr. Harris' sexual asphyxia theory
of the case was such as to warrant the defense of accident, a
substantive feature arising upon the evidence presented.
Accordingly, even in the absence of a specific request therefore,
the trial judge was duty bound under our case law to instruct the
jury on the accident defense. However, we must further determine
whether the trial court's error rises to the level of plain error.
[T]o reach the level of 'plain error' . . ., the error in the
trial court's jury instructions must be 'so fundamental as to
amount to a miscarriage of justice or which probably resulted in
the jury reaching a different verdict than it otherwise would have
reached.' State v. Collins, 334 N.C. 54, 62, 431 S.E.2d 188, 193
(1993) (quoting State v. Bagley, 321 N.C. 201, 213, 362 S.E.2d 244,
251 (1987), cert. denied, 485 U.S. 1036, 99 L. Ed. 2d 912 (1988)).
Here, the trial judge's omission of the instruction on death by
accident does not rise to the level of plain error. Defendant'scounsel explained the accident theory in his closing argument to
the jury, noting that the defense did not have to prove that Ms.
Harris' death was an accident. Thus, even if the trial judge had
given the admittedly called-for instruction on death by accident,
we conclude that the presence of the death by accident instruction
would not have affected the outcome. Accordingly, Defendant's
assignment of error is without merit.
[10] Defendant next contends the trial court erroneously
reinstructed the jury on the elements of first-degree murder by
providing to the jury an inaccurate four-point list.
Preliminarily, we note that Rule 10(b)(2) of the North
Carolina Rules of Appellate Procedure states that [a] party may
not assign as error any portion of the jury charge or omission
therefrom unless he objects thereto before the jury retires to
consider its verdict[.] N.C. R. App. P. 10(b)(2). Because
Defendant concedes that he did not object to the trial court's
instructions, our review of Defendant's contention is limited to
plain error. See N.C. R. App. P. 10(c)(4).
A review of the record reveals that after the trial judge
verbally instructed the jury on each element of the first-degree
murder charge, the jury requested written copies of the provable
elements of each of the charges against Defendant. The Court asked
whether either party had any objections to giving the jury a
simplified form of the elements without any explanation. Neither
party objected. The trial court told the jury that he would grant
their request for a simplified form, but emphasized, . . . I willremind you now, you will need to put [the simplified elements] in
the context of the charge that I gave you, too, because I'm not
going to go through in what I give you and expand upon what each of
those things, in fact, meant.
The following morning, the trial judge provided the jury with
a simplified element sheet for first-degree murder which provided:
FIRST DEGREE MURDER
Elements:
(1) an unlawful killing (with a deadly
weapon)
(2) Of another living human being
(3) with Malice
(4) And with a specific intent to kill
formed after premeditation and
deliberation.
Defendant contends that this list, which was the last word guiding
the jury's deliberations, eliminated the element of proximate
causation; collapsed the separate elements of intent,
premeditation, and deliberation; and, therefore, reduced the
State's burden of proof. Defendant's contention is without merit.
Although the element sheet for first-degree murder excludes
proximate causation, we do not interpret this instruction as
reducing the State's burden of proof. The trial court previously
explained these elements correctly to the jury and offered to
further instruct the jury if they had questions about the required
proof for the charges against Defendant. Indeed, our Supreme Court
has held, [i]f the [jury] charge as a whole presents the law
fairly and clearly to the jury, the fact that isolated expressions,
standing alone, might be considered erroneous will afford no ground
for a reversal. State v. Chandler, 342 N.C. 742, 751-52, 467S.E.2d 636, 641 (1996) (citation omitted). Even assuming arguendo
that portions of these instructions were improper, we cannot
conclude that a reasonable probability exists that the jury would
have reached a different result. Thus, Defendant's assignment of
error is rejected.
[11] Defendant next contends the trial court erroneously
failed to give written cautionary instructions to the jury under
North Carolina General Statute section 15A-1236. We disagree.
Section 15A-1236 mandates cautionary instructions to jurors
about talking to witnesses or discussing the case among themselves
until deliberations begin. N.C. Gen. Stat. . 15A-1236 (2005).
Here, the trial judge verbally gave cautionary instructions to each
individual juror, and, at other times during jury selection, the
trial judge gave cautionary verbal instructions to the venire.
Because Defendant cites to no proposition of law to support his
assertion that the trial court must give written instructions to
the jury, and our independent research reveals no such requirement,
Defendant's assignment of error is overruled.
[12] Defendant next argues that the trial court erred by
overruling his objections to inadmissible hearsay testimony given
by several State witnesses under N.C. R. Evid. 804(b)(5).
(See footnote 1)
Rule 804(b)(5) of the North Carolina Rules of Evidence allows
the introduction of a hearsay statement where, even though the
statement is not covered by a specific exception, the statement's
declarant is unavailable and the statement possesses
circumstantial guarantees of trustworthiness equivalent to other
hearsay exceptions. See N.C. Gen. Stat. § 8C-1, Rule 804(b)(5)
(2005). To allow the admission of a hearsay statement under this
residual exception, the trial court must find that the declarant
is unavailable. State v. Triplett, 316 N.C. 1, 8, 340 S.E.2d 736,
740 (1986). Thereafter, the trial court must determine:
(1) Whether the proponent of the hearsay
provided proper notice to the adverse party of
his intent to offer it and of its particulars;
(2) That the statement is not covered by any
of the exceptions listed in Rule 804(b)(1)-
(4);
(3) That the statement possesses 'equivalent
circumstantial guarantees of trustworthiness';
(4) That the proffered statement is offered as
evidence of a material fact;
(5) Whether the hearsay is 'more probative on
the point for which it is offered than any
other evidence which the proponent can produce
through reasonable means'; and
(6) Whether 'the general purposes of [the]
rules [of evidence] and the interests of
justice will best be served by admission of
the statement into evidence.'
State v. Ali, 329 N.C. 394, 408, 407 S.E.2d 183, 191-92 (1991)
(quoting Triplett, 316 N.C. at 9, 340 S.E.2d at 741) (alterations
in original). To determine whether a hearsay statement possessesthe requisite equivalent circumstantial guarantees of
trustworthiness, the trial court considers:
(1) the declarant's personal knowledge of the
underlying event; (2) the declarant's
motivation to speak the truth; (3) whether the
declarant recanted; and (4) the reason, within
the meaning of Rule 804(a), for the
declarant's unavailability.
State v. Nichols, 321 N.C. 616, 624, 365 S.E.2d 561, 566 (1988)
(citation omitted). The trial court should make findings of fact
and conclusions of law when determining if an out-of-court hearsay
statement possesses the necessary circumstantial guarantee of
trustworthiness to allow its admission. State v. Swindler, 339
N.C. 469, 474, 450 S.E.2d 907, 910-11 (1994) (citation omitted).
In this case, Defendant contends that the trial court erred in
allowing Ms. Breeden to testify about conversations she had with
her sister about Defendant, including that he was living at a
homeless shelter; stealing and forging her checks; causing her
checks to bounce; and fraudulently using her credit card.
Defendant further argues that Ms. Breeden's testimony that Ms.
Harris had taken warrants out against him should have been excluded
as inadmissible hearsay, as well as, Ms. Breeden's statement that
Ms. Harris told her that Kim Senter said Defendant made a duplicate
key to her house.
The record reveals that before Ms. Breeden's testimony about
conversations she had with Ms. Harris, the State gave the Court
notice pursuant to N.C. Gen. Stat. § 8C-1, Rule 804(b)(5) and under
Triplett. The trial court noted that it had reviewed the notices
and, as opposed to recalling Ms. Breeden to the stand on voir dire,it allowed the State to proffer the notices as the substance of
what Ms. Breeden's expected testimony would be. Defendant objected
on grounds that there were no dates, times, or circumstances in
which the statements were made , and also because there was no
indication that Ms. Harris had personal knowledge of the facts in
the statements. Defendant also objected to the double hearsay of
Senter's statement that Defendant had a key to Ms. Harris' house.
Subsequent to arguments by counsel for both parties, the trial
court made the following findings:
The Court does make findings that the
statement is offered as evidence of a material
fact, and the statement is more probative on
performance offered, for which it's offered,
than any other evidence which the proponent
can produce through reasonable efforts. And
the general purposes of these rules of
evidence in the interest of justice will be
served by the admission of this statement.
The Court does find that the statement was
given under circumstances in which it is not
only probative but has trustworthiness and has
the -- was given under circumstances under
which it has the circumstantial guarantee of
trustworthiness that would be required of an
otherwise hearsay statement.
So based upon these findings, the Court is
going to deny the defendant's motion to
suppress these statements and will allow the
State to proceed forward with the asking of
these questions and the giving of these
answers.
We conclude the trial court made sufficient findings under
Triplett to admit Ms. Harris' statements through Ms. Breeden, with
the exception of Ms. Breeden's testimony that Ms. Harris told her
that Senter said that Defendant made a duplicate key to her home.
Because the trial court failed to make any findings as to Ms.Senter's availability to testify and the reliability of her
statements, we conclude the trial court erred in allowing Ms.
Breeden to testify to those statements.
Notwithstanding, not every constitutional violation
necessarily requires a new trial. N.C. Gen. Stat. § 15A-1443(b)
(2005). Instead, where the State demonstrates that the
constitutional violation was harmless beyond a reasonable doubt,
the error is deemed non-prejudicial, and reversal of a conviction
is not required. State v. Morgan, 359 N.C. 131, 156, 604 S.E.2d
886, 901 (2004), cert. denied __ U.S. __, 163 L. Ed. 2d 79 (2005).
Our courts have previously concluded that the presence of
overwhelming evidence of guilt may render error of constitutional
dimension harmless beyond a reasonable doubt. State v. Autry, 321
N.C. 392, 400, 364 S.E.2d 341, 346 (1988) (citation omitted); State
v. McKeithan, 140 N.C. App. 422, 432, 537 S.E.2d 526, 533 (2000),
disc. review denied and appeal dismissed, 353 N.C. 392, 547 S.E.2d
35 (2001). After reviewing the record in this case, we conclude
that the trial court's error in admitting Ms. Breeden's testimony
regarding the duplicate key does not necessitate reversal of
Defendant's conviction. See State v. Champion, 171 N.C. App. 816,
723, 615 S.E.2d 366, 372 (2005).
[13] Defendant next contends the trial court erred in
admitting Ms. Harris' statements to probation officer Arnold Foy.
We disagree. The trial court ruled:
COURT: All right. The Court is going to find
that testimony by Arnold Foy will be allowed
in regards to statements made by Ms. Harris to
Arnold Foy, the substance of which appears inthis notice of intent under Rule 804(b)(5),
that appears of record, filed the 30th of
March, 1998 by the prosecution giving notice
to the defendant, through counsel of the
intention to offer this evidence as an
exception to the hearsay rule under the
Evidence Rule 804, wherein the declarant is
unavailable. The Court will find that this
does, in fact, meet the exception of Rule
804(b)(5) and finds from what's proffered that
the requirements of 804(b)(5) have been met
and that the interest of justice would allow
and require the admission of this evidence and
will allow the admission of this evidence and
will allow the witness to testify in regards
to statements of Ms. Harris.
Because the trial court made sufficient findings under Triplett to
admit the testimony of Officer Foy, we conclude the trial court did
not err in allowing Officer Foy to testify as to statements Ms.
Harris made to him.
Similarly, with regard to the testimony of the various
investigating officers to whom Ms. Harris complained about
Defendant forging checks and fraudulently using her credit cards ,
the trial court ruled as follows:
And in regards to each of the last witnesses
who testified, [Officers] Grissom, Page, Rose,
McDowell, O'Brien, and now Officer Calvin
Smith, we will note that the Court has given
the defendant a continuing objection to
hearsay testimony. And from time to time, the
defendant, through counsel has objected but
the Court has noted objections to each of
these witnesses' testimony in regards to
anything said by Ms. Harris to these
witnesses.
The Court does find that there were notices of
intention under Rule 804(b)(5) in regards to
each of these witnesses. And the Court has
overruled each of the objections of counsel on
behalf of the defendant, to the testimony in
regards to hearsay testimony by Ms. Harris to
these witnesses.
We conclude the trial court made sufficient findings under Triplett
and did not err in allowing the other investigating officers
testify as to statements Ms. Harris told them.
[14] Finally, as it relates to the testimony of Carlos
Breeden, Ed Hicks , and Barbara Royster, we conclude the trial court
did not err in the admission of Ms. Harris' statements through
these witnesses. Even if these statements were improperly admitted
under Rule 804(b)(5), they were admissible under Rule 803(3), which
allows a trial court to admit hearsay to show Ms. Harris' state of
mind. See State v. Burke, 343 N.C. 129, 145, 469 S.E.2d 901, 908
(1996) (hearsay statements that the victim had been threatened by
defendant showed victim's state of mind and relationship with the
defendant); State v. Jones , 337 N.C. 198, 209, 446 S.E.2d 32, 38
(1994) (evidence tending to show the state of mind of the victim
is admissible as long as the declarant's state of mind is
relevant[.] (citation omitted)). Accordingly, all of Defendant's
assignments of error relating to the trial court's admission of
inadmissible hearsay are without merit.
[15] In his next assignment of error, Defendant argues that
the State's improper guilt-phase closing arguments suggesting that
he had attempted to sexually assault Ms. Harris' dead or dying body
rendered his trial unfair and unreliable in violation of due
process, requiring a new trial under State v. Sanderson, 336 N.C.
1, 442 S.E.2d 33 (1994). We disagree.
In both the guilt-innocence and the sentencing phases of a
capital trial, counsel is permitted wide latitude in his argumentto the jury. He may argue the facts in evidence and all reasonable
inferences therefrom as well as the relevant law. Id. at 15, 442
S.E.2d at 42 (citations omitted). Counsel's argument is proper
where counsel argues the law, the facts in evidence, and all
reasonable inferences to be drawn therefrom. State v. Shank, 327
N.C. 405, 407, 394 S.E.2d 811, 813 (1990). Moreover, where a
defendant fails to object to the closing argument by the
prosecutor, our Supreme Court has held that the trial court is
required to intervene ex mero motu only if the remarks are grossly
improper. State v. Hill, 311 N.C. 465, 472, 319 S.E.2d 163, 168
(1984).
In this case, the prosecutor argued in closing that
Defendant's hair on Ms. Harris' bedding, including a pubic hair on
a bedcover right near her pubic area, showed a sex attempt at the
time of death . However, testimony had already been presented to
the jury to show that a rape kit was performed on Ms. Harris and
the results were negative for any kind of semen or recent sexual
activity. We therefore conclude that the prosecutor's closing
arguments were not so inflammatory as to require the trial court to
intervene ex mero motu. See Hill, 311 N.C. at 472, 319 S.E.2d at
168. Thus, Defendant's assignment of error is without merit.
[16] In his next assignment of error, Defendant contends that
the prosecutor misrepresented to the jury in his closing argument
that Defendant's hair was deposited at the time of Ms. Harris'
death, that Defendant was there when she died, and that the pubic
hair was near Ms. Harris' pubic area[.] Defendant argues thatbecause the trial court ruled that the hair samples did not prove
that Defendant was present when Ms. Harris died and Defendant's
pubic hair was found on bedding found behind Ms. Harris' body, not
near her pubic area, the prosecutor's statements were unfairly
prejudicial and entitle him to a new trial. A review of the
record reveals that before the prosecutor's alleged
misrepresentations about the significance of Defendant's hairs,
Special Agent Gregory had testified that it could not be determined
when Defendant's hairs were deposited on the bed. Furthermore,
there were several instances at trial where the jury was informed
exactly where Defendant's pubic hairs were found as it relates to
Ms. Harris' body. Thus, we conclude there was no prejudicial error
as a result of the prosecutor misrepresenting the significance of
the hair evidence, and the exact location of Defendant's pubic
hairs on the bed where Ms. Harris' body was discovered. See N.C.
Gen. Stat. § 15A-1443(a) (2005) (providing that in order to
demonstrate prejudicial error, a defendant must show that there is
a reasonable possibility a different result would have been reached
had the error not occurred); State v. Rosier, 322 N.C. 826, 829,
370 S.E.2d 359, 361 (1988) (no prejudicial error where the
prosecutor argued the defendant's expert was paid to testify when
there was no evidence that the expert had been paid anything).
[17] Similarly, we reject Defendant's argument that the State
impermissibly injected opinion and name-calling into the closing
argument, stating that Dr. Harris' opinion actually cracks me up,
and describing his expert testimony as being from another planet. While the prosecutor's comments challenged the limits of the wide
latitude permitted for argument, we do not find that this attempt
to distinguish the State's expert testimony from Defendant's expert
testimony prohibitively exceeded the bounds of permissible
argument.
Moreover, the prosecution's characterization of the State's
witnesses, specifically Ms. Harris' family, as credible, decent
witnesses from one of the finest families . . . in Durham . . .
the most attentive . . . faithful . . . nicest, cleanest cut people
you ever would want to meet was not so improper as to require ex
mero motu intervention by the trial court. See State v. Peterson,
350 N.C. 518, 531-32, 516 S.E.2d 131, 139-40 (1999) (prosecutor
argued victim was a fine woman. She was a beautiful women[,]
held not to require intervention by trial court). Accordingly,
Defendant's assignments of error are without merit.
[18] Defendant next argues that he is entitled to a new trial
because the prosecutors misrepresented that he possessed a key to
Ms. Harris' house, whereas the only keys in evidence that had any
connection with him (the keys found in Ms. Harris' car in New
Orleans) did not fit the lock on Ms. Harris' house. Contrary to
Defendant's assertion, a review of the record reveals that the
State never argued that any of the keys found in Ms. Harris' car
fit the lock. Given that the State presented evidence to show that
there were no signs of forced entry and that Defendant had entered
Ms. Harris' house, the prosecutors properly argued its theory that
he used a duplicate key, not necessarily any of the keys presentedat trial, to gain entry into her house. Defendant's assignment of
error is therefore rejected.
[19] Defendant next contends the State misrepresented the
facts of the case by arguing that defense counsel had the last
opportunity to tamper with the keys obtained from Ms. Harris' car
in New Orleans before trial. Specifically, Defendant argues that
the certified photocopy of the exhibit shows that the lead
investigator was the last person to have access to the keys, and
the State's misrepresentation in the jury's presence prejudiced
Defendant entitling him to a new trial.
However, a review of the trial transcript reveals that the
prosecutor's arguments that defense counsel had the last
opportunity to tamper with the keys in evidence were in response to
defense counsel's assertion that the prosecution tampered with the
same evidence. Defense counsel did not object to the prosecutor's
argument, nor did he respond to the prosecutor's argument.
Furthermore, Defendant fails to show how he was prejudiced as a
result of these arguments. We therefore conclude that the
arguments relating to alleged tampering with the evidence did not
infect Defendant's trial with unfairness such that they rendered
his conviction or sentence fundamentally unfair. Accordingly, the
trial court did not abuse its discretion by failing to intervene ex
mero motu. See State v. Fleming, 350 N.C. 109, 144-46, 512 S.E.2d,
720, 743-45 (1999).
[20] In his next argument, Defendant contends that the State
illegally sequestered physical evidence in that there wereoriginally three keys found in Ms. Harris' car (none of which fit
her home), but then two keys mysteriously appeared at trial, one
of which fit Ms. Harris' house. Defendant contends there was a
break in the chain of custody as it relates to the keys found in
Ms. Harris' car and that the trial court erred in denying
Defendant's motion to disqualify counsel, motion to suppress the
evidence, and motion to dismiss the charges against him since the
State's theory relied on Defendant using a copy of a key to enter
her home. We disagree.
Defendant filed a motion to disqualify the Office of the
District Attorney as a result of the removal of evidence from the
Property Room of the Durham Police Department to a locked closet in
the prosecutor's office. Defendant argued that the prosecutor's
removal of this evidence violated N.C. Gen. Stat. § 15-11.1(a)
(2005), as well as his state and federal constitutional rights to
due process of law and to confront the witnesses against him. The
trial court held a hearing about the chain of custody of the
evidence, and denied Defendant's motion to disqualify, concluding
that the prosecutors' actions were not professional misconduct.
Subsequently, our Supreme Court denied Defendant's petitions for a
temporary stay for a writ of certiorari, and for a writ of
supersedeas seeking review of the trial court's decision.
At trial, Defendant renewed his motions to suppress the
evidence, to dismiss the charges, and to set aside the verdicts
based on the allegedly improper conduct of the prosecutors insequestrating the evidence. The trial court denied Defendant's
motions.
Defendant argues the trial court erred in denying his motion
to disqualify counsel for improperly sequestering evidence for
trial. This Court has held that absent a showing of an abuse of
discretion, a decision regarding whether to disqualify counsel is
discretionary with the trial judge and is not generally reviewable
on appeal. In re Lee, 85 N.C. App. 302, 310, 354 S.E.2d 759,
764-65, disc. review denied, 320 N.C. 513, 358 S.E.2d 520 (1987).
As Defendant has not shown any abuse of the trial court's
discretion in denying his motion to disqualify counsel, and we can
discern no such abuse, Defendant's assignment of error is rejected.
[21] Likewise, we reject Defendant's argument that the trial
court erred in denying his motion to suppress the evidence of the
keys.
The standard of review in evaluating a trial court's ruling on a
motion to suppress is that the trial court's findings of fact are
conclusive on appeal if supported by competent evidence, even if
the evidence is conflicting. State v. Smith, 160 N.C. App. 107,
114, 584 S.E.2d 830, 835 (2003) (internal quotation and citation
omitted). If the trial court's conclusions of law are supported by
its factual findings, we will not disturb those conclusions on
appeal. State v. Logner, 148 N.C. App. 135, 138, 557 S.E.2d 191,
193-94 (2001).
In this case, the trial court found there was no evidence of
prosecutorial misconduct regarding the handling of the items ofevidence and no evidence that any item of evidence had been
improperly or inappropriately tampered with or changed in any way.
The trial court further found that Defendant, through his counsel,
had been afforded access to the items of evidence upon request, and
the Durham Police Department, through Officer Joe Williams and
other technicians, had been available to accompany counsel to the
prosecutor's office at times in which the items [were] examined by
[the] parties in preparation for this trial. After careful review
of the record, we conclude there is competent evidence to support
the trial court's findings of fact and they are therefore binding
on appeal. We also hold that the trial court's findings of fact
support its conclusion of law that there was no violation of any
substantive or procedural due process of law or any other
constitutional violations of law in regards to any rights or
privileges of the defendant. Thus, Defendant's assignment of
error is rejected.
Because we hold the trial court did not err in concluding
there was no prosecutorial misconduct in the prosecution's handling
of evidence, we need not address Defendant's related argument that
the trial court erroneously denied Defendant's motion to dismiss
based on these same grounds.
[22] In his next assignment of error, Defendant argues the
trial court erred in denying his motion for a mistrial based on
improper jury discussions. Defendant's argument is without merit.
The decision to grant a mistrial on the ground of juror
misconduct rests largely within the discretion of the trial court,and its decision will not be disturbed unless there is a clear
showing that the court abused its discretion. State v. Perkins,
345 N.C. 254, 277, 481 S.E.2d 25, 34 (1997) (citation omitted).
Upon Defendant's motion for a mistrial, the trial court held
a hearing in which defense counsel's legal assistant testified that
she overheard two jurors discussing the case outside the courtroom.
Particularly, as she approached the two jurors, one said, I
believe that he is . . ., and then stopped talking as she
approached. Defendant also submitted affidavits and eyewitness
accounts of Juror #1 laughing and talking with Ms. Breeden, Ms.
Harris' sister, and another family member. The trial court called
Ms. Breeden to testify and she denied having any conversation with
any jurors other than good morning, etc. The trial court found
that there was no substantial or irreparable prejudice to
Defendant's case and denied Defendant's motion. As we can discern
no abuse of discretion, we uphold the trial court's denial of
Defendant's motion for a mistrial.
[23] We now review the trial court's order resolving the
issues raised by Defendant in his motion for appropriate relief.
We preliminarily note that Defendant does not challenge the trial
court's conclusion that Defendant received ineffective assistance
of counsel during the 1998 sentencing proceeding. Accordingly, the
issues before this Court are: (1) whether the State misrepresented
the evidence to minimize the life-threatening nature of Ms. Harris'
medical condition in the months before her death; and (2) whetherDefendant's trial counsel rendered ineffective assistance of
counsel during the guilt/innocence phase of Defendant's 1998 trial.
The trial court's findings of fact in a hearing on a motion
for appropriate relief are binding upon the [defendant] if they
were supported by evidence. State v. Stevens, 305 N.C. 712, 719-
20, 291 S.E.2d 585, 591 (1982) (citations omitted). Our inquiry is
limited to determining whether the findings of fact are supported
by evidence, whether the findings of fact support the conclusions
of law, and whether the conclusions of law support the order
entered by the trial court. Id.
Defendant contends the trial court erred in determining that
he is not entitled to a new trial due to the prosecutors making
material misrepresentations of fact about and withholding
exculpatory evidence relating to Ms. Harris' true state of health
at trial. Defendant cites to the prosecutor's opening statement
which conceded that Ms. Harris was not in perfect health, but she
was in good enough health to have gone to her business and be
working regularly[;] . . . she was just worn out. In closing
arguments, one of the prosecutors commented on Ms. Harris' getting
around pretty good for her age. She was getting around pretty good
and able to keep up with all the activities she had. She was a
very active and independent woman. Defendant also cites to Ms.
Breeden's testimony in response to defense counsel's questions
about Ms. Harris' health, stating Ms. Harris had a heart problem,
but that Ms. Harris was able to get up and go because I have a
heart problem, too, but it doesn't stop me. When a defendant shows that testimony was in fact false,
material, and knowingly and intentionally used by the State to
obtain his conviction, he is entitled to a new trial. State v.
Sanders, 327 N.C. 319, 336, 395 S.E.2d 412, 423-24 (1990) (internal
quotation and citation omitted). Perjured testimony is material
if there is any reasonable likelihood that the false testimony
could have affected the judgment of the jury. Id.
As it relates to the prosecution's withholding of evidence, in
Brady v. Maryland, the United States Supreme Court held that the
prosecution must disclose exculpatory evidence to the defense.
Brady v. Maryland, 373 U.S. 83, 10 L. Ed. 2d 215 (1963). However,
Brady requires that the government disclose only evidence that is
not available to the defense from other sources, either directly or
through diligent investigation. Barnes v. Thompson, 58 F.3d 971,
975 n.4 (4th Cir. 1995) (Brady requires that the government
disclose only evidence that is not available to the defense from
other sources, either directly or through diligent investigation.
(citation omitted)).
The trial court found that defense counsel obtained Ms.
Harris' medical records prior to trial, and that Mr. Aus made notes
and tabbed certain pages of the medical records after reviewing
them. The trial court's finding of fact twenty-four states in
pertinent part:
24. . . . The copy received by Mr. Aus was
introduced at the evidentiary hearing, and he
identified it by a number of Post-it greenish
tabs that were affixed to a number of pages.
. . . [Mr. Aus] would place the tabs on the
pages after reviewing the records. . . Thetabbed pages 'were areas that [Mr. Aus] noted
of interest that might be of some potential
value in the defense of [Defendant]'s case' .
. . Mr. Aus was looking for information
concerning Ms. Harris' 'bad heart,'
psychological or mental health issues, or
anything that could explain Ms. Harris' death
'other than homicide.' . . . Mr. Aus placed
tabs on various pages of Ms. Harris' medical
records, noting 'depression' five times,
'anxiety', 'hypertension', heart attack on
September 16, 1987, 'currently on disability',
'100% medical disability since 1990 for
coronary artery disease', and that Ms. Harris
was being seen by a psychiatrist[.]
The record reveals that Mr. Aus testified that he obtained and
reviewed Ms. Harris' medical records from Duke University Medical
Center on or about 23 March 1998. Mr. Aus said that after
receiving, reviewing, and tabbing the medical records, he did not
seek to have the records reviewed by a cardiologist or other heart
specialist. However, on or about 3 April 1998, Mr. Aus delivered
Ms. Harris' medical records to Dr. James Hilkey, a psychologist,
for the purpose of seeing if a psychological autopsy could be
conducted based on [the] medical records. Mr. Aus testified that
once Dr. Hilkey informed him that the psychological autopsy of Ms.
Harris was a dead end, Mr. Aus forgot about the existence of
those records until after the trial.
After careful review of the record, we conclude there is
competent evidence to support the trial court's findings of fact.
Based on these findings of fact, the trial court concluded:
48. . . . there is no violation of due
process resulting from prosecutorial non-
disclosure of or failure to correct allegedly
false testimony if defense counsel is aware of
it and fails to object to or cross-examine thewitness concerning the alleged false or
misleading testimony.
Here, Mr. Aus testified that he had access to the same
evidence as the prosecution (Ms. Harris' medical records), but
failed to use this information to correct the alleged
misrepresentations made by prosecuting witnesses and by the
prosecutor. Defendant cannot now assign error to the testimony.
See Barnes, 58 F.3d at 976, n.4. Because we conclude the trial
court's findings of fact are supported by competent evidence in the
record, and the trial court's findings of fact support its
conclusion of law, we find no error. Thus, Defendant's assignment
of error is rejected.
[24] Defendant next contends the trial court erred in denying
his request for a new trial due to Ms. Breeden's misrepresentations
at trial about Ms. Harris' disability status. Specifically,
Defendant argues that Ms. Breeden's testimony that Ms. Harris was
on short-term disability, never revealing the Social Security order
ruling Ms. Harris completely disabled from 1990 until her death,
was a material misrepresentation by the prosecution entitling
Defendant to a new trial.
The trial judge made the following finding of fact related to
Ms. Breeden's testimony at the evidentiary hearing and at trial
regarding Ms. Harris' social security disability benefits:
46. . . . At the evidentiary hearing, Mrs.
Breeden testified, and the Social Security
records themselves show that Ms. Harris'
Social Security disability benefits were only
approved posthumously in 1997, after Ms.
Harris had been murdered. . . . Mrs. Breeden
considered such Social Security disabilitybenefits as long-term disability benefits, . .
. and this Court has specifically found as
fact that Mrs. Breeden was not trying to
conceal the fact that Ms. Harris' estate was,
at the time of the trial, receiving Social
Security disability benefits. . . . Therefore,
her testimony was not intentionally
misleading. Ms. Harris' Durham City School
records show that Ms. Harris, in fact,
received state short-term disability payments
from March 16, 1990 until February 28, 1991,
and that on April 9, 1991 Ms. Harris was
approved for state long-term disability
payments. . . . Ms. Harris' state long-term
disability benefits ended on May 31, 1996. . .
These long-term state disability benefits are
apparently what Mrs. Breeden was referring to
in her trial testimony. More importantly,
Mrs. Breeden was never asked the question
directly whether Ms. Harris' estate eventually
had been posthumously awarded the Social
Security disability benefits.
The record reveals that Ms. Breeden testified at the
evidentiary hearing that she [didn't] know the difference between
short-term and long-term [disability benefits]. She further
testified that it was her understanding that Ms. Harris was
repeatedly denied for social security benefits while she was alive,
and that she was not approved for social security benefits until
after her death, which Ms. Breeden considered death long-term
benefits. We conclude there is competent evidence in the record to
support the trial court's findings of fact.
Based on these findings of fact, the trial concluded:
46. . . . the mere fact Mrs. Breeden indicated
that her sister was on 'short term disability'
and did not volunteer that Ms. Harris[']
estate was receiving Social Security
disability benefits was not material, was not
so misleading as to rise to the level of a
state or federal due process violation, and
could not have affected the jury's judgment.
Here, we cannot conclude that Ms. Breeden's testimony about
Ms. Harris' social security benefits was a material
misrepresentation that could have affected the judgment of the
jury. Sanders, 327 N.C. at 336, 395 S.E.2d at 424. Because we
conclude the trial court's findings of fact are supported by
competent evidence in the record, and the trial court's findings of
fact support its conclusion of law, we find no error. Accordingly,
Defendant's assignment of error is overruled.
[25] In his final argument on appeal, Defendant contends that
the trial court erred in denying his request for a new trial based
on ineffective assistance of counsel which violated his
constitutional rights. Specifically, Defendant argues that his
trial attorneys failed to present evidence about the time of Ms.
Harris' death and Ms. Harris' lifestyle and associates; failed to
object to or correct prosecutorial misrepresentations about Ms.
Harris' health and other evidence; failed to present Kim Senter's
report that Ms. Harris' hospitalization resulted from a suicide
attempt by failing to take medication; and, failed to exhaust
peremptory challenges. Defendant contends that his trial counsel's
performance was objectively unreasonable under Strickland v.
Washington.
The United States Supreme Court outlined a two-part test in
Strickland v. Washington, 466 U.S. 668, 80 L. Ed. 2d 674 (1984), to
determine if an ineffective assistance of counsel claim has merit.
The Supreme Court of North Carolina adopted the Strickland test in
State v. Braswell, 312 N.C. 553, 324 S.E.2d 241 (1985). In
Braswell, our Supreme Court held that the defendant must first
establish that his counsel's performance was deficient in that itfell below an objective standard of reasonableness. Id. at
561-62, 324 S.E.2d at 248. Second, the defendant must show that a
reasonable probability exists that but for the error, the result of
defendant's trial would have been different. Id. at 563, 324
S.E.2d at 248. Further, if a reviewing court can determine at the
outset that there is no reasonable probability that in the absence
of counsel's alleged errors the result of the proceeding would have
been different, then the court need not determine whether counsel's
performance was actually deficient. Id. at 563, 324 S.E.2d 249.
The trial court made the following findings of fact relating
to whether Defendant was entitled to a new trial based on his trial
counsel's alleged ineffective representation during the
guilt/innocence phase of his trial:
54. . . . this Court has found from the
evidence presented at the evidentiary hearing
that Ms. Harris' medical records were reviewed
by Mr. Aus, who even attached tabs and wrote
notes thereon, highlighting Ms. Harris'
documented depression, anxiety, hypertension,
and disability, among other things.
Therefore, Mr. Aus did more than just request
and obtain the medical records; he reviewed
them for content. Mr. Aus also gave the
records to Dr. Hilkey on or about April 3,
1998 for the specific purpose of developing a
possible suicidal theory of defense. Mr. Aus
and Mrs. [sic] Castle interviewed both Dr.
Thompson and Dr. Rudner about the possibility
of the suicide theory and the sexual
asphyxiation theory. The evidence before this
Court, though minimal in many regards, shows a
reasonably sufficient investigation by Mr. Aus
and Mr. Castle for the guilt phase of the
trial.
***
55. . . .the defense strategy clearly was to
attempt to create reasonable doubt about the
cause of Ms. Harris' death by suggestion that
[she] died either: (1) naturally, as a result
of a cocaine-induced heart attack while
engaged in some unspecified sexual activity;or (2) accidentally, by sexual asphyxiation
from the plastic bag wrapped around her head .
. . . Under these circumstances, the medical
records showing Ms. Harris' history of anxiety
and depression would not likely have bolstered
the defense, at least to any significant
degree. The severity of Ms. Harris' heart
condition was substantially before the jury.
(Emphasis omitted).
A review of the record reveals that defense counsel obtained
and thoroughly reviewed Ms. Harris' medical records. Mr. Aus
testified at the evidentiary hearing that he first interviewed Dr.
Thompson, the forensic pathologist who supervised the autopsy of
Ms. Harris, in June 1997, and asked Dr. Thompson about the
possibility of Ms. Harris' death being suicide. When asked why he
asked Dr. Thompson about the possibility of suicide, Mr. Aus
testified, I was looking for any reason that it was not a homicide
. . .. As a matter of fact, by that point, one of the things that
came to my attention was the manner in which her body was found.
And I was thinking along the lines of autoerotic asphyxiation at
that time, based on the position of the body and what I understood
the crime scene to show.
Mr. Aus also testified that he recalled Mr. Castle, his co-
counsel, asking Dr. Thompson about Ms. Harris' heart condition and
its possible effect on the case. Mr. Castle testified that the
defense team was interested in the toxicology report showing signs
of cocaine in Ms. Harris' body and sexual asphyxiation because
approaching our theory of a possible accidental death, someone
with a heart problem or a coronary problem already, who was
regularly using cocaine, there would be a greater risk of a
cocaine-induced coronary attack. And if you coupled that with
asphyxiation of any type, whether it be sexual, or self-applied, orby someone else, it would increase the chances of a coronary
occurring. After raising the sexual asphyxiation theory with Dr.
Thompson, Mr. Castle testified that Dr. Thompson insisted . . .
that [Ms. Harris'] death was homicide, and Dr. Thompson was no
longer cooperative, except that he suggested that their best
strategy in representing Defendant was to focus on the time of Ms.
Harris' death and to show that Defendant was no longer in North
Carolina at that time.
After careful review of the record, we conclude that there is
competent evidence to support the trial court's findings of fact.
We now determine whether the trial court's findings of fact support
its conclusion of law.
The trial court made the following conclusion of law relating
to Defendant's claim of ineffective assistance of counsel at the
guilt/innocence phase of his trial:
56. Therefore, on the face of the current
record and the evidence presented at the
evidentiary hearing, this Court concludes
that, even if his trial attorney's inactions
were objectively unreasonable, [Defendant] was
not prejudiced concerning the medical records
or other alleged failures, and [Defendant] is
not entitled to relief under Strickland and
Braswell, as to the jury verdict in the
guilt/innocence phase of the trial.
(Emphasis omitted).
We conclude the trial court did not err in concluding that,
even if trial counsel's actions were objectively unreasonable,
Defendant was not prejudiced concerning the defense counsel's use
or non-use of Ms. Harris' medical records or any other alleged
failures. Trial counsel's decision to pursue a theory of sexual
asphyxiation or accident instead of suicide is a defense strategy
that cannot be second-guessed on appeal. See State v. Prevatte,356 N.C. 178, 236, 570 S.E.2d 440, 472 (2002) (decisions
concerning which defenses to pursue are matters of trial strategy
and are not generally second-guessed by this Court.). Because we
find that the trial court's findings of fact are clearly supported
by competent evidence of record, and those findings of fact
adequately support the trial court's conclusion of law, we find no
error. Accordingly, Defendant's assignment of error is overruled.
In sum, we hold that Defendant received a trial free of
prejudicial error, except that we vacate Defendant's convictions
for possession of the automobile and the credit cards. We also
affirm the trial court's order denying Defendant a new trial based
on prosecutorial misconduct and ineffective assistance of counsel.
No Prejudicial Error, Vacated in part.
Judges STEELMAN and JOHN concur.
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