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1. Evidence--findings of fact_-conflicting but competent evidence--credibility
The trial court did not err in an assault with a deadly weapon inflicting serious injury,
second-degree kidnapping, and double first-degree burglary case by concluding there was
sufficient evidence supporting findings of fact eight and nine regarding whether defendant's
counsel was present at the 3 January 2003 interview in which defendant confessed to the Wilson
County crimes, because: (1) although there is conflicting evidence, there is competent evidence
to support the trial court's findings that there was only one interview on 3 January 2003 at which
defendant confessed to the crimes even though defendant and his counsel both testified there
were two interviews and that defendant confessed to the crimes at the second interview; and (2) it
is the function of the trial court to weigh the credibility of witnesses.
2. Witnesses--necessary or essential--no showing of abuse of discretion
The trial court did not err in an assault with a deadly weapon inflicting serious injury,
second-degree kidnapping, and double first-degree burglary case by concluding as a matter of
law that an assistant United States attorney was not an essential or necessary witness, because:
(1) defendant did not assign as error any of the findings of fact that support this conclusion of
law, and therefore, the findings of fact are binding on appeal; and (2) there was no showing of an
abuse of discretion.
3. Confessions and Incriminating Statements--voluntariness--not a part of trickery or
deception
The trial court did not err in an assault with a deadly weapon inflicting serious injury,
second-degree kidnapping, and double first-degree burglary case by concluding as a matter of
law that defendant's statements were freely and voluntarily made and were not a part of any
trickery or deception, because: (1) the trial court found as a finding of fact, which defendant did
not assign as error and is thus binding on appeal, that defendant agreed to and in fact solicited
participation in a debriefing to disclose information related to the indictment or other crimes as
part of a plea agreement; (2) defendant readily and willingly participated in the debriefing, and no
questions were asked of defendant and defendant was not otherwise prompted regarding any of
the information pertaining to defendant's involvement in these crimes; and (3) defendant had
previously read and signed the plea agreement and had gone over the terms of the agreement with
his attorney who was also present at the debriefing.
4. Confessions and Incriminating Statements_statements to county officer_no violation
of federal plea agreement
The trial court did not err in an assault with a deadly weapon inflicting serious injury,
second-degree kidnapping, and double first-degree burglary case by concluding as a matter of
law that use of defendant's statements to a county officer did not violate his plea agreement with
the federal government, because: (1) the plea agreement provided that the United States District
Court for the Eastern District of North Carolina would not prosecute defendant for any crimes he
confessed to except for crimes of violence, and a Beaufort County police officer's subsequent
statement giving a specific example of a crime of violence, i.e. murder, did not modify
defendant's plea agreement; (2) defendant knew the contents of the plea agreement, had counselpresent, and knew the police officer was not a party to the agreement; and (3) as the officer's
statement did not modify the plea agreement, the federal government did not breach the plea
agreement by informing Wilson County authorities of defendant's confession to a home invasion
which was a crime of violence.
5. Sentencing_-aggravated range--Blakely error
The trial court violated defendant's Sixth Amendment right to a jury trial in an assault
with a deadly weapon inflicting serious injury, second-degree kidnapping, and double first-
degree burglary case by sentencing defendant in the aggravated range without submitting the
aggravating factors to the jury, and the case is remanded for resentencing, because: (1) the facts
of the aggravating factors were neither presented to the jury nor proved beyond a reasonable
doubt; and (2) defendant did not stipulate to any aggravating factor.
Attorney General Roy Cooper, by Assistant Attorney General
William B. Crumpler, for the State.
McCotter, Ashton & Smith, P.A., by Terri W. Sharp and Rudolph
A. Ashton, III, for defendant-appellant.
WYNN, Judge.
In analyzing plea agreements, contract principles will be
'wholly dispositive' because 'neither side should be able . . .
unilaterally to renege or seek modification simply because of
uninduced mistake or change of mind.' United States v. Wood, 378
F.3d 342, 348 (4th Cir. 2004) (citations omitted). Defendant
contends that an interviewing police officer's statements modified
his written plea agreement. As Defendant knew the contents of the
plea agreement, had counsel present, and knew the police officer
was not a party to the agreement, we affirm the trial court'sdenial of Defendant's motion to suppress his pretrial statements
made to the police officer.
However, we must remand this case for resentencing pursuant to
State v. Allen, 359 N.C. 425, 615 S.E.2d 256 (2005) and State v.
Speight, 359 N.C. 602, 614 S.E.2d 262 (2005).
On 25 September 2002, Defendant Kenneth Lacy
(See footnote 1)
entered into a
plea agreement with Assistant United States Attorney Winnie Jordan
Reaves. On 30 September 2002, Defendant pled guilty in United
States District Court for the Eastern District of North Carolina to
possession with intent to distribute at least five grams of crack
cocaine.
In exchange for his truthful cooperation, the plea agreement
provided certain protections for Defendant under the following
pertinent provisions:
2.i. To testify, whenever called upon to do so
by the Government, fully and truthfully in any
proceeding, and to disclose fully and
truthfully in interviews with Government
agents, information concerning all conduct
related to the Indictment and any other crimes
of which the Defendant has knowledge. These
obligations are continuing ones. The
Defendant agrees that all of these statements
can be used against the Defendant at trial if
the Defendant withdraws from the plea
agreement or if he is allowed to withdraw the
guilty plea.
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4.d. That the USA-EDNC will not further
prosecute the Defendant for conduct
constituting the basis for the CriminalIndictment; however, this obligation is
limited solely to the USA-EDNC and does not
bind any other state or federal prosecuting
entities.
***
4.g. That the USA-EDNC agrees not to use any
information provided by the Defendant pursuant
to this Agreement to prosecute the Defendant
for additional offenses, except crimes of
violence.
4.h. That the USA-EDNC agrees not to share any
information provided by the Defendant pursuant
to this Agreement with other state or federal
prosecuting entities except upon their
agreement to be bound by the terms of this
Agreement.
Under the plea agreement, on 3 January 2003, Lieutenant
Timothy McLawhorn with the Beaufort County Sheriff's Office
interviewed Defendant. In the Order denying suppression of
Defendant's statement, the trial court found that Investigator
Russell Davenport and Robert McAfee (Defendant's federal counsel)
were also present at the debriefing.
Lieutenant McLawhorn testified at the suppression hearing that
at the beginning of the interview he told Defendant, as long as
you haven't committed any murders, you know, things like that he
didn't have anything to worry about. Lieutenant McLawhorn had not
read Defendant's plea agreement with the federal government.
Defendant testified that Lieutenant McLawhorn told him at the
beginning of the interview, and I want you to know whatever you
say won't be used against you, unless it's a murder. Someone will
have to answer to that. Lieutenant McLawhorn prepared a written summary of the
interview from his notes. This summary included Defendant's
confession to the crimes in the instant case, a home invasion in
Wilson, North Carolina. Thereafter, Lieutenant McLawhorn contacted
detectives in the Wilson County Sheriff's Office and forwarded them
a copy of his written summary, including Defendant's confession to
the home invasion in Wilson County.
On 7 July 2003, Defendant was indicted in Superior Court,
Wilson County, for two counts of assault with a deadly weapon with
intent to kill inflicting serious injury, first-degree burglary,
first-degree kidnapping, and attempted robbery with a dangerous
weapon. Defendant filed a motion to suppress his statements to
members of the Beaufort County Sheriff Department made under the
plea agreement with the federal government. The trial court held
a hearing on the motion to suppress.
Defendant served a subpoena on 16 March 2004, on Assistant
United States Attorney Winnie Reaves ordering attendance and
testimony in a state court criminal proceeding. The United States
of America submitted a motion to quash the subpoena in United
States District Court for the Western District of North Carolina.
On 19 March 2004, United States Magistrate Judge James C. Dever,
III granted the motion by the United States and quashed the
subpoena based on the doctrine of sovereign immunity. The order
was affirmed by Chief United States District Judge Terrence W.
Boyle by order entered 26 April 2004. At the suppression hearing, Defendant's federal counsel, Mr.
McAfee, testified that Defendant did not discuss the Wilson home
invasion crimes in his presence during the interview with
Lieutenant McLawhorn. Mr. McAfee believed that Lieutenant
McLawhorn's summary was a combination of two separate interviews,
only one of which he was present. But Lieutenant McLawhorn
testified that he only interviewed Defendant once and the written
summary was prepared from one interview. Defendant testified that
there was two interviews, and the home invasion was discussed in
the second interview at which Laura Miller was also present.
The trial court found that there had been only one interview
and made the following pertinent findings of fact regarding Mr.
McAfee's testimony:
29. Attorney McAfee testified that the
defendant had told him prior to the debriefing
that he had in fact been involved in these
cases occuring in Wilson County, and that
McAfee knew the type of crimes involved would
be 'crimes of violence' within the meaning of
that term of the plea agreement.
30. Mr. McAfee testifed that he recalls
Officer McLawhorn making what he characterized
as an offhand statement to the effect that
the defendant was protected under his plea
agreement for what was said in the debriefing
and that they would not be concerned about
things defendant said unless it was a murder.
If so, there would be a problem.
31. Attorney McAfee testified that he did not
consider this comment an intent to change or
modify the original plea agreement; he was not
advised of any authority to do so, and he made
no attempt to stop the debriefing, either at
that point or later when the defendant
confessed to the crimes charged in this case.
Thus, the trial court denied Defendant's motion to suppress his
statements. Reserving his right to appeal from the denial of his
motion to suppress, Defendant pled guilty to assault with a deadly
weapon inflicting serious injury, second-degree kidnapping, and two
counts of first-degree burglary.
Following a sentencing hearing, the trial court found the
following as aggravating factors: (1) The Defendant induced others
to participate in the commission of the offense[;] (2) The
defendant joined with more than one other person in committing the
offense and was not charged with committing a conspiracy[;] (3)
The defendant was armed with a deadly weapon at the time of the
crime[;] (4) The defendant committed the offense while on
pretrial release on another charge. The trial court noted that
each factor in aggravation outweighs all mitigation and is alone
a sufficient basis for the sentence from within the aggravated
range. Accordingly, the trial court sentenced Defendant in the
aggravated range to 146 to 185 months imprisonment for the first-
degree burglary charge, fifty-seven to seventy-eight months
imprisonment for the second-degree kidnapping charge, fifty-eight
to seventy-nine months and fifty-seven to seventy-eight months for
the to assault with a deadly weapon charges.
___________________________________________
On appeal, Defendant argues that the trial court erred in (1)
denying his motion to suppress his statements, and (2) sentencing
him in the aggravated range. The standard of review in evaluating a trial court's ruling
on a motion to suppress is that the trial court's findings of fact
'are conclusive on appeal if supported by competent evidence, even
if the evidence is conflicting.' State v. Smith, 160 N.C. App.
107, 114, 584 S.E.2d 830, 835 (2003) (citation omitted). If the
trial court's conclusions of law are supported by its factual
findings, we will not disturb those conclusions on appeal. State
v. Logner, 148 N.C. App. 135, 138, 557 S.E.2d 191, 193-94 (2001).
[1] Defendant contends that there was insufficient evidence to
support findings of fact eight and nine insofar as the trial court
found that Mr. McAfee was present at the 3 January 2003 interview
in which Defendant confessed to the Wilson County crimes.
A review of the record shows that, although there is
conflicting evidence, there is competent evidence to support the
trial court's findings of fact that there was only one interview,
on 3 January 2003, at which Defendant confessed to the Wilson
County crimes. See Smith, 160 N.C. App. at 114, 584 S.E.2d at 835.
Lieutenant McLawhorn testified that he only interviewed Defendant
once, on 3 January 2003, and he prepared a written summary, that
included Defendant's confession, from one interview. Investigator
Davenport also testified he and Lieutenant McLawhorn only
interviewed Defendant once. Although Defendant and Mr. McAfee both
testified that there were two interviews, and that Defendant
confessed to the Wilson County crimes at the second interview, it
is not the job of this Court to re-weigh the credibility of
witnesses, that is a function of the trial court. State v. Buckom,126 N.C. App. 368, 375, 485 S.E.2d 319, 323 (1997). As there is
competent evidence to support the trial court's findings of fact,
they are binding on appeal. Smith, 160 N.C. App. at 114, 584
S.E.2d at 835.
[2] Defendant next contends that the trial court erred in
concluding as a matter of law that Assistant United States Attorney
Reaves was not an essential or necessary witness. But Defendant
did not assign as error any of the findings of fact that support
this conclusion of law, therefore, the findings of fact are binding
on appeal. Inspirational Network, Inc. v. Combs, 131 N.C. App.
231, 235, 506 S.E.2d 754, 758 (1998) (where an appellant fails to
assign error to the trial court's findings of fact, the findings
are presumed to be correct). Rulings on whether a witness is a
necessary or an essential witness will not be disturbed absent a
showing of an abuse of discretion by the trial court. See State v.
Swann, 322 N.C. 666, 676-677, 370 S.E.2d 533, 539 (1988) (a request
for a continuance based on the absence of a witness is addressed to
the sound discretion of the trial court). We find no abuse of
discretion by the trial court.
[3] Next, Defendant contends that the trial court erred in
concluding as a matter of law that Defendant's statements were
freely and voluntarily made and were not a part of any trickery or
deception. We disagree.
[C]onvictions following the admission into evidence of
confessions which are involuntary, i. e., the product of coercion,
either physical or psychological, cannot stand. Rogers v.Richmond, 365 U.S. 534, 540, 5 L. Ed. 2d 760, 766 (1961). The
State must affirmatively show that a defendant was fully informed
of his rights and voluntarily waived them. State v. Johnson, 304
N.C. 680, 683, 285 S.E.2d 792, 795 (1982).
The trial court found as a finding of fact, which Defendant
did not assign error to and is binding on appeal, that [a]s part
of the plea arrangement, the defendant agreed to, and in fact
solicited participation in a debriefing to disclose information
related to the indictment or other crimes[.] Further, the trial
court found that Defendant readily and willingly participated in
the debriefing. No questions were asked of the defendant or
otherwise was the defendant prompted regarding any of the
information pertaining to the defendant's involvement in these
crimes. Moreover, Defendant had previously read and signed the
plea agreement and gone over the terms of the agreement with his
attorney. His attorney was also present at the debriefing.
Accordingly, the trial court did not err in concluding that
Defendant's statements were freely and voluntarily given.
[4] Next, Defendant contends that the trial court erred in
concluding as a matter of law that use of Defendant's statements
did not violate his plea agreement with the federal government.
Defendant argues that Lieutenant McLawhorn's statement to Defendant
that he was immune from prosecution for any crimes he confessed to
as long as you haven't committed any murders, you know, things
like that[,] modified the plea agreement. We disagree.
In analyzing plea agreements, contract principles will be'wholly dispositive' because 'neither side should be able, any more
than would be private contracting parties, unilaterally to renege
or seek modification simply because of uninduced mistake or change
of mind.' Wood, 378 F.3d at 348 (citations omitted). A plea
agreement, however, is not simply a contract between two parties.
It necessarily implicates the integrity of the criminal justice
system and requires the courts to exercise judicial authority in
considering the plea agreement and in accepting or rejecting the
plea. Id. (quoting United States v. McGovern, 822 F.2d 739, 743
(8th Cir. 1987), cert. denied, 484 U.S. 956, 98 L. Ed. 2d 377
(1987)). Consequently, we hold the Government to a greater degree
of responsibility than the defendant (or possibly than would be
either of the parties to commercial contracts) for imprecisions or
ambiguities in plea agreements. United States v. Harvey, 791 F.2d
294, 300 (4th Cir. 1986).
Defendant signed a written plea agreement with the Assistant
United States Attorney Reaves. This agreement was accepted by the
United States District Court for the Eastern District of North
Carolina. Section 4.g of the plea agreement provides that the
United States District Court for the Eastern District of North
Carolina will not prosecute Defendant for any crimes he confessed
to except for crimes of violence. Lieutenant McLawhorn's
subsequent statement giving a specific example of a crime of
violence, i.e. murder, did not modify Defendant's plea agreement.
See Wood, 378 F.3d at 348. Defendant knew the terms of his written
plea agreement and had counsel present during the interview. Moreover, Defendant knew his plea agreement was with the United
States District Court for the Eastern District of North Carolina,
for which Assistant United States Attorney Reaves was the
representative. Lieutenant McLawhorn with the Beaufort County
Sheriff's office had neither actual or apparent authority to modify
the terms of the plea agreement. See State v. Sturgill, 121 N.C.
App. 629, 638, 469 S.E.2d 557, 563 (1996).
As Lieutenant McLawhorn's statement did not modify the plea
agreement, the federal government did not breach the plea agreement
by informing Wilson County authorities of Defendant's confession to
the home invasion. Sections 4.g and 4.h allowed the federal
government to share with the State information Defendant gave them
regarding crimes of violence, which includes a home invasion
resulting in injury to the victims. Accordingly, the trial court
did not err in concluding that the plea agreement was not breached
by the federal government.
[5] Finally, Defendant contends that the trial court erred in
sentencing him within the aggravated range in violation of his
Sixth Amendment right to a jury trial. See Blakely v. Washington,
542 U.S. 296, 159 L. Ed. 2d 403 (2004).
Recently, our Supreme Court recognized that under the Blakely
holding, [o]ther than the fact of a prior conviction, any fact
that increases the penalty for a crime beyond the prescribed
presumptive range must be submitted to a jury and proved beyond a
reasonable doubt. Allen, 359 N.C. at 437, 615 S.E.2d at 265; see
Speight, 359 N.C. at 606, 614 S.E.2d at 264. The Court thereforeheld that those portions of N.C.G.S. § 15A-1340.16 (a), (b), and
(c) which require trial judges to consider evidence of aggravating
factors not found by a jury or admitted by the defendant and which
permit imposition of an aggravated sentence upon judicial findings
of such aggravating factors by a preponderance of the evidence
violate the Sixth Amendment to the United States Constitution.
Allen, 359 N.C. at 438-39, 615 S.E.2d at 265. Accordingly, our
Supreme Court concluded that Blakely errors arising under North
Carolina's Structured Sentencing Act are structural and, therefore,
reversible per se. Id. at 444, 615 S.E.2d at 269.
In this case, the trial court found the following as
aggravating factors: (1) The Defendant induced others to
participate in the commission of the offense[;] (2) The defendant
joined with more than one other person in committing the offense
and was not charged with committing a conspiracy[;] (3) The
defendant was armed with a deadly weapon at the time of the
crime[;] (4) The defendant committed the offense while on
pretrial release on another charge. It is undisputed that the
facts for these aggravating factors were neither presented to a
jury nor proved beyond a reasonable doubt. Nor did Defendant
plainly stipulate to any aggravating factor. Id. at 439, 615 S.E.2d
at 265 ([U]nder Blakely the judge may still sentence a defendant
in the aggravated range based upon the defendant's admission to an
aggravating factor enumerated in N.C.G.S. § 15A-1340.16(d).
(emphasis added)); see also State v. Corey, __ N.C. App. __, __,
618 S.E.2d 784, 785 (2005). Following our Supreme Court holdingsin Allen and Speight, we must remand this matter for resentencing
since the aggravating factors were neither prior convictions nor
facts admitted by Defendant.
Accordingly, we grant Defendant's motion for appropriate
relief filed 18 May 2005.
No error in part; Remanded for resentencing in part.
Judges STEELMAN and SMITH concur.
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