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1. Kidnapping_restraint_not a part of robbery
There was sufficient evidence that the restraint in a kidnapping was separate from that in
a robbery where the victim attempted to flee through her back door when defendant forced his
way through the front door; she was partially outside when defendant grabbed her shirt, pulled
her inside, and then closed the door; and defendant then told her for the first time that he wanted
money. The robbery occurred only after the restraint and removal were complete.
2. Sentencing_prior record points_evidence sufficient
The trial court's findings regarding defendant's prior record points were supported by the
evidence where the State presented only a worksheet, but defense counsel's acknowledgment that
defendant had been on probation can reasonably be construed as an admission that defendant had
been convicted of at least one of the charges. All that is required for defendant's record level (II)
is one conviction; moreover, defendant has not asserted that any of the prior convictions listed on
the worksheet do not exist.
3. Sentencing_aggravating factor_prior record level_not in indictment or submitted to
jury
There was no error in aggravating defendant's sentence based on a prior conviction where
that factor was not alleged in the indictment or submitted to the jury. Aggravating factors need
not be alleged in the indictment, and aggravated sentences based on prior convictions are exempt
from the jury requirement.
Judge WYNN concurring in part and dissenting in part.
Attorney General Roy Cooper, by Special Deputy Attorney
General Amar Majmundar, for the State.
Appellate Defender Staples Hughes, by Assistant Appellate
Defender Benjamin Dowling-Sendor, for defendant-appellant.
STEELMAN, Judge.
Defendant, Jonathan Denard Boyce, appeals his conviction of
second-degree kidnapping and the sentence imposed. For the reasons
discussed herein, we find no error.
At approximately noon on 3 July 2000, defendant knocked on the
front door or Mrs. Amie Dunford's home, which she shared with her
husband and nine-month-old baby. Mrs. Dunford partially opened the
door to defendant, who informed her he was seeking volunteers for
a neighborhood watch program. Defendant asked Mrs. Dunford whether
her husband was at home. She told defendant he was not, but she
would get him a pad and pen so he could leave his contact
information. While Mrs. Dunford went to retrieve the pen and
paper, she shut and locked the door and defendant waited outside.
She returned and handed defendant the paper. Defendant wrote a
name and phone number on the pad and handed it back to her. When
Mrs. Dunford started to shut the door, defendant attempted to force
his way into the home. She bit his hand, but he kept pushing on
the door. Mrs. Dunford realized she could not get the door shut so
she ran to the back door and tried to get out. She opened the back
door and got partially out of the doorway before defendant grabbed
her by the shirt and pulled her back inside.
As defendant dragged Mrs. Dunford inside, she fell to the
floor. When she looked up, she saw for the first time defendant
had a gun in his hand. She began screaming and crying and begged
defendant not to harm her because she was pregnant. Defendant
closed the back door and told her to stop screaming. He said hedid not want to harm her, he just wanted money. This was the first
time defendant demanded anything of Mrs. Dunford.
Mrs. Dunford told defendant she did not have any cash, but she
could write him a check. Defendant and Mrs. Dunford walked to her
car where her checkbook was located. Defendant told her to write
the check for $200.00 and to leave the payee's name blank. Mrs.
Dunford did as instructed and gave defendant the check. Defendant
told her that if she called the police he would kill her.
Defendant then left.
Defendant was indicted for one count each of robbery with a
dangerous weapon, second-degree kidnapping, and felonious breaking
and entering. These matters came on for trial and on 23 August
2001 the jury found defendant guilty of all charges. The trial
judge sentenced defendant to consecutive terms of imprisonment of
95 to 123 months for robbery with a dangerous weapon, 36 to 53
months for second-degree kidnapping, and 10 to 12 months for
felonious breaking and entering. Defendant appeals.
[1] In defendant's first argument, he contends his conviction
for second-degree kidnapping must be vacated because the State
presented insufficient evidence of restraint separate from that
inherent in the armed robbery. We disagree.
Our standard of review when ruling on a motion to dismiss for
insufficient evidence is whether there is substantial evidence of
each element of the charged offense and that the defendant is the
perpetrator. State v. Allred, 131 N.C. App. 11, 19, 505 S.E.2d
153, 158 (1998). The evidence must be considered in the lightmost favorable to the State, giving it the benefit of every
reasonable inference which can be drawn therefrom. Id.
A person is guilty of kidnapping if he unlawfully confines,
restrains, or removes an individual from one place to another
without their consent, if such confinement, restraint or removal
is for the purpose of: (2) Facilitating the commission of any
felony . . . . N.C. Gen. Stat. § 14-39(a)(2) (2005).
The charge of second-degree kidnapping in this case is based
upon defendant's dragging Mrs. Dunford back into her home for the
purpose of robbing her. Defendant argues this act was inherent in
the robbery and was not a separate and complete act, independent of
and apart from the felony of armed robbery. In support of his
argument, defendant cites the seminal case of State v. Fulcher, 294
N.C. 503, 243 S.E.2d 338 (1978). We agree with defendant that
Fulcher is controlling in this case, however, it compels this Court
to hold defendant's argument is without merit.
In Fulcher, the defendant walked with a woman back to her
motel room where she and her friend were staying. The defendant
pushed her into the room and told her he had a knife. Defendant
then bound the two women with tape and forced each of them to
perform oral sex. The defendant was convicted of two charges of
kidnapping and two charges of a crime against nature. The
defendant argued that the kidnappings were merely incidental to the
crimes of crime against nature. Our Supreme Court, construing the
1975 amendments to the kidnapping statute, stated:
We are of the opinion, and so hold, that G.S.
14-39 was not intended by the Legislature tomake a restraint, which is an inherent,
inevitable feature of such other felony, also
kidnapping so as to permit the conviction and
punishment of the defendant for both crimes.
To hold otherwise would violate the
constitutional prohibition against double
jeopardy.
Id. at 523, 243 S.E.2d 351. The Court went on to affirm the
defendant's two kidnapping convictions, explaining:
The restraint of each of the women was
separate and apart from, and not an inherent
incident of, the commission upon her of the
crime against nature, though closely related
thereto in time. Each woman was so bound, and
thereby restrained, so as to reduce her
ability to resist, so as to prevent her escape
from the room during the commission of the
crime against nature upon the other, and so as
to prevent her from going to the assistance of
her companion. Thus, the restraint of each was
for the purpose of facilitating the commission
of the felony of crime against nature.
Id. at 524, 243 S.E.2d 352.
In the instant case, defendant restrained Mrs. Dunford by
grabbing her as she fled her residence and removed her by dragging
her back into her residence. These were separate acts, completed
prior to defendant brandishing a gun and demanding money.
Defendant argues he could not have robbed Mrs. Dunford without
first dragging her back into the residence and this act was an
inherent part of the robbery. However, in Fulcher, the defendant
could not have committed the crimes against nature without binding
the women to insure they could not escape. Defendant's act of
grabbing Mrs. Dunford and pulling her back into the house was
closely related to the robbery, but was not an inherent incident
thereof. Accord id. Defendant cites a number of other cases in addition to Fulcher
in support of his argument. These cases include State v. Beatty,
347 N.C. 555, 495 S.E.2d 367 (1998), State v. Pigott, 331 N.C. 199,
415 S.E.2d 555 (1992), State v. Irwin, 304 N.C. 93, 282 S.E.2d 439
(1981), State v. Ross, 133 N.C. App. 310, 515 S.E.2d 252 (1999),
and State v. Allred, 131 N.C. App. 11, 505 S.E.2d 153 (1998). The
facts in all of these cases where restraint was found to be
inherent to and part of the commission of another felony are
distinguishable from the facts of this case. In each of those
cases, the defendant first demanded money and brandished a weapon,
and thereafter removed the victims from one place to another in
order to locate items to steal. Our courts arrested the kidnapping
convictions where the defendant's purpose in removing the victims
was to facilitate the robbery. Where the defendant's purpose in
the removal of the victims was not directly related to the robbery,
our courts allowed the kidnapping convictions to stand.
In the instant case, defendant pushed open the door and Mrs.
Dunford fled out the back of the house. At that point, defendant
had not brandished his gun, nor demanded any money or property. It
was only after the restraint and removal of Mrs. Dunford was
complete that the robbery took place. As a result, the kidnapping
was separate and apart from the robbery.
[2] In defendant's second argument, he contends the trial
court's findings regarding his prior record points and prior record
level were unsupported by the evidence, and therefore, he is
entitled to a new sentencing hearing. We disagree. Defendant contends the State failed to meet the requirements
to prove a defendant's prior conviction as set forth in N.C. Gen.
Stat. § 15A-1340.14(f). Proof of a defendant's prior conviction
may be done in one of four ways: (1) Stipulation of the parties[;]
(2) An original or copy of the court record of the prior
conviction[;] (3) A copy of records maintained by the Division of
Criminal Information, the Division of Motor Vehicles, or of the
Administrative Office of the Courts[;] (4) Any other method found
by the court to be reliable. N.C. Gen. Stat. § 15A-1340.14(f)
(2005). The burden rests on the State to prove by a preponderance
of the evidence that a prior conviction exists and that the
individual before the court is the same person named in the prior
convictions. State v. Eubanks, 151 N.C. App. 499, 505, 565 S.E.2d
738, 742 (2002).
The record in the instant case indicates the only evidence
presented by the State was a prior record level worksheet
purporting to list three prior convictions. There is no question
that a worksheet, prepared and submitted by the State, purporting
to list a defendant's prior convictions is, without more,
insufficient to satisfy the State's burden in establishing proof of
prior convictions. Id. Therefore, we must review the dialogue
between counsel and the trial court to determine whether there was
a stipulation of the prior convictions listed on the worksheet
the State presented. Id. [C]ounsel need not affirmatively state
what a defendant's prior record level is for a stipulation withrespect to that defendant's prior record level to occur. State v.
Alexander, 359 N.C. 824, 830, 616 S.E.2d 914, 918 (2005).
At sentencing, the prosecutor stated that for purposes of
sentencing defendant would be a record Level 2 since he had four
prior record level points. The prior record points were as
follows: two points for felonious possession with intent to sell
and deliver a counterfeit controlled substance, a Class I felony,
one point for misdemeanor possession of stolen goods, and one point
because defendant was on probation or post-supervision release at
the time this felony occurred. Following the State's summation of
the prior record level worksheet, the trial court conducted a bench
conference, after which the judge stated:
Madam Court Reporter, let the record reflect
that the district attorney has handed up,
after it was reviewed by the defense counsel,
AOC-600 form, the worksheet of the prior
record level for felony sentencing and a prior
conviction level for misdemeanor sentencing.
He's handed that up to the Court, indicating
the defendant had four points against him
prior to this, placing him in a prior record
Level 2.
The fact defense counsel did not object to the trial court's
statement that he had reviewed the prior record level worksheet and
the judge's summation of the point level is tantamount to an
admission or stipulation that defendant had the prior convictions
asserted by the State. In addition, before the judge finally
imposed sentence on defendant, he inquired as to how long defendant
had been on probation. At which time, the prosecutor informed the
judge he had been mistaken and defendant was not now on probation.
Defense counsel responded that defendant had been on probation, butwas not on probation now. Defense counsel's acknowledgment that
defendant had been on probation, but was no longer, can also
reasonably be construed as an admission by defendant that he had
been convicted of at least one of the charges listed on the
worksheet. All that was required to sentence defendant as a record
Level 2 is one conviction. We also note that defendant has not
asserted in his appellate brief that any of the prior convictions
listed on the worksheet do not, in fact, exist. See Eubanks, 151
N.C. App. at 506, 565 S.E.2d at 743. This argument is without
merit.
[3] In defendant's third argument, he contends the trial court
erred in sentencing him because the aggravating factor was not
alleged in the indictments nor submitted to the jury. We disagree.
The trial court found one factor in aggravation, which was not
alleged in the indictment. Our Supreme Court held that aggravating
circumstances need not be specifically alleged in an indictment.
State v. Allen, 359 N.C. 425, 438, 615 S.E.2d 256, 265 (2005).
This argument is without merit.
Defendant further argues his sentence must be vacated because
the judge failed to submit the aggravating factor to the jury for
determination beyond a reasonable doubt, as directed by the United
States Supreme Court in Blakely v. Washington, 542 U.S. 296, 159 L.
Ed. 2d 403 (2004). We disagree.
Under Blakely, a judge may not impose a sentence upon
defendant from the aggravated range, unless the aggravating factor
is submitted to the jury and found beyond a reasonable doubt. Allen, 359 N.C. at 438-39, 615 S.E.2d at 265. However, Blakely
specifically exempts aggravated sentences based on prior
convictions from its requirements. State v. Tedder, 169 N.C. App.
446, 449, 610 S.E.2d 774, 776 (2005) (citing Blakely, 542 U.S. at
___, 159 L. Ed. 2d at 412). Here, the trial court found one factor
in aggravation, that defendant, as a juvenile, had been adjudged
delinquent of an offense that would be a class A, B, C, D, or E
felony had he been an adult. This prior conviction was not one of
the convictions listed on the State's worksheet. Defendant had
been adjudicated delinquent of the offenses of first-degree
burglary and robbery with a dangerous weapon, each class D
felonies. These convictions were established by the testimony of
a clerk for juvenile court. These convictions supported the trial
court's finding of the statutory aggravating factor under N.C. Gen.
Stat. § 15A-1340.16(d)(18a) (2005). Since the aggravated sentence
was based solely upon a prior conviction, the requirement of
Blakely, that the aggravating factor be submitted to a jury, was
not applicable. Tedder, 169 N.C. App. at 449, 610 S.E.2d at 776.
This argument is without merit.
The remaining assignments of errors asserted in the record on
appeal, but not argued in defendant's brief, are deemed abandoned.
N.C. R. App. P. 28(b)(6).
For the reasons discussed herein, we find no prejudicial error
in defendant's trial or sentencing.
NO ERROR.
Judge LEWIS concurs. Judge WYNN concurs in part and dissents in part by separate
opinion.
WYNN, Judge, concurring in part, dissenting in part.
While I agree that the State satisfied its burden to prove
Defendant's prior conviction for sentencing, and that the trial
court did not err in sentencing Defendant in the aggravated range,
I cannot agree with the majority's conclusion that Defendant's act
of pulling the victim back into the house was not inherent to the
robbery with a dangerous weapon. I, therefore, respectfully
dissent.
A defendant is guilty of the offense of second-degree
kidnapping if he (1) confines, restrains, or removes from one place
to another (2) a person sixteen years of age or over (3) without
the person's consent, (4) for the purpose of facilitating the
commission of a felony. N.C. Gen. Stat. § 14-39(a)(2) (2005).
Our Supreme Court, however, has recognized that 'certain felonies
(e.g., forcible rape and armed robbery) cannot be committed without
some restraint of the victim' and has held that restraint 'which is
an inherent, inevitable feature of [the] other felony' may not be
used to convict a defendant of kidnapping. State v. Allred, 131
N.C. App. 11, 20, 505 S.E.2d 153, 158 (1998) (quoting State v.
Fulcher, 294 N.C. 503, 523, 243 S.E.2d 338, 351 (1978)). The key
question . . . is whether the kidnapping charge is supported by
evidence from which a jury could reasonably find that the necessary
restraint for kidnapping 'exposed [the victim] to greater danger
than that inherent in the armed robbery itself[.]' State v.Pigott, 331 N.C. 199, 210, 415 S.E.2d 555, 561 (1992) (quoting
State v. Irwin, 304 N.C. 93, 103, 282 S.E.2d 439, 446 (1981)).
In Fulcher, the defendant followed a woman into her motel
room, pushed the woman into the room, bound the woman and her
friend with tape, and then committed crimes against nature upon
them. Based upon these facts, the Fulcher court held that the
restraint of each of the women was separate and apart from, and
not an inherent incident of, the commission upon her of the crime
against nature, though closely related thereto in time. Fulcher,
294 N.C. at 524, 243 S.E.2d at 352.
Here, the only evidence of restraint is that Defendant grabbed
the victim and pulled her back into the house
when the victim
stepped a foot outside the house in an attempt to escape.
To
commit a robbery with a dangerous weapon under section 14-87(a) of
the North Carolina General Statutes, Defendant had to possess, use,
or threaten to use a firearm while taking personal property from a
residence where a person was present. See N.C. Gen. Stat. §
14-87(a)
(2005) (emphasis added). Defendant's restraint of the
victim was an essential element of robbery with a dangerous weapon
under section 14-87(a), and Defendant's use of this restraint
exposed the victim to no greater danger than that required to
complete the robbery with a dangerous weapon.
See State v. Beatty,
347 N.C. 555, 495 S.E.2d 367 (1998). Thus, the victim in this case
was exposed only to the harm inherent in the robbery with a
dangerous weapon, and not to the kind of danger and abuse that thekidnapping statute was designed to prevent. See State v. Ripley,
172 N.C. App. 453, 457, 617 S.E.2d 106, 109 (2005).
Because Defendant's restraint was an inherent, inevitable
feature of the armed robbery which may not be used to convict a
defendant of kidnapping,
I would vacate Defendant's conviction for
second-degree kidnapping.
See Allred, 131 N.C. App. at 20, 505
S.E.2d at 158
.
I therefore dissent from the portion of the
majority's opinion finding no error in Defendant's second-degree
kidnapping conviction.
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